Tolkien's Middle-earth family trees contribute to theimpression of depth and realism in the stories set in his fantasy world by showing that each character is rooted in history with a rich network of relationships.J. R. R. Tolkien included multiplefamily trees in bothThe Lord of the Rings andThe Silmarillion; they are variously forElves,Dwarves,Hobbits, andMen.
The family trees gave Tolkien, aphilologist, a way of exploring and developing the etymologies and relationships of thenames of his characters. They imply, too, the fascination of his Hobbit characters with their family history. A further function was to show howaspects of character derive from ancestry.
| A Part[a] of the Genealogy of theBaggins Family ofHobbits, from Appendix C ofThe Lord of the Rings[T 1] It shows among other things that the Bagginses had married into bothMerry's family, the Brandybucks andPippin's family, the Tooks.[T 1] In Tolkien's theory thatcharacter derives from ancestry, this suggests that adventurous Took and outlandish Brandybuck combined with genteel Baggins nature in the characters of Bilbo and Frodo.[1] | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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The appendices toThe Lord of the Rings provide family trees forDwarves,Hobbits, andMen. The Hobbit trees are introduced with the words "The names given in these Trees are only a selection from many."[T 2] Their development is chronicled inThe Peoples of Middle-earth; it records that the Boffin and Bolger family trees were typed up for inclusion in Appendix C but were dropped at the last moment, apparently for reasons of space.[T 3]
The Silmarillion provides family trees for theElvesFinwë, father ofFëanor, and Olwë, ancestor ofGaladriel andLúthien; the Man Bëor the Old, ancestor ofBeren,Húrin, andTúrin; and of Hador, ancestor ofEärendil the mariner.[T 4] InThe Silmarillion, Tolkien described an extraordinarily complex set of family relationships, feuds, and migrations of family subgroups within the various lineages of Elves. The lengthy course of development of all these is detailed byChristopher Tolkien inUnfinished Tales,The Book of Lost Tales II, andThe Lays of Beleriand. The family trees and resulting populations have been explored byTom Loback inMythlore.[2]
Jason Fisher, in theJ. R. R. Tolkien Encyclopedia, writes that Tolkien's family trees serve multiple functions. They define the ancestry of both heroes and villains, along with all their relationships, just as in the medievalIcelandic sagas which Tolkien studied carefully. In this way, Tolkien was placing theMiddle-earth sagas in a definite tradition. Secondly, the family trees provide a powerfulimpression of depth, bringing "essential details, texture, and verisimilitude" to hissecondary world.[1] InThe Two Towers, the WizardGandalf jokingly warnsThéoden, King of Rohan, of the ways of Hobbits with family affairs:[T 5]
'You do not know your danger, Theoden', interrupted Gandalf. 'These hobbits will siton the edge of ruin and discuss the pleasures of the table, or the small doings of their fathers, grandfathers, and great-grandfathers, and remoter cousins to the ninth degree, if you encourage them with undue patience.'[T 5]
Thirdly, the trees allowed him, as aphilologist, to develop, explore, and play with the etymologies and relationships of the names of his characters, something that he much enjoyed.[b][1] Fourthly, the family trees helped to guide him while writing to avoid mistakes in describing relationships.[1] Fifthly, the Hobbit-style genealogies imitate the hobbitic fascination with family history; Tolkien maintainedthe framing fiction thatThe Lord of the Rings was, in fact, theRed Book of Westmarch written entirely by Hobbits. Tolkien says as much in the novel's prologue:[1]
All hobbits were, in any case, clannish and reckoned up their relationships with great care. They drew long and elaborate family-trees with innumerable branches. In dealing with hobbits it is important to remember who is related to whom, and in what degree.[T 6]
Yet another function was to show how differentancestries, and hence different aspects of character, come together in some of the characters.Bilbo Baggins, eponymous protagonist ofThe Hobbit, was born to a genteel Baggins and an adventurous Took, while his cousin (often familiarly described as his nephew) and heir Frodo was the child of a Baggins and a relatively outlandish Brandybuck.[1] Finally, the trees mention which Hobbits had children and which did not, thus giving the impression that the story continues after the end of the book, reinforcing the impression of depth.[1]
Fisher states that inThe Silmarillion, the family trees work the same way, but the tales, told as ancient legends rather than in-the-moment action, are narrated from the points of view of Elves or sometimes of Men (Edain). Here the trees help with a different function, namely to visualise the splitting and mixing of family lines, mirroring the bitter family feuds amongThe Silmarillion's Elves.[1]
Malcolm Forbes, reviewingCatherine McIlwaine's exhibition ofTolkien's Middle-earth artefacts at theBodleian Library, commented that "his realm of Middle-earth [is] the product of a fecund imagination, fierce intelligence and creative prowess. Fewfantasy writers so meticulouslymap their kingdoms, or invent legends, family trees and evenlanguages for their characters."[4]
Dwayne Thorpe comments inMythlore that family trees areone of the elements that Tolkien used to make Middle-earth seem real:
Elves and dwarves are drawn partly from tradition, of course. But Tolkien uses the same process to make his own inventions:ents who are as ancient as their immemorial forest, and who boom and mutter about history and tales and the growth of words like a certain prominent philologist; the regal, civilized men ofGondor with their complex system of law, seven-volumed history, and seven-tiered city; the horsey riders ofRohan, their humanized horses, and the rolling horse-meadows which create both; and Hobbits, their furry toes, inns, six meals a day, and absorption in family trees drawn from the comfortable associations of ruralOxfordshire and the habits ofInklings. He was ingenious at abstracting qualities from their normal locations and fusing them with his own inventions to produce cultures, geography, languages, creatures.[5]