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Walter Brattain

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(Redirected fromWalter Houser Brattain)
American solid-state physicist (1902–1987)

Walter Brattain
Brattain in 1956
Born
Walter Houser Brattain

(1902-02-10)February 10, 1902
DiedOctober 13, 1987(1987-10-13) (aged 85)
Alma mater
Known forInventing thepoint-contact transistor
Spouses
Children1
RelativesRobert Brattain (brother)
Awards
Scientific career
FieldsSolid-state physics
Institutions
ThesisEfficiency of Excitation by Electron Impact and Anomalous Scattering in Mercury Vapor
 (1929)
Doctoral advisorJohn Torrence Tate Sr.

Walter Houser Brattain (/ˈbrætn/BRAT-n;[1] February 10, 1902 – October 13, 1987) was an Americansolid-state physicist who shared the 1956Nobel Prize in Physics withJohn Bardeen andWilliam Shockley for their invention of thepoint-contact transistor. Brattain devoted much of his life to research onsurface states.

Early life and education

[edit]

Walter Houser Brattain was born on February 10, 1902, in Amoy (nowXiamen), China, to American parents, Ross R. Brattain and Ottilie Houser. His father was ofScottish descent, while his mother's parents were both immigrants fromStuttgart, Germany.[2][3] Ross was a teacher at the Ting-Wen Institute,[4]: 11  a private school for Chinese boys. Ottilie was a gifted mathematician.[5] Both were graduates ofWhitman College.[3]: 71 [6] Ottilie and baby Walter returned to the United States in 1903, and Ross followed shortly afterward.[4]: 12  The family lived for several years inSpokane, Washington, then settled on acattle ranch nearTonasket, Washington, in 1911.[4]: 12 [3]: 71 

Brattain attended high school in Washington, spending one year atQueen Anne High School, two years atTonasket High School, and one year atMoran School for Boys.[7] He then attended Whitman College, where he studied under Benjamin H. Brown (physics) and Walter A. Bratton (mathematics). He received hisB.S. in 1924 with a double major in physics and mathematics.[8] Brattain and his classmatesWalker Bleakney,Vladimir Rojansky, andE. John Workman would all go on to have distinguished careers, later becoming known as "the four horsemen of physics".[3]: 71  Brattain's brotherRobert, who followed him at Whitman College, also became a physicist.[3]: 71 

Brattain obtained anM.A. from theUniversity of Oregon in 1926 and aPh.D. from theUniversity of Minnesota in 1929.[8][9] At Minnesota, he had the opportunity to study the new field ofquantum mechanics underJohn Van Vleck. His thesis, supervised byJohn T. Tate, was titledEfficiency of Excitation by Electron Impact and Anomalous Scattering in Mercury Vapor.[3]: 72 

Career and research

[edit]

From 1928 to 1929, Brattain worked for theNational Bureau of Standards in Washington, D.C., where he helped to developpiezoelectric frequency standards. In August 1929, he joined Joseph A. Becker atBell Laboratories as a research physicist.[10] The two men worked on the heat-induced flow ofcharge carriers incopper oxide rectifiers.[3]: 72  Brattain was able to attend a lecture byArnold Sommerfeld.[10] Some of their subsequent experiments onthermionic emission provided experimental validation for theSommerfeld theory. They also did work on the surface state andwork function oftungsten and theadsorption ofthorium atoms.[3]: 74  Through his studies of rectification and photo-effects on the semiconductor surfaces of cuprous oxide and silicon, Brattain discovered the photo-effect at the free surface of a semiconductor. This work was considered by theNobel Committee to be one of his chief contributions tosolid-state physics.[2]

At the time, the telephone industry was heavily dependent on the use ofvacuum tubes to controlelectron flow and amplifycurrent. Vacuum tubes were neither reliable nor efficient, and Bell Labs wanted to develop an alternative technology.[11] As early as the 1930s Brattain worked withWilliam Shockley on the idea of a semiconductor amplifier that used copper oxide, an early and unsuccessful attempt at creating afield-effect transistor. Other researchers at Bell and elsewhere were also experimenting with semiconductors, using materials such asgermanium andsilicon, but the pre-war research effort was somewhat haphazard and lacked strong theoretical grounding.[12]

DuringWorld War II, both Brattain and Shockley were separately involved in research on magnetic detection of submarines with theNational Defense Research Committee atColumbia University.[8] Brattain's group developedmagnetometers sensitive enough to detect anomalies in theEarth's magnetic field caused bysubmarines.[4]: 104 [10] As a result of this work, in 1944, Brattain patented a design for a magnetometer head.[13]

In 1945, Bell Labs reorganized and created a group specifically to do fundamental research in solid-state physics, relating to communications technologies. Creation of the sub-department was authorized by the vice-president for research,Mervin Kelly.[12] An interdisciplinary group, it was co-led by Shockley and Stanley O. Morgan.[3]: 76  The new group was soon joined byJohn Bardeen.[12] Bardeen was a close friend of Brattain's brother Robert, who had introduced John and Walter in the 1930s.[4] They often played bridge and golf together.[3]: 77  Bardeen was a quantum physicist, Brattain a gifted experimenter in materials science, and Shockley, the leader of their team, was an expert in solid-state physics.[14]

Invention of the transistor

[edit]
Main article:History of the transistor
A stylized replica of the first transistor
John Bardeen (left),William Shockley (center), and Walter Brattain atBell Labs, 1948

According to theories of the time, Shockley'sfield-effect transistor, a cylinder coated thinly with silicon and mounted close to a metal plate, should have worked. He ordered Brattain and Bardeen to find out why it wouldn't. During November and December, the two men carried out a variety of experiments, attempting to determine why Shockley's device wouldn't amplify.[11] Bardeen was a brilliant theorist;[15] Brattain, equally importantly, "had an intuitive feel for what you could do in semiconductors".[12]: 40  Bardeen theorized that the failure to conduct might be the result of local variations in thesurface state which trapped thecharge carriers.[16]: 467–468  Brattain and Bardeen eventually managed to create a small level of amplification by pushing a gold metal point into the silicon, and surrounding it with distilled water. Replacing silicon with germanium enhanced the amplification, but only for low frequency currents.[11]

On December 16, Brattain devised a method of placing two gold leaf contacts close together on a germanium surface.[14] Brattain reported: "Using this double point contact, contact was made to a germanium surface that had been anodized to 90 volts, electrolyte washed off in H2O and then had some gold spots evaporated on it. The gold contacts were pressed down on the bare surface. Both gold contacts to the surface rectified nicely... One point was used as a grid and the other point as a plate. The bias (D.C.) on the grid had to be positive to get amplification"[16]

As described by Bardeen, "The initial experiments with the gold spot suggested immediately that holes were being introduced into the germanium block, increasing the concentration of holes near the surface. The names emitter and collector were chosen to describe this phenomenon. The only question was how the charge of the added holes was compensated. Our first thought was that the charge was compensated by surface states. Shockley later suggested that the charge was compensated by electrons in the bulk and suggested the junction transistor geometry... Later experiments carried out by Brattain and me showed that very likely both occur in the point-contact transistor."[16]: 470 

On December 23, 1947, Brattain, Bardeen, and Shockley demonstrated the first workingtransistor to their colleagues at Bell Labs. Amplifying small electrical signals and supporting the processing of digital information, the transistor is "the key enabler of modern electronics."[17]

Convinced by the 1947 demonstration that a major breakthrough was being made, Bell Labs focused intensively on what it now called theSurface States Project. Initially, strict secrecy was observed. Carefully restricted internal conferences within Bell Labs shared information about the work of Brattain, Bardeen, Shockley and others who were engaged in related research.[16]: 471  Patents were registered, recording the invention of thepoint-contact transistor by Bardeen and Brattain.[18] There was considerable anxiety over whether Ralph Bray andSeymour Benzer, studying resistance in germanium atPurdue University, might make a similar discovery and publish before Bell Labs.[12]: 38–39 

On June 30, 1948, Bell Labs held a press conference to publicly announce their discovery. They also adopted an open policy in which new knowledge was freely shared with other institutions. By doing so, they avoided classification of the work as a military secret, and made possible widespread research and development of transistor technology. Bell Labs organized several symposia, open to university, industry and military participants, which were attended by hundreds of scientists in September 1951, April 1952, and 1956. Representatives from international as well as domestic companies attended.[16]: 471–472, 475–476 

Shockley believed and stated that he should have received all the credit for the invention of the transistor.[18][19][20] He actively excluded Bardeen and Brattain from new areas of research,[21] in particular thejunction transistor, which Shockley patented.[18] Shockley's theory of the junction transistor was an "impressive achievement", pointing the way to futuresolid-state electronics, but it would be several years before its construction would become practically possible.[12]: 43–44 

Brattain transferred to another research group within Bell Labs, working with C. G. B. Garrett, and P. J. Boddy. He continued to study the surface properties of solids and the "transistor effect," so as to better understand the various factors underlying semiconductor behavior.[3]: 79–81 [22] Describing it as "an intolerable situation," Bardeen left Bell Labs in 1951 to go to theUniversity of Illinois, where he eventually won a second Nobel Prize for his theory ofsuperconductivity.[18] Shockley left Bell Labs in 1953 and went on to formShockley Semiconductor Laboratory.[21][23]

In 1956, the three men were jointly awarded theNobel Prize in Physics byKing Gustaf VI Adolf of Sweden "for their researches on semiconductors and their discovery of the transistor effect."[8] Bardeen and Brattain were included for the discovery of the point-contact transistor; Shockley for the development of the junction transistor. Walter Brattain is credited as having said, when told of the award, "I certainly appreciate the honor. It is a great satisfaction to have done something in life and to have been recognized for it in this way. However, much of my good fortune comes from being in the right place, at the right time, and having the right sort of people to work with."[24] Each of the three gave a lecture. Brattain spoke onSurface Properties of Semiconductors,[25] Bardeen onSemiconductor Research Leading to the Point Contact Transistor,[26] and Shockley onTransistor Technology Evokes New Physics.[27]

Other work

[edit]

Brattain later collaborated with P. J. Boddy and P. N. Sawyer on several papers on electrochemical processes in living matter.[3]: 80  He became interested inblood clotting after his son required heart surgery. He also collaborated with Whitman chemistry professor David Frasco, usingphospholipid bilayers as a model to study the surface of living cells and their absorption processes.[21]

Teaching

[edit]

Brattain taught atHarvard University as a visiting lecturer in 1952 and at Whitman College as a visiting lecturer in 1962 and 1963, and a visiting professor beginning in 1963. Upon formally retiring from Bell Laboratories in 1967, he continued to teach at Whitman, becoming an adjunct professor in 1972. He retired from teaching in 1976 but continued to be a consultant at Whitman.[8]

At Whitman, the Walter Brattain Scholarships are awarded on a merit basis to "entering students who have achieved high academic excellence in their college preparatory work." All applicants for admission are considered for the scholarship, which is potentially renewable for four years.[28]

Personal life and death

[edit]

Brattain married twice. His first wife was chemist Keren Gilmore. They were married in 1935 and had a son, William, in 1943. Keren died on April 10, 1957.[29] The following year, Brattain married Emma Jane (Kirsch) Miller, a mother of three children.[8]

Brattain died ofAlzheimer's disease on October 13, 1987, inSeattle, Washington, at the age of 85.[2][9] He is buried at City Cemetery inPomeroy, Washington.[30]

Recognition

[edit]

Awards

[edit]
CountryYearInstituteAwardCitationRef.
United States1952Franklin InstituteStuart Ballantine Medal"For the theory of surface states in semiconductors and the invention of the point-contact transistor" (withJohn Bardeen)[31]
United States1954Philadelphia City CouncilJohn Scott Medal"Invention of the transistor" (withJohn Bardeen)[32]
Sweden1956Royal Swedish Academy of SciencesNobel Prize in Physics"For their researches on semiconductors and their discovery of the transistor effect" (withJohn Bardeen andWilliam Shockley)[33]

Honorary degrees

[edit]
CountryYearInstituteDegreeRef.
United States1952University of PortlandDoctor of Laws[34]
United States1955Union CollegeDoctor of Science[35]
United States1955Whitman CollegeDoctor of Science[36]
United States1957University of MinnesotaDoctor of Science[37]

Memberships

[edit]
CountryYearInstituteTypeSectionRef.
United States1956American Academy of Arts and SciencesMemberMathematical and Physical Sciences[38]
United States1959National Academy of SciencesMemberPhysics[39]

References

[edit]
  1. ^"Brattain".Dictionary.com.Archived from the original on October 1, 2025. RetrievedJune 23, 2025.
  2. ^abc"Walter Houser Brattain".Royal Swedish Academy of Sciences. RetrievedDecember 8, 2014.Walter H. Brattain was born in Amoy, China, on February 10, 1902, the son of Ross R. Brattain and Ottilie Houser. ...
  3. ^abcdefghijklBardeen, John (1994).Walter Houser Brattain 1902–1987(PDF). Washington, D.C.: National Academy of Sciences. RetrievedMarch 4, 2015.
  4. ^abcdeRiordan, Michael; Hoddeson, Lillian (1998).Crystal fire : the invention of the transistor and the birth of the information age. New York [u.a.]: Norton. p. 78.ISBN 9780393318517. RetrievedMarch 4, 2015.
  5. ^Cooper, David Y. (2001)."Brattain, Walter H. (1902–1987), Physicists, Physicists, Nobel Prize Winners".American National Biography Online.doi:10.1093/anb/9780198606697.article.1301949.ISBN 9780198606697. Archived fromthe original on April 16, 2016. RetrievedMarch 4, 2015.
  6. ^"Robert Brattain".PBS Online. RetrievedMarch 4, 2015.
  7. ^Bardeed, John (1994)."Walter Houser Brattain, 1902–1987"(PDF). National Academy of Sciences.
  8. ^abcdefCoca, Andreea; McFarland, Colleen; Mallen, Janet; Hastings, Emi."Guide to the Walter Brattain Family Papers 1860–1990".Northwest Digital Archives (NWDA). RetrievedMarch 29, 2018.
  9. ^abSusan Heller Anderson (October 14, 1987)."Walter Brattain, Inventor, Is Dead".New York Times. RetrievedDecember 8, 2014.Walter H. Brattain, who shared the 1956 Nobel Prize in physics for the invention of the transistor, died yesterday of Alzheimer's Disease in a nursing home in Seattle. He was 85 years old. ...
  10. ^abc"Oral History interview transcript with Walter Brattain January 1964 & 28 May 1974".Niels Bohr Library and Archives.American Institute of Physics. March 4, 2015.
  11. ^abcLevine, Alaina G. (2008)."John Bardeen, William Shockley, Walter Brattain Invention of the Transistor – Bell Laboratories".APS Physics. RetrievedMarch 4, 2015.
  12. ^abcdefBraun, Ernest; Macdonald, Stuart (1982).Revolution in miniature : the history and impact of semiconductor electronics (2nd. ed.). Cambridge: Cambridge University Press.ISBN 978-0521289030.
  13. ^"Integral-drive magnetometer head US 2605072 A". RetrievedMarch 5, 2015.
  14. ^abIsaacson, Walter (December 4, 2014)."Microchips: The Transistor Was the First Step".Bloomberg Business. RetrievedMarch 4, 2015.
  15. ^Hoddeson, Lillian."Gentle Genius UI professor John Bardeen won two Nobel prizes – so why don't more people know about him?".University of Illinois Alumni Association. Archived fromthe original on February 23, 2015. RetrievedMarch 6, 2015.
  16. ^abcdeHoddeson, Lillian (1992).Out of the crystal maze : chapters from the history of solid state physics. New York: Oxford University Press.ISBN 978-0195053296. RetrievedMarch 4, 2015.
  17. ^Lundstrom, Mark (2014).Essential Physics of Nanoscale Transistors. Lessons from Nanoscience: A Lecture Notes Series. Vol. 06. World Scientific Pub Co Inc.doi:10.1142/9018.ISBN 978-981-4571-73-9.
  18. ^abcdKessler, Ronald (April 6, 1997)."Absent at the Creation; How one scientist made off with the biggest invention since the light bulb".The Washington Post Magazine. Archived fromthe original on February 24, 2015. RetrievedMarch 5, 2015.
  19. ^Inventors and inventions. New York: Marshall Cavendish. 2007. pp. 57–68.ISBN 978-0761477617. RetrievedMarch 5, 2015.
  20. ^"Shockley, Brattain and Bardeen".Transistorized. PBS. RetrievedMarch 5, 2015.
  21. ^abc"Walter Houser Brattain".How Stuff Works. July 2010. RetrievedMarch 5, 2015.
  22. ^Carey, Charles W. Jr. (2006).American Scientists. Infobase Publishing. pp. 39–41.ISBN 978-0816054992. RetrievedMarch 5, 2015.
  23. ^Brock, David C. (November 29, 2013)."How William Shockley's Robot Dream Helped Launch Silicon Valley".IEEE Spectrum. Archived fromthe original on December 1, 2013. RetrievedApril 10, 2014.
  24. ^"Nobel Prize in Physics Awarded to Transistor Inventors".Bell System Technical Journal.35 (6):i–iv. 1956.doi:10.1002/j.1538-7305.1956.tb03829.x.
  25. ^Brattain, Walter H. (December 11, 1956)."Surface Properties of Semiconductors".Science.126 (3265). Nobelprize.org:151–3.doi:10.1126/science.126.3265.151.PMID 17743910.
  26. ^Bardeen, John (December 11, 1956)."Semiconductor Research Leading to the Point Contact Transistor".Nobel Lecture. Nobelprize.org.
  27. ^Shockley, William (December 11, 1956)."Transistor Technology Evokes New Physics".Nobel Lecture. Nobelprize.org.
  28. ^"Special Scholarship Programs".Whitman College. Archived fromthe original on April 2, 2015. RetrievedMarch 5, 2015.
  29. ^"Necrology".Chemical and Engineering News.35 (19): 58. May 13, 1957.doi:10.1021/cen-v035n019.p058.
  30. ^"William Brattain Obituary - Tigard, OR".Dignity Memorial. RetrievedMarch 8, 2024.Son of Nobel Prize-winning physicist Walter H. Brattain [...] to inter his ashes beside his father in Pomeroy City Cemetery, Pomeroy, Washington.
  31. ^"Walter H. Brattain".Franklin Institute.Archived from the original on April 9, 2025. RetrievedNovember 2, 2025.
  32. ^"The John Scott Award".thejohnscottaward.org.Archived from the original on December 2, 2024. RetrievedNovember 2, 2025.
  33. ^"The Nobel Prize in Physics 1956".Nobel Foundation.Archived from the original on September 14, 2008. RetrievedOctober 9, 2008.
  34. ^"Honorary Degrees".University of Portland.Archived from the original on May 23, 2025. RetrievedNovember 2, 2025.
  35. ^"Honorary Degree Recipients".Union College.Archived from the original on July 10, 2025. RetrievedNovember 2, 2025.
  36. ^"Honorary Degrees".Whitman College.Archived from the original on September 3, 2025. RetrievedNovember 2, 2025.
  37. ^"Honorary Degree Recipients".University of Minnesota.Archived from the original on July 8, 2025. RetrievedNovember 2, 2025.
  38. ^"Walter Houser Brattain".American Academy of Arts and Sciences. RetrievedNovember 2, 2025.
  39. ^"Walter H. Brattain".National Academy of Sciences.Archived from the original on September 8, 2025. RetrievedNovember 2, 2025.

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