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England in Middle-earth

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Theme in Tolkien's writing

England andEnglishness are represented in multiple forms withinJ. R. R. Tolkien's Middle-earth writings; it appears, more or less thinly disguised, in the form ofthe Shire and the lands close to it; in kindly characters such asTreebeard,Faramir, andThéoden; in its industrialised state asIsengard andMordor; and asAnglo-Saxon England inRohan. Lastly, and most pervasively, Englishness appears in the words and behaviour of the hobbits, both inThe Hobbit and inThe Lord of the Rings.

Tolkien has often been supposed to have spoken of wishing to create "a mythology for England"; though it seems he never used the actual phrase, various commentators have found it appropriate as a description of much of his approach in creatingMiddle-earth, and thelegendarium that lies behindThe Silmarillion. His desire to create a national mythology echoed similar attempts in countries across Europe, especiallyElias Lönnrot's creation of theKalevala in Finland.

England

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An English Shire

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Further information:The Shire andThe Scouring of the Shire
Sketch map of the Shire

England andEnglishness appear inMiddle-earth, more or less thinly disguised, in the form ofthe Shire and the lands close to it, includingBree andTom Bombadil's domain ofthe Old Forest and the Barrow-downs.[1] In England, ashire is a rural administrative region, a county.Brian Rosebury likens the Shire to Tolkien's childhood home on the border ofWorcestershire andWarwickshire in England'sWest Midlands in the 1890s:[2][3][4]

Sarehole, with its nearby farms, its mill by the riverside, its willow-trees, its pool with swans, its dell with blackberries, was a serene quasi-rural enclave, an obvious model-to-be for ... Hobbiton and the Shire.[4]

The Shire is described byTom Shippey asa calque upon England, a systematic construction mapping the origin of the people, its three original tribes, its two legendary founders, its organisation, its surnames, and its placenames.[5] Others have noted easily perceived aspects such as the homely names of public houses likeThe Green Dragon.[6][7][8] Tolkien stated that he grew up "in 'the Shire' in a pre-mechanical age".[9]

Tom Shippey's analysis of Tolkien'scalque ofthe Shire uponEngland[5]
ElementThe ShireEngland
Origin of peopleThe Angle between the Rivers Hoarwell (Mitheithel) and the Loudwater (Bruinen) from the East (acrossEriador)
The Angle betweenFlensburg Fjord and theSchlei, from the East (across theNorth Sea), hence the name "England"
Original three tribesStoors, Harfoots, FallohidesAngles,Saxons,Jutes[a]
Legendary founders
named "horse"
[b]
Marcho and BlancoHengest and Horsa
Length of civil peace272 years from Battle of Greenfields
to Battle of Bywater
270 years fromBattle of Sedgemoor
to publication ofLord of the Rings
OrganisationMayors, moots, Shirriffs[c]like "an old-fashioned and idealised England"
Surnamese.g. Banks, Boffin, Bolger, Bracegirdle,Brandybuck, Brockhouse, Chubb, Cotton, Fairbairns, Grubb, Hayward, Hornblower, Noakes, Proudfoot,Took, Underhill, WhitfootAll are real English surnames. Tolkien comments e.g. that "Bracegirdle" is "used in the text, of course, with reference to the hobbit tendency to be fat and so to strain their belts".[T 1]
Placenamese.g. "Nobottle"
e.g. "Buckland"
Nobottle, Northamptonshire
Buckland, Oxfordshire

The vanishing "Little Kingdom"

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Both the Shire and Bree have comfortable English-stylepublic houses that serve beer. The medievalCott Inn,Devon, is pictured.

Bree and Bombadil are still, in Shippey's words, in "The Little Kingdom", if not quite in the Shire. Bree is similar to the Shire, with its hobbit residents and the welcomingPrancing Ponyinn. Bombadil represents thespirit of place of theOxfordshire andBerkshire countryside, which Tolkien felt was vanishing.[12][1][T 2]

Shippey analyses how Tolkien's careful account inThe Lord of the Rings of the land in the angle between two rivers, the Hoarwell and the Loudwater, matches the Angle between theFlensburg Fjord and theRiver Schlei, the legendary origin of theAngles, one of the three tribes who founded England.[13]

Lothlórien, too, carries overtones ofa perfect, timeless England; Shippey notes how the hobbits feel they have stepped "over a bridge in time" as they cross yet another pair of rivers to enter Lothlórien.[13]

Tom Shippey's analysis of Tolkien's river angles[13]
RiversPlacePeoplesTime
Flensburg Fjord,SchleiGermanyThe forefathers of theEnglishLong ago, beforeEngland was founded
Hoarwell, LoudwaterEriadorThe forefathers of theHobbitsLong ago, beforethe Shire was founded
Nimrodel, SilverlodeLothlórienThe Elves, as they used to beLong ago, in "the Elder Days ...in a world that was no more"
Mines, ironworks, smoke, and spoil heaps: theBlack Country, near Tolkien's childhood home, has been suggested as an influence on his vision ofMordor.[14]

Industrialised England

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Further information:Mordor

England appears in its industrialised state asIsengard andMordor.[1]In particular, it has been suggested that the industrialized area called "theBlack Country" nearJ. R. R. Tolkien's childhood home inspired his vision of Mordor;[14][15] the name "Mordor" meant "Black Land" in Tolkien's invented language ofSindarin, and "Land of Shadow" inQuenya.[T 3]Shippey further links the fallen wizardSaruman and his industrial Isengard to "Tolkien's own childhood image of industrial ugliness ...Sarehole Mill, with itsliterally bone-grinding owner".[16]

Anglo-Saxon England

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A reconstructedViking Age longhouse similar toBeowulf'sHeorot
Further information:Rohan (Middle-earth) andBeowulf in Middle-earth

Anglo-Saxon England appears, modified by the people's extensive use of horses in battle, in the land ofRohan. The names of the Rohirrim, the Riders of Rohan, are straightforwardlyOld English, as are the terms they use and their placenames:Théoden means "king" in Old English;Éored means "troop of cavalry" andÉomer is "horse-famous", both related toÉoh, "horse";Eorlingas means "sons of Eorl"; the name of his throne-hall isMeduseld, which means "mead-hall". The chapter "The King of the Golden Hall" is constructed to match the passage in the Old English poemBeowulf where the hero approaches the court ofHeorot and is challenged by different guards along the way, and many of the names used come directly from there.[17][18][19][T 4] The name of the Riders' land, the Mark, is Tolkien's reconstruction of the Germanic word from which the Latinised name "Mercia", applied to the central kingdom of Anglo-Saxon England and the region where Tolkien grew up, derives.[20]

Englishness

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Hobbits

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Englishness appears in the words and behaviour of the hobbits, throughout bothThe Hobbit andThe Lord of the Rings.[21] Shippey writes that from the first page ofThe Hobbit, "the Bagginses at least were English by temperament and turn of phrase".[22] Burns states that[21]

it too lies within the English, in the best of English-kind. It lies in the courage and tenacity Tolkien admired in his fellow countrymen during the First World War; it lies in the English ability to recognize duty and carry resolutely through...

It is the same with the hobbits, who return and rebuild the Shire. Though it is their complacent and comfort-seeking qualities that stand out most consistently, a warrior's courage or an Elf's sensitivity can arise in hobbits as well.[21]

Burns writes thatBilbo Baggins, the eponymous hero ofThe Hobbit, has acquired or rediscovered "an Englishman's northern roots. He has gained an Anglo-Saxon self-reliance and a Norseman's sense of will, and all of this is kept from excess by a Celtic sensitivity, by a love of earth, of poetry, and of simple song and cheer."[21] She finds a similar balance in the hobbits ofThe Lord of the Rings,Pippin,Merry, andSam.Frodo's balance, though, has been destroyed by a quest beyond his strength; he still embodies some of the elements of Englishness, but lacking the simple cheerfulness of the other hobbits because of his other character traits, his Celtic sorrow and Nordic doom.[21]

'English' characters

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Kindly characters such asTreebeard,Faramir, andThéoden exemplify Englishness with their actions and mannerisms. Treebeard's distinctive boomingbass voice with his "hrum, hroom" mannerism is indeed said by Tolkien's biographer,Humphrey Carpenter, to be based directly on that of Tolkien's close friend, fellowOxford University professor andInkling,C. S. Lewis.[23]Marjorie Burns sees "aRobin Hood touch" in the green-clad Faramir and his men hunting the enemy inIthilien, while in Fangorn forest, she feels that Treebeard's speech "has a comfortable English ring".[1] Théoden's name is a direct transliteration of Old Englishþēoden, meaning "king, prince";[24][25] he welcomes Merry, a Hobbit from the Shire, with warmth and friendship.[26]Garry O'Connor adds that there is a striking resemblance between the wizardGandalf, the English actorIan McKellen who plays Gandalf inPeter Jackson's Middle-earth films, and, based onHumphrey Carpenter's biographical account, of another Englishman, Tolkien himself:[27][28]

He has a strange voice, deep but without resonance, entirely English but with some quality in it that I cannot define, as if he had come from another age or civilization. Yet for much of the time he does not speak clearly. Words come out in eager rushes ... He speaks in complex sentences ...[29]

Shakespearean plot elements

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Further information:Shakespeare's influence on Tolkien

Shippey suggests that Tolkien cautiously respected the English playwrightWilliam Shakespeare, and that he appears to have felt some kind of fellow-feeling with him, given that they were both from the county ofWarwickshire in the English midlands, where Tolkien had passed his happiest childhood years.[30] Some of the plot elements inThe Lord of the Rings resemble Shakespeare's, notably inMacbeth. Tolkien's use of walking trees, theHuorns, to destroy the Orc-horde at theBattle of Helm's Deep carries a definite echo of the coming ofBirnam Wood toDunsinane Hill, though Tolkien admits the mythic nature of the event where Shakespeare denies it.[30]Glorfindel'sprophecy that the Lord of theNazgûl would not die at the hand of any man directly reflects the Macbeth prophecy; commentators have found Tolkien's solution – he is killed bya woman anda hobbit in theBattle of the Pelennor Fields – more satisfying than Shakespeare's (a man brought into the world byCaesarean section, so not exactly "born").[30]

Tom Shippey's analysis of Shakespearean prophecy inThe Lord of the Rings andMacbeth[30]
Plot elementWorkProphecyEventsExplanation
A forest seems to moveThe Lord of the Rings(unexpected)Walking trees (Huorns) destroyOrc-horde atBattle of Helm's DeepMythic
MacbethBirnam Wood shall come toDunsinane HillMacduff's men cut branches, carry them to DunsinaneOrdinary
A villain seems to be protectedThe Lord of the RingsNot by the hand of Man will he fallA woman,Éowyn, and a Hobbit,Merry, kill the Lord of theNazgûl; Merry's sword wasmade exactly for this purpose[T 5]Mythic
MacbethNone of woman born shall harmMacbethMacduff, delivered byCaesarean section so not strictly "born", kills MacbethOrdinary

A mythology for England

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Main article:A mythology for England

Tolkien has often been supposed to have spoken of wishing to create "a mythology for England". It seems he never used the actual phrase, but commentators have found his biographerHumphrey Carpenter's phrase[31] appropriate as a description of much of his approach in creatingMiddle-earth, and thelegendarium that lies behindThe Silmarillion.[32][33] Tolkien's desire to create a national mythology[T 6] echoed similar attempts in countries across Europe, especiallyElias Lönnrot's creation of theKalevala in Finland, which Tolkien read and admired.[34][35] Other attempts had been made in Denmark, Finland, Germany, Scotland, and Wales in the 18th and 19th centuries.[36] The mythology was initially intended as a home for his invented languages such as those that becameQuenya andSindarin, but he discovered as he worked on it that he wanted to make a properly English epic, spanning England's geography, language, and mythology.[37]

Tolkien recognised that any actual English mythology, which he presumed, by analogy withNorse mythology and the clues that remain, to have existed until Anglo-Saxon times, had been extinguished. Tolkien decided to reconstruct such a mythology, accompanied to some extent by an imagined prehistory or pseudohistory of the Angles, Saxons, and Jutes before they migrated to England.[33][38] Tolkien therefore looked to Norse and other mythologies for guidance.[39][40] He found hints inBeowulf[37] and other Old English sources. These gave him his ettens (as in the Ettenmoors) and ents, his elves, and his orcs; his "warg" is a cross betweenOld Norsevargr and Old Englishwearh.[41] He took hiswoses orwood-woses (theDrúedain) from the seeming pluralwodwos in the Middle EnglishSir Gawain and the Green Knight, line 721; that comes in turn from Old Englishwudu-wasa, a singular noun.[42] Shippey comments that

As for creating a "Mythology for England", one certain fact is that the Old English notions ofElves,Orcs,Ents, Ettens andWoses have through Tolkien been re-released into the popular imagination to join the much more familiar Dwarves ...,Trolls, ... and the wholly-inventedHobbits."[40]

Verlyn Flieger comments that

If Tolkien's legendarium as we have it now is a mythology for England, it is a song about great power and promise in the throes of decline, racked by dissensions, split by factions, perpetually threatened by war, and perpetually at war with itself.It seems closer toOrwell's1984 than to the furry-footed escapist fantasy that detractors ofThe Lord of the Rings characterize that work as being."[43]

Notes

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  1. ^Shippey comments that both nations have forgotten their origins.[10]
  2. ^Old English:hengest,stallion;hors, horse; *marh, horse, cf "mare";blanca, white horse inBeowulf[5]
  3. ^Sheriff, Shirriff is derived from Old Englishscir-gerefa "Shire-reeve", an officer of the shire.[11]

References

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Primary

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  1. ^Tolkien 1967
  2. ^Carpenter 2023, #19 toStanley Unwin, 16 December 1937
  3. ^Carpenter 2023, #297 to Mr. Rang, draft, August 1967
  4. ^Tolkien 1954, book 3 ch. 6 "The King of the Golden Hall"
  5. ^Tolkien 1955, book 5, ch. 6 "TheBattle of the Pelennor Fields": "No other blade, not though mightier hands had wielded it, would have dealt that foe a wound so bitter, cleaving the undead flesh, breaking the spell that knit his unseen sinews to his will."
  6. ^Carpenter 2023, #131 toMilton Waldman (atCollins), late 1951

Secondary

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  1. ^abcdBurns 2005, pp. 26–29.
  2. ^"1964 BBC Interview. Interview with JRR Tolkien conducted by Denys Gueroult".Tolkien Gateway. 26 November 1964.To have just at the age when imagination is opening out, suddenly find yourself in a quiet Warwickshire village, I think it engenders a particular love of what you might call central Midlands English countryside.
  3. ^Lyons, Matthew (22 September 2017)."Find the inspiration for The Lord of the Rings and The Hobbit in the British countryside".BBC Countryfile. Retrieved22 October 2023.If the Hobbit holes are in Gloucestershire, the spiritual home of the Shire is to the north-east, in the Warwickshire countryside of Tolkien's childhood as the 19th century folded into the 20th. Tolkien located it specifically in 1897, the year of Victoria's Diamond Jubilee, when he was just five.
  4. ^abRosebury 2003, p. 134.
  5. ^abcShippey 2005, pp. 115–118.
  6. ^Duriez 1992, pp. 121ff.
  7. ^Tyler 1976, p. 201.
  8. ^Rateliff 2009, pp. 11ff.
  9. ^Carpenter 2023, #213 to Deborah Webster, 25 October 1958
  10. ^Shippey 2005, p. 116.
  11. ^"sheriff (n.)". Online Etymology Dictionary. Retrieved19 May 2021.
  12. ^Shippey 2005, pp. 111–112, 123.
  13. ^abcShippey 2001, pp. 196–199.
  14. ^abJeffries, Stuart (19 September 2014)."Mordor, he wrote: how the Black Country inspired Tolkien's badlands".The Guardian. Retrieved19 August 2020.
  15. ^Baratta 2011, pp. 31–45.
  16. ^Shippey 2005, p. 194.
  17. ^Shippey 2005, pp. 139–145.
  18. ^Burns 2005, p. 143.
  19. ^Solopova 2009, p. 21.
  20. ^Shippey 2001, pp. 91–92.
  21. ^abcdeBurns 2005, pp. 28–29.
  22. ^Shippey 2005, p. 132.
  23. ^Carpenter 1977, p. 198.
  24. ^Wynne 2006, p. 643.
  25. ^Bosworth & Toller 1898,þeóden.
  26. ^Chance 1980, pp. 119–122.
  27. ^O'Connor 2019.
  28. ^O'Connor, Garry (26 November 2019)."How Ian McKellen Almost Didn't Play Gandalf".LitHub. Retrieved1 May 2021.
  29. ^Carpenter 1977, Part One: A visit. page 13.
  30. ^abcdShippey 2005, pp. 205–209.
  31. ^Carpenter 1977, p. 67.
  32. ^Butler 2013, p. 114.
  33. ^abDrout 2004, pp. 229–247.
  34. ^Chance 1980, pp. 1–3.
  35. ^Shippey 2005, pp. 345–351.
  36. ^Fimi 2010, pp. 50–62 "Fairies, folklore, and the 'mythology for England'".
  37. ^abHostetter & Smith 1996, Article 42.
  38. ^Cook, Simon J. (2014)."J.R.R. Tolkien's Lost English Mythology".RoundedGlobe. Retrieved2 September 2020.
  39. ^Kuusela 2014.
  40. ^abShippey 2005, pp. 350–351.
  41. ^Shippey 2005, p. 74 footnote.
  42. ^Shippey 2005, pp. 74 footnote, 149.
  43. ^Flieger 2005, pp. 139–142.

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