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Lie group

From Wikipedia, the free encyclopedia
Group that is also a differentiable manifold with group operations that are smooth

Not to be confused withGroup of Lie type orRee group.
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Lie groups andLie algebras
Algebraic structureGroup theory
Group theory

Inmathematics, aLie group (pronounced/l/Lee) is agroup that is also adifferentiable manifold, such that group multiplication and taking inverses are both differentiable.

Amanifold is a space that locally resemblesEuclidean space, whereas groups define the abstract concept of abinary operation along with the additional properties it must have to be thought of as a "transformation" in the abstract sense, for instance multiplication and the taking of inverses (to allow division), or equivalently, the concept of addition and subtraction. Combining these two ideas, one obtains acontinuous group where multiplying points and their inverses is continuous. If the multiplication and taking of inverses aresmooth (differentiable) as well, one obtains a Lie group.

Lie groups provide a natural model for the concept ofcontinuous symmetry, a celebrated example of which is thecircle group. Rotating a circle is an example of a continuous symmetry. For any rotation of the circle, there exists the same symmetry,[1] and concatenation of such rotations makes them into the circle group, an archetypal example of a Lie group. Lie groups are widely used in many parts of modern mathematics andphysics.

Lie groups were first found by studyingmatrix subgroupsG{\displaystyle G} contained inGLn(R){\displaystyle {\text{GL}}_{n}(\mathbb {R} )} orGLn(C){\displaystyle {\text{GL}}_{n}(\mathbb {C} )}, thegroups ofn×n{\displaystyle n\times n} invertible matrices overR{\displaystyle \mathbb {R} } orC{\displaystyle \mathbb {C} }. These are now called theclassical groups, as the concept has been extended far beyond these origins. Lie groups are named after Norwegian mathematicianSophus Lie (1842–1899), who laid the foundations of the theory of continuoustransformation groups. Lie's original motivation for introducing Lie groups was to model the continuous symmetries ofdifferential equations, in much the same way thatfinite groups are used inGalois theory to model the discrete symmetries ofalgebraic equations.

History

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Sophus Lie considered the winter of 1873–1874 as the birth date of his theory of continuous groups.[2] Thomas Hawkins, however, suggests that it was "Lie's prodigious research activity during the four-year period from the fall of 1869 to the fall of 1873" that led to the theory's creation.[2] Some of Lie's early ideas were developed in close collaboration withFelix Klein. Lie met with Klein every day from October 1869 through 1872: in Berlin from the end of October 1869 to the end of February 1870, and in Paris, Göttingen and Erlangen in the subsequent two years.[3] Lie stated that all of the principal results were obtained by 1884. But during the 1870s all his papers (except the very first note) were published in Norwegian journals, which impeded recognition of the work throughout the rest of Europe.[4] In 1884 a young German mathematician,Friedrich Engel, came to work with Lie on a systematic treatise to expose his theory of continuous groups. From this effort resulted the three-volumeTheorie der Transformationsgruppen, published in 1888, 1890, and 1893. The termgroupes de Lie first appeared in French in 1893 in the thesis of Lie's student Arthur Tresse.[5]

Lie's ideas did not stand in isolation from the rest of mathematics. In fact, his interest in the geometry of differential equations was first motivated by the work ofCarl Gustav Jacobi, on the theory ofpartial differential equations of first order and on the equations ofclassical mechanics. Much of Jacobi's work was published posthumously in the 1860s, generating enormous interest in France and Germany.[6] Lie'sidée fixe was to develop a theory of symmetries of differential equations that would accomplish for them whatÉvariste Galois had done for algebraic equations: namely, to classify them in terms of group theory. Lie and other mathematicians showed that the most important equations forspecial functions andorthogonal polynomials tend to arise from group theoretical symmetries. In Lie's early work, the idea was to construct a theory ofcontinuous groups, to complement the theory ofdiscrete groups that had developed in the theory ofmodular forms, in the hands ofFelix Klein andHenri Poincaré. The initial application that Lie had in mind was to the theory ofdifferential equations. On the model ofGalois theory andpolynomial equations, the driving conception was of a theory capable of unifying, by the study ofsymmetry, the whole area ofordinary differential equations. However, the hope that Lie theory would unify the entire field of ordinary differential equations was not fulfilled. Symmetry methods for ODEs continue to be studied, but do not dominate the subject. There is adifferential Galois theory, but it was developed by others, such as Picard and Vessiot, and it provides a theory ofquadratures, theindefinite integrals required to express solutions.

Additional impetus to consider continuous groups came from ideas ofBernhard Riemann, on the foundations of geometry, and their further development in the hands of Klein. Thus three major themes in 19th century mathematics were combined by Lie in creating his new theory:

  • The idea of symmetry, as exemplified by Galois through the algebraic notion of agroup;
  • Geometric theory and the explicit solutions ofdifferential equations of mechanics, worked out byPoisson and Jacobi;
  • The new understanding ofgeometry that emerged in the works ofPlücker,Möbius,Grassmann and others, and culminated in Riemann's revolutionary vision of the subject.

Although today Sophus Lie is rightfully recognized as the creator of the theory of continuous groups, a major stride in the development of their structure theory, which was to have a profound influence on subsequent development of mathematics, was made byWilhelm Killing, who in 1888 published the first paper in a series entitledDie Zusammensetzung der stetigen endlichen Transformationsgruppen (The composition of continuous finite transformation groups).[7] The work of Killing, later refined and generalized byÉlie Cartan, led to classification ofsemisimple Lie algebras, Cartan's theory ofsymmetric spaces, andHermann Weyl's description ofrepresentations of compact and semisimple Lie groups usinghighest weights.

In 1900David Hilbert challenged Lie theorists with hisFifth Problem presented at theInternational Congress of Mathematicians in Paris.

Weyl brought the early period of the development of the theory of Lie groups to fruition, for not only did he classify irreducible representations of semisimple Lie groups and connect the theory of groups with quantum mechanics, but he also put Lie's theory itself on firmer footing by clearly enunciating the distinction between Lie'sinfinitesimal groups (i.e., Lie algebras) and the Lie groups proper, and began investigations of topology of Lie groups.[8] The theory of Lie groups was systematically reworked in modern mathematical language in a monograph byClaude Chevalley.

Overview

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The set of allcomplex numbers withabsolute value 1 (corresponding to points on thecircle of center 0 and radius 1 in thecomplex plane) is a Lie group under complex multiplication: thecircle group.

Lie groups aresmoothdifferentiable manifolds and as such can be studied usingdifferential calculus, in contrast with the case of more generaltopological groups. One of the key ideas in the theory of Lie groups is to replace theglobal object, the group, with itslocal or linearized version, which Lie himself called its "infinitesimal group" and which has since become known as itsLie algebra.

Lie groups play an enormous role in moderngeometry, on several different levels.Felix Klein argued in hisErlangen program that one can consider various "geometries" by specifying an appropriate transformation group that leaves certain geometric propertiesinvariant. ThusEuclidean geometry corresponds to the choice of the groupE(3) of distance-preserving transformations of the Euclidean spaceR3{\displaystyle \mathbb {R} ^{3}},conformal geometry corresponds to enlarging the group to theconformal group, whereas inprojective geometry one is interested in the properties invariant under theprojective group. This idea later led to the notion of aG-structure, whereG is a Lie group of "local" symmetries of a manifold.

Lie groups (and their associated Lie algebras) play a major role in modern physics, with the Lie group typically playing the role of a symmetry of a physical system. Here, therepresentations of the Lie group (or of itsLie algebra) are especially important. Representation theoryis used extensively in particle physics. Groups whose representations are of particular importance includethe rotation group SO(3) (or itsdouble cover SU(2)),the special unitary group SU(3) and thePoincaré group.

On a "global" level, whenever a Lie groupacts on a geometric object, such as aRiemannian or asymplectic manifold, this action provides a measure of rigidity and yields a rich algebraic structure. The presence of continuous symmetries expressed via aLie group action on a manifold places strong constraints on its geometry and facilitatesanalysis on the manifold. Linear actions of Lie groups are especially important, and are studied inrepresentation theory.

In the 1940s–1950s,Ellis Kolchin,Armand Borel, andClaude Chevalley realised that many foundational results concerning Lie groups can be developed completely algebraically, giving rise to the theory ofalgebraic groups defined over an arbitraryfield. This insight opened new possibilities in pure algebra, by providing a uniform construction for mostfinite simple groups, as well as inalgebraic geometry. The theory ofautomorphic forms, an important branch of modernnumber theory, deals extensively with analogues of Lie groups overadele rings;p-adic Lie groups play an important role, via their connections with Galois representations in number theory.

Definitions and examples

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Areal Lie group is agroup that is also a finite-dimensional realsmooth manifold, in which the group operations ofmultiplication and inversion aresmooth maps. Smoothness of the group multiplication

μ:G×GGμ(x,y)=xy{\displaystyle \mu :G\times G\to G\quad \mu (x,y)=xy}

means thatμ is a smooth mapping of theproduct manifoldG ×G intoG. The two requirements can be combined to the single requirement that the mapping

(x,y)x1y{\displaystyle (x,y)\mapsto x^{-1}y}

be a smooth mapping of the product manifold intoG.

First examples

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Non-example

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Further information:Linear flow on the torus

We now present an example of a group with anuncountable number of elements that is not a Lie group under a certain topology. The group given by

H={(e2πiθ00e2πiaθ):θR}T2={(e2πiθ00e2πiϕ):θ,ϕR},{\displaystyle H=\left\{\left({\begin{matrix}e^{2\pi i\theta }&0\\0&e^{2\pi ia\theta }\end{matrix}}\right):\,\theta \in \mathbb {R} \right\}\subset \mathbb {T} ^{2}=\left\{\left({\begin{matrix}e^{2\pi i\theta }&0\\0&e^{2\pi i\phi }\end{matrix}}\right):\,\theta ,\phi \in \mathbb {R} \right\},}

withaRQ{\displaystyle a\in \mathbb {R} \setminus \mathbb {Q} } afixedirrational number, is a subgroup of thetorusT2{\displaystyle \mathbb {T} ^{2}} that is not a Lie group when given thesubspace topology.[9] If we take any smallneighborhoodU{\displaystyle U} of a pointh{\displaystyle h} inH{\displaystyle H}, for example, the portion ofH{\displaystyle H} inU{\displaystyle U} is disconnected. The groupH{\displaystyle H} winds repeatedly around the torus without ever reaching a previous point of the spiral and thus forms adense subgroup ofT2{\displaystyle \mathbb {T} ^{2}}.

A portion of the groupH{\displaystyle H} insideT2{\displaystyle \mathbb {T} ^{2}}. Small neighborhoods of the elementhH{\displaystyle h\in H} are disconnected in the subset topology onH{\displaystyle H}

The groupH{\displaystyle H} can, however, be given a different topology, in which the distance between two pointsh1,h2H{\displaystyle h_{1},h_{2}\in H} is defined as the length of the shortest pathin the groupH{\displaystyle H} joiningh1{\displaystyle h_{1}} toh2{\displaystyle h_{2}}. In this topology,H{\displaystyle H} is identified homeomorphically with the real line by identifying each element with the numberθ{\displaystyle \theta } in the definition ofH{\displaystyle H}. With this topology,H{\displaystyle H} is just the group of real numbers under addition and is therefore a Lie group.

The groupH{\displaystyle H} is an example of a "Lie subgroup" of a Lie group that is not closed. See the discussion below of Lie subgroups in the section on basic concepts.

Matrix Lie groups

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LetGL(n,C){\displaystyle \operatorname {GL} (n,\mathbb {C} )} denote the group ofn×n{\displaystyle n\times n} invertible matrices with entries inC{\displaystyle \mathbb {C} }. Anyclosed subgroup ofGL(n,C){\displaystyle \operatorname {GL} (n,\mathbb {C} )} is a Lie group;[10] Lie groups of this sort are calledmatrix Lie groups. Since most of the interesting examples of Lie groups can be realized as matrix Lie groups, some textbooks restrict attention to this class, including those of Hall,[11] Rossmann,[12] and Stillwell.[13] Restricting attention to matrix Lie groups simplifies the definition of the Lie algebra and the exponential map. The following are standard examples of matrix Lie groups.

All of the preceding examples fall under the heading of theclassical groups.

Related concepts

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Acomplex Lie group is defined in the same way usingcomplex manifolds rather than real ones (example:SL(2,C){\displaystyle \operatorname {SL} (2,\mathbb {C} )}), and holomorphic maps. Similarly, using an alternatemetric completion ofQ{\displaystyle \mathbb {Q} }, one can define ap-adic Lie group over thep-adic numbers, a topological group which is also an analyticp-adic manifold, such that the group operations are analytic. In particular, each point has ap-adic neighborhood.

Hilbert's fifth problem asked whether replacing differentiable manifolds with topological or analytic ones can yield new examples. The answer to this question turned out to be negative: in 1952,Gleason,Montgomery andZippin showed that ifG is a topological manifold with continuous group operations, then there exists exactly one analytic structure onG which turns it into a Lie group (see alsoHilbert–Smith conjecture). If the underlying manifold is allowed to be infinite-dimensional (for example, aHilbert manifold), then one arrives at the notion of an infinite-dimensional Lie group. It is possible to define analogues of manyLie groups over finite fields, and these give most of the examples offinite simple groups.

The language ofcategory theory provides a concise definition for Lie groups: a Lie group is agroup object in thecategory of smooth manifolds. This is important, because it allows generalization of the notion of a Lie group toLie supergroups. This categorical point of view leads also to a different generalization of Lie groups, namelyLie groupoids, which aregroupoid objects in the category of smooth manifolds with a further requirement.

Topological definition

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A Lie group can be defined as a (Hausdorff)topological group that, near the identity element, looks like a transformation group, with no reference to differentiable manifolds nor topological manifolds.[14] Precisely, aLie group is defined as a topological group that (1) is locally isomorphic near the identities to a matrix Lie group, a closed subgroup ofGL(n,C){\displaystyle \operatorname {GL} (n,\mathbb {C} )} and (2) has at most countably many connected components.[a] Showing the topological definition is equivalent to the usual one is technical (and the beginning readers should skip the following) but is done roughly as follows:

  1. Given a Lie groupG in the usual manifold sense, theLie group–Lie algebra correspondence (or a version ofLie's third theorem) constructs a closed Lie subgroupGGL(n,C){\displaystyle G'\subset \operatorname {GL} (n,\mathbb {C} )} such thatG,G{\displaystyle G,G'} share the same Lie algebra;[b] thus, they are locally isomorphic. Hence,G{\displaystyle G} satisfies the above topological definition.
  2. Conversely, letG{\displaystyle G} be a topological group that is a Lie group in the above topological sense and choose a matrix Lie groupG{\displaystyle G'} that is locally isomorphic toG{\displaystyle G} around the respective identities. Then, by a version of theclosed subgroup theorem,G{\displaystyle G'} is areal-analytic manifold and then, through the local isomorphism,G acquires a structure of a manifold near the identity element. One then shows that the group law onG can be given by formalpower series;[c] so the group operations are real-analytic andG{\displaystyle G} itself is a real-analytic manifold.

The topological definition implies the statement that if two Lie groups are isomorphic as topological groups, then they are isomorphic as Lie groups. In fact, it states the general principle that, to a large extent,the topology of a Lie group together with the group law determines the geometry of the group.

More examples of Lie groups

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See also:Table of Lie groups andList of simple Lie groups

Lie groups occur in abundance throughout mathematics and physics.Matrix groups oralgebraic groups are (roughly) groups of matrices (for example,orthogonal andsymplectic groups), and these give most of the more common examples of Lie groups.

Dimensions one and two

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The only connected Lie groups with dimension one are the real lineR{\displaystyle \mathbb {R} } (with the group operation being addition) and thecircle groupS1{\displaystyle S^{1}} of complex numbers with absolute value one (with the group operation being multiplication). TheS1{\displaystyle S^{1}} group is often denoted asU(1){\displaystyle \operatorname {U} (1)}, the group of1×1{\displaystyle 1\times 1} unitary matrices.

In two dimensions, if we restrict attention to simply connected groups, then they are classified by their Lie algebras. There are (up to isomorphism) only two Lie algebras of dimension two. The associated simply connected Lie groups areR2{\displaystyle \mathbb {R} ^{2}} (with the group operation being vector addition) and the affine group in dimension one, described in the previous subsection under "first examples".

Additional examples

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Constructions

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There are several standard ways to form new Lie groups from old ones:

  • The product of two Lie groups is a Lie group.
  • Anytopologically closed subgroup of a Lie group is a Lie group. This is known as theclosed subgroup theorem orCartan's theorem.
  • The quotient of a Lie group by a closed normal subgroup is a Lie group.
  • Theuniversal cover of a connected Lie group is a Lie group. For example, the groupR{\displaystyle \mathbb {R} } is the universal cover of the circle groupS1{\displaystyle S^{1}}. In fact any covering of a differentiable manifold is also a differentiable manifold, but by specifyinguniversal cover, one guarantees a group structure (compatible with its other structures).

Related notions

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Some examples of groups that arenot Lie groups (except in the trivial sense that any group having at most countably many elements can be viewed as a 0-dimensional Lie group, with thediscrete topology), are:

  • Infinite-dimensional groups, such as the additive group of an infinite-dimensional real vector space, or the space of smooth functions from a manifoldX{\displaystyle X} to a Lie groupG{\displaystyle G},C(X,G){\displaystyle C^{\infty }(X,G)}. These are not Lie groups as they are notfinite-dimensional manifolds.
  • Sometotally disconnected groups, such as theGalois group of an infinite extension of fields, or the additive group of thep-adic numbers. These are not Lie groups because their underlying spaces are not real manifolds. (Some of these groups are "p-adic Lie groups".) In general, only topological groups having similarlocal properties toRn for some positive integern can be Lie groups (of course they must also have a differentiable structure).

Basic concepts

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The Lie algebra associated with a Lie group

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Main article:Lie group–Lie algebra correspondence

To every Lie group we can associate a Lie algebra whose underlying vector space is the tangent space of the Lie group at the identity element and which completely captures the local structure of the group. Informally we can think of elements of the Lie algebra as elements of the group that are "infinitesimally close" to the identity, and the Lie bracket of the Lie algebra is related to thecommutator of two such infinitesimal elements. Before giving the abstract definition we give a few examples:

  • The Lie algebra of the vector spaceRn is justRn with the Lie bracket given by
        [AB] = 0.
    (In general the Lie bracket of a connected Lie group is always 0 if and only if the Lie group is abelian.)
  • The Lie algebra of thegeneral linear group GL(n,C) of invertible matrices is the vector space M(n,C) of square matrices with the Lie bracket given by
        [AB] =AB − BA.
  • IfG is a closed subgroup of GL(n,C) then the Lie algebra ofG can be thought of informally as the matricesm of M(n,C) such that 1 + εm is inG, where ε is an infinitesimal positive number with ε2 = 0 (of course, no such real number ε exists). For example, the orthogonal group O(n,R) consists of matricesA withAAT = 1, so the Lie algebra consists of the matricesm with (1 + εm)(1 + εm)T = 1, which is equivalent tom + mT = 0 because ε2 = 0.
  • The preceding description can be made more rigorous as follows. The Lie algebra of a closed subgroupG of GL(n,C), may be computed as
Lie(G)={XM(n;C)|exp(tX)G for all t in R},{\displaystyle \operatorname {Lie} (G)=\{X\in M(n;\mathbb {C} )|\operatorname {exp} (tX)\in G{\text{ for all }}t{\text{ in }}\mathbb {\mathbb {R} } \},}[16][11] where exp(tX) is defined using thematrix exponential. It can then be shown that the Lie algebra ofG is a real vector space that is closed under the bracket operation,[X,Y]=XYYX{\displaystyle [X,Y]=XY-YX}.[17]

The concrete definition given above for matrix groups is easy to work with, but has some minor problems: to use it we first need to represent a Lie group as a group of matrices, but not all Lie groups can be represented in this way, and it is not even obvious that the Lie algebra is independent of the representation we use.[18] To get around these problems we give the general definition of the Lie algebra of a Lie group (in 4 steps):

  1. Vector fields on any smooth manifoldM can be thought of asderivationsX of the ring of smooth functions on the manifold, and therefore form a Lie algebra under the Lie bracket [XY] = XY − YX, because theLie bracket of any two derivations is a derivation.
  2. IfG is any group acting smoothly on the manifoldM, then it acts on the vector fields, and the vector space of vector fields fixed by the group is closed under the Lie bracket and therefore also forms a Lie algebra.
  3. We apply this construction to the case when the manifoldM is the underlying space of a Lie group G, withG acting onG = M by left translationsLg(h) = gh. This shows that the space of left invariant vector fields (vector fields satisfyingLg*XhXgh for everyh inG, whereLg* denotes the differential ofLg) on a Lie group is a Lie algebra under the Lie bracket of vector fields.
  4. Any tangent vector at the identity of a Lie group can be extended to a left invariant vector field by left translating the tangent vector to other points of the manifold. Specifically, the left invariant extension of an elementv of the tangent space at the identity is the vector field defined byv^g = Lg*v. This identifies thetangent spaceTeG at the identity with the space of left invariant vector fields, and therefore makes the tangent space at the identity into a Lie algebra, called the Lie algebra ofG, usually denoted by aFrakturg.{\displaystyle {\mathfrak {g}}.} Thus the Lie bracket ong{\displaystyle {\mathfrak {g}}} is given explicitly by [vw] = [v^, w^]e.

This Lie algebrag{\displaystyle {\mathfrak {g}}} is finite-dimensional and it has the same dimension as the manifoldG. The Lie algebra ofG determinesG up to "local isomorphism", where two Lie groups are calledlocally isomorphic if they look the same near the identity element.Problems about Lie groups are often solved by first solving the corresponding problem for the Lie algebras, and the result for groups then usually follows easily. For example, simple Lie groups are usually classified by first classifying the corresponding Lie algebras.

We could also define a Lie algebra structure onTe using right invariant vector fields instead of left invariant vector fields. This leads to the same Lie algebra, because the inverse map onG can be used to identify left invariant vector fields with right invariant vector fields, and acts as −1 on the tangent spaceTe.

The Lie algebra structure onTe can also be described as follows:the commutator operation

(x,y) →xyx−1y−1

onG ×G sends (ee) toe, so its derivative yields abilinear operation onTeG. This bilinear operation is actually the zero map, but the second derivative, under the proper identification of tangent spaces, yields an operation that satisfies the axioms of aLie bracket, and it is equal to twice the one defined through left-invariant vector fields.

Homomorphisms and isomorphisms

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IfG andH are Lie groups, then a Lie group homomorphismf :GH is a smoothgroup homomorphism. In the case of complex Lie groups, such a homomorphism is required to be aholomorphic map. However, these requirements are a bit stringent; every continuous homomorphism between real Lie groups turns out to be (real)analytic.[19][d]

The composition of two Lie homomorphisms is again a homomorphism, and the class of all Lie groups, together with these morphisms, forms acategory. Moreover, every Lie group homomorphism induces a homomorphism between the corresponding Lie algebras. Letϕ:GH{\displaystyle \phi :G\to H} be a Lie group homomorphism and letϕ{\displaystyle \phi _{*}} be itsderivative at the identity. If we identify the Lie algebras ofG andH with theirtangent spaces at the identity elements, thenϕ{\displaystyle \phi _{*}} is a map between the corresponding Lie algebras:

ϕ:gh,{\displaystyle \phi _{*}:{\mathfrak {g}}\to {\mathfrak {h}},}

which turns out to be aLie algebra homomorphism (meaning that it is alinear map which preserves theLie bracket). In the language ofcategory theory, we then have a covariantfunctor from the category of Lie groups to the category of Lie algebras which sends a Lie group to its Lie algebra and a Lie group homomorphism to its derivative at the identity.

Two Lie groups are calledisomorphic if there exists abijective homomorphism between them whose inverse is also a Lie group homomorphism. Equivalently, it is adiffeomorphism which is also a group homomorphism. Observe that, by the above, a continuous homomorphism from a Lie groupG{\displaystyle G} to a Lie groupH{\displaystyle H} is an isomorphism of Lie groups if and only if it is bijective.

Lie group versus Lie algebra isomorphisms

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Isomorphic Lie groups necessarily have isomorphic Lie algebras; it is then reasonable to ask how isomorphism classes of Lie groups relate to isomorphism classes of Lie algebras.

The first result in this direction isLie's third theorem, which states that every finite-dimensional, real Lie algebra is the Lie algebra of some (linear) Lie group. One way to prove Lie's third theorem is to useAdo's theorem, which says every finite-dimensional real Lie algebra is isomorphic to a matrix Lie algebra. Meanwhile, for every finite-dimensional matrix Lie algebra, there is a linear group (matrix Lie group) with this algebra as its Lie algebra.[20]

On the other hand, Lie groups with isomorphic Lie algebras need not be isomorphic. Furthermore, this result remains true even if we assume the groups are connected. To put it differently, theglobal structure of a Lie group is not determined by its Lie algebra; for example, ifZ is any discrete subgroup of the center ofG thenG andG/Z have the same Lie algebra (see thetable of Lie groups for examples). An example of importance in physics are the groupsSU(2) andSO(3). These two groups have isomorphic Lie algebras,[21] but the groups themselves are not isomorphic, because SU(2) is simply connected but SO(3) is not.[22]

On the other hand, if we require that the Lie group besimply connected, then the global structure is determined by its Lie algebra: two simply connected Lie groups with isomorphic Lie algebras are isomorphic.[23] (See the next subsection for more information about simply connected Lie groups.) In light of Lie's third theorem, we may therefore say that there is a one-to-one correspondence between isomorphism classes of finite-dimensional real Lie algebras and isomorphism classes of simply connected Lie groups.

Simply connected Lie groups

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See also:Lie group–Lie algebra correspondence andFundamental group § Lie groups

A Lie groupG{\displaystyle G} is said to besimply connected if every loop inG{\displaystyle G} can be shrunk continuously to a point inG{\displaystyle G}. This notion is important because of the following result that has simple connectedness as a hypothesis:

Theorem:[24] SupposeG{\displaystyle G} andH{\displaystyle H} are Lie groups with Lie algebrasg{\displaystyle {\mathfrak {g}}} andh{\displaystyle {\mathfrak {h}}} and thatf:gh{\displaystyle f:{\mathfrak {g}}\rightarrow {\mathfrak {h}}} is a Lie algebra homomorphism. IfG{\displaystyle G} is simply connected, then there is a unique Lie group homomorphismϕ:GH{\displaystyle \phi :G\rightarrow H} such thatϕ=f{\displaystyle \phi _{*}=f}, whereϕ{\displaystyle \phi _{*}} is the differential ofϕ{\displaystyle \phi } at the identity.

Lie's third theorem says that every finite-dimensional real Lie algebra is the Lie algebra of a Lie group. It follows from Lie's third theorem and the preceding result that every finite-dimensional real Lie algebra is the Lie algebra of aunique simply connected Lie group.

An example of a simply connected group is the special unitary groupSU(2), which as a manifold is the 3-sphere. Therotation group SO(3), on the other hand, is not simply connected. (SeeTopology of SO(3).) The failure of SO(3) to be simply connected is intimately connected to the distinction betweeninteger spin andhalf-integer spin in quantum mechanics. Other examples of simply connected Lie groups include the special unitary groupSU(n), the spin group (double cover of rotation group)Spin(n) forn3{\displaystyle n\geq 3}, and the compact symplectic groupSp(n).[25]

Methods for determining whether a Lie group is simply connected or not are discussed in the article onfundamental groups of Lie groups.

Exponential map

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Main article:Exponential map (Lie theory)
See also:derivative of the exponential map andnormal coordinates

Theexponential map from the Lie algebraM(n;C){\displaystyle \mathrm {M} (n;\mathbb {C} )} of thegeneral linear groupGL(n;C){\displaystyle \mathrm {GL} (n;\mathbb {C} )} toGL(n;C){\displaystyle \mathrm {GL} (n;\mathbb {C} )} is defined by thematrix exponential, given by the usual power series:

exp(X)=1+X+X22!+X33!+{\displaystyle \exp(X)=1+X+{\frac {X^{2}}{2!}}+{\frac {X^{3}}{3!}}+\cdots }

for matricesX{\displaystyle X}. IfG{\displaystyle G} is a closed subgroup ofGL(n;C){\displaystyle \mathrm {GL} (n;\mathbb {C} )}, then the exponential map takes the Lie algebra ofG{\displaystyle G} intoG{\displaystyle G}; thus, we have an exponential map for all matrix groups. Every element ofG{\displaystyle G} that is sufficiently close to the identity is the exponential of a matrix in the Lie algebra.[26]

The definition above is easy to use, but it is not defined for Lie groups that are not matrix groups, and it is not clear that the exponential map of a Lie group does not depend on its representation as a matrix group. We can solve both problems using a more abstract definition of the exponential map that works for all Lie groups, as follows.

For each vectorX{\displaystyle X} in the Lie algebrag{\displaystyle {\mathfrak {g}}} ofG{\displaystyle G} (i.e., the tangent space toG{\displaystyle G} at the identity), one proves that there is a unique one-parameter subgroupc:RG{\displaystyle c:\mathbb {R} \rightarrow G} such thatc(0)=X{\displaystyle c'(0)=X}. Saying thatc{\displaystyle c} is a one-parameter subgroup means simply thatc{\displaystyle c} is a smooth map intoG{\displaystyle G} and that

c(s+t)=c(s)c(t) {\displaystyle c(s+t)=c(s)c(t)\ }

for alls{\displaystyle s} andt{\displaystyle t}. The operation on the right hand side is the group multiplication inG{\displaystyle G}. The formal similarity of this formula with the one valid for theexponential function justifies the definition

exp(X)=c(1).{\displaystyle \exp(X)=c(1).}

This is called theexponential map, and it maps the Lie algebrag{\displaystyle {\mathfrak {g}}} into the Lie groupG{\displaystyle G}. It provides adiffeomorphism between aneighborhood of 0 ing{\displaystyle {\mathfrak {g}}} and a neighborhood ofe{\displaystyle e} inG{\displaystyle G}. This exponential map is a generalization of the exponential function for real numbers (becauseR{\displaystyle \mathbb {R} } is the Lie algebra of the Lie group ofpositive real numbers with multiplication), for complex numbers (becauseC{\displaystyle \mathbb {C} } is the Lie algebra of the Lie group of non-zero complex numbers with multiplication) and formatrices (becauseM(n,R){\displaystyle M(n,\mathbb {R} )} with the regular commutator is the Lie algebra of the Lie groupGL(n,R){\displaystyle \mathrm {GL} (n,\mathbb {R} )} of all invertible matrices).

Because the exponential map is surjective on some neighbourhoodN{\displaystyle N} ofe{\displaystyle e}, it is common to call elements of the Lie algebrainfinitesimal generators of the groupG{\displaystyle G}. The subgroup ofG{\displaystyle G} generated byN{\displaystyle N} is the identity component ofG{\displaystyle G}.

The exponential map and the Lie algebra determine thelocal group structure of every connected Lie group, because of theBaker–Campbell–Hausdorff formula: there exists a neighborhoodU{\displaystyle U} of the zero element ofg{\displaystyle {\mathfrak {g}}}, such that forX,YU{\displaystyle X,Y\in U} we have

exp(X)exp(Y)=exp(X+Y+12[X,Y]+112[[X,Y],Y]112[[X,Y],X]),{\displaystyle \exp(X)\,\exp(Y)=\exp \left(X+Y+{\tfrac {1}{2}}[X,Y]+{\tfrac {1}{12}}[\,[X,Y],Y]-{\tfrac {1}{12}}[\,[X,Y],X]-\cdots \right),}

where the omitted terms are known and involve Lie brackets of four or more elements. In caseX{\displaystyle X} andY{\displaystyle Y} commute, this formula reduces to the familiar exponential lawexp(X)exp(Y)=exp(X+Y){\displaystyle \exp(X)\exp(Y)=\exp(X+Y)}.

The exponential map relates Lie group homomorphisms. That is, ifϕ:GH{\displaystyle \phi :G\to H} is a Lie group homomorphism andϕ:gh{\displaystyle \phi _{*}:{\mathfrak {g}}\to {\mathfrak {h}}} the induced map on the corresponding Lie algebras, then for allxg{\displaystyle x\in {\mathfrak {g}}} we have

ϕ(exp(x))=exp(ϕ(x)).{\displaystyle \phi (\exp(x))=\exp(\phi _{*}(x)).}

In other words, the following diagramcommutes,[27]

(In short, exp is anatural transformation from the functor Lie to the identity functor on the category of Lie groups.)

The exponential map from the Lie algebra to the Lie group is not alwaysonto, even if the group is connected (though it does map onto the Lie group for connected groups that are either compact or nilpotent). For example, the exponential map ofSL(2,R) is not surjective. Also, the exponential map is neither surjective nor injective for infinite-dimensional (see below) Lie groups modelled onCFréchet space, even from arbitrary small neighborhood of 0 to corresponding neighborhood of 1.

Lie subgroup

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ALie subgroupH{\displaystyle H} of a Lie groupG{\displaystyle G} is a Lie group that is asubset ofG{\displaystyle G} and such that theinclusion map fromH{\displaystyle H} toG{\displaystyle G} is aninjectiveimmersion andgroup homomorphism. According toCartan's theorem, a closedsubgroup ofG{\displaystyle G} admits a unique smooth structure which makes it anembedded Lie subgroup ofG{\displaystyle G}—i.e. a Lie subgroup such that the inclusion map is a smooth embedding.

Examples of non-closed subgroups are plentiful; for example takeG{\displaystyle G} to be a torus of dimension 2 or greater, and letH{\displaystyle H} be aone-parameter subgroup ofirrational slope, i.e. one that winds around inG. Then there is a Lie grouphomomorphismφ:RG{\displaystyle \varphi :\mathbb {R} \to G} withim(φ)=H{\displaystyle \mathrm {im} (\varphi )=H}. Theclosure ofH{\displaystyle H} will be a sub-torus inG{\displaystyle G}.

Theexponential map gives aone-to-one correspondence between the connected Lie subgroups of a connected Lie groupG{\displaystyle G} and the subalgebras of the Lie algebra ofG{\displaystyle G}.[28] Typically, the subgroup corresponding to a subalgebra is not a closed subgroup. There is no criterion solely based on the structure ofG{\displaystyle G} which determines which subalgebras correspond to closed subgroups.

Representations

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Main article:Representation of a Lie group
See also:Compact group § Representation theory of a connected compact Lie group, andLie algebra representation

One important aspect of the study of Lie groups is their representations, that is, the way they can act (linearly) on vector spaces. In physics, Lie groups often encode the symmetries of a physical system. The way one makes use of this symmetry to help analyze the system is often through representation theory. Consider, for example, the time-independentSchrödinger equation in quantum mechanics,H^ψ=Eψ{\displaystyle {\hat {H}}\psi =E\psi }. Assume the system in question has therotation group SO(3) as a symmetry, meaning that the Hamiltonian operatorH^{\displaystyle {\hat {H}}} commutes with the action of SO(3) on the wave functionψ{\displaystyle \psi }. (One important example of such a system is thehydrogen atom, which has a spherically symmetric potential.) This assumption does not necessarily mean that the solutionsψ{\displaystyle \psi } are rotationally invariant functions. Rather, it means that thespace of solutions toH^ψ=Eψ{\displaystyle {\hat {H}}\psi =E\psi } is invariant under rotations (for each fixed value ofE{\displaystyle E}). This space, therefore, constitutes a representation of SO(3). These representations have beenclassified and the classification leads to a substantialsimplification of the problem, essentially converting a three-dimensional partial differential equation to a one-dimensional ordinary differential equation.

The case of a connected compact Lie groupK (including the just-mentioned case of SO(3)) is particularly tractable.[29] In that case, every finite-dimensional representation ofK decomposes as a direct sum of irreducible representations. The irreducible representations, in turn, were classified byHermann Weyl.The classification is in terms of the "highest weight" of the representation. The classification is closely related to theclassification of representations of a semisimple Lie algebra.

One can also study (in general infinite-dimensional) unitary representations of an arbitrary Lie group (not necessarily compact). For example, it is possible to give a relatively simple explicit description of therepresentations of the group SL(2,R) and therepresentations of the Poincaré group.

Classification

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Lie groups may be thought of as smoothly varying families of symmetries. Examples of symmetries include rotation about an axis. What must be understood is the nature of 'small' transformations, for example, rotations through tiny angles, that link nearby transformations. The mathematical object capturing this structure is called a Lie algebra (Lie himself called them "infinitesimal groups"). It can be defined because Lie groups are smooth manifolds, so havetangent spaces at each point.

The Lie algebra of any compact Lie group (very roughly: one for which the symmetries form a bounded set) can be decomposed as adirect sum of anabelian Lie algebra and some number ofsimple ones. The structure of an abelian Lie algebra is mathematically uninteresting (since the Lie bracket is identically zero); the interest is in the simple summands. Hence the question arises: what are thesimple Lie algebras of compact groups? It turns out that they mostly fall into four infinite families, the "classical Lie algebras" An, Bn, Cn and Dn, which have simple descriptions in terms of symmetries of Euclidean space. But there are also just five "exceptional Lie algebras" that do not fall into any of these families. E8 is the largest of these.

Lie groups are classified according to their algebraic properties (simple,semisimple,solvable,nilpotent,abelian), theirconnectedness (connected orsimply connected) and theircompactness.

A first key result is theLevi decomposition, which says that every simply connected Lie group is the semidirect product of a solvable normal subgroup and a semisimple subgroup.

  • Connectedcompact Lie groups are all known: they are finite central quotients of a product of copies of the circle groupS1 and simple compact Lie groups (which correspond to connectedDynkin diagrams).
  • Any simply connected solvable Lie group is isomorphic to a closed subgroup of the group of invertible upper triangular matrices of some rank, and any finite-dimensional irreducible representation of such a group is 1-dimensional. Solvable groups are too messy to classify except in a few small dimensions.
  • Any simply connected nilpotent Lie group is isomorphic to a closed subgroup of the group of invertible upper triangular matrices with 1s on the diagonal of some rank, and any finite-dimensional irreducible representation of such a group is 1-dimensional. Like solvable groups, nilpotent groups are too messy to classify except in a few small dimensions.
  • Simple Lie groups are sometimes defined to be those that are simple as abstract groups, and sometimes defined to be connected Lie groups with a simple Lie algebra. For example,SL(2,R) is simple according to the second definition but not according to the first. They have all beenclassified (for either definition).
  • Semisimple Lie groups are Lie groups whose Lie algebra is a product of simple Lie algebras.[30] They are central extensions of products of simple Lie groups.

Theidentity component of any Lie group is an opennormal subgroup, and thequotient group is adiscrete group. The universal cover of any connected Lie group is a simply connected Lie group, and conversely any connected Lie group is a quotient of a simply connected Lie group by a discrete normal subgroup of the center. Any Lie groupG can be decomposed into discrete, simple, and abelian groups in a canonical way as follows. Write

Gcon for the connected component of the identity
Gsol for the largest connected normal solvable subgroup
Gnil for the largest connected normal nilpotent subgroup

so that we have a sequence of normal subgroups

1 ⊆GnilGsolGconG.

Then

G/Gcon is discrete
Gcon/Gsol is acentral extension of a product ofsimple connected Lie groups.
Gsol/Gnil is abelian. A connectedabelian Lie group is isomorphic to a product of copies ofR and thecircle groupS1.
Gnil/1 is nilpotent, and therefore its ascending central series has all quotients abelian.

This can be used to reduce some problems about Lie groups (such as finding their unitary representations) to the same problems for connected simple groups and nilpotent and solvable subgroups of smaller dimension.

Infinite-dimensional Lie groups

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Lie groups are often defined to be finite-dimensional, but there are many groups that resemble Lie groups, except for being infinite-dimensional. The simplest way to define infinite-dimensional Lie groups is to model them locally onBanach spaces (as opposed toEuclidean space in the finite-dimensional case), and in this case much of the basic theory is similar to that of finite-dimensional Lie groups. However this is inadequate for many applications, because many natural examples of infinite-dimensional Lie groups are notBanach manifolds. Instead one needs to define Lie groups modeled on more generallocally convex topological vector spaces. In this case the relation between the Lie algebra and the Lie group becomes rather subtle, and several results about finite-dimensional Lie groups no longer hold.

The literature is not entirely uniform in its terminology as to exactly which properties of infinite-dimensional groups qualify the group for the prefixLie inLie group. On the Lie algebra side of affairs, things are simpler since the qualifying criteria for the prefixLie inLie algebra are purely algebraic. For example, an infinite-dimensional Lie algebra may or may not have a corresponding Lie group. That is, there may be a group corresponding to the Lie algebra, but it might not be nice enough to be called a Lie group, or the connection between the group and the Lie algebra might not be nice enough (for example, failure of the exponential map to be onto a neighborhood of the identity). It is the "nice enough" that is not universally defined.

Some of the examples that have been studied include:

See also

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Notes

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Explanatory notes

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  1. ^In loc. cit., a linear Lie group is defined as an immersed subgroup of the general linear groupGL(n,C){\displaystyle \operatorname {GL} (n,\mathbb {C} )} and then a Lie group is defined as a topological group with at most countably many connected components that is, near the identity, a linear Lie group. A linear Lie group in the immersed sense is not necessarily a matrix Lie group. However, it is still locally isomorphic to a matrix Lie group. Thus, the definition given here is equivalent to the one in the reference.
  2. ^The correspondence is often stated for immersed subgroups of a general linear group but by Morikuni Goto: Faithful representations of Lie groups. II. Nagoya Math. J. 1, (1950). 91–107., such a group can be taken to be a closed subgroup of a general linear group. See[1],[2].
  3. ^This is the statement that a Lie group is aformal Lie group. For the latter concept, see Bruhat.[15]
  4. ^Hall only claims smoothness, but the same argument shows analyticity.[citation needed]

Citations

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  1. ^"What is a Lie group?".aimath.org. Retrieved1 March 2024.
  2. ^abHawkins 2000, p. 1
  3. ^Hawkins 2000, p. 2
  4. ^Hawkins 2000, p. 76
  5. ^Tresse, Arthur (1893)."Sur les invariants différentiels des groupes continus de transformations".Acta Mathematica.18:1–88.doi:10.1007/bf02418270.
  6. ^Hawkins 2000, p. 43
  7. ^Hawkins 2000, p. 100
  8. ^Borel 2001
  9. ^Rossmann 2001, Chapter 2
  10. ^Hall 2015 Corollary 3.45
  11. ^abHall 2015
  12. ^Rossmann 2001
  13. ^Stillwell 2008
  14. ^Kobayashi & Oshima 2005, Definition 5.3
  15. ^Bruhat, F. (1958)."Lectures on Lie Groups and Representations of Locally Compact Groups"(PDF). Tata Institute of Fundamental Research, Bombay.
  16. ^Helgason 1978, Ch. II, § 2, Proposition 2.7
  17. ^Hall 2015 Theorem 3.20
  18. ^But seeHall 2015, Proposition 3.30 and Exercise 8 in Chapter 3
  19. ^Hall 2015 Corollary 3.50
  20. ^Hall 2015 Theorem 5.20
  21. ^Hall 2015 Example 3.27
  22. ^Hall 2015 Section 1.3.4
  23. ^Hall 2015 Corollary 5.7
  24. ^Hall 2015 Theorem 5.6
  25. ^Hall 2015 Section 13.2
  26. ^Hall 2015 Theorem 3.42
  27. ^"Introduction to Lie groups and algebras : Definitions, examples and problems"(PDF). State University of New York at Stony Brook. 2006. Archived fromthe original(PDF) on 28 September 2011. Retrieved11 October 2014.
  28. ^Hall 2015 Theorem 5.20
  29. ^Hall 2015 Part III
  30. ^Helgason 1978, p. 131
  31. ^De Kerf, E.A.; Bäuerle, G.G.A.; Ten Kroode, A.P.E., eds. (1997). "Lie algebras of infinite matrices".Lie Algebras - Finite and Infinite Dimensional Lie Algebras and Applications in Physics. Studies in Mathematical Physics. Vol. 7. pp. 305–364.doi:10.1016/S0925-8582(97)80009-7.ISBN 978-0-444-82836-1.

References

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