Thedwarf sperm whale (Kogia sima) is asperm whale that inhabits temperate and tropical oceans worldwide, in particular continentalshelves andslopes. It was firstdescribed bybiologistRichard Owen in 1866, based on illustrations bynaturalistSir Walter Elliot. The species was considered to besynonymous with thepygmy sperm whale (Kogia breviceps) from 1878 until 1998. The dwarf sperm whale is a small whale, 2 to 2.7 m (6 ft 7 in to 8 ft 10 in) and 136 to 272 kg (300 to 600 lb), that has a grey coloration, square head, small jaw, and robust body. Its appearance is very similar to the pygmy sperm whale, distinguished mainly by the position of thedorsal fin on the body–nearer the middle in the dwarf sperm whale and nearer the tail in the other.
The dwarf sperm whale is asuction feeder that mainly eats squid, and does this in small pods of typically one to four members. It is preyed upon by theorca (Orcinus orca) and large sharks such as thegreat white shark (Carcharodon carcharius). When startled, the whale can eject a cloud of red-brown fluid. Most of what is known of the whale comes frombeached individuals, as sightings in the ocean are rare. Many of these stranded whales died from parasitic infestations orheart failure.
The first two dwarf sperm whalespecimens, a male and a female, were collected in 1853 bynaturalistSir Walter Elliot, who thought it a kind ofporpoise due to the short snout. However, when he sent drawings of these whales – including skeletal diagrams – to biologist Richard Owen to describe, Owen, in his 1866 paper, recognized it as a type of sperm whale in the familyPhyseteridae based on several similar characteristics, such as having functional teeth in only the lower jaw, a lopsided blowhole leaning towards the left side, and aspermaceti organ. He named itPhyseter (Euphysetes) simus, the same genus as thesperm whale (Physeter macrocephalus) and thepygmy sperm whale (nowKogia breviceps), withEuphysetes acting as asubgenus.[6][7] Thespecies namesimus isLatin for "stump-nosed", a reference to its blunt snout.John Edward Gray, when he created the genusKogia in 1846, gave no indication to the meaning, but, since the word has afeminine ending, the masculine species namesimus had to be changed tosima to fit this when the combinationKogia simus was proposed by various 20th century authors.[7][8] In 1900, zoologistFrank Evers Beddard speculated that the word "might be a tribute to a Turk of the past surnamed Cogia Effendi, who observed whales in the Mediterranean".[9]
In 1871,mammalogistTheodore Gill split Physeteridae into two subfamilies: Physterinae withPhyseter, and Kogiinae withKogia and the now-defunctEuphysetes;[10] this has now been elevated to family,Kogiidae.[5] Gill also proposed the dwarf sperm whale be moved to its own genus,Calignathus. In 1878, naturalistJames Hectorsynonymized the dwarf sperm whale with the pygmy sperm whales asK. breviceps. No distinction was made by most authors until mammalogist Dale Rice in his 1998 review of marine mammal taxonomy citing the works of Dr. Teizo Ogawa from 1936,[11] researcher Munesato Yamada from 1954,[12]zoologistCharles Handley from 1966,[13] andmammalogist Graham James Berry Ross from 1979.[14]
Genetic testing in 2006 suggests thatK. sima may actually represent two species, one in the Atlantic and one in the Indo-Pacific region. TheCape of Good Hope around South Africa may mark the barrier between these two populations.[15][16]
The dwarf sperm whale can range in size from 2 to 2.7 m (6.6 to 8.9 ft) in length and 136 to 272 kg (300 to 600 lb) in weight—less than the 4.25 m (14 ft) and 417 kg (920 lb) pygmy sperm whale. A newborn is generally around 1 m (3 ft 3 in) long and 14 kg (31 lb). Males are thought to reach physical maturity at age 15, and females at age 13. Sexual maturity, which happens after an individual has attained 2–2.2 m (6 ft 7 in – 7 ft 3 in) in length, happens at 2 to 3 years for males and around 5 for females.[17][7][18] Gestation takes place probably over around 9.5 months.[7]
The dwarf sperm whale has a dark-grey or blue-grey coloration with a lighter-grey underside, and a pale, crescent-shaped mark between the eye and the flipper, sometimes called a "fake gill", which is characteristic of the genus. Some individuals have been known to have a second crescent-shaped mark, creating a sort of pale ring encircling a darker spot. It has a highdorsal fin halfway down the length of the body, and two or more throat grooves. The dorsal fin is taller and closer to the head than it is in the pygmy sperm whale, and the back is flatter.[16][17][19]
Museum model of a dwarf sperm whale
Kogia is identified as having a square head, a small jaw with the snout jutting outward, and a porpoise-like build with a robust body that rapidly decreases towards the tail. They have the shortest snouts of any modern day whale. Characteristic of sperm whales, the left nostril is markedly larger than the right, and it has a spermaceti organ on its skull.[17] The brain weighs around 0.5 kg (1.1 lb).[20] The eyes are adapted for low-light environments. The dwarf sperm whale has 14 to 24 teeth, rarely 26, in the lower jaw that are sharp, slightly curved backwards, and–like other sperm whales–lack enamel. The teeth rarely exceed 30 mm (1.2 in) in length, smaller than those of the pygmy sperm whale. At most, 6 teeth are in the upper jaws, though in modern sperm whales, upper teeth are defunct.[17]
Unique toKogia, there is a sac which hangs off from thesmall intestines near theanus that is filled with a dense, red-brown fluid that looks similar to chocolate syrup. When stressed, this fluid is released. The dwarf sperm whale has between 50 and 57vertebrae, 7neck vertebrae, 12 to 14thoracic vertebrae, and 29 or 35-to-37lumbar vertebrae. The variation can either be due to loss of bones during preparation of a specimen, or individual variations. It is not known to besexually dimorphic.[17][19]
The dwarf sperm whale ranges throughout tropical and temperate oceans of the world and inhabits the continentalshelf andslope area.[16] It seems to prefer warmer waters than the pygmy sperm whale. The dwarf sperm whale is one of the most commonly beached deep-diving whales in the world, though rarely seen at sea, and likewise, most information about the whale comes from examining beached individuals. Diving depth may vary from place to place: a study in the Bahamas placed average depth at around 250 m (820 ft), whereas a study in the deeper waters of Hawaii placed it at around 1,500 m (4,900 ft).[21]
In the West Pacific, its recorded range spans from Japan to Tasmania and New Zealand, and in the East Pacific fromBritish Columbia to central Chile. In the Indian Ocean, the whale is reported from Oman, Sri Lanka, India, Thailand, Philippines, Indonesia aroundTimor, western Australia and South Africa. In the West Atlantic, it has been recorded fromVirginia to southern Brazil, and in the East Atlantic from Italy in theMediterranean Sea to South Africa.[17]
No global population estimation has been made. Population counts have been taken over certain areas, though given the difficulty to distinguish the dwarf sperm whale from the pygmy sperm whale, the overall estimate represents the total number of both species. In the North Atlantic, they are estimated at around 3,785 individuals;[22] in the East Pacific, around 11,200 individuals.[7]
The dwarf sperm whale is anopen ocean predator. The stomach contents of stranded dwarf sperm whales comprise mainly squid and, to a lesser degree,deep sea fish (from themesopelagic andbathypelagic zones) andcrustaceans. However, crustaceans make up a sizable part of the diets of Hawaiian dwarf sperm whales, up to 15%. The stomach contents of whales washed up in different regions of the world indicate a preference forcock-eyed squid andglass squid across its range, particularly theelongate jewel squid (Histioteuthis reversa) andTaonius.[23]
The throat grooves and the developed musculature in the throat inKogia are probably adaptations for increasing the volume of the mouth forsuction feeding, possibly the best-developed amongtoothed whales. Also, the blunt snout, lack of teeth, and reduced jaw are characteristics seen in other suction feeding toothed whales. The whale uses its sharp teeth to hold onto prey while expelling water from the mouth.[24]
Dwarf sperm whale calves typically start eating solid food once they have reached a size of around 1.35 m (4 ft 5 in) though are not fully weaned until they reach around 1.5 m (4 ft 11 in). Toothed whale calves generally start eating solid food at around 6 months, and mothers stop lactating after around 18 to 20 months.[7]
Killer whales (Orcinus orca) and sharks are known to prey on the dwarf sperm whale.[21][23] Dwarf sperm whale remains have been found in the stomachs ofgreat white sharks (Carcharodon carcharias), and infestations of thecestodePhyllobothrium delphini in beached individuals indicates shark attacks since the cestode matures in sharks.[7]
The dwarf sperm whale alsocompetes with other squid-eating whales, such asbeaked whales. It occupies the sameecological niche in the same regions as the pygmy sperm whale, though the latter can forage in deeper waters and has been known to feed on a wider array of species of larger size.[21][23]
Some beached individuals have had large parasitic infestations which probably lead to their death, particular withnematodes in the stomach andtapeworms in theblubber. In the southeastern United States, stranded dwarf sperm whales were found to have died fromheart failure, and heart failure may have led to the stranding itself.[7][25]
Although Dwarf sperm whales swim in the deep waters far from the shore, they still possess some important escaping mechanisms. "If a Dwarf sperm whale is frightened, it may secrete a red liquid. This causes a cloud to form that stops or distracts predators. This allows the whale to dive deep into the ocean and escape" (Petrie, 2005).Even though Dwarf sperm whales were believed to be in the deep ocean, they have recently been surfacing at the top, putting them in danger by humans.[clarification needed] In Japan's southern coast and Indonesia a small amount of Dwarf sperm whales are being accidentally captured in fishing nets and sold at fish markets. "They are also being put at health risk due to human pollution, ingestion of marine debris, and potential ship strikes" (Reed et al., 2015).
Dwarf sperm whales tend to float only near the surface.
Kogia is thought to be slow-moving, rarely displaying rapidsurfacing behavior, tending to float at the surface with only the nape and dorsal fin exposed. From the surface, they sink vertically, instead of lifting their tails out of the water to dive, which would create a splash.[17]
The dwarf sperm whale congregates into small pods of one to four individuals, though on occasion up to ten, likely due to limited food resources. Small group size and deep foraging grounds in the summer could also be anti-predator behaviors. However, this is less likely as dolphins congregate in large pods with hundreds of members to prevent predation. The whale probably follows seasonal squid migrations from offshore in the summer to nearshore in the winter. It is possible it prefers a slope habitat as it allows the whale to herd squid against the wall, or it causesupwelling which the whale can ride on in order to save energy while hunting.[16][21][26] Younger animals may congregate in shallower areas and adults in deeper areas; the slope around South Africa may be a nursery grounds.[7]
Kogia, unlike other whales, can eject a red-brown fluid when startled, likely to distract predators, similar to squid. This cloud can cover 100 m2 (1,100 sq ft) in the water.[17]
This species does not whistle, and instead producesnarrowband high-frequencyclicks. These clicks are more similar to those produced by some dolphin and porpoise species–such as thehourglass dolphin (Sagmatias cruciger),Hector's dolphin (Cephalorhynchus hectori), theChilean dolphin (Cephalorhynchus eutropia),Commerson's dolphin (Cephalorhynchus commersonii), theharbour porpoise (Phocoena phocoena), andDall's porpoise (Phocoenoides dalli)–than to those of other deep-diving whales, such as beaked whales and the sperm whale. The peakfrequencies ofKogia are generally less than 130kHz.[27]
^Ross, G. J. B. (1979).Records of Pygmy and Dwarf Sperm Whales, GenusKogia, from Southern Africa, with Biological Notes and Some Comparisons. Annals of the Cape Provincial Museums Natural History. Cape Provincial Museums. pp. 1–60.
^Chivers, S. J.; Leduc, R. G.; Robertson, K. M.; Barros, N. B.; Dizon, A. E. (2006). "Genetic Variation ofKogia spp. with Preliminary Evidence for Two Species ofKogia sima".Marine Mammal Science.21 (4):619–634.CiteSeerX10.1.1.222.2209.doi:10.1111/j.1748-7692.2005.tb01255.x.
^abcdDunphy-Daly, M. M.; Heithaus, M. R. (2007). "Temporal Variation in Dwarf Sperm Whale (Kogia sima) Habitat Use and Group Size off Great Abaco Island, the Bahamas".doi:10.25148/etd.fi15101248 (inactive 24 January 2026).{{cite journal}}:Cite journal requires|journal= (help)CS1 maint: DOI inactive as of January 2026 (link)
^Bossart, G. D.; Odell, D. K.; Altman, N. H. (1985). "Cardiomyopathy in Stranded Pygmy and Dwarf Sperm Whales".Journal of the American Veterinary Medical Association.187 (11):1137–1140.doi:10.2460/javma.1985.187.11.1137.PMID4077624.