A jointPolitics andEconomics series |
Social choice andelectoral systems |
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Single vote -plurality methods |
By results of combination By mechanism of combination By ballot type |
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First-past-the-post (FPTP)—also calledchoose-one,first-preference plurality (FPP), or simplyplurality—is asingle-winner voting rule. Voters mark one candidate as their favorite, orfirst-preference, and the candidate with the most first-preference marks (aplurality) is elected, regardless of whether they have over half of votes (amajority).
FPP has been used to elect theBritish House of Commons since theMiddle Ages[1] before spreading throughout theBritish Empire. Throughout the 20th century, many countries that previously used FPP have abandoned it in favor of other electoral systems, including the former British colonies ofAustralia andNew Zealand. FPP is stillofficially used in the majority ofUS states for most elections. However, the combination ofpartisan primaries and atwo-party system in these jurisdictions means that most American elections behave effectively liketwo-round systems, in which the first round chooses two main contenders (who go on to receive the overwhelming majority of votes).[2][3][4]
Suppose thatTennessee is holding an election on the location of itscapital. The population is concentrated around four major cities.All voters want the capital to be as close to them as possible. The options are:
The preferences of each region's voters are:
42% of voters Far-West | 26% of voters Center | 15% of voters Center-East | 17% of voters Far-East |
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In FPTP, only the first preferences matter. As such, the votes would be counted as 42% for Memphis, 26% for Nashville, 17% for Knoxville, and 15% for Chattanooga. Since Memphis has the most votes, it would win a FPTP election, even though it is far from the center of the state and amajority of voters would prefer Nashville. Similarly,instant-runoff voting wouldelect Knoxville, the easternmost city. This makes the election acenter squeeze. By contrast, bothCondorcet methods andscore voting wouldreturn Nashville (the capital of Tennessee).
Pathology | Explanation/details | |
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![]() | Frustrated majority | Thefrustrated majority paradox occurs when a majority of voters prefer some candidateAlice to every other candidate, butAlice still loses the election. First-past-the-post is vulnerable to this paradox because of vote-splitting.[5] |
![]() | Condorcet loser paradox | TheCondorcet loser paradox happens when a majority of voters prefer every other candidate toA, butAlice still wins. First-past-the-post is vulnerable to this paradox because of vote-splitting.[5] |
![]() | Center squeeze | Thecenter squeeze describes a type of violation ofIndependence of irrelevant alternatives primarily affecting voting rules in thePlurality-rule family where the Condorcet winner is eliminated in an early round or otherwise due to a lack of first-preference support. |
![]() | Spoiler effect | Aspoiler effect is when the results of an election betweenA andB is affected by voters' opinions on an unrelated candidateC. First-past-the-post does not meet this criterion, which makes it vulnerable tospoilers. |
![]() | Cloning paradox | Thecloning paradox is a particular kind of spoiler effect that involves several perfect copies, or "clones", of a candidate. Candidate-cloning causes vote-splitting in FPP. |
![]() | Best-is-worst paradox | Thebest-is-worst paradox occurs when an electoral system declares the same candidate to be in first and last place, depending on whether voters rank candidates from best-to-worst or worst-to-best. FPP demonstrates this pathology, because a candidate can be both the FPP winner and also theanti-plurality loser. |
![]() | Lesser-evil voting | Lesser-evil voting occurs when voters are forced to support a "lesser of two evils" by rating them higher than their actual favorite candidate. FPP is vulnerable to this pathology. |
![]() | Later-no-harm | Since plurality does not consider later preferences on the ballot at all, it is impossible to either harm or help a favorite candidate by marking later preferences. Thus it passes bothLater-No-Harm andLater-No-Help. |
![]() | Later-no-help | |
![]() | Multiple-districts paradox | Themultiple-districts paradox refers to a particularly egregious kind ofgerrymander, when it is possible to draw a map where a candidate who loses the election nevertheless manages to win in everyelectoral district. This is not possible under FPP, or otherpositional voting methods. |
![]() | Perverse response | Perverse response occurs when a candidate loses as a result of receiving toomuch support from some voters, i.e. it is possible for a candidate to lose by receiving too many votes. FPP is not affected by this pathology. |
![]() | No-show paradox | Theno-show paradox is a situation where a candidate loses as a result of havingtoo many supporters. In other words, adding a voter who supportsA overB can causeA to lose toB. FPP is not affected by this pathology. |
Perhaps the most striking effect of FPP is the fact that the number of a party's seats in a legislature has little to do with its vote count in an election, only in how those votes were geographically distributed. Parties with few votes sometimes take more than few seats; often the most-popular party takes 20 percent more seats than its due share based on portion of the popular vote. This has been cause of criticism of FPP, many arguing that a fundamental requirement of an election system is to accurately represent the views of voters. FPP often creates "false majorities" by over-representing larger parties (giving a majority of the parliamentary/legislative seats to a party that did not receive a majority of the votes) while under-representing smaller ones.
In Canada,majority governments have been formed often but usually they are made up of a party that received less than a majority of votes in the election. A party forming a majority government and also winning a majority of the votes cast has happened only six times since 1900:1900;1904;1917;1940,1958 and1984.
In the United Kingdom, 19 of the 24 general elections since 1922 have produced a single-party majority government. In only two of them (1931 and1935), the leading party took a majority of the votes across the UK.
In some cases, this can lead to a party receiving the plurality or even majority of total votes yet still failing to gain a plurality of legislative seats. This results in a situation called amajority reversal orelectoral inversion.[6][7] Famous examples of the second-place party (in votes nationally) winning a majority of seats include the elections in Ghana in2012, New Zealand in1978 and1981, and the United Kingdom in1951. Famous examples of the second placed party (in votes nationally) winning a plurality of seats include the elections in Canada in2019 and2021 as well as in Japan in2003. Even when a party wins more than half the votes in an almost purely two-party-competition, it is possible for the runner-up to win a majority of seats. This happened inSaint Vincent and the Grenadines in1966,1998, and2020 and in Belize in1993. Even with only two parties and equally-sized constituencies, winning a majority of seats just requires receiving more than half the vote in more than half the districts—even if the other party receives all the votes cast in the other districts—so just over a quarter of the vote is theoretically enough to win a majority in the legislature. With enough candidates splitting the vote in a district, the total number of votes needed to win can be madearbitrarily small.[citation needed]
Under first-past-the-post, a small party may draw votes and seats away from a larger party that it ismore similar to, and therefore give an advantage to one it isless similar to. For example, in the2000 United States presidential election, the left-leaningRalph Nader drew more votes from the left-leaningAl Gore, resulting in Naderspoiling the election for the Democrats. According to the political pressure groupMake Votes Matter, FPTP creates a powerful electoral incentive for large parties to target similar segments of voters with similar policies. The effect of this reduces political diversity in a country because the larger parties are incentivized to coalesce around similar policies.[8] TheACE Electoral Knowledge Network describes India's use of FPTP as a "legacy of British colonialism".[9]
Duverger's law is an idea inpolitical science which says that constituencies that use first-past-the-post methods will lead totwo-party systems, given enough time. EconomistJeffrey Sachs explains:
The main reason for America's majoritarian character is the electoral system for Congress. Members of Congress are elected in single-member districts according to the "first-past-the-post" (FPTP) principle, meaning that the candidate with the plurality of votes is the winner of the congressional seat. The losing party or parties win no representation at all. The first-past-the-post election tends to produce a small number of major parties, perhaps just two, a principle known in political science asDuverger's Law. Smaller parties are trampled in first-past-the-post elections.
— from Sachs'sThe Price of Civilization, 2011[10]
However, most countries with first-past-the-post elections have multiparty legislatures (albeit with two parties larger than the others), the United States being the major exception.[11] There is a counter-argument to Duverger's Law, that while on the national level a plurality system may encourage two parties, in the individual constituencies supermajorities may cause the largest party to suffer fracturing.[12]
The distortions in geographical representation (artificial regionalism) provide incentives for parties to "write off regions" where they are weak and not have much chance of being elected. So they ignore the interests of areas in which they are too weak to stand much chance of gaining representation, leading to governments that do not govern in the national interest.
Further, during election campaigns the campaigning activity of parties tends to focus onmarginal seats held by opponents where there is a prospect of a change in representation. These decisions leave safer areas (safe to one party or the other) excluded from participation in an active campaign.[13] Political parties operate by targeting districts, directing their activists and policy proposals toward those areas considered to be marginal, either possible to be lost or won, where each additional vote is potentially more critical and has more value.[14][15][16]
The ability of FPTP to manufacture majority governments has been cited by its supporters as an advantage over proportional representation systems. In the latter, smaller parties may act as 'kingmakers' in coalitions using their bargaining power and therefore, arguably, their influence on policy is more than proportional to their parliamentary size. This is largely avoided in FPP systems where majorities are generally achieved, even if the party holding power does not have majority of votes.[17] FPP often produces governments which have legislative voting majorities,[18] thus providing such governments the legislative power necessary to implement their electoralmanifesto commitments during their term in office, if they choose to.
This may be beneficial in a country where the party's legislative agenda has broad public support, albeit potentially divided across party lines, or at least benefits society as a whole. However handing a legislative voting majority to a government that lacks popular support can be problematic where said government's policies favor only a fraction of the electorate, particularly if the electorate divides on tribal, religious, or urban–rural lines. There is also the perceived issue of unfair coalitions where a smaller party forms a coalition with other smaller parties and form a government, without a clear mandate as was the case in the2009 Israeli legislative election where the leading partyKadima, was unable to form a coalition soLikud, a smaller party, formed a government without being the largest party.
The use ofproportional representation (PR) may enable smaller parties to become decisive in the country'slegislature and gain leverage they would not otherwise enjoy, although this can be somewhat mitigated by a large enoughelectoral threshold. FPP supporters argue that FPP generally reduces this possibility, except where parties have a strong regional basis. A journalist atHaaretz reported that Israel's highly proportionalKnesset "affords great power to relatively small parties, forcing the government to give in to political blackmail and to reach compromises";[19][20]Tony Blair, defending FPP, argued that other systems give small parties the balance of power, and influence disproportionate to their votes.[21]
The concept of kingmaker small parties is similar toWinston Churchill's criticism of thealternative vote system as "determined by the most worthless votes given for the most worthless candidates."[22] meaning that votes for the least supported candidates may change the outcome of the election between the most supported candidates. In this case however, it is an intended feature of the alternative vote, since those votes would have otherwise been wasted. In some sense the cross-party vote transfers make every vote count, as opposed to FPP, where as many as three-quarters or more of the votes may be wasted in a district. Anyway this effect is only possible when no candidate receives a majority of first preference votes. It is related to kingmaker premise in that the lesser-known candidates may encourage their supporters to rank the other candidates a certain way and thus have undue influence.
Supporters of electoral reform generally see the kingmaker ability as a positive development, and claim that cross party ties produced by some alternatives to FPP encourage less negative campaigning and encourage more positive campaigning, as candidates are pushed to appeal to a wider group of people. Opinions are split on whether the alternative vote (better known asinstant runoff voting outside the UK) achieves this better than other systems.
Supporters and opponents of FPP often argue whether FPP advantages or disadvantages extremist parties, and whether or not it pushes parties to less moderate positions.
FPP suffers from thecenter squeeze phenomenon, where more moderate candidates are squeezed out by more extreme ones. However, the different types (or the absence of) of party primaries may strengthen or weaken this effect. In general, FPP has no mechanism that would benefit more moderate candidates and many supporters of FPP defend it, even when it elects the largest and most unified (even if more polarizing) minority over a more consensual majority supported candidate. Allowing people into parliament who did not finish first in their district, as can occur in PR systems, was described byDavid Cameron as creating a "Parliament full of second-choices who no one really wanted but didn't really object to either."[23] But he overlooks how his premise only uses first choice votes, when affection for a voter's secondary preference might be almost on par with the affection held for their first choice, and also how under STV and IRV the final elected choices were all - or almost all - high up in popularity on the first count anyway.[24]
Because under FPP only the winner in each district gets representation, voters often engage instrategic voting, a form of self-censorship. This has prevented extreme left- and right-wing parties from gaining parliamentary seats[citation needed]. (Proportional representation generally does give these parties their due share of representation, so there is less push for strategic voting. Thus, strategic voting is applauded by some[who?] as it keeps extremists from gaining seats.
But supporters of extremist parties do not always engage in strategic voting, and sometimes do achieve representation under FPP anyway. For one thing, winning a plurality in a district (perhaps 33 percent of votes in a district where likely no more votes are cast than equivalent to total votes/total seats) may take much fewer votes than it does to win a seat under PR, where the effective threshold is seldom much less than total votes/total seats. The need for strategic voting is mostly obviated under preferential voting systems, such as STV or IRV. Voters are allowed to rank other candidates, and if necessary their votes are transferred to where they will be used. Therefore they do not have to (or at least less often have to) strategically compromise on their first choice.
Additionally, due to the safe seats produced by FPP and the ability of the leading party to take majority of seats with less than majority of votes, extremists may use "burrowing from within" and conspiratorial nomination machinations to take over a professedly big-tent party. The Constitution Society published a report in April 2019 stating that, "[in certain circumstances] FPP can ... abetextreme politics, since should a radical faction gain control of one of the major political parties, FPP works to preserve that party's position. ...This is because the psychological effect of the plurality system disincentivises a major party's supporters from voting for a minor party in protest at its policies, since to do so would likely only help the major party's main rival. Rather than curtailing extreme voices, FPP today empowers the (relatively) extreme voices of the Labour and Conservative party memberships."[25][26] For example, theelectoral system of Hungary, a mixed system dominated by FPP, saw the right-wing, populist partyFidesz win 135 seats in the2022 Hungarian parliamentary election and has remain the largest party in Hungary since2010 by changing the electoral system to mostly use FPP instead of the previous mixed system using mostly thetwo-round system. Since 2010, Fidesz has implemented other anti-democratic reforms, leading to the European Parliament no longer considering Hungary a full democracy.[27] Additionally, electoral reform campaigners have argued that the use of FPP inSouth Africa was a contributory factor in the country adopting theapartheid system after the1948 general election in that country.[28][29]
Leblang and Chan found that a country's electoral system is the most important predictor of a country's involvement in war, according to three different measures: (1) when a country was the first to enter a war; (2) when it joined a multinational coalition in an ongoing war; and (3) how long it stayed in a war after becoming a party to it.[30][31] When the people are fairly represented in parliament, more of those groups who may object to any potential war have access to the political power necessary to prevent it. In a proportional democracy, war and other major decisions generally require the consent of the majority.[31][32][33] The British human rights campaignerPeter Tatchell, and others, have argued that Britain entered the Iraq War primarily because of the political effects of FPP and that proportional representation would have prevented Britain's involvement in the war.[34][35][36]
To a greater extent than many others, the first-past-the-post method encourages "tactical voting". Voters have an incentive to vote for a candidate who they predict is more likely to win, as opposed to their preferred candidate who may be unlikely to win and for whom a vote could be considered aswasted. FPP wastes fewer votes when it is used in two-party contests. But waste of votes and minority governments are more likely when large groups of voters vote for three, four or more parties as in Canadian elections. Canada uses FPP and only two of the last seven federal Canadian elections (2011 and2015) produced single-party majority governments. In none of them did the leading party receive a majority of the votes.
The position is sometimes summarized, in an extreme form, as "all votes for anyone other than the runner-up are votes for the winner."[37] This is because votes for these other candidates deny potential support from the second-placed candidate, who might otherwise have won. Following the extremely close2000 U.S. presidential election, some supporters ofDemocratic candidateAl Gore believed one reason he lost toRepublicanGeorge W. Bush is that a portion of the electorate (2.7%) voted forRalph Nader of theGreen Party, and exit polls indicated that more of them would have preferred Gore (45%) to Bush (27%).[38] The election was ultimately determined by theresults from Florida, where Bush prevailed over Gore by a margin of only 537 votes (0.009%), which was far exceeded by the 97488 (1.635%) votes cast for Nader in that state.
InPuerto Rico, there has been a tendency forIndependentista voters to supportPopulares candidates. This phenomenon is responsible for some Popular victories, even though theEstadistas have the most voters on the island, and is so widely recognised that Puerto Ricans sometimes call the Independentistas who vote for the Populares "melons", because that fruit is green on the outside but red on the inside (in reference to the party colors).
Because voters have to predict who the top two candidates will be, results can be significantly distorted:
Proponents of other voting methods insingle-member districts argue that these would reduce the need for tactical voting and reduce thespoiler effect. Examples include preferential voting systems, such asinstant runoff voting, as well as thetwo-round system of runoffs and less tested methods such asapproval voting andCondorcet methods.Wasted votes are seen as those cast for losing candidates, and for winning candidates in excess of the number required for victory. For example, in theUK general election of 2005, 52% of votes were cast for losing candidates and 18% were excess votes—a total of 70% "wasted" votes. On this basis a large majority of votes may play no part in determining the outcome. This winner-takes-all system may be one of the reasons why "voter participation tends to be lower in countries with FPP than elsewhere."[39]
The effect of a system based on plurality voting spread over many separate districts is that the larger parties, and parties with more geographically concentrated support, gain a disproportionately large share of seats, while smaller parties with more evenly distributed support gain a disproportionately small share. This is because in doing this they win many seats and do not 'waste' many votes in other areas. As voting patterns are similar in about two-thirds of the districts, it is more likely that a single party will hold a majority of legislative seats under FPP than happens in a proportional system, and under FPP it is rare to elect a majority government that actually has the support of a majority of voters. Because FPP permits manywasted votes, an election under FPP is more easily gerrymandered. Throughgerrymandering, electoral areas are designed deliberately to unfairly increase the number of seats won by one party by redrawing the map such that one party has a small number of districts in which it has an overwhelming majority of votes (whether due to policy, demographics which tend to favor one party, or other reasons), and many districts where it is at a smaller disadvantage.[citation needed]
The BritishElectoral Reform Society (ERS) says that regional parties benefit from this system. "With a geographical base, parties that are small UK-wide can still do very well".[40]
On the other hand, minor parties that do not concentrate their vote usually end up getting a much lower proportion of seats than votes, as they lose most of the seats they contest and 'waste' most of their votes.[16]
The ERS also says that in FPP elections using many separate districts "small parties without a geographical base find it hard to win seats".[40]
Make Votes Matter said that in the2017 general election, "the Green Party, Liberal Democrats and UKIP (minor, non-regional parties) received 11% of votes between them, yet theyshared just 2% of seats", and in the2015 general election, "[t]he same three parties received almost a quarter of all the votes cast, yet these partiesshared just 1.5% of seats."[41]
According to Make Votes Matter, in the 2015 UK general electionUKIP came in third in terms of number of votes (3.9 million/12.6%), but gained only one seat in Parliament, resulting in one seat per 3.9 million votes. The Conservatives on the other hand received one seat per 34,000 votes.[41]
The winner-takes-all nature of FPP leads to distorted patterns of representation, since it exaggerates the correlation between party support and geography.
For example, in the UK theConservative Party represents most of the rural seats in England, and most of the south of England, while theLabour Party represents most of the English cities and most of the north of England.[42] This pattern hides the large number of votes for the non-dominant party. Parties can find themselves without elected politicians in significant parts of the country, heightening feelings of regionalism. Party supporters (who may nevertheless be a significant minority) in those sections of the country are unrepresented.
In the 2019 Canadian federal electionConservatives won 98% of the seats in Alberta and Saskatchewan with only 68% of the vote. The lack of non-Conservative representation gives the appearance of greater Conservative support than actually exists.[43] Similarly, in Canada's 2021 elections, the Conservative Party won 88% of the seats in Alberta with only 55% of the vote, and won 100% of the seats in Saskatchewan with only 59% of the vote.[44]
First-past-the-post within geographical areas tends to deliver (particularly to larger parties) a significant number ofsafe seats, where a representative is sheltered from any but the most dramatic change in voting behavior. In the UK, the Electoral Reform Society estimates that more than half the seats can be considered as safe.[45] It has been claimed that members involved in the 2009expenses scandal were significantly more likely to hold a safe seat.[46][47]
TheHouse of Commons of England originated in the Middle Ages as an assembly representing the gentry of the counties and cities of the Kingdom, each of which elected either one or two members of parliament (MPs) byblock plurality voting. Starting in the 19th century,electoral reform advocates pushed to replace these multi-member constituencies with single-member districts.[citation needed] Elections to the CanadianHouse of Commons have always been conducted with FPP.[citation needed]
TheUnited States broke away from British rule in 1783, and its constitution provides for an electoral college to elect its president. Despite original intentions to the contrary, by the mid-19th century this college had transformed into ade facto use of FPP for each state's presidential election. This further morphed through the introduction of theparty primary, which made American elections into atwo-round system in practice.
Non-plurality voting systems have been devised since at least 1299, whenRamon Llull came up with both the Condorcet andBorda count methods, which were respectively reinvented in the 18th century by theMarquis de Condorcet andJean-Charles de Borda. More serious investigation into electoral systems came in the late 18th century, when several thinkers independently proposed systems ofproportional representation to elect legislatures. Thesingle transferable vote in particular was invented in 1819 byThomas Wright Hill, and first used in a public election in 1840 by his sonRowland for theAdelaide City Council in Australia. STV saw its first national use in Denmark in 1855, and was reinvented several times in the 19th century.
TheProportional Representation Society was founded in England in 1884 and began campaigning. STV was used to elect the British House of Commons'suniversity constituencies between 1918 and their abolition in 1950.[citation needed]
Many countries which use first-past-the-post voting have active campaigns to switch to proportional representation (e.g. UK[48] and Canada[49]). Most modern democracies use some form of proportional representation.[50][51]
The namefirst-past-the-post is a reference to a kind of gambling inhorse races. In a first-past-the-post wager, bettors would choose the single horse they thought would be the first one to make it past the finishing post.[52][53][54] In academic contexts, the rule is typically calledfirst-preference plurality (FPP), which describes the rule's behavior more precisely, or simplyplurality.
The following is a list of countries currently following the first-past-the-post voting system for their national legislatures.[55][56]
The following countries use single-member plurality to elect part of their national legislature, in different types of mixed systems.
Alongside block voting (fully majoritarian/plurality systems) or as part of mixed-member majoritarian systems (semi-proportional representation)
As part of mixed-member proportional (MMP) or additional member systems (AMS)
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Finally, we should not discount the role of primaries. When we look at the range of countries withfirst-past-the-post (FPTP) elections (given no primaries), none with an assembly larger than Jamaica's (63) has a strict two-party system. These countries include theUnited Kingdom andCanada (where multiparty competition is in fact nationwide). Whether the U.S. should be called 'FPTP' itself is dubious, and not only because some states (e.g.Georgia) hold runoffs or use thealternative vote (e.g.Maine).Rather, the U.S. has an unusual two-round system in which the first round winnows the field. This usually is at the intraparty level, although sometimes it is without regard to party (e.g. in Alaska and California).
American elections become a two-round run-off system with a delay of several months between the rounds.
In effect, the primary system means that the USA has a two-round runoff system of elections.
The European Parliament elections in Belgium will be held on 26 May, the same day as the regional and federal elections. In the European elections there are three Belgian constituencies: the Dutch-speaking electoral college, the Francophone electoral college and the German-speaking electoral college.