| Macbeth | |
|---|---|
American theatrical release poster | |
| Directed by | Roman Polanski |
| Screenplay by |
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| Based on | The Tragedy of Macbeth byWilliam Shakespeare |
| Produced by | Andrew Braunsberg |
| Starring | |
| Cinematography | Gil Taylor |
| Edited by | Alastair McIntyre |
| Music by | The Third Ear Band |
Production companies |
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| Distributed by | Columbia Pictures |
Release dates |
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Running time | 140 minutes[1] |
| Countries |
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| Language | English |
| Budget | $2.4 million(or £1.2 million)[2] |
| Box office | less than $1 million[3] |
Macbeth (also known asThe Tragedy of Macbeth orRoman Polanski's Film of Macbeth) is a 1971historical drama film directed byRoman Polanski, and co-written by Polanski andKenneth Tynan. Afilm adaptation ofWilliam Shakespeare's tragedy of thesame name, it tells the story of theHighland lord who becomes King of Scotland through treachery and murder.Jon Finch andFrancesca Annis star as thetitle character andhis wife, noted for their relative youth as actors. Themes ofhistoric recurrence, greater pessimism and internal ugliness in physically beautiful characters are added to Shakespeare's story of moral decline, which is presented in a more realistic style.
Polanski opted to adaptMacbeth as a means of coping with the highly publicizedManson Familymurder of his pregnant wife,Sharon Tate. Finding difficulty obtaining sponsorship from major studios,Playboy Enterprises stepped in to provide funding. Following troubled shooting around theBritish Isles mired by poor weather,Macbeth screened out of competition at the1972 Cannes Film Festival and was acommercial failure in the United States. Initially controversial for its graphic violence and nudity, the film has since garnered generally positive reviews, and was namedBest Film by theNational Board of Reviewin 1972.
In theMiddle Ages, a Norwegian and Irish invasion of Scotland aided by the traitorousThane of Cawdor, is suppressed byMacbeth, Thane of Glamis, andBanquo. Cawdor is sentenced to death byKing Duncan who decrees that Macbeth shall be awarded his title. Macbeth and Banquo do not hear of this news; when out riding, they happen uponThree Witches, who hail Macbeth as "Thane of Cawdor and future King", and Banquo as "lesser and greater". At their camp, nobles arrive and inform Macbeth he has been named the Thane of Cawdor, with Macbeth simultaneously awed and frightened at the prospect of usurping Duncan, in further fulfilment of the prophecy. He writes a letter toLady Macbeth, who is delighted at the news. However, she fears her husband has too much good nature, and vows to be cruel for him. Duncan names his eldest son,Malcolm, Prince of Cumberland, and thusheir apparent, to the displeasure of Macbeth and Malcolm's brotherDonalbain. The royal family and nobles then spend the night at Macbeth's castle, with Lady Macbeth greeting the King and dancing with him with duplicity.
Urged on by his wife, Macbeth steps into King Duncan's chambers after she has drugged the guards. Duncan wakes and utters Macbeth's name, but Macbeth stabs him to death. He frames the guards for the assassination and then murders them when Duncan's corpse is discovered. Fearing a conspiracy, Malcolm and Donalbain flee to England and Ireland, and the Thane ofRoss realises Macbeth will be king. Anopportunisticcourtier, he hails Macbeth atScone, while the nobleMacduff heads back to his home inFife. When Macbeth begins to fear possible usurpation by Banquo and his sonFleance, he sends two murderers to kill them, and then sends Ross as the mysteriousThird Murderer. Banquo is killed, while Fleance escapes. Macbeth, disposes of the two murderers by drowning them. After Banquo appears at a banquet as a ghost, Macbeth seeks out the witches, who are performing a nude ritual. The witches and the spirits they summon deceive Macbeth into thinking he is invincible, as he cannot be killed except by a man not born of woman and will not be defeated until "Birnam Wood comes to Dunsinane."
Ross is sent to Fife to direct the slaughter of Macduff, however, Macduff has gone to England. Ross enters Fife castle pretending to be a friend, but leaves the heavy castle doors open, allowing Macbeth's gang of murderers in to killLady Macduff, the children and servants. With nobles fleeing Scotland, Macbeth chooses a new Thane of Fife, bestowing the title on Seyton over Ross. Disappointed, Ross leaves Scotland to join Malcolm and Macduff in England. They welcome him, unaware of his treachery. The English King has allied with Malcolm, committing forces led bySiward to overthrow Macbeth and install Malcolm on the Scottish throne.
The English forces invade, covering themselves by cutting down branches from Birnam Wood and holding them in front of their army to hide their numbers as they march on Macbeth in Dunsinane. When the forces storm the castle, Macduff confronts Macbeth, and during the sword fight, Macduff reveals he was delivered byCaesarean section. Macbeth then fights Macduff, before the latter knocks him through a staircase bannister and uses the chance to behead him. Ross declares Malcolm the King of Scotland, whilst Donalbain is silently followed by the witches.


James Morrison wroteMacbeth's themes of "murderous ambition" fit in with Polanski's filmography,[7] and saw similarities toOrson Welles's 1948 film version ofMacbeth in downplaying psychology and reviving the "primitive edge". However, unlike Welles, Polanski chooses naturalism overexpressionism.[8] Author Ewa Mazierska wrote that, despite supposedrealism in presenting soliloquies as voiceovers, Polanski'sMacbeth was "absurdist", not depicting history as an explanation for current events, but as a "vicious circle of crimes and miseries". Eachcoronation occurs after the predecessor is violently dispatched, and guests and hosts always betray each other, with Polanski adding Ross leaving Fife's castle doors open.[9]
Deanne Williams read the film as not only Polanski's reflections on the murder ofSharon Tate, but on wider issues such as theassassination of Martin Luther King Jr. and theVietnam War.[10] Francesca Royster similarly argues the use of English and Celtic cultures in the clothes and culture of the 1960s and 1970s, pointing to the publications ofThe Lord of the Rings in the U.S. and the music ofLed Zeppelin, ties the film's past to the present.[11] While Playboy Enterprises role was mainly to provide funding, Williams also saw Polanski's Lady Macbeth as embodying "Playboymythos" paradoxes, at times warm and sexy, at times a domestic servant, and at timesfemme fatale.[12]
In one scene, Macbeth's court hostsbear-baiting, a form of entertainment in the Middle Ages in which a bear and dogs are pitted against each other. Williams suggested the scene communicates Macbeth and Lady Macbeth's growing callousness after taking power,[13] while Kenneth S. Rothwell and Morrison matched the scene to Shakespeare's Macbeth describing himself as "bear-like".[14][15]
Literary criticSylvan Barnet wrote that the younger protagonists suggested "contrast between a fair exterior and an ugly interior".[16] Williams compared Lady Macbeth toLady Godiva in her "hair and naturalistic pallor", suggesting she could fit in at thePlayboy Mansion.[12] More "ugliness" is added by Polanski in the re-imagining of Ross, who becomes a more important character in this film.[17] As with the leads, Ross demonstrates "evil-in-beauty" as he is played by "handsomeJohn Stride".[18]
Barnet also wrote the changed ending with Donalbain meeting the witches replaced the message of "measure, time and place" with "unending treachery".[16] Film historian Douglas Brode also commented on the added ending, saying it reflected Polanski's pessimism in contradiction to Shakespeare's optimism. Likewise, Brode believed Macbeth's "Tomorrow and tomorrow and tomorrow" soliloquy becomes an articulation ofnihilism in the film, while Shakespeare did not intend it to reflect his own sentiment.[19]

DirectorRoman Polanski had been interested in adapting a Shakespeare play since he was a student inKraków, Poland,[10] but he did not begin until after the murder of his pregnant wife,Sharon Tate, and three of the couple's mutual friends by members of theManson Family at his house inBeverly Hills on the night of 9 August 1969. Following the murders, Polanski sank into deep depression, and was unhappy with the way the incident was depicted in the media, in which his films seemed to be blamed.[20] At the time, he was working on the filmThe Day of the Dolphin, a project that collapsed and was turned over to another director,Mike Nichols.[21] While inGstaad, Switzerland during the start of 1970, Polanski envisioned an adaptation ofMacbeth and sought out his friend, British theatre criticKenneth Tynan, for his "encyclopedic knowledge of Shakespeare".[10] In turn, Tynan was interested in working with Polanski because the director demonstrated what Tynan considered "exactly the right combination of fantasy and violence".[22]
Around this time Richard Burton was discussing producing a version ofMacbeth starring Elizabeth Taylor as Lady Macbeth from a script byPaul Dehn. "I'd rather put it together than appear in it," said Burton, adding "I'm not very confident getting it on in the present conditions in the film industry."[23]
Tynan and Polanski found it challenging to adapt the text to suit the feel of the film. Tynan wrote to Polanski, saying, "the number oneMacbeth problem is to see the events of the film from his point of view".[24] During the writing process, Polanski and Tynan acted out their scenes in aBelgravia, London apartment, with Tynan as Duncan and Polanski as Macbeth.[25] As with the 1948 film version ofHamlet, the soliloquies are presented naturalistically asvoiceover narration.[24]
In one scene Polanski and Tynan wrote, Lady Macbeth delivers hersleepwalking soliloquy in the nude. Their decision was motivated by the fact that people in this era always slept in the nude.[26] Likewise, consultations of academic research of the Middle Ages led to the depiction of the nobles, staying at Macbeth's castle, going to bed on hay and the ground, with animals present.[27]
The added importance the film gives to Ross did not appear in the first draft of the screenplay, which instead invented a new character called the Bodyguard, who also serves as theThird Murderer.[18] The Bodyguard was merged into Shakespeare's Ross.[28] The screenplay was completed by August 1970, with plans to begin filming in England in October.[29]
Paramount Pictures,Universal Pictures andMetro-Goldwyn-Mayer declined to finance the project, seeing a Shakespeare play as a poor fit for a director who achieved success withRosemary's Baby (1968).[30]Hugh Hefner, who publishedPlayboy, had produced a few films withPlayboy Enterprises and was eager to make more when he met Polanski at a party.[31] The budget was set at $2.4 million.[32]
Hefner's involvement was announced in August 1970. TheEvening Standard reported "I understand that this new version will have a high content of sex and violence."[33]
In April 1971 Columbia Pictures announced they had signed a three-year deal with Playboy Enterprises to make at least four films together the first of which wasMacbeth.[34]

Due to a feeling that the characters ofMacbeth were more relatable to young people in the 1960s than experienced, elder actors, Polanski deliberately sought out "young and good-looking" actors for the parts of Macbeth andLady Macbeth.[35]Francesca Annis andJon Finch were 26 and 29, respectively,[36] with Tynan remarking characters over 60 were too old to be ambitious.[35]
Polanski wanted to cast eitherVictoria Tennant orTuesday Weld in the role of Lady Macbeth.[37] Weld rejected the role, unwilling to perform the nude scene.[36] The role was also turned down byGlenda Jackson who said "I don't fancy six weeks on location, walking through that damned gorse for next to no money."[38]
Casting of the role did not happen until just before the film started.[39] Annis accepted the role after some reluctance, as she agreed the character should be older, but was easy to persuade to join the cast.[35] Annis called the film "75 percent Shakespeare and 25 percent Polanski" saying "there is nothing to get excited about" her nude scene. "I simply walk across a room."[40]
Polanski's first choice for Macbeth wasAlbert Finney, who rejected the role, after which Tynan recommendedNicol Williamson, but Polanski felt he was not attractive enough.[36] Finch was better known for appearing inHammer Film Productions pictures such asThe Vampire Lovers and the television seriesCounterstrike.[35] Finch met Polanski on a Paris-London plane and auditioned several times.[41]
For the scene where theThree Witches and numerous others perform "Double, double, toil and trouble" in the nude, Polanski had difficulty hiringextras to perform. As a result, some of the witches are cut from cardboard.[12] Polanski had a few of the elderly extras sing "Happy Birthday to You" while naked for a video, sent to Hefner for his 45th birthday.[42]

Macbeth was filmed in various locations around the British Isles, starting inSnowdonia inWales in October 1970.[36][21] A considerable amount of shooting took place inNorthumberland on the northeast coast of England, includingLindisfarne Castle,Bamburgh Castle and beach, St. Aidan's Church and North Charlton Moors nearAlnwick.[43] Interior scenes were shot atShepperton Studios;[37] filming started 2 November 1970.[44]
The production was troubled by poor weather,[45] and the cast complaining of Polanski's "petulance".[46] Fight directorWilliam Hobbs likened the longrehearsals in the rain to "training for thedecathlon".[46]
Polanski personally handled and demonstrated theprops and rode horses before shooting, and walked into animal feces to film goats and sheep.[46] It was common for the director to snatch the camera away from his cameramen.[47] He also decided to use special effects to present the "dagger of the mind", believing viewers may be puzzled or would not enjoy it if the dagger did not appear on screen, but was merely described in the dialogue.[48] The great challenges in portraying the catapult of fireballs into the castle led to Polanski calling it "special defects".[49]

By mid January the film was behind schedule. The completion guarantors arranged forPeter Collinson to be hired and filmed scenes in Shepperton.[50][51]
Polanski justified the film's inefficiency, blaming "shitty weather", and agreed to give up one-third of the rest of his salary, on top of which Hefner contributed another $500,000 to complete the film.[52]
For the film score, Polanski employed theThird Ear Band, a musical group which enjoyed initial success after publishing their albumAlchemy in 1969. The band composed original music for the film, by adding electronic music to hand drums,woodwinds andstrings.[26]Recorders andoboes were also used, inspired byMedieval music in Scotland.[53] Additionally, elements ofmusic in India and the Middle East andjazz were incorporated into the score.[54]
In the scene where King Duncan is entertained as Macbeth's castle,lutes are played, andFleance sings "Merciless Beauty" byGeoffrey Chaucer, though his lyrics did not fit the film's time frame.[55] While the score has some Middle Ages influence, this is not found in the scenes where Duncan is assassinated and Macbeth is killed. Polanski and the band usedaleatoric music for these scenes, to communicate chaos.[26]
In the United States, the film opened in the Playboy Theater in New York City on 20 December 1971.[56] Polanski bemoaned the release near January as "cinematic suicide" given usually low ticket sales for newly released films in that month.[24] The film opened in London in February 1972.[57] The film was screened at the1972 Cannes Film Festival, but was not entered into the main competition.[58] Polanski, Finch and Annis attended the Cannes festival in May 1972.[59]
The film was abox office bomb.[45] According toThe Hollywood Reporter, Playboy Enterprises estimated in September 1973 that it would lose $1.8 million on the film, and that it would damage the company as a whole.[60]
Total losses were $3.5 million.[61] The losses caused Shakespeare films to appear commercially risky untilKenneth Branagh directedHenry V in 1989.[62] Film criticTerrence Rafferty associated the financial failure with the varioussuperstitions surrounding the play.[24]
Upon release,Macbeth received mixed reviews, with much negative attention on its violence, in light of theManson murders, and the nudity, blamed on itsPlayboy associations.[24]Pauline Kael wrote the film "reduces Shakespeare's meanings to the banal theme of 'life is a jungle'".[63]Variety staff dismissed the film, writing, "Does Polanski'sMacbeth work? Not especially, but it was an admirable try".[64] Derek Malcolm, writing forThe Guardian, called the film shocking but not over-the-top, and Finch and Annis "more or less adequate".[57]
In contrast,Roger Ebert gave it four stars, writing it was "full of sound and fury" and "All those noble, tragic Macbeths –Orson Welles andMaurice Evans and the others – look like imposters now, and the king is revealed as a scared kid".[65]Roger Greenspun, forThe New York Times, said that despite gossip about the film, it is "neither especially nude nor unnecessarily violent", and that Finch and Annis give great performances.[56] InNew York,Judith Crist defended the film as traditional, appropriately focusing on Macbeth's "moral deterioration", and suited for youthful audiences, and drew parallel with its blood to the title ofAkira Kurosawa's 1957Macbeth film,Throne of Blood.[66]
Literary criticSylvan Barnet wrote that, given Shakespeare's writing, it was arguable "blood might just as well flow abundantly in a film". However, he wrote the perceived inspiration from theTheatre of Cruelty is "hard to take".[16] Troy Patterson, writing forEntertainment Weekly, gave the film a B, calling it "Shakespeare as fright show" and Annis a better fit forMelrose Place.[67] TheTime Out review states the realistic acting did not do justice to the poetry, and the film "never quite spirals into dark, uncontrollable nightmare as the Welles version (for all its faults) does".[68]
Opinions improved with time, with filmmaker and novelistJohn Sayles saying, "I think it's a great piece of filmmaking" in 2007, and novelistMartin Amis saying, "I really think the film is without weaknesses" in 2013.[24] In his2014 Movie Guide,Leonard Maltin gave the film three and a half stars, describing it as "Gripping, atmospheric and extremely violent".[69] The film holds a 78% rating on thereview aggregatorRotten Tomatoes, based on 65 reviews, with the consensus "Roman Polanski'sMacbeth is unsettling and uneven, but also undeniably compelling."[70]
| Award | Date of ceremony | Category | Recipient(s) | Result | Ref(s) |
|---|---|---|---|---|---|
| British Academy Film Awards | 28 February 1973 | Anthony Asquith Award for Film Music | Third Ear Band | Nominated | [71] |
| Best Costume Design | Anthony Mendleson(also forAlice's Adventures in Wonderland andYoung Winston) | Won | |||
| National Board of Review | 3 January 1972 | Best Film | Macbeth | Won | [72] |
| Top Ten Films | Won |
After a restoration bySony Pictures Entertainment, the film was placed in the Venice Classics section in the2014 Venice Film Festival.[73] InRegion 1,The Criterion Collection released the film on DVD andBlu-ray in September 2014.[45]