Middle-earth is the main continent ofEarth (Arda) in an imaginary period of the past, ending with Tolkien'sThird Age, about 6,000 years ago.[T 1] Tolkien's tales of Middle-earth mostly focus on the north-west of the continent. This region is suggestive of Europe, the north-west of theOld World, with the environs ofthe Shirereminiscent of England, but, more specifically, theWest Midlands, with the town at its centre,Hobbiton, at the same latitude asOxford.
Tolkien'sMiddle-earth is peopled not only byMen, but byElves,Dwarves,Ents, andHobbits, and by monsters including Dragons,Trolls, andOrcs. Through the imagined history, the peoples other than Men dwindle, leave or fade, until, after the period described in the books, only Men are left on the planet.
Arda began as a symmetrical flat disc, and was repeatedly transformed through cataclysmic interventions by theValar and by the creator,Eru Ilúvatar.
Tolkien's stories chronicle the struggle to control the world (calledArda) and the continent of Middle-earth between, on one side, the angelicValar, theElves and their allies amongMen; and, on the other, the demonicMelkor orMorgoth (a Vala fallen into evil), his followers, and their subjects, mostlyOrcs,Dragons and enslaved Men.[T 2] In later ages, after Morgoth's defeat and expulsion from Arda, his place is taken by his lieutenantSauron, aMaia.[T 3]
The Valar withdrew from direct involvement in the affairs of Middle-earth after the defeat of Morgoth, but in later years they sent the wizards orIstari to help in the struggle against Sauron. The most important wizards wereGandalf the Grey andSaruman the White. Gandalf remained true to his mission and proved crucial in the fight against Sauron. Saruman, however, became corrupted and sought to establish himself as a rival to Sauron for absolute power in Middle-earth. Other races involved in the struggle against evil wereDwarves,Ents and most famouslyHobbits. The early stages of the conflict are chronicled inThe Silmarillion, while the final stages of the struggle to defeat Sauron are told inThe Hobbit and inThe Lord of the Rings.[T 3]
Image map with clickable links of the north-west of Middle-earth at the end of theThird Age, showing Eriador (left) andRhovanion (right). At extreme left are Lindon and the Blue Mountains, all that remains ofBeleriand after theWar of Wrath.
Conflict over the possession and control of precious or magical objects is a recurring theme in the stories. TheFirst Age is dominated by the doomed quest of the elfFëanor and most of hisNoldorin clan to recover three precious jewels called theSilmarils that Morgoth stole from them (hence the titleThe Silmarillion). TheSecond andThird Age are dominated by the forging of theRings of Power, and the fate of theOne Ring forged by Sauron, which gives its wearer the power to control or influence those wearing the other Rings of Power.[T 3]
In ancientGermanic mythology, the world of Men is known by several names. TheOld Englishmiddangeard descends from an earlierGermanic word and so hascognates such as theOld NorseMiðgarðr fromNorse mythology, transliterated to modern English asMidgard. The original meaning of the second element, from proto-Germanicgardaz, was "enclosure", cognate with English "yard";middangeard was assimilated by folk etymology to "middle earth".[T 4][2] Middle-earth was at the centre of nine worlds in Norse mythology, and of three worlds (withheaven above,hell below) in some laterChristian versions.[1]
Tolkien's first encounter with the termmiddangeard, as he stated in a letter, was in an Old English fragment he studied in 1913–1914:[T 5]
Éala éarendel engla beorhtast / ofer middangeard monnum sended. Hail Earendel, brightest of angels / above the middle-earth sent unto men.
This is from theCrist 1 poem byCynewulf. The nameÉarendel was the inspiration for Tolkien's marinerEärendil,[T 5] who set sail from the lands of Middle-earth to ask for aid from the angelic powers, theValar. Tolkien's earliest poem about Eärendil, from 1914, the same year he read theCrist poem, refers to "the mid-world's rim".[3] Tolkien consideredmiddangeard to be "the abiding place of men",[T 6] the physical world in which Man lives out his life and destiny, as opposed to the unseen worlds above and below it, namelyHeaven andHell. He states that it is "my own mother-earth forplace", but in an imaginary past time, not some other planet.[T 7] He began to use the term "Middle-earth" in the late 1930s, in place of the earlier terms "Great Lands", "Outer Lands", and "Hither Lands".[3] The first published appearance of the word "Middle-earth" in Tolkien's works is in the prologue toThe Lord of the Rings: "Hobbits had, in fact, lived quietly in Middle-earth for many long years before other folk even became aware of them".[T 8]
Arda versus "Middle-earth": Middle-earth is in geographic terms the name of the continent inhabited by Elves, Dwarves and Men, excluding the home of theValar onAman, while Arda is the name of the world. However, "Middle-earth" is widely used for the whole ofTolkien's legendarium.[4] (Depicted: Arda in theYears of the Trees)
The term Middle-earth has come to be applied as a short-hand for the entirety of Tolkien's legendarium, instead of the technically more appropriate, but lesser known terms "Arda" for the physical world and "Eä" for the physical reality of creation as a whole. In careful geographical terms, Middle-earth is a continent on Arda, excluding regions such as Aman and the isle of Númenor. The alternative wider use is reflected in book titles such asThe Complete Guide to Middle-earth,The Road to Middle-earth,The Atlas of Middle-earth, andChristopher Tolkien's 12-volume seriesThe History of Middle-earth.[4][5]
Tolkien's biographerHumphrey Carpenter states that Tolkien's Middle-earth is the known world, "recalling the NorseMidgard and the equivalent words in early English", noting that Tolkien made it clear that this was "our world ... in a purely imaginary ... period of antiquity".[6] Tolkien explained in a letter to his publisher that it "is just a use of Middle Englishmiddle-erde (orerthe), altered from Old EnglishMiddangeard: the name for the inhabited lands of men 'between the seas'."[T 4] There are allusions to a similarly or identically named world in the work of other writers both before and after him.William Morris's 1870 translation of theVolsung Saga calls the world "Midgard".[7]Margaret Widdemer's 1918 poem "The Gray Magician" contains the lines: "I was living very merrily on Middle Earth / As merry as a maid may be / Till the Gray Magician came down along the road / And flung his cobweb cloak on me..."[8]C. S. Lewis's 1938–1945Space Trilogy calls the home planet "Middle-earth" and specifically references Tolkien's unpublished legendarium; both men were members ofthe Inklings literary discussion group.[9]
Within the overall context of hislegendarium, Tolkien's Middle-earth was part of his created world of Arda (which includes theUndying Lands of Aman andEressëa, removed from the rest of the physical world), which itself was part of the wider creation he called Eä. Aman and Middle-earth are separated from each other by the Great SeaBelegaer, though they make contact in the far north at the Grinding Ice or Helcaraxë. The western continent, Aman, was the home of theValar, and the Elves called theEldar.[T 9] On the eastern side of Middle-earth was the Eastern Sea. Most of the events in Tolkien's stories take place in the north-west of Middle-earth. In theFirst Age, further to the north-west was the subcontinentBeleriand; it was engulfed by the ocean at the end of the First Age.[5]
Tolkien preparedseveral maps of Middle-earth. Some were published in his lifetime. The main maps are those published inThe Hobbit,The Lord of the Rings,The Silmarillion, andUnfinished Tales, and appear as foldouts or illustrations. Tolkien insisted that maps be included in the book for the benefit of readers, despite the expense involved.[T 10] The definitive and iconic map of Middle-earth was published inThe Lord of the Rings.[T 11] It was refined with Tolkien's approval by the illustratorPauline Baynes, using Tolkien's detailed annotations, with vignette images and larger paintings at top and bottom, into a stand-alone poster, "A Map of Middle-earth".[10]
The Downfall ofNúmenor and the Changing of the World. The intervention of Eru Ilúvatar cataclysmically reshaped Arda into a sphere.[11]
In Tolkien's conception, Arda was created specifically as "the Habitation" (Imbar orAmbar) for theChildren of Ilúvatar (Elves andMen).[12] It is envisaged in aflat Earth cosmology, with the stars, and later also the sun and moon, revolving around it. Tolkien's sketches show a disc-like face for the world which looked up to the stars. However, Tolkien's legendarium addresses thespherical Earth paradigm by depicting a catastrophic transition from a flat to a spherical world, known as theAkallabêth, in whichAman became inaccessible to mortal Men.[11]
Tolkien described the region in which theHobbits lived as "the North-West of the Old World, east of the Sea",[T 8] and the north-west of theOld World is essentiallyEurope, especiallyBritain. However, as he noted in private letters, the geographies do not match, and he did not consciously make them match when he was writing:[T 12]
I am historically minded. Middle-earth is not an imaginary world. ... The theatre of my tale is this earth, the one in which we now live, but the historical period is imaginary. The essentials of that abiding place are all there (at any rate for inhabitants of N.W. Europe), so naturally it feels familiar, even if a little glorified by enchantment of distance in time.[T 13]
...if it were 'history', it would be difficult to fit the lands and events (or 'cultures') into such evidence as we possess, archaeological or geological, concerning the nearer or remoter part of what is now called Europe; thoughthe Shire, for instance, is expressly stated to have been in this region...I hope the, evidently long but undefined gap in time between the Fall ofBarad-dûr and our Days is sufficient for 'literary credibility', even for readers acquainted with what is known as 'pre-history'. I have, I suppose, constructed an imaginary time, but kept my feet on my own mother-earth for place. I prefer that to the contemporary mode of seeking remote globes in 'space'.[T 7]
In another letter, Tolkien made correspondences inlatitude between Europe and Middle-earth:
The action of the story takes place in the North-west of 'Middle-earth', equivalent in latitude to the coastlands of Europe and the north shores of the Mediterranean. ... IfHobbiton andRivendell are taken (as intended) to be at about the latitude ofOxford, thenMinas Tirith, 600 miles south, is at about the latitude ofFlorence. The Mouths ofAnduin and the ancient city ofPelargir are at about the latitude of ancientTroy.[T 14]
In another letter he stated:
...Thank you very much for your letter. ... It came while I was away, in Gondor (sc.Venice), as a change from the North Kingdom, or I would have answered before.[13]
He did confirm, however, thatthe Shire, the land of hisHobbit heroes, was based onEngland, in particular the West Midlands of his childhood.[T 15] In the Prologue toThe Lord of the Rings, Tolkien writes: "Those days, the Third Age of Middle-earth, are now long past, and the shape of all lands has been changed..."[T 16] The Appendices make several references in both history and etymology of topics "now" (in modern English languages) and "then" (ancient languages);
The year no doubt was of the same length,¹ [the footnote here reads: 365 days, 5 hours, 48 minutes, 46 seconds.] for long ago as those times are now reckoned in years and lives of men, they were not very remote according to the memory of the Earth.[T 17]
Both the Appendices andThe Silmarillion mention constellations, stars and planets that correspond to those seen in the northern hemisphere of Earth, including the Sun, the Moon,Orion (and his belt),[T 18]Ursa Major[T 19][T 20] andMars. A map annotated by Tolkien places Hobbiton on the same latitude asOxford, and Minas Tirith at the latitude ofRavenna, Italy. He usedBelgrade,Cyprus, andJerusalem as further reference points.[14]
Tolkien imagined Arda as theEarth in the distant past.[15] With theloss of all its peoples except Man, and the reshaping of the continents, all that is left of Middle-earth is a dim memory infolklore,legend, andold words.[16] The outlines of the continents (in the Third Age) are purely schematic.
The history of Middle-earth, as described inThe Silmarillion, began when theAinur entered Arda, following the creation events in theAinulindalë and long ages of labour throughoutEä, thefictional universe.[T 21] Time from that point was measured usingValian Years, though the subsequent history of Arda was divided into three time periods using different years, known as theYears of the Lamps, theYears of the Trees and theYears of the Sun.[T 22] A separate, overlapping chronology divides the history into 'Ages of the Children of Ilúvatar'. The first such Age began with the Awakening of the Elves during the Years of the Trees (by which time the Ainur had already long inhabited Arda) and continued for the first six centuries of the Years of the Sun. All the subsequent Ages took place during the Years of the Sun.[T 23]
Arda is, as critics have noted, "our own green and solid Earth at some quite remote epoch in the past."[15] As such, it has not only an immediate story but a history, and the whole thing is an "imagined prehistory" of the Earth as it is now.[17]
The Ainur were angelic beings created by the one god of Eä,Eru Ilúvatar. The cosmological myth called theAinulindalë, or "Music of the Ainur", describes how the Ainur sang for Ilúvatar, who then createdEä to give material form to their music. Many of the Ainur entered Eä, and the greatest of these were called theValar.Melkor, the chief agent of evil in Eä, and later calledMorgoth, was initially one of the Valar. With the Valar came lesser spirits of the Ainur, called theMaiar. Melian, the wife of the Elven King Thingol in theFirst Age, was a Maia. There were also evil Maiar, including theBalrogs and the second Dark Lord,Sauron. Sauron devised theBlack Speech (Burzum) for his slaves (such asOrcs) to speak. In theThird Age, five of the Maiar were embodied and sent to Middle-earth to help the free peoples to overthrow Sauron. These are the Istari orWizards, includingGandalf,Saruman, andRadagast.[T 24]
The Elves are known as "the Firstborn" of Ilúvatar: intelligent beings created by Ilúvatar alone,with many different clans. Originally Elves all spoke the sameCommon Eldarin ancestral tongue, but over thousands of years it diverged into different languages. The two main Elven languages wereQuenya, spoken by the Light Elves, andSindarin, spoken by the Dark Elves.Physically the Elves resemble humans; indeed, they can marry and have children with them, as shown by the fewHalf-elven in the legendarium.The Elves are agile and quick footed, being able to walk atightrope unaided. Their eyesight is keen. Elves are immortal, unless killed in battle. They are re-embodied inValinor if killed.[18][19]
Men were "the Secondborn" of the Children of Ilúvatar: they awoke in Middle-earth much later than the Elves. Men (and Hobbits) were the last humanoid race to appear in Middle-earth: Dwarves, Ents and Orcs also preceded them. The capitalized term "Man" (plural "Men") is used as a gender-neutral racial description, to distinguish humans from the other human-like races of Middle-earth. In appearance they are much like Elves, but on average less beautiful. Unlike Elves, Men are mortal, ageing and dying quickly, usually living 40–80 years. However theNúmenóreans could live several centuries, and their descendants theDúnedain also tended to live longer than regular humans. This tendency was weakened both by time and by intermingling with lesser peoples.[20]
The Dwarves are a race of humanoids who are shorter than Men but larger than Hobbits. The Dwarves were created by the Vala Aulë, before the Firstborn awoke due to his impatience for the arrival of the children of Ilúvatar to teach and to cherish. When confronted and shamed for his presumption by Ilúvatar, Eru took pity on Aulë and gave his creation the gift of life but under the condition that they be taken and put to sleep in widely separated locations in Middle-earth and not to awaken until after the Firstborn were upon the Earth. They are mortal like Men, but live much longer, usually several hundred years. A peculiarity of Dwarves is that both males and females are bearded, and thus appear identical to outsiders. The language spoken by Dwarves is calledKhuzdul, and was kept largely as a secret language for their own use. Like Hobbits, Dwarves live exclusively in Middle-earth. They generally reside under mountains, where they are specialists in mining and metalwork.[21]
Tolkien identified Hobbits as an offshoot of the race of Men. Another name for Hobbit is 'Halfling', as they were generally only half the size of Men. In their lifestyle and habits they closely resemble Men, and in particular Englishmen, except for their preference for living in holes underground. By the time ofThe Hobbit, most of them lived inthe Shire, a region of the northwest of Middle-earth, having migrated there from further east.[22]
TheEnts were treelike shepherds of trees, their name coming from an Old English word for giant.[23]Orcs andTrolls (made of stone) were evil creatures bred byMorgoth. They were not original creations but rather "mockeries" of the Children of Ilúvatar (Elves) and Ents, respectively, since only Ilúvatar has the ability to give conscious life to things. The precise origins of Orcs and Trolls are unclear, as Tolkien considered various possibilities and sometimes changed his mind, leaving several inconsistent accounts.[24] Late in the Third Age, the Uruks orUruk-hai appeared: a race of Orcs of great size and strength that tolerate sunlight better than ordinary Orcs.[T 25] Tolkien also mentions "Men-orcs" and "Orc-men"; or "half-orcs" or "goblin-men". They share some characteristics with Orcs (like "slanty eyes") but look more like men.[T 26] Tolkien, aCatholic, realised he had createda dilemma for himself, as, if these beings were sentient and had a sense of right and wrong, then they must have souls and could not have been created wholly evil.[25][26]
Dragons (or "worms") appear in several varieties, distinguished by whether they have wings and whether they breathe fire (cold-drakes versus fire-drakes). The first of the fire-drakes (Urulóki in Quenya)[T 27] was Glaurung the Golden, bred byMorgoth inAngband, and called "The Great Worm", "The Worm of Morgoth", and "The Father of Dragons".[T 28]
Middle-earth containssapient animals including theEagles,[T 29]Huan the Great Hound fromValinor and the wolf-likeWargs.[27] In general the origins and nature of these animals are unclear. Giant spiders such asShelob descended fromUngoliant, of unknown origin.[T 30] Other sapient species include the Crebain, evil crows who become spies forSaruman, and the Ravens ofErebor, who brought news to the Dwarves. The horse-line of the Mearas of Rohan, especially Gandalf's mount, Shadowfax, also appear to be intelligent and understand human speech. The bear-manBeorn had a number of animal friends about his house.[28]
The Hobbit andThe Lord of the Rings, both set in Middle-earth, have been the subject of a variety of film adaptations. There were many early failed attempts to bring the fictional universe to life on screen, some even rejected by the author himself, who was skeptical of the prospects of an adaptation. While animated andlive-action shorts were made of Tolkien's books in 1967 and 1971, the first commercial depiction ofThe Hobbit onscreen was theRankin/Bassanimated TV special in 1977.[29] In 1978 the first big screen adaptation of the fictional setting was introduced inRalph Bakshi's animatedThe Lord of the Rings.[30]
^abCarpenter 2023, #165 to the Houghton Mifflin Co., 30 June 1955
^abCarpenter 2023, #297 draft for a letter to a 'Mr Rang', August 1967
^Carpenter 2023, #151 to Hugh Brogan, 18 September 1954; #183, Notes onW. H. Auden's review ofThe Return of the King, 1956; and #283 to Benjamin P. Indick, 7 January 1966
^Tolkien 1977, ch. 3 "Of the Coming of the Elves and the Captivity of Melkor"
^Carpenter 2023, #137 toRayner Unwin, 11 April 1953; #139 toRayner Unwin, 8 August 1953; #141 to Allen & Unwin, 9 October 1953; #144 toNaomi Mitchison, 25 April 1954; #160 to Rayner Unwin, 6 March 1955; #161 to Rayner Unwin, 18 April 1955
^Tolkien 1977, p. 44 "Menelmacar with his shining belt"
^Tolkien 1977, p. 45 "And high in the north as a challenge toMelkor she set the crown of seven mighty stars to swing,Valacirca, the Sickle of the Valar..."
^Tolkien 1954a, book 1, ch. 8 "Strider" "The Sickle [The Hobbits' name for the Plough or Great Bear] was swinging bright above the shoulders of Bree-hill."
^Ford, G. L. (17 January 2020)."Christopher Tolkien, 1924-2020 Keeper of Middle-earth's Legacy". Book and Film Globe. Retrieved26 July 2020.Lewis's Space Trilogy drew on Tolkien's Middle-earth lore at several points, where he used it to deepen the mythology underlying his action.
^Burns, Marjorie (2013) [2007]. "Old Norse Literature". InDrout, Michael D. C. (ed.).J.R.R. Tolkien Encyclopedia.Routledge. pp. 473–474.ISBN978-0-415-86511-1.Echoes of these Norse battle animals appear throughout Tolkien's literature; in one way or another, all are associated with Gandalf or his cause. ... raven ... Eagles ... wolves ... horses ... Saruman is the one most closely associated with Odin's ravaging wolves and carrion birds