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in general (it might, or might not, hold). For example, that every equivalence relation is symmetric, but not necessarily antisymmetric, is indicated by All definitions tacitly require thehomogeneous relation betransitive: for all if and then |


Inmathematics, especiallyorder theory, aweak ordering is a mathematical formalization of the intuitive notion of aranking of aset, some of whose members may betied with each other. Weak orders are a generalization oftotally ordered sets (rankings without ties) and are in turn generalized by (strictly)partially ordered sets andpreorders.[1]
There are several common ways of formalizing weak orderings, that are different from each other butcryptomorphic (interconvertable with no loss of information): they may be axiomatized asstrict weak orderings (strictly partially ordered sets in which incomparability is atransitive relation), astotal preorders (transitive binary relations in which at least one of the two possible relations exists between every pair of elements), or asordered partitions (partitions of the elements into disjoint subsets, together with a total order on the subsets). In many cases another representation called apreferential arrangement based on autility function is also possible.
Weak orderings are counted by theordered Bell numbers. They are used incomputer science as part ofpartition refinement algorithms, and in theC++ Standard Library.[2]
Inhorse racing, the use ofphoto finishes has eliminated some, but not all, ties or (as they are called in this context)dead heats, so the outcome of a horse race may be modeled by a weak ordering.[3] In an example from theMaryland Hunt Cup steeplechase in 2007, The Bruce was the clear winner, but two horses Bug River and Lear Charm tied for second place, with the remaining horses farther back; three horses did not finish.[4] In the weak ordering describing this outcome, The Bruce would be first, Bug River and Lear Charm would be ranked after The Bruce but before all the other horses that finished, and the three horses that did not finish would be placed last in the order but tied with each other.
The points of theEuclidean plane may be ordered by theirdistance from theorigin, giving another example of a weak ordering with infinitely many elements, infinitely many subsets of tied elements (the sets of points that belong to a commoncircle centered at the origin), and infinitely many points within these subsets. Although this ordering has a smallest element (the origin itself), it does not have any second-smallest elements, nor any largest element.
Opinion polling in political elections provides an example of a type of ordering that resembles weak orderings, but is better modeled mathematically in other ways. In the results of a poll, one candidate may be clearly ahead of another, or the two candidates may be statistically tied, meaning not that their poll results are equal but rather that they are within themargin of error of each other. However, if candidate is statistically tied with and is statistically tied with it might still be possible for to be clearly better than so being tied is not in this case atransitive relation. Because of this possibility, rankings of this type are better modeled assemiorders than as weak orderings.[5]
Suppose throughout that is ahomogeneousbinary relation on a set (that is, is a subset of) and as usual, write and say that holds oris true if and only if
Preliminaries on incomparability and transitivity of incomparability
Two elements and of are said to beincomparable with respect to if neither nor is true.[1] Astrict partial order is a strict weak ordering if and only if incomparability with respect to is anequivalence relation. Incomparability with respect to is always a homogeneoussymmetric relation on It isreflexive if and only if isirreflexive (meaning that is always false), which will be assumed so thattransitivity is the only property this "incomparability relation" needs in order to be anequivalence relation.
Define also an induced homogeneous relation on by declaring that where importantly, this definition isnot necessarily the same as: if and only if Two elements are incomparable with respect to if and only if areequivalent with respect to (or less verbosely,-equivalent), which by definition means that both are true. The relation "are incomparable with respect to" is thus identical to (that is, equal to) the relation "are-equivalent" (so in particular, the former is transitive if and only if the latter is). When is irreflexive then the property known as "transitivity of incomparability" (defined below) isexactly the condition necessary and sufficient to guarantee that the relation "are-equivalent" does indeed form an equivalence relation on When this is the case, it allows any two elements satisfying to be identified as a single object (specifically, they are identified together in their commonequivalence class).
Definition
Astrict weak ordering on a set is astrict partial order on for which theincomparability relation induced on by is atransitive relation.[1] Explicitly, a strict weak order on is ahomogeneous relation on that has all four of the following properties:
Properties (1), (2), and (3) are the defining properties of a strict partial order, although there is some redundancy in this list as asymmetry (3) implies irreflexivity (1), and also because irreflexivity (1) and transitivity (2) together imply asymmetry (3).[6] The incomparability relation is alwayssymmetric and it will bereflexive if and only if is an irreflexive relation (which is assumed by the above definition). Consequently, a strict partial order is a strict weak order if and only if its induced incomparability relation is anequivalence relation. In this case, itsequivalence classespartition and moreover, the set of these equivalence classes can bestrictly totally ordered by abinary relation, also denoted by that is defined for all by:
Conversely, anystrict total order on apartition of gives rise to a strict weak ordering on defined by if and only if there exists sets in this partition such that
Not every partial order obeys the transitive law for incomparability. For instance, consider the partial order in the set defined by the relationship The pairs are incomparable but and are related, so incomparability does not form an equivalence relation and this example is not a strict weak ordering.
For transitivity of incomparability, each of the following conditions isnecessary, and for strict partial orders alsosufficient:
Strict weak orders are very closely related tototal preorders or(non-strict) weak orders, and the same mathematical concepts that can be modeled with strict weak orderings can be modeled equally well with total preorders. A total preorder or weak order is apreorder in which any two elements are comparable.[7] A total preorder satisfies the following properties:
Atotal order is a total preorder which is antisymmetric, in other words, which is also apartial order. Total preorders are sometimes also calledpreference relations.
Thecomplement of a strict weak order is a total preorder, and vice versa, but it seems more natural to relate strict weak orders and total preorders in a way that preserves rather than reverses the order of the elements. Thus we take theconverse of the complement: for a strict weak ordering define a total preorder by setting whenever it is not the case that In the other direction, to define a strict weak ordering < from a total preorder set whenever it is not the case that[8]
In any preorder there is acorresponding equivalence relation where two elements and are defined asequivalent if In the case of atotal preorder the corresponding partial order on the set of equivalence classes is a total order. Two elements are equivalent in a total preorder if and only if they are incomparable in the corresponding strict weak ordering.
Apartition of a set is a family of non-empty disjoint subsets of that have as their union. A partition, together with atotal order on the sets of the partition, gives a structure called byRichard P. Stanley anordered partition[9] and byTheodore Motzkin alist of sets.[10] An ordered partition of a finite set may be written as afinite sequence of the sets in the partition: for instance, the three ordered partitions of the set are
In a strict weak ordering, the equivalence classes of incomparability give a set partition, in which the sets inherit a total ordering from their elements, giving rise to an ordered partition. In the other direction, any ordered partition gives rise to a strict weak ordering in which two elements are incomparable when they belong to the same set in the partition, and otherwise inherit the order of the sets that contain them.
For sets of sufficiently smallcardinality, a fourth axiomatization is possible, based on real-valued functions. If is any set then a real-valued function on induces a strict weak order on by setting The associated total preorder is given by setting and the associated equivalence by setting
The relations do not change when is replaced by (composite function), where is astrictly increasing real-valued function defined on at least the range of Thus for example, autility function defines apreference relation. In this context, weak orderings are also known aspreferential arrangements.[11]
If is finite or countable, every weak order on can be represented by a function in this way.[12] However, there exist strict weak orders that have no corresponding real function. For example, there is no such function for thelexicographic order on Thus, while in most preference relation models the relation defines a utility functionup to order-preserving transformations, there is no such function forlexicographic preferences.
More generally, if is a set, is a set with a strict weak ordering and is a function, then induces a strict weak ordering on by settingAs before, the associated total preorder is given by setting and the associated equivalence by setting It is not assumed here that is aninjective function, so a class of two equivalent elements on may induce a larger class of equivalent elements on Also, is not assumed to be asurjective function, so a class of equivalent elements on may induce a smaller or empty class on However, the function induces an injective function that maps the partition on to that on Thus, in the case of finite partitions, the number of classes in is less than or equal to the number of classes on
Semiorders generalize strict weak orderings, but do not assume transitivity of incomparability.[13] A strict weak order that istrichotomous is called astrict total order.[14] The total preorder which is the inverse of its complement is in this case atotal order.
For a strict weak order another associated reflexive relation is itsreflexive closure, a (non-strict) partial order The two associated reflexive relations differ with regard to different and for which neither nor: in the total preorder corresponding to a strict weak order we get and while in the partial order given by the reflexive closure we get neither nor For strict total orders these two associated reflexive relations are the same: the corresponding (non-strict) total order.[14] The reflexive closure of a strict weak ordering is a type ofseries-parallel partial order.
The number of distinct weak orders (represented either as strict weak orders or as total preorders) on an-element set is given by the following sequence (sequenceA000670 in theOEIS):
| Elements | Any | Transitive | Reflexive | Symmetric | Preorder | Partial order | Total preorder | Total order | Equivalence relation |
|---|---|---|---|---|---|---|---|---|---|
| 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 |
| 1 | 2 | 2 | 1 | 2 | 1 | 1 | 1 | 1 | 1 |
| 2 | 16 | 13 | 4 | 8 | 4 | 3 | 3 | 2 | 2 |
| 3 | 512 | 171 | 64 | 64 | 29 | 19 | 13 | 6 | 5 |
| 4 | 65,536 | 3,994 | 4,096 | 1,024 | 355 | 219 | 75 | 24 | 15 |
| n | 2n2 | 2n(n−1) | 2n(n+1)/2 | ∑n k=0k!S(n,k) | n! | ∑n k=0S(n,k) | |||
| OEIS | A002416 | A006905 | A053763 | A006125 | A000798 | A001035 | A000670 | A000142 | A000110 |
Note thatS(n,k) refers toStirling numbers of the second kind.
These numbers are also called theFubini numbers orordered Bell numbers.
For example, for a set of three labeled items, there is one weak order in which all three items are tied. There are three ways of partitioning the items into onesingleton set and one group of two tied items, and each of these partitions gives two weak orders (one in which the singleton is smaller than the group of two, and one in which this ordering is reversed), giving six weak orders of this type. And there is a single way of partitioning the set into three singletons, which can be totally ordered in six different ways. Thus, altogether, there are 13 different weak orders on three items.

Unlike for partial orders, the family of weak orderings on a given finite set is not in general connected by moves that add or remove a single order relation to or from a given ordering. For instance, for three elements, the ordering in which all three elements are tied differs by at least two pairs from any other weak ordering on the same set, in either the strict weak ordering or total preorder axiomatizations. However, a different kind of move is possible, in which the weak orderings on a set are more highly connected. Define adichotomy to be a weak ordering with two equivalence classes, and define a dichotomy to becompatible with a given weak ordering if every two elements that are related in the ordering are either related in the same way or tied in the dichotomy. Alternatively, a dichotomy may be defined as aDedekind cut for a weak ordering. Then a weak ordering may be characterized by its set of compatible dichotomies. For a finite set of labeled items, every pair of weak orderings may be connected to each other by a sequence of moves that add or remove one dichotomy at a time to or from this set of dichotomies. Moreover, theundirected graph that has the weak orderings as its vertices, and these moves as its edges, forms apartial cube.[15]
Geometrically, the total orderings of a given finite set may be represented as the vertices of apermutohedron, and the dichotomies on this same set as the facets of the permutohedron. In this geometric representation, the weak orderings on the set correspond to the faces of all different dimensions of the permutohedron (including the permutohedron itself, but not the empty set, as a face). Thecodimension of a face gives the number of equivalence classes in the corresponding weak ordering.[16] In this geometric representation the partial cube of moves on weak orderings is the graph describing thecovering relation of theface lattice of the permutohedron.
For instance, for the permutohedron on three elements is just a regular hexagon. The face lattice of the hexagon (again, including the hexagon itself as a face, but not including the empty set) has thirteen elements: one hexagon, six edges, and six vertices, corresponding to the one completely tied weak ordering, six weak orderings with one tie, and six total orderings. The graph of moves on these 13 weak orderings is shown in the figure.
As mentioned above, weak orders have applications in utility theory.[12] Inlinear programming and other types ofcombinatorial optimization problem, the prioritization of solutions or of bases is often given by a weak order, determined by a real-valuedobjective function; the phenomenon of ties in these orderings is called "degeneracy", and several types of tie-breaking rule have been used to refine this weak ordering into a total ordering in order to prevent problems caused by degeneracy.[17]
Weak orders have also been used incomputer science, inpartition refinement based algorithms forlexicographic breadth-first search andlexicographic topological ordering. In these algorithms, a weak ordering on the vertices of a graph (represented as a family of sets thatpartition the vertices, together with adoubly linked list providing a total order on the sets) is gradually refined over the course of the algorithm, eventually producing a total ordering that is the output of the algorithm.[18]
In theStandard Library for theC++ programming language, theset and multiset data types sort their input by a comparison function that is specified at the time of template instantiation, and that is assumed to implement a strict weak ordering.[2]