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Growth of the Old Swiss Confederacy

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Aspect of Swiss history in the late Middle Ages
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Nouvelle carte de la Suisse dans laquelle sont exactement distingues les treize cantons, leurs allies, et leurs sujets.
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TheOld Swiss Confederacy began as alate medievalalliance between thecommunities of the valleys in theCentral Alps, at the time part of theHoly Roman Empire, to facilitate the management of common interests such asfree trade and to ensure the peace along the important trade routes through the mountains. TheHohenstaufen emperors had granted these valleysreichsfrei status in the early 13th century. Asreichsfrei regions, thecantons (or regions) ofUri,Schwyz, andUnterwalden were under the direct authority of the emperor without any intermediateliege lords and thus were largely autonomous.

With the rise of theHabsburg dynasty, the kings and dukes of Habsburg sought to extend their influence over this region and to bring it under their rule; as a consequence, a conflict ensued between the Habsburgs and these mountain communities who tried to defend their privileged status asreichsfrei regions. The three founding cantons of theSchweizerische Eidgenossenschaft, as theconfederacy was called, were joined in the early 14th century by the city states ofLucerne,Zürich, andBern, and they managed to defeat Habsburg armies on several occasions. They also profited from the fact that theemperors of the Holy Roman Empire, for most of the 14th century, came from theHouse of Luxembourg and regarded them as potential useful allies against the rival Habsburgs.

By 1460, the confederates controlled most of the territory south and west of theRhine to the Alps and theJura mountains. At the end of the 15th century, two wars resulted in an expansion to thirteen cantons (Dreizehn Orte): in theBurgundian Wars of the 1470s, the confederates asserted their hegemony on the western border, and their victory in theSwabian War in 1499 against the forces of the Habsburg emperorMaximilian I ensured ade facto independence from the empire. During their involvement in theItalian Wars, the Swiss brought theTicino under their control.

Two similar federations sprang up in neighboring areas in the Alps in the 14th century: in theGrisons, the federation of theThree Leagues (Drei Bünde) was founded, and in theValais, theSeven Tithings (Sieben Zenden) were formed as a result of the conflicts with theDukes of Savoy. Neither federation was part of the medievalEidgenossenschaft but both maintained very close connections with it.

1550 illustration for theSempacherbrief of 1393, one of the major alliance contracts of the Old Swiss Confederacy

Territorial development

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TheDevil's bridge, first built in the 13th century, completed the road over theSt. Gotthard Pass. A stone bridge from the 1500s was damaged by war and later destroyed by a flood in 1888. This photo shows a second stone bridge, built in 1826, and above it a third bridge from 1958.

Under theHohenstaufen dynasty of theHoly Roman Empire, the three regions ofUri,Schwyz andUnterwalden (theWaldstätten or "forest communities") had gainedImperial immediacy (Reichsfreiheit), the first two because the emperors wanted to place the strategically important St. Gotthard Pass under their direct control, the latter because most of its territory belonged to immediate monasteries. The cities ofBern andZürich had also become immediate when the dynasty of their patrons, theZähringer, had died out.

WhenRudolph I of Habsburg was elected "King of the Germans" in 1273, he also became the directliege lord of thesereichsfrei regions. He instituted a strict rule and raised the taxes to finance wars and further territorial acquisitions. When he died in 1291, his sonAlbert I got involved in a power struggle withAdolf of Nassau for the German throne, and the Habsburg rule over the alpine territories weakened temporarily. Anti-Habsburg insurgences sprang up inSwabia and Austria, but were quashed quickly by Albert in 1292.Zürich had participated in this uprising. Albertbesieged the city, which had to accept him as its patron.

This time of turmoil prompted theWaldstätten to cooperate more closely, trying to preserve or regain their immediacy. The first alliance started in 1291 when Rudolph bought all the rights over the town ofLucerne and the abbey estates inUnterwalden fromMurbach Abbey inAlsace. TheWaldstätten saw their trade route over Lake Lucerne cut off and feared losing their independence. When Rudolph died on July 15, 1291, the Communities prepared to defend themselves. On August 1, 1291, an Everlasting League was made between the Forest Communities for mutual defense against a common enemy.[1] Uri and Schwyz got their status reconfirmed byAdolf of Nassau in 1297,[2] but to no avail, for Albert finally won the power struggle and became King of Germany in 1298 after Adolf was killed in theBattle of Göllheim.


Nucleus

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TheFederal Charter of 1291

TheFederal Charter of 1291 is one of the oldest surviving written documents of an alliance between Uri, Schwyz, and Unterwalden, the founding cantons of theOld Swiss Confederacy. It is possible that it was written a few decades later than the given date of 1291, which would put it in the same date range as thepact of Brunnen of 1315. The traditional date given for the foundation of the Swiss Confederacy inSwiss historiography of the 16th century (Aegidius Tschudi and others) is 1307.

KingRudolf I died in 1291, and 1307 falls into the reign of KingAlbert I, both members of theHouse of Habsburg ruling in a time ofpolitical instability, when the Holy Roman Empire had been without an emperor for several decades. The politically weak kings of this period had to make frequent concessions to their subjects and vassals in order to remain in power. The founding cantons received confirmations of theFreibriefe establishing their immediate status. Even Unterwalden was finally properly granted this status by Albert's successorHenry VII in 1309. This did not prevent the dukes of Habsburg, who originally had their homelands in theAargau, from trying to reassert their sovereignty over the territories south of the Rhine.

In the struggle for the crown of theHoly Roman Empire in 1314 between dukeFrederick I of Austria and theBavarian kingLouis IV, theWaldstätten sided with Louis for fear of the Habsburgs trying to annex their counties again, like Rudolph I had done. When a long-simmering conflict betweenSchwyz and the abbey ofEinsiedeln escalated once more, the Habsburgs responded by sending a strong army of knights against these peasants to subdue their insurrection, but the Austrian army of Frederick's brotherLeopold I was utterly defeated in theBattle of Morgarten in 1315. The three cantons renewed their alliance in thepact of Brunnen,[3] and Louis IV reconfirmed their Imperial immediacy.[4]

TheSwiss chronicles of theBurgundy Wars period (1470s) refer to a rebellion against the localbailiffs, with a coordinated destruction of their forts or castles, known as theBurgenbruch ("slighting") inSwiss historiography. The earliest reference for this is theWhite Book of Sarnen (1470), which records that

wa böse Türnli waren, die brachen sy vnd viengen ze Uere am ersten an die hüser brechen

Translation:

wherever there were hostile forts (towers), they broke (slighted) them and first began in Uri to break these buildings[5]

The text namesZwing Uri atAmsteg as the first castle slighted, followed by castle Schwandau inSchwyz, Rötzberg inStans, and finally the castle atSarnen, the storming of which is told in a graphic manner.[6]

TheBurgenbruch was long seen as historical, substantiated by the numerous ruined castles in Central Switzerland, but archaeological excavations have shown that these castles were abandoned gradually, not during a sudden uprising, during the period of roughly 1200 to 1350. By the 1970s, the "demythologization" of the foundational period of the Confederacy was at its peak, and the default view was to regard the reports of the late-15th-century chronists as essentially legendary. Since the late 1970s, systematic surveys of medieval castles in Central Switzerland have shown that a number of castles were indeed destroyed during the early 14th century, so that a possible historical nucleus of theBurgenbruch accounts may be granted, even though the destruction of these forts in itself was of limited military import and could not have resulted in a lasting political change.[7]

Expansion to theAcht Orte

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Subsequently, the three communities (their territories did not yet correspond to the areas of the modern-daycantons) followed a slow policy of expansion. Uri entered a pact with the previously Habsburg valley ofUrseren in 1317. In 1332,[3] the city ofLucerne, trying to achieve immediacy from the Habsburgs, joined the alliance. In 1351, these four communities were joined by the city ofZürich, where a strong citizenship had gained power following the installation of theZunftordnung (guild regulations) and the banning of the noble authorities in 1336.[2] The city also sought support against the Habsburg city ofRapperswil, which had tried to overthrow mayorRudolf Brun in Zürich in 1350. With the help of its new allies, Zürich was able to withstand the siege of dukeAlbert II of Austria, and the confederates even conquered the city ofZug[2] and the valley ofGlarus in 1352.[3] They had to return both Glarus and Zug to the Habsburgs in the peace treaty of Regensburg in 1356; emperorCharles IV in return recognized the guild government of Zürich and confirmed its immediate status in spite of his having forbidden any confederations within the empire in hisGolden Bull issued in January of that same year.

Illustration from the late fifteenth century of theBattle of Laupen. The confederate forces are on the right.

The confederacy had signed "perpetual" pacts with both Glarus and Zug in 1352,[3] and thus, even if these pacts apparently were disregarded only a few years later. This date is often considered the entry of these two cantons into the confederation despite their remaining under Habsburg rule for a few more years.[8]

In the west, theVier Waldstätten had already formed an alliance with the city ofBern in 1323, and even sent a detachment to help the Bernese forces in their territorial expansion against thedukes of Savoy and the Habsburgs in theBattle of Laupen in 1339.[2] In 1353,[3] Bern entered an "eternal" alliance with the confederation, completing the "Confederacy of the Eight Cantons" (German:Bund der Acht Orte).

This alliance of the Eight Cantons was not a homogeneous state but rather a conglomerate of eight independent cities and lands, held together not by one single pact but by a net of six different "eternal" pacts, none of which included all eight parties as signatories. Only the threeWaldstätten Uri, Schwyz, and Unterwalden were part of all these treaties. All eight parties would still pursue their own particular interests, most notably in the cases of the strong cities of Zürich and Bern. Zürich was also part of an alliance of cities aroundLake Constance which also includedKonstanz,Lindau andSchaffhausen and for some time included cities as far away asRottweil orUlm, and Bern followed its own hegemonial politics, participating successively in various alliances with other cities includingFribourg,Murten,Biel orSolothurn. This Bernese "Burgundian Confederation" was a more volatile construct of varying alliances, and in theBattle of Laupen (1339), Fribourg even sided against Bern.[9] Bern's position after that battle was strong enough that such alliances often ended with the other party becoming a Bernese dependency, as happened with e.g.Burgdorf[10] orPayerne.

An external threat during this time arose in the form of theGuglers, marauding mercenary knights from France who were beaten back under the leadership of Bern in December 1375.[11]

Consolidation

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In 1364, Schwyz reconquered the city and land of Zug and renewed the alliance the following year. In the 1380s,Lucerne expanded its territory aggressively, conqueringWolhusen, claiming sovereignty over the valley of theEntlebuch and the formerly Habsburg city ofSempach. As a consequence,Leopold III of Austria assembled an army and met the confederate army near Sempach in 1386, where his troops were defeated decisively in theBattle of Sempach and he himself was killed.[2] In the wake of these eventsGlarus declared itself free and constituted its first regionaldiet (Landsgemeinde) in 1387. In theBattle of Näfels in 1388, an Austrian army ofAlbert III, the successor of Leopold, was defeated, and in the peace treaty concluded the next year, Glarus maintained its independence from the Habsburgs.[2]

The loose federation of states was reinforced by additional agreements amongst the partners. In thePfaffenbrief of 1370, the signatory six states (without Bern and Glarus) for the first time expressed themselves as a territorial unity, referring to themselves asunser Eydgnosschaft ("our confederacy"). They assumed in this document authority over clericals, subjecting them to their worldly legislation. Furthermore, thePfaffenbrief forbadefeuds and the parties pledged to guarantee the peace on the road from Zürich to theSt. Gotthard pass. Another important treaty was theSempacherbrief in 1393. Not only was this the first document signed by all of the Eight Cantons (plus the associated Solothurn), but it also defined that none of them was to unilaterally start a war without the consent of all the others.

Beginning in 1401, the confederates supported theinsurrection ofAppenzell against the abbey ofSt. Gallen andFrederick IV of Austria, duke inTyrol andVorderösterreich. Appenzell became a protectorate of the Eight Cantons in 1411, which concluded a 50-year peace with Frederick IV in 1412.

EmperorSigismund placed theimperial ban on Frederick IV in 1415, who had sided withAntipope John XXIII at theCouncil of Constance, and encouraged others to take over the duke's possessions, amongst which was theAargau. After being granted far-reaching privileges by the emperor (all eight cantons became immediate) and a decree that placed the ban over the peace treaty of 1412, the confederates conquered the Aargau.[12] A large part became Bernese, while theCounty of Baden was subsequently administered by the confederation as a common property until 1798. Only theFricktal remained a Habsburg possession.

The Old Swiss Confederacy, from 1291 to the sixteenth century

In theValais, the conflict between theBishop of Sion and theDuchy of Savoy, which had led to a separation in 1301 (the bishop controlling the upper Valais and the Savoyards the lower part), broke out again. Twice the Savoyards temporarily occupied the whole Valais, but both times they were ultimately defeated. Both peace treaties from 1361 and 1391 restored thestatus quo of 1301. As a result of these struggles, the villages in the upper Valais organized themselves in theSieben Zenden ("seven tenths") around 1355, emerging after these wars as largely independent small states, much like the cantons of the Confederacy.

In theGrisons, then called Churwalchen, thebishop of Chur and numerous local noble families competed for the control of the region with its many alpine passes. Throughout the 14th century, three leagues of free communities appeared. TheGotteshausbund ("League of the House of God"), covering the area aroundChur and theEngadin, was founded when in 1367 the bishop,Jean de Vienne, planned to hand over the administration of his diocese to the Austrian Habsburgs.[13] It bought its freedom by paying the bishop's debt and in the following decades increased its control over the secular administration of the prince-bishopric, until the bishop's regent was deposed in 1452. In the upper valley of theRhine, theGrauer Bund ("Gray League") was founded in 1395 under the direction of the abbot ofDisentis and including not only the peasant communities but also the local nobles to end the permanentfeuds of the latter.[14] By 1424 the Gray League was dominated by the free communities and gave itself a more democratic charter. The third league, theLeague of the Ten Jurisdictions (Zehngerichtenbund), would not be formed until later.[15]

Internal crisis

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The relationships between the individual cantons of the confederation were not without tensions, though. A first clash between Bern and the fourWaldstätten over theRaron conflict (Bern supported the barons of Raron, while the forest cantons sided with theSieben Zenden) in the upperValais was barely avoided. The local noble barons of Raron established themselves as the leading family in the upper Valais in the late 14th century and competed with the bishop of Sion for the control of the valley. When emperorSigismund designated them counts in 1413 and ordered the bishop to hand over his territories to the von Raron, a revolt broke out in 1414. The following year, both rulers had lost: the von Raron had not succeeded in ousting the bishop, who in turn had to concede far-reaching rights to theSieben Zenden in the treaty of Seta in 1415.[16]

TheOld Zürich War, which began as a dispute over the succession to thecount of Toggenburg, was a more serious test of the unity of the Eight Cantons. Zürich did not accept the claims of Schwyz and Glarus, which were supported by the rest of the cantons, and in 1438 declared anembargo. The other members of the confederation expelled Zürich from the confederation in 1440 and declared war. In retaliation Zürich made a pact with the Habsburgs in 1442. The other cantons invaded the canton of Zürich and besieged the city, but were unable to capture it. By 1446, both sides were exhausted, and a preliminary peace was concluded. In 1450, the parties made a definitive peace and Zürich was admitted into the confederation again, but had to dissolve its alliance with the Habsburgs. The confederation had grown into a political alliance so close that it no longer tolerated separatist tendencies of its members.[17]

The end of the dynasty of the counts of Toggenburg in 1436 also had effects on theGrisons. In their former territories in thePrättigau andDavos, the (initially eleven, after a merger only ten) villages founded the League of the Ten Jurisdictions (Zehngerichtebund).[15] By 1471, the three leagues, together with the city ofChur, had formed a close federation, based on military assistance and free trade pacts between the partners and including a common federal diet: theThree Leagues (Drei Bünde) was born, even though the alliance would be officially concluded in a written contract only in 1524.[18]

Further expansion

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In the second half of the 15th century, the confederation expanded its territory further. In the north, the formerly Habsburg cities ofSchaffhausen andStein am Rhein had become immediate in 1415, with the ban of Frederick IV. The two strategically important cities—they offered the only two fortified bridges over the riverRhine between Constance and Basel—not only struggled with therobber barons from the neighbouringHegau region but also were under pressure from the Habsburg dukes, who sought to re-integrate the cities into their domain. On June 1, 1454, Schaffhausen became an associate (Zugewandter Ort) of the confederacy by entering an alliance with six of the eight cantons (Uri and Unterwalden did not participate). With the help of the confederates, a Habsburg army of about 2,000 men was warded off east ofThayngen. Stein am Rhein concluded a similar alliance on 6 December 1459.

The city ofSt. Gallen had also become free in 1415, but was in a conflict with itsabbot, who tried to bring it under his influence. But as the Habsburg dukes were unable to support him in any way, he was forced to seek help from the confederates, and the abbey became a protectorate of the confederacy on 17 August 1451.[19] The city was accepted as an associate state on 13 June 1454.Fribourg, another Habsburg city, came under the rule of theDuke of Savoy during the 1440s and had to accept the duke as its lord in 1452. Nevertheless, it also entered an alliance with Bern in 1454, becoming an associate state, too. Two other cities also sought help from the confederates against the Habsburgs:Rottweil became an associate on 18 June 1463, andMülhausen on 17 June 1466, through an alliance with Bern (and Solothurn). InRapperswil, a Habsburgenclave onLake Zürich within confederate territory, a pro-confederate coup d'état in 1458 led to the city becoming a protectorate of the confederacy in 1464.

DukeSigismund of Austria got involved in a power struggle withPope Pius II over the nomination of a bishop in Tyrol in 1460. When the duke was excommunicated by the pope, a situation similar to that of 1415 arose. The confederates took advantage of the problems of the Habsburgs and conquered the HabsburgThurgau and the region ofSargans in the autumn of 1460, which became both commonly administered property. In a peace treaty from 1 June 1461, the duke had no choice but to accept the new situation.

The Swiss also had an interest in extending their influence south of theAlps to secure the trade route across theSt. Gotthard Pass toMilan. Beginning in 1331, they initially exerted their influence through peaceful trade agreements, but in the 15th century, their involvement turned military. In 1403 the upperLeventina, as the valley south of the pass is called, became a protectorate of Uri. The Swiss and theDuchy of Milan were in conflict over this region throughout much of the 15th century. In 1439, Uri assumed full control of the upper Leventina; the Duchy of Milan gave up its claims there two years later, and so did thechapter of Milan in 1477. Twice the Swiss conquered roughly the whole territory of the modern canton ofTicino and also theOssola valley. Twice, the Milanese reconquered all these territories except the Leventina. Both times, the Swiss managed, despite their defeats, to negotiate peace treaties that were actually favorable for them.

Burgundy Wars

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Main article:Burgundian Wars

The Burgundian Wars were an involvement of confederate forces in the conflict between theValois dynasty and theHabsburgs. The aggressive expansionism of theDuke of Burgundy,Charles the Bold, brought him in conflict with both the French kingLouis XI and emperorFrederick III of theHouse of Habsburg. His embargo politics against the cities of Basel,Strasbourg andMulhouse prompted these to turn to Bern for help.

Charles the Bold

The conflicts culminated in 1474, after dukeSigismund of Austria had concluded a peace agreement with the confederates in Constance (later called thePerpetual Accord,Ewige Richtung). The confederates, united with the Alsatian cities and Sigismund in an "anti-burgundian league", conquered part of the Burgundian Jura (Franche-Comté), and the next year, Bernese forces conquered and ravaged theVaud, which belonged to theDuchy of Savoy, which in turn was allied with Charles the Bold. TheSieben Zenden, with the help of Bernese and other confederate forces, drove the Savoyards out of the lower Valais after a victory in theBattle on the Planta in November 1475. In 1476, Charles retaliated and marched toGrandson with his army, but suffered three devastating defeats in a row, first in theBattle of Grandson, then in theBattle of Murten, until he was killed in theBattle of Nancy in 1477, where the confederates fought alongside an army ofRené II,Duke of Lorraine.[20] There is a proverbial saying in Switzerland summarizing these events as"Bi Grandson s'Guet, bi Murte de Muet, bi Nancy s'Bluet" [hät de Karl de Küeni verloore] ("[Charles the Bold lost] his goods at Grandson, his boldness at Murten and his blood at Nancy").

As a result of the Burgundian Wars, the dynasty of thedukes of Burgundy had died out. Bern returned the Vaud to the duchy of Savoy against aransom of 50,000guilders in 1476, and sold its claims on theFranche-Comté toLouis XI for 150,000 guilders in 1479. The confederates only kept small territories east of theJura mountains, especially Grandson and Murten, as common dependencies of Bern and Fribourg. The whole Valais, however, would henceforth be independent, and Bern would reconquer the Vaud in 1536. While the territorial effects of the Burgundian Wars on the confederation were minor, they marked the beginning of the rise of Swiss mercenaries on the battlefields of Europe.

Swiss mercenaries

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Swiss mercenaries crossing theAlps (Luzerner Schilling, 1513)

In the Burgundian Wars, the Swiss soldiers had gained a reputation of near invincibility, and theirmercenary services became increasingly sought after by the great European political powers of the time.

Shortly after the Burgundy Wars, individual cantons concluded mercenary contracts, so-called "capitulations", with many parties, including thePope—the papalSwiss Guard was founded in 1505 and became operational the next year.[21] More contracts were made with France (a Swiss Guard of mercenaries would be destroyed inthe storming of the Tuileries Palace in Paris in 1792[22]), theDuchy of Savoy, Austria, and still others.Swiss mercenaries would play an initially important, but later minor, role on European battlefields until well into the 18th century.

Swiss forces soon got involved in theItalian Wars between the Valois and the Habsburgs over the control of northern Italy. When the power of theDuchy of Milan perished in these wars, the Swiss finally managed to bring the wholeTicino under their control. In 1500, they occupied the strategically important fortress ofBellinzona, which the French kingLouis XII, who ruled Milan at that time, ceded definitively in 1503. From 1512 on, the confederates fought on the side ofPope Julius II and hisHoly League against the French in territories south of the Alps. After initial successes and having conquered large parts of the territory ofMilan, they were utterly defeated by a French army in theBattle of Marignano in 1515, which put an end to military territorial interventions of the confederation, mercenary services under the flags of foreign armies excepted. The results of this short intermezzo were the gain ofTicino as a common administrative region of the confederacy and the occupation of the valley of the Adda river (Veltlin,Bormio, andChiavenna) by theThree Leagues, which would remain a dependency of theGrisons until 1797 with a brief interruption during theThirty Years' War.

Dreizehn Orte

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Further information:Thirteen Cantons

Both Fribourg and Solothurn, which had participated in the Burgundy Wars, now wanted to join the confederation, which would have tipped the balance in favour of the city cantons. The rural cantons were thus strongly opposed. In 1477 they marched upon the cities in protest.

AtStans in 1481 theFederal Diet met in order to resolve the issues, but war seemed inevitable. A local hermit,Niklaus von der Flüe, was consulted on the situation. He requested that a message be passed on to the members of the Diet on his behalf. The details of the message have remained unknown to this day, but it did calm tempers and led to the drawing up of the Treaty of Stans (Stanser Verkommnis). Fribourg and Solothurn were admitted into the confederation.

After isolated bilateral pacts between the leagues in theGrisons and some cantons of the confederation had already existed since the early 15th century, the federation of theThree Leagues as a whole became an associate state of the confederation, in 1498, by concluding alliance agreements with the seven easternmost cantons.

When the confederates refused to accept the resolutions of theDiet of Worms in 1495, theSwabian War (also called the Swiss War in Germany) broke out in 1499, opposing the confederation against theSwabian League and emperorMaximilian I. After some battles around Schaffhausen, in the AustrianVorarlberg and in theGrisons, where the confederates were victorious more often than not, theBattle of Dornach, where the emperor's commander was killed, put an end to the war. In September 1499, a peace agreement was concluded at Basel that effectively established ade facto independence of the confederation from the empire, although it continued nominally to be part of theHoly Roman Empire until after theThirty Years' War and was not included into the system ofimperial circles in 1500.

As a direct consequence of the Swabian War the previously associated city states ofBasel andSchaffhausen joined the confederation in 1501.[3] In 1513, theAppenzell followed suit as the thirteenth member.[3] The cities ofSt. Gallen,Biel,Mulhouse andRottweil as well as the Three Leagues in the Grisons were all associates of the confederation (Zugewandte Orte); the Valais would become an associate state in 1529.

Annexation of the Ticino and the Veltlin

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TheTicino region consisted of several city-states along theTicino river. Following the conquest of the region, it was divided into four 'TicinoBailiwicks' which were under the joint administration of the Thirteen Cantons after 1512. The four bailiwicks were Valle di Maggia (German:Meynthal orMaiental),Locarno (German:Luggarus),Lugano (German:Lugano) and Mendrisio (German:Mendris). The area also included several other territories that were owned by one or more cantons. These included: the Bailiwick ofBellinzona (German:Bellinzona),Blenio (German:Bollenz) and Riviera (German:Reffier) which were owned by Uri, Schwyz, and Nidwalden as well as the bailiwick Leventina (German:Livinental) (owned by Uri) and even the Val d'Ossola (German:Eschental). There were also three Italian-speaking subject areas of the Three Leagues (Bormio, Valtellina and Chiavenna) which were not included in the Ticino Bailiwicks.[23]

Between 1403 and 1422 some of these lands were annexed by forces from Uri, but subsequently lost after theBattle of Arbedo in 1422. While the Battle of Arbedo stopped Swiss expansion for a time, the Confederation continued to exercise influence in the area. The Canton of Uri conquered theLeventina Valley in 1440.[24] In a second conquest Uri, Schwyz and Nidwalden gained the town of Bellinzona and the Riviera in 1500.[24] The third conquest was fought by troops from the entire Confederation (at that time constituted by 12 cantons). In 1512, Locarno, theMaggia Valley, Lugano andMendrisio were annexed. Subsequently, the upper valley of the Ticino river, from the St. Gotthard to the town of Biasca (Leventina Valley) was part of the Canton of Uri. The remaining territory (the Bailiwicks Beyond the Mountains;Italian:Baliaggi Ultramontani,German:Ennetbergische Vogteien) was administered by the Twelve Cantons. These districts were governed by bailiffs holding office for two years and purchasing it from the members of the League.[24]

Some of the land and the town of Bellinzona were annexed by Uri in 1419 but lost again in 1422. In 1499 nearly one and a half centuries of Milanese rule in Bellinzona ended with the invasion of Milan byLouis XII of France. He captured the city and, fearing an attack by the Swiss, fortified theCastelgrande with 1,000 troops.[25] Throughout the winter of 1499/1500 unrest in Bellinzona grew, until January when an armed revolt of the citizens of Bellinzona drove the French troops from the city. Following the capture and execution ofLudovico Sforza in April 1500 and seeking protection from France, Bellinzona joined the Swiss Confederation on 14 April 1500.[26] Bellinzona would remain under the joint administration of Uri,Schwyz andNidwalden until the creation of theHelvetic Republic after theFrench invasion of Switzerland in 1798.

Between 1433 and 1438 the Duke ofMilan, Aloisio Sanseverino, sat as a feudal lord over Lugano. Under the reign of his heirs in the following decades rebellions and riots broke out, which lasted until the French invasion of 1499.[27]

Myths and legends

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Oath on the Rütli,Henry Fuseli, 1780

The events told in the saga ofWilliam Tell, which are purported to have occurred around 1307, are not substantiated by historical evidence. This story, like the related story of theRütlischwur (the oath on theRütli, a meadow aboveLake Lucerne), seems to have its origins in the late 15th centuryWhite Book of Sarnen,[28] a collection of folk tales from 1470, and is generally considered a fictitious glorification of the independence struggles of theWaldstätten.

Thelegend ofArnold von Winkelried likewise is first recorded in the 16th century;[29] earlier accounts of theBattle of Sempach do not mention him. Winkelried is said to have opened a breach in the lines of the Austrian footsoldiers by throwing himself into theirlances, taking them down with his body such that the confederates could attack through the opening.

Social developments

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The developments beginning in about the 13th century had profound effects on the society. Gradually the population ofserfs changed into one of free peasants andcitizens. In the cities—which were small by modern standards; Basel had about 10,000 inhabitants,[30] Zürich, Bern, Lausanne, and Fribourg about 5,000 each—the development was a natural one, for theliege lords very soon gave the cities a certain autonomy, in particular over their internal administration. The number of cities also grew during this period. In 1200 there were about 30 cities. A century later, in 1300, there were over 190 interconnected cities.[31] At the beginning of the 14th century, the artisans in the cities began formingguilds and increasingly took over political control, especially in the cities along the Rhine, e.g. in the Alsace, in Basel, Schaffhausen, Zürich, or Chur. (But not, for instance, in Bern or Lucerne—or, in Germany, Frankfurt—where a stronger aristocracy seems to have inhibited such a development.) The guild cities had a relatively democratic structure, with a city council elected by the citizens.

In the rural areas, people generally had less freedom, but some lords furthered the colonization of remote areas by granting some privileges to the colonists.[31] One well-known colonization movement was that of theWalser from the Valais to the Grisons, colonizing some valleys there in the 14th century. In the mountainous areas, a community management of common fields, alps, and forests (the latter being important as a protection againstavalanches) soon developed, and the communes in a valley cooperated closely and began buying out the noble landowners or simply to dispossess them of their lands. Regional diets, theLandsgemeinden, were formed to deal with the administration of the commons; it also served as the high court and to elect representatives, theLandamman.

As free farmers moved into the mountain valleys, construction and maintenance of the mountain pass roads became possible. In the 12th and 13th centuries, the passes intoGraubünden andValais were expanded and developed, which allowed much of the Walser migration. TheGotthard Pass was first opened around the 12th century, and by 1236 was dedicated to theBavarianSaint Gotthard of Hildesheim. As the population in the nearby mountain valleys grew, the pass roads continued to expand. With easier and safer roads, as well as increased infrastructure, international trade grew throughout the mountain valleys and Switzerland.[31]

Contemporary depiction of the inauguration ceremony of theUniversity of Basel in the cathedral of Basel on April 4, 1460.

Although both poor and rich citizens or peasants had the same rights (though not the same status), not all people were equal. Immigrants into a village or city had no political rights and were called theHintersassen. In rural areas, they had to pay for their use of the common lands. They were granted equal rights only when they acquired citizenship, which not only was a question of wealth (for they had to buy their citizenship), but they also had to have lived there for some time; especially in the rural areas.[32]

Thecities followed an expansionist territorial politics to gain control over the surrounding rural areas, on which they were dependent, using military powers or more often more subtle means such as buying out, or accepting as citizens the subjects (and thereby freeing them:"Stadtluft macht frei"—"city air liberates") of aliege lord. It was the cities, now, that instituted reeves to manage the administration, but this only sometimes and slowly led to a restriction of the communal autonomy of the villages. The peasants owned their land, the villages kept administering their commons; and the villagers participated in the jury of the city reeve's court. They had, however, to provide military service for the city, which on the other hand included the right to own and carry weapons.

Basel became the center of higher education and science in the second half of the 15th century. The city had hosted theCouncil of Basel from 1431 to 1447, and, in 1460, a university was founded, which eventually would attract many notable thinkers, such asErasmus orParacelsus.

Economy

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The population of the cantons numbered about 600,000 in the 15th century, growing to 800,000 by the 16th century. Only a few of the lower regions were self-sufficient in grant production; most were dependent on imports ofoats,barley, orwheat. In the Alps, where the yield of grains had always been low due to the climate, there was a transition from farming to the production of cheese and butter from cow milk. As the roads got better and safer, a lively trade with the cities developed.

The cities were marketplaces and important trading centers, being located on the major roads through the Alps.Textile manufacture, where St. Gallen was the leading center, developed.Cheese (esp.Emmentaler andGruyère) was a major export item. The exports of the Swiss cities went far, into theLevant and Poland.

In the late 15th century,mercenary services also became an important economic factor. TheReisläuferei, as the mercenary service was called, attracted many young adventurous Swiss who saw in it a way to escape the relative poverty of their homes. Not only were the mercenaries paid directly, but their home cantons, and theReisläuferei, were also paid for such services. While the practice was criticized already at that time as a drain on the human resources of the confederation, it became popular among young peasants from rural cantons.

Political organization

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Initially, theEidgenossenschaft was not united by one single pact, but rather by a whole set of overlapping pacts and separate bilateral treaties between various members, with only minimum liabilities. The parties generally agreed to preserve the peace in their territories, help each other in military endeavours, and defined some arbitration in case of disputes. TheSempacherbrief from 1393 was the first treaty uniting all eight cantons, and subsequently, a kind of federaldiet, theTagsatzung developed in the 15th century. The second unifying treaty later became theStanser Verkommnis in 1481.

TheTagsatzung typically met several times a year. Each canton delegated two representatives; typically this also included the associate states. Initially, the canton where the delegates met chaired the gathering, but in the 16th century, Zürich permanently assumed the chair (Vorort), and Baden became the sessional seat.[33]

TheTagsatzung dealt with all inter-cantonal affairs and also served as the final arbitral court to settle disputes between member states, or to decide on sanctions against dissenting members, as happened in theOld Zürich War. It also organized and oversaw the administration of the commons such as theCounty of Baden and the neighbouringFreiamt, theThurgau, in the Rhine valley between Lake Constance and Chur, or those in theTicino. The reeves for these commons were delegated for two years, each time by a different canton.

Despite its informal character (there was no formal legal base describing its competencies), theTagsatzung was an important instrument of the eight (and later thirteen) cantons to decide inter-cantonal matters. It also proved instrumental in the development of a sense of unity among these highly individual cantons. Slowly, they defined themselves as theEidgenossenschaft, with shared identity, rather than as thirteen separate states with only loose bonds between them.

Maps showing the growth of the Old Swiss Confederacy

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See also

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References

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Main sources:

Other sources:

  1. ^Coolidge, William Augustus Brevoort (1911)."Switzerland:History § Origins" . InChisholm, Hugh (ed.).Encyclopædia Britannica. Vol. 26 (11th ed.). Cambridge University Press. p. 247.
  2. ^abcdefCoolidge, William Augustus Brevoort (1911)."Switzerland: History § Shaking off the Habsburgs" . InChisholm, Hugh (ed.).Encyclopædia Britannica. Vol. 26 (11th ed.). Cambridge University Press. pp. 248–250.
  3. ^abcdefgHistory and Creation of the Confederation to 1353 inGerman,French andItalian in the onlineHistorical Dictionary of Switzerland.
  4. ^Battle of Morgarten and Aftermath inGerman,French andItalian in the onlineHistorical Dictionary of Switzerland.
  5. ^Quoted in Ernst Ludwig Rochholz,Tell und Gessler in Sage und Geschichte. Nach urkundlichen Quellen (1877), p. 119.
  6. ^For an English translation seeWilliam Denison McCrackan,The rise of the Swiss republic. A history (1892), p. 107.
  7. ^W. Meyer et al.,Die bösen Türnli: Archäologische Beiträge zur Burgenforschung in der Urschweiz, Schweizer Beiträge zur Kulturgeschichte und Archäologie des Mittelalters, vol. 11,Schweizerischer Burgenverein, Olten / Freiburg im Breisgau, 1984, pp. 192–194.
  8. ^Glauser, T."1352 – Zug wird nicht eidgenössisch".Archived 2004-08-27 at theWayback Machine. State archive of theCanton of Zug; Tugium 18, pp. 103–115; 2002. (PDF, in German)
  9. ^Rickard, J (4 October 2000)."Battle of Laupen, 21 June 1339". Retrieved2009-02-05.
  10. ^Burgdorf War inGerman,French andItalian in the onlineHistorical Dictionary of Switzerland. Following the 1383–84 attack by Burgdorf on Soloturn, the city was defeated and bought by Bern for 37,800 gulden.
  11. ^Tuchman, Barbara W. (1978).A Distant Mirror: The Calamitous 14th Century. Ballantine Books. pp. 278.ISBN 0-345-34957-1.
  12. ^Aargau, Aargau becomes part of the Confederation inGerman,French andItalian in the onlineHistorical Dictionary of Switzerland.
  13. ^League of God's House inRomansh,German,French andItalian in the onlineHistorical Dictionary of Switzerland.
  14. ^Grauer Bund inRomansh,German,French andItalian in the onlineHistorical Dictionary of Switzerland.
  15. ^abLeague of the Ten Jurisdictions inRomansh,German,French andItalian in the onlineHistorical Dictionary of Switzerland.
  16. ^Raron Quarrel inGerman,French andItalian in the onlineHistorical Dictionary of Switzerland.
  17. ^Old Zurich War inGerman,French andItalian in the onlineHistorical Dictionary of Switzerland.
  18. ^Graubünden inRomansh,German,French andItalian in the onlineHistorical Dictionary of Switzerland.
  19. ^Coolidge, William Augustus Brevoort (1911)."St Gall" . InChisholm, Hugh (ed.).Encyclopædia Britannica. Vol. 24 (11th ed.). Cambridge University Press. p. 4.
  20. ^Sieber-Lehmann, C.The Burgundy Wars inGerman,French andItalian in the onlineHistorical Dictionary of Switzerland.; 18 January 2005.
  21. ^"History of the Pontifical Swiss Guards". Vatican City. Accessed 9 February 2009.
  22. ^Information from the Glacier Garden in LucerneArchived 2009-03-05 at theWayback Machine accessed 9 February 2009
  23. ^Italian Bailiwicks inGerman,French andItalian in the onlineHistorical Dictionary of Switzerland.
  24. ^abcCoolidge, William Augustus Brevoort (1911)."Ticino (canton)" . InChisholm, Hugh (ed.).Encyclopædia Britannica. Vol. 26 (11th ed.). Cambridge University Press. pp. 933–934.
  25. ^"Bellinzona joins the Confederation". Bellinzona.Archived 2009-05-01 at theWayback Machine. Accessed 17 July 2008.
  26. ^Bellinzona-The Middle Ages in.phpGerman,.phpFrench and.phpItalian in the onlineHistorical Dictionary of Switzerland.
  27. ^Lugano – During the Middle Ages inGerman,French andItalian in the onlineHistorical Dictionary of Switzerland.
  28. ^Bergier, Jean-François (1990).Wilhelm Tell: Realität und Mythos. München: Paul List Verlag. p. 63.ISBN 3-471-77168-9.
  29. ^Swissworld.orgConfederate victories undermine the power of the nobility. Accessed 5 February 2009.
  30. ^Basel City, Population inGerman,French andItalian in the onlineHistorical Dictionary of Switzerland.
  31. ^abcNiklaus Flüeler; Roland Gfeller-Corthésy (1975).Die Schweiz vom Bau der Alpen bis zur Frage nach der Zukunft: ein Nachschlagewerk und Lesebuch, das Auskunft gibt über Geographie, Geschichte, Gegenwart und Zukunft eines Landes (in German). Migros-Genossenschafts-Bund. p. 88. Retrieved2 June 2010.
  32. ^Holenstein, A.:Hintersassen inGerman,French andItalian in the onlineHistorical Dictionary of Switzerland.; September 5, 2005.
  33. ^Würgler, A.:Tagsatzung inGerman,French andItalian in the onlineHistorical Dictionary of Switzerland.; September 1, 2004.

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