TheophanuSkleraina (German pronunciation:[te.o.fa.ˈnuː]; alsoTheophania,Theophana,Theophane orTheophano;Greek:Θεοφανώ,romanized: Theofanó;[1]c. 955 – 15 June 991) wasempress of the Holy Roman Empire by marriage toEmperor Otto II, and regent of the Empire during the minority of their son,Emperor Otto III, from 983 until her death in 991.She was the niece of theByzantine EmperorJohn I Tzimiskes. Theophanu was known to be a forceful and capable ruler, and her status in the history of the Empire was in many ways exceptional. According to Wilson, "She became the only consort to receive the title 'co-empress' (coimperatrix augusta), and it was envisaged she would succeed as sole ruler if Otto II died without a son."[2]
According to themarriage certificate issued on 14 April 972 Theophanu is identified as theneptis (niece or granddaughter) of EmperorJohn I Tzimiskes (925–976, reigned 969–976) who was ofArmenian andByzantine Greek descent. She was of distinguished noble heritage: the Vita Mahthildis identifies her asaugusti de palatio and the Annales Magdeburgenses describe her asGrecam illustrem imperatoriae stirpi proximam, ingenio facundam.[3] Recent research tends to concur that she was most probably the daughter of Tzimiskes' brother-in-law (from his first marriage) ConstantineSkleros (c. 920–989), brother ofBardas Skleros and great-grandnephew ofBasil I, and cousin SophiaPhokas, the daughter ofKouropalatēsLeo Phokas, brother of EmperorNikephoros II (c. 912–969).[4][5][6][7]
Theophanu was notborn in the purple as the Ottonians would have preferred. The Saxon chronicler BishopThietmar of Merseburg writes that the Ottonian preference was forAnna Porphyrogenita, a daughter of late EmperorRomanos II. Theophanu's uncleJohn I Tzimiskes had overthrown his predecessorNikephoros II Phokas in 969. Theophanu was escorted back to Rome for her wedding by a delegation of German and Italian churchmen and nobles. When the Ottonian court discovered Theophanu was not a scion of theMacedonian dynasty, as had been assumed, Otto I was told by some to send Theophanu away. His advisors believed that Theophanu's relation to the usurper John Tzimiskes would invalidate the marriage as a confirmation of Otto I asHoly Roman Emperor.[8] He was persuaded to allow her to stay when it was pointed out that John Tzimiskes had wedTheodora, a member of the Macedonian dynasty and sister to Emperor Romanos II.[9] John was therefore a Macedonian, by marriage if not by birth. Otto I must have been convinced, because Theophanu and Otto's heir, Otto II, were married on 14 April 972.
A reference by the Pope to Emperor Nikephoros II as "Emperor of the Greeks"[10] in a letter while Otto's ambassador, BishopLiutprand of Cremona, was at the Byzantine court, had destroyed the first round of marriage negotiations.[11] With the ascension of John I Tzimiskes, who had not been personally referred to other than as Roman Emperor, the treaty negotiations were able to resume. However, not until a third delegation led by ArchbishopGero of Cologne arrived inConstantinople, were they successfully completed. After the marriage negotiations completed, Theophanu and Otto II were married byPope John XIII in April 972 and she was crowned as Holy Roman Empress the same day in Rome. According to Karl Leysers' bookCommunications and Power in Medieval Europe: Carolingian and Ottonian, Otto I's choice was not "to be searched for in the parlance of high politics" as his decision was ultimately made on the basis of securing his dynasty with the birth of the next Ottonian emperor.[8]
According to Laura Wangerin, her father-in-law Otto the Great played an instrumental role in establishing her position as a future ruler. But despite his support, she met a lot of opposition and envy due to her foreign origins and education. After his death in 973, she lost her greatest support at court.[12][13]
Otto II succeeded his father on 8 May 973. Theophanu accompanied her husband on all his journeys, and she is mentioned in approximately one quarter of the emperor's formal documents – evidence of her privileged position, influence and interest in affairs of the empire. It is known that she was frequently at odds with her mother-in-law,Adelaide of Italy. The young couple and Adelaide collided with each other in several matters, including Adelaide's early association withHenry the Quarrelsome.[13][14] According to AbbotOdilo of Cluny, Adelaide was very happy when "that Greek woman" died.[15]
Nevertheless, the imperial couple were able to secure the trust of their allies at the 973 Reichstag in Worms, after which they traveled the country together, searching for new alliances and strengthening old ties. The young Theophanu showed diplomatic skills and displayed herself as an active partner in political negotiations.[13]
TheBenedictine chroniclerAlpert of Metz describes Theophanu as being an unpleasant and chattery woman.[15] Theophanu was also criticized for having introduced new luxurious garments and jewelry into France and Germany.[16] The theologianPeter Damian even asserts that Theophanu had a love affair with John Philagathos, a Greek monk who briefly reigned asAntipope John XVI.[17]
Otto II died suddenly on 7 December 983 at the age of 28, probably frommalaria.[18] His three-year-old son,Otto III, had already been appointedKing of the Romans during a diet held onPentecost of that year atVerona. At Christmas, Theophanu had him crowned by theMainz archbishopWilligis atAachen Cathedral, with herself ruling as Empress Regent on his behalf. Upon the death of Emperor Otto II, BishopFolcmar of Utrecht released his cousin, theBavarian dukeHenry the Quarrelsome from custody.[18] Duke Henry allied with ArchbishopWarin of Cologne and seized his nephew Otto III in spring 984, while Theophanu was still inItaly in the royal palace ofPavia.[19] Nevertheless he was forced to surrender the child to his mother, who was backed by Archbishop Willigis of Mainz and Bishop Hildebald ofWorms.
Theophanu ruled the Holy Roman Empire as regent for a span of five years, from May 985 to her death in 991, despite early opposition by the Ottonian court. In fact, many queens in the tenth century, on an account of male rulers dying early deaths, found themselves in power, creating an age of greater diversity. Her power as queen, empress and regent was based on the basis of Saxon tradition (which assigned the women an equal role in the family), Byzantine influence (which presented a model of a female counterpart to the emperor) and her mother-in-law Adelaide's legacy.[20][21][22] Theophanu and her mother-in-law, Adelaide, are known during the empress' regency to have butted heads frequently—Adelaide of Italy is even quoted as referring to her as "that Greek empress."[23] However, according to historian and author Simon Maclean, Theophanu's rivalry with her mother-in-law is overstated. Theophanu's "Greekness" was not an overall issue. Moreover, there was a grand fascination with the culture surrounding Byzantine court in the west that slighted most criticisms to her Greek origin.[23]
Theophanu did not remain merely as an image of the Ottonian empire, but as an influence within the Holy Roman Empire. She intervened within the governing of the empire a total of seventy-six times during the reign of her husband Otto II—perhaps a foreshadowing of her regency.[8] Her first act as regent was in securing her son, Otto III, as the heir to the Holy Roman Empire. Theophanu also placed her daughters in power by giving them high positions in influential nunneries all around the Ottonian-ruled west, securing power for all her children.[8] She welcomed ambassadors, declaring herself "imperator" or "imperatrix", as did her relative contemporary Irene of Athens, who signed her documents as "basileus" rather than "basilissa"; the starting date for her reign being 972, the year of her marriage to the late Otto II.[24] Theophanu's regency is a time of considerable peace, as the years 985-991 passed without major crises.
In the North, she made a treaty with KingEric the Victorious, which promoted an alliance against Slavic tribes as well as reinforced trade and cultural connections. In the East, she sent envoys toVladimir the Great of Kiev, who was married to the Byzantine princess Anna, sister of EmperorBasil II. Economou notes that, "Theophano had in mind a 'family of kings,' in parallel to Byzantine tradition: The emperor was the 'father' of other kings, who were his 'sons' and 'friends' (amici) in a kind of family hierarchy. She also adopted the Byzantine model of relations between the emperor and patriarch in her relations to the pope (Ostrogorsky 1956b). The 'family' of the western empire included the duke of Poland,Mieszko I, Bohemia and Hungary".[25] Her model of imperial rulership, influenced by Byzantine and Ancient Roman ideas, was taken over by Otto II and especially Otto III who developed it further (although his abrupt death at a very young age prevented it from becoming an established foundation for the future).[26]
According to historianGerd Althoff, Theophanu's prowess in diplomacy could be exaggerated. Royal charters present evidence that magnates were at the core of governing the empire. Althoff highlights this as unusual, since kings or emperors in the middle ages rarely shared such a large beacon of power with nobility.[27]
Theophanu introduced Byzantine protocol, "which influenced dress, crowns and jewelry, eating habits and utensils, even furniture". Her retinue of scholars brought to the empire Byzantine lawyers' procedures. The cult of Saint Nicholas in the empire traces its origin from her too.[28]
As she and her husband and her son promoted trade in the Empire,Magdeburg and its traders were granted various privileges. Historical evidences show strong commercial activities in regions fromLüneburg toHalle. There are traces of Byzantine, Slavic as well as Arab traders.[29]
As with many Byzantine monarchs, Theophanu preferred diplomacy, but she did wage wars when necessary and accepted personal risk. She carried out at least one (successful) military expedition herself, in 987, when she marched with an imperial army to assist the Prince-BishopNotker of Liège againstOdo I, Count of Blois.[30]
Due to illness beginning in 988, Theophanu eventually died atNijmegen and was buried in theChurch of St. Pantaleon near herwittum inCologne in 991.[31] The chroniclerThietmar eulogized her as follows: "Though [Theophanu] was of the weak sex she possessed moderation, trustworthiness, and good manners. In this way she protected with male vigilance the royal power for her son, friendly with all those who were honest, but with terrifying superiority against rebels."[32]
Because Otto III was still a child, his grandmotherAdelaide of Italy took over the regency until Otto III became old enough to rule on his own.
Theophanu has always attracted considerable controversy from chroniclers and historiographers. While praised byThietmar of Merseburg andBruno of Querfurt, she was also criticized by some other scholars, notablyOdilo of Cluny, the hagiographer of her mother-in-law and rivalAdelaide. Odilo even blamed her for the failed Italian expedition ofOtto II.[33][34] Her modern historiographers are similarly divided, althoughKnut Görich [de] sees the general trend as leaning towards the positive. Some see her as passive, reactive and conservative while the others see her as extremely future-oriented and energetic; still others like Jestice opine that current evidences are not enough to definitely conclude that Theophanu and the other prominent female Ottonian rulers were extraordinarily talented as individuals or not but it is clear that the Ottonian society (which basically treated women and men as equals, except in physical prowess) allowed women the chance to succeed.[35][36][37] Her personal role or non-role in the contact or merging between theMacedonian Renaissance andOttonian Renaissance inspires a lot of debate as well.[38][39]
The Empress Theophano Prize, awarded by the Empress Theophano Foundation based inThessaloniki, "rewards individuals or organisations who make an outstanding contribution to bridging Europe's historic diversities."[40]
On the occasion of the millennial commemoration of her death, multiple events in Germany and the Netherlands were organized.[41]
^Θεοφανώ (Theofanó) is a Greek diminutive of Θεοφάνεια (Theofáneia) "Theophany". G. S. Henrich, "Theophanu oder Theophano? Zur Geschichte eines 'gespaltenen' griechischen Frauennamensuffixes' in: Euw and Schreiner (eds.),Kaiserin Theophanu II (1991), 88–99.
^Norwich, John Julius (1993).Byzantium: The Apogee. London: Penguin. p. 220.
^Paul Collins.The Birth of the West: Rome, Germany, France, and the creation of Europe in the tenth century. p. 264, citing Liutprand of Cremona inThe Works of Liutprand of Cremona, translation by F.A. Wright, London: George Routledge, 1930.
^Wangerin, Laura (December 2014). "Empress Theophanu, Sanctity, and Memory in Early Medieval Saxony".Central European History.47 (4):716–736.doi:10.1017/S0008938914001927.S2CID144928369.
^Conference, State University of New York at Binghamton Center for Medieval and Early Renaissance Studies (1996).Saints: Studies in Hagiography. Medieval & Renaissance Texts & Studies. p. 70.ISBN978-0-86698-179-8. Retrieved22 August 2022.
Davids, Adelbert.The Empress Theophano: Byzantium and the West at the turn of the first millennium, 2002.ISBN0-521-52467-9
Hlawitschka, Eduard,Die Ahnen der hochmitteralterlichen deutschen Konige, Kaiser und ihrer Gemahlinnen, Ein kommentiertes Tafelwerk, Band I: 911–1137, Teil 2, Hanover 2006.ISBN978-3-7752-1132-1
Hans K. Schulze,Die Heiratsurkunde der Kaiserin Theophanu, Hanover 2007ISBN978-3-7752-6124-1
Schwab, Sandra (2009).Theophanu: eine oströmische Prinzessin als weströmische Kaiserin (in German). GRIN Verlag.ISBN978-3-640-27041-5.
Settipani, Christian,Continuité des élites à Byzance durant les siècles obscurs. Les princes caucasiens et l'Empire du VIe au IXe siècle, Boccard, Paris 2006.ISBN978-2-7018-0226-8
Sotiriades, Moses, "Theophanu, die Prinzessin aus Ost-Rom" in: von Steinitz, Peter (Editor),Theophanu, Regierende Kaiserin des Westreichs, Freundeskreis St. Pantaleon 2000.ISBN3980519716
Paul Collins.The Birth of the West: Rome, Germany, France, and the creation of Europe in the tenth century. Public Affairs, 2013.ISBN978-1-61039-013-2