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Constructible universe

From Wikipedia, the free encyclopedia
Particular class of sets which can be described entirely in terms of simpler sets
Not to be confused withGödel metric.
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Inmathematics, inset theory, theconstructible universe (orGödel's constructible universe), denoted byL,{\displaystyle L,} is a particularclass ofsets that can be described entirely in terms of simpler sets.L{\displaystyle L} is the union of theconstructible hierarchyLα{\displaystyle L_{\alpha }}. It was introduced byKurt Gödel in his 1938 paper "The Consistency of the Axiom of Choice and of the Generalized Continuum-Hypothesis".[1] In this paper, he proved that the constructible universe is aninner model of ZF set theory (that is, ofZermelo–Fraenkel set theory with theaxiom of choice excluded), and also that the axiom of choice and thegeneralized continuum hypothesis are true in the constructible universe. This shows that both propositions areconsistent with the basicaxioms of set theory, if ZF itself is consistent. Since many other theorems only hold in systems in which one or both of the propositions is true, their consistency is an important result.

WhatL is

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L{\displaystyle L} can be thought of as being built in "stages" resembling the construction of thevon Neumann universe,V{\displaystyle V}. The stages are indexed byordinals. In von Neumann's universe, at asuccessor stage, one takesVα+1{\displaystyle V_{\alpha +1}} to be the set ofall subsets of the previous stage,Vα{\displaystyle V_{\alpha }}. By contrast, in Gödel's constructible universeL{\displaystyle L}, one usesonly those subsets of the previous stage that are:

By limiting oneself to sets defined only in terms of what has already been constructed, one ensures that the resulting sets will be constructed in a way that is independent of the peculiarities of the surrounding model of set theory and contained in any such model.

Define the Def operator:[2]

Def(X):={{yyX and (X,)Φ(y,z1,,zn)} | Φ is a first-order formula and z1,,znX}.{\displaystyle \operatorname {Def} (X):={\Bigl \{}\{y\mid y\in X{\text{ and }}(X,\in )\models \Phi (y,z_{1},\ldots ,z_{n})\}~{\Big |}~\Phi {\text{ is a first-order formula and }}z_{1},\ldots ,z_{n}\in X{\Bigr \}}.}

L{\displaystyle L} is defined bytransfinite recursion as follows:

Ifz{\displaystyle z} is an element ofLα{\displaystyle L_{\alpha }}, thenz={yLα and yz}Def(Lα)=Lα+1{\displaystyle z=\{y\in L_{\alpha }\ {\text{and}}\ y\in z\}\in {\textrm {Def}}(L_{\alpha })=L_{\alpha +1}}.[3] SoLα{\displaystyle L_{\alpha }} is a subset ofLα+1{\displaystyle L_{\alpha +1}}, which is a subset of thepower set ofLα{\displaystyle L_{\alpha }}. Consequently, this is a tower of nestedtransitive sets. ButL{\displaystyle L} itself is aproper class.

The elements ofL{\displaystyle L} are called "constructible" sets; andL{\displaystyle L} itself is the "constructible universe". The "axiom of constructibility", aka "V=L{\displaystyle V=L}", says that every set (ofV{\displaystyle V}) is constructible, i.e. inL{\displaystyle L}.

Additional facts about the sets Lα

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An equivalent definition forLα{\displaystyle L_{\alpha }} is:

For any ordinalα{\displaystyle \alpha },Lα=β<αDef(Lβ){\displaystyle L_{\alpha }=\bigcup _{\beta <\alpha }\operatorname {Def} (L_{\beta })\!}.

For any finite ordinaln{\displaystyle n}, the setsLn{\displaystyle L_{n}} andVn{\displaystyle V_{n}} are the same (whetherV{\displaystyle V} equalsL{\displaystyle L} or not), and thusLω{\displaystyle L_{\omega }} =Vω{\displaystyle V_{\omega }}: their elements are exactly thehereditarily finite sets. Equality beyond this point does not hold. Even in models ofZFC in whichV{\displaystyle V} equalsL{\displaystyle L},Lω+1{\displaystyle L_{\omega +1}} is a proper subset ofVω+1{\displaystyle V_{\omega +1}}, and thereafterLα+1{\displaystyle L_{\alpha +1}} is a proper subset of the power set ofLα{\displaystyle L_{\alpha }} for allα>ω{\displaystyle \alpha >\omega }. On the other hand,V=L{\displaystyle V=L} does imply thatVα{\displaystyle V_{\alpha }} equalsLα{\displaystyle L_{\alpha }} ifα=ωα{\displaystyle \alpha =\omega _{\alpha }}, for example ifα{\displaystyle \alpha } is inaccessible. More generally,V=L{\displaystyle V=L} impliesHα{\displaystyle H_{\alpha }} =Lα{\displaystyle L_{\alpha }} for all infinite cardinalsα{\displaystyle \alpha }.

Ifα{\displaystyle \alpha } is an infinite ordinal then there is abijection betweenLα{\displaystyle L_{\alpha }} andα{\displaystyle \alpha }, and the bijection is constructible. So these sets areequinumerous in any model of set theory that includes them.

As defined above,Def(X){\displaystyle {\textrm {Def}}(X)} is the set of subsets ofX{\displaystyle X} defined byΔ0{\displaystyle \Delta _{0}} formulas (with respect to theLevy hierarchy, i.e., formulas of set theory containing onlybounded quantifiers) that use as parameters onlyX{\displaystyle X} and its elements.[4]

Another definition, due to Gödel, characterizes eachLα+1{\displaystyle L_{\alpha +1}} as the intersection of the power set ofLα{\displaystyle L_{\alpha }} with the closure ofLα{Lα}{\displaystyle L_{\alpha }\cup \{L_{\alpha }\}} under a collection of nine explicit functions, similar toGödel operations. This definition makes no reference to definability.

Allarithmetical subsets ofω{\displaystyle \omega } and relations onω{\displaystyle \omega } belong toLω+1{\displaystyle L_{\omega +1}} (because the arithmetic definition gives one inLω+1{\displaystyle L_{\omega +1}}). Conversely, any subset ofω{\displaystyle \omega } belonging toLω+1{\displaystyle L_{\omega +1}} is arithmetical (because elements ofLω{\displaystyle L_{\omega }} can be coded by natural numbers in such a way that{\displaystyle \in } is definable, i.e., arithmetic). On the other hand,Lω+2{\displaystyle L_{\omega +2}} already contains certain non-arithmetical subsets ofω{\displaystyle \omega }, such as the set of (natural numbers coding) true arithmetical statements (this can be defined fromLω+1{\displaystyle L_{\omega +1}}{\displaystyle } so it is inLω+2{\displaystyle L_{\omega +2}}).

Allhyperarithmetical subsets ofω{\displaystyle \omega } and relations onω{\displaystyle \omega } belong toLω1CK{\displaystyle L_{\omega _{1}^{\mathrm {CK} }}} (whereω1CK{\displaystyle \omega _{1}^{\mathrm {CK} }} stands for theChurch–Kleene ordinal), and conversely any subset ofω{\displaystyle \omega } that belongs toLω1CK{\displaystyle L_{\omega _{1}^{\mathrm {CK} }}} is hyperarithmetical.[5]

L is a standard inner model of ZFC

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(L,){\displaystyle (L,\in )} is a standard model, i.e.L{\displaystyle L} is atransitive class and the interpretation uses the real element relationship, so it iswell-founded.L{\displaystyle L} is an inner model, i.e. it contains all the ordinal numbers ofV{\displaystyle V} and it has no "extra" sets beyond those inV{\displaystyle V}. HoweverL{\displaystyle L} might be strictly a subclass ofV{\displaystyle V}.L{\displaystyle L} is a model ofZFC, which means that it satisfies the followingaxioms:

(L,){\displaystyle (L,\in )} is a substructure of(V,){\displaystyle (V,\in )}, which is well founded, soL{\displaystyle L} is well founded. In particular, ifyxL{\displaystyle y\in x\in L}, then by the transitivity ofL{\displaystyle L},yL{\displaystyle y\in L}. If we use this samey{\displaystyle y} as inV{\displaystyle V}, then it is still disjoint fromx{\displaystyle x} because we are using the same element relation and no new sets were added.
Ifx{\displaystyle x} andy{\displaystyle y} are inL{\displaystyle L} and they have the same elements inL{\displaystyle L}, then byL{\displaystyle L}'s transitivity, they have the same elements (inV{\displaystyle V}). So they are equal (inV{\displaystyle V} and thus inL{\displaystyle L}).
{}=L0={yyL0y=y}{\displaystyle \{\}=L_{0}=\{y\mid y\in L_{0}\land y=y\}}, which is inL1{\displaystyle L_{1}}. So{}L{\displaystyle \{\}\in L}. Since the element relation is the same and no new elements were added, this is the empty set ofL{\displaystyle L}.
IfxL{\displaystyle x\in L} andyL{\displaystyle y\in L}, then there is some ordinalα{\displaystyle \alpha } such thatxLα{\displaystyle x\in L_{\alpha }} andyLα{\displaystyle y\in L_{\alpha }}. Then{x,y}={ssLαand(s=xors=y)}Lα+1{\displaystyle \{x,y\}=\{s\mid s\in L_{\alpha }\;\mathrm {and} \;(s=x\;\mathrm {or} \;s=y)\}\in L_{\alpha +1}}. Thus{x,y}L{\displaystyle \{x,y\}\in L} and it has the same meaning forL{\displaystyle L} as forV{\displaystyle V}.
IfxLα{\displaystyle x\in L_{\alpha }}, then its elements are inLα{\displaystyle L_{\alpha }} and their elements are also inLα{\displaystyle L_{\alpha }}. Soy{\displaystyle y} is a subset ofLα{\displaystyle L_{\alpha }}. Theny={ssLαandthereexistszxsuchthatsz}Lα+1{\displaystyle y=\{s\mid s\in L_{\alpha }\;\mathrm {and} \;\mathrm {there} \;\mathrm {exists} \;z\in x\;\mathrm {such} \;\mathrm {that} \;s\in z\}\in L_{\alpha +1}}. ThusyL{\displaystyle y\in L}.
Transfinite induction can be used to show each ordinalα{\displaystyle \alpha } is inLα+1{\displaystyle L_{\alpha +1}}. In particular,ωLω+1{\displaystyle \omega \in L_{\omega +1}} and thusωL{\displaystyle \omega \in L}.
By induction on subformulas ofP{\displaystyle P}, one can show that there is anα{\displaystyle \alpha } such thatLα{\displaystyle L_{\alpha }} containsS{\displaystyle S} andz1,,zn{\displaystyle z_{1},\ldots ,z_{n}} and (P{\displaystyle P} is true inLα{\displaystyle L_{\alpha }} if and only ifP{\displaystyle P} is true inL{\displaystyle L}), the latter is called the "reflection principle"). So{xxSandP(x,z1,,zn)holdsinL}{\displaystyle \{x\mid x\in S\;\mathrm {and} \;P(x,z_{1},\ldots ,z_{n})\;\mathrm {holds} \;\mathrm {in} \;L\}} ={xxLαandxSandP(x,z1,,zn)holdsinLα}Lα+1{\displaystyle \{x\mid x\in L_{\alpha }\;\mathrm {and} \;x\in S\;\mathrm {and} \;P(x,z_{1},\ldots ,z_{n})\;\mathrm {holds} \;\mathrm {in} \;L_{\alpha }\}\in L_{\alpha +1}}. Thus the subset is inL{\displaystyle L}.[6]
LetQ(x,y){\displaystyle Q(x,y)} be the formula that relativizesP{\displaystyle P} toL{\displaystyle L}, i.e. all quantifiers inP{\displaystyle P} are restricted toL{\displaystyle L}.Q{\displaystyle Q} is a much more complex formula thanQ{\displaystyle Q}, but it is still a finite formula, and sinceP{\displaystyle P} was a mapping overL{\displaystyle L},Q{\displaystyle Q} must be a mapping overV{\displaystyle V}; thus we can apply replacement inV{\displaystyle V} toQ{\displaystyle Q}. So{yyLandthereexistsxSsuchthatP(x,y)holdsinL}{\displaystyle \{y\mid y\in L\;\mathrm {and} \;\mathrm {there} \;\mathrm {exists} \;x\in S\;\mathrm {such} \;\mathrm {that} \;P(x,y)\;\mathrm {holds} \;\mathrm {in} \;L\}} ={ythereexistsxSsuchthatQ(x,y)}{\displaystyle \{y\mid \mathrm {there} \;\mathrm {exists} \;\mathrm {x} \in S\;\mathrm {such} \;\mathrm {that} \;Q(x,y)\}} is a set inV{\displaystyle V} and a subclass ofL{\displaystyle L}. Again using the axiom of replacement inV{\displaystyle V}, we can show that there must be anα{\displaystyle \alpha } such that this set is a subset ofLαLα+1{\displaystyle L_{\alpha }\in L_{\alpha +1}}. Then one can use the axiom of separation inL{\displaystyle L} to finish showing that it is an element ofL{\displaystyle L}
In general, some subsets of a set inL{\displaystyle L} will not be inL{\displaystyle L} So the whole power set of a set inL{\displaystyle L} will usually not be inL{\displaystyle L}. What we need here is to show that the intersection of the power set withL{\displaystyle L}is inL{\displaystyle L}. Use replacement inV{\displaystyle V} to show that there is an α such that the intersection is a subset ofLα{\displaystyle L_{\alpha }}. Then the intersection is{zzLαandzisasubsetofx}Lα+1{\displaystyle \{z\mid z\in L_{\alpha }\;\mathrm {and} \;z\;\mathrm {is} \;\mathrm {a} \;\mathrm {subset} \;\mathrm {of} \;x\}\in L_{\alpha +1}}. Thus the required set is inL{\displaystyle L}.
One can show that there is a definable well-ordering ofL, in particular based on ordering all sets inL{\displaystyle L} by their definitions and by the rank they appear at. So one chooses the least element of each member ofx{\displaystyle x} to formy{\displaystyle y} using the axioms of union and separation inL{\displaystyle L}

Notice that the proof thatL{\displaystyle L} is a model of ZFC only requires thatV{\displaystyle V} be a model of ZF, i.e. we donot assume that the axiom of choice holds inV{\displaystyle V}.

L is absolute and minimal

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IfW{\displaystyle W} is any standard model of ZF sharing the same ordinals asV{\displaystyle V}, then theL{\displaystyle L} defined inW{\displaystyle W} is the same as theL{\displaystyle L} defined inV{\displaystyle V}. In particular,Lα{\displaystyle L_{\alpha }} is the same inW{\displaystyle W} andV{\displaystyle V}, for any ordinalα{\displaystyle \alpha }. And the same formulas and parameters inDef(Lα){\displaystyle \mathrm {Def} (L_{\alpha })} produce the same constructible sets inLα+1{\displaystyle L_{\alpha +1}}.

Furthermore, sinceL{\displaystyle L} is a subclass ofV{\displaystyle V} and, similarly,L{\displaystyle L} is a subclass ofW{\displaystyle W},L{\displaystyle L} is the smallest class containing all the ordinals that is aninner model of ZF. Indeed,L{\displaystyle L} is the intersection of all such classes.

If there is asetW{\displaystyle W} inV{\displaystyle V} that is an inner model of ZF, and the ordinalκ{\displaystyle \kappa } is the set of ordinals that occur inW{\displaystyle W}, thenLκ{\displaystyle L_{\kappa }} is theL{\displaystyle L} ofW{\displaystyle W}. If there is a set that is a standard model of ZF, then the smallest such set is such aLκ{\displaystyle L_{\kappa }}. This set is called theminimal model of ZFC. Using the downwardLöwenheim–Skolem theorem, one can show that the minimal model (if it exists) is a countable set.

Of course, any consistent theory must have a model, so even within the minimal model of set theory there are sets that are models of ZF (assuming ZF is consistent). However, those set models are non-standard. In particular, they do not use the normal element relation and they are not well founded.

Because both "L{\displaystyle L} constructed withinL{\displaystyle L}" and "V{\displaystyle V} constructed withinL{\displaystyle L}" result in the realL{\displaystyle L}, and both theL{\displaystyle L} ofLκ{\displaystyle L_{\kappa }} and theV{\displaystyle V} ofLκ{\displaystyle L_{\kappa }} are the realLκ{\displaystyle L_{\kappa }}, we get thatV=L{\displaystyle V=L} is true inL{\displaystyle L} and in anyLκ{\displaystyle L_{\kappa }} that is a model of ZF. However,V=L{\displaystyle V=L} does not hold in any other standard model of ZF.

L and large cardinals

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SinceOrdLV{\displaystyle \mathrm {Ord} \subset L\subseteq V}, properties of ordinals that depend on the absence of a function or other structure (i.e.Π1ZF{\displaystyle \Pi _{1}^{\mathrm {ZF} }} formulas) are preserved when going down fromV{\displaystyle V} toL{\displaystyle L}. Henceinitial ordinals of cardinals remain initial inL{\displaystyle L}.Regular ordinals remain regular inL{\displaystyle L}. Weaklimit cardinals become strong limit cardinals inL{\displaystyle L} because thegeneralized continuum hypothesis holds inL{\displaystyle L}. Weaklyinaccessible cardinals become strongly inaccessible. WeaklyMahlo cardinals become strongly Mahlo. And more generally, anylarge cardinal property weaker than0# (see thelist of large cardinal properties) will be retained inL{\displaystyle L}.

However,0{\displaystyle 0^{\sharp }} is false inL{\displaystyle L} even if true inV{\displaystyle V}. So all the large cardinals whose existence implies0{\displaystyle 0^{\sharp }} cease to have those large cardinal properties, but retain the properties weaker than0{\displaystyle 0^{\sharp }} which they also possess. For example,measurable cardinals cease to be measurable but remain Mahlo inL{\displaystyle L}.

If0{\displaystyle 0^{\sharp }} holds inV{\displaystyle V}, then there is aclosed unbounded class of ordinals that are order-indiscernible inL{\displaystyle L}. While some of these are not even initial ordinals inV{\displaystyle V}, they have all the large cardinal properties weaker than0{\displaystyle 0^{\sharp }} inL{\displaystyle L}. Furthermore, any strictly increasing class function from this class of order-indiscernibles to itself can be extended in a unique way to anelementary embedding ofL{\displaystyle L} intoL{\displaystyle L}.[citation needed] This givesL{\displaystyle L} a nice structure of repeating segments.

L can be well-ordered

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There are various ways of well-orderingL{\displaystyle L}. Some of these involve the"fine structure" ofL{\displaystyle L}, which was first described byRonald Bjorn Jensen in his 1972 paper entitled "The fine structure of the constructible hierarchy". Instead of explaining the fine structure, we will give an outline of howL{\displaystyle L} could be well-ordered using only the definition given above.

Supposex{\displaystyle x} andy{\displaystyle y} are two different sets inL{\displaystyle L} and we wish to determine whetherx<y{\displaystyle x<y} orx>y{\displaystyle x>y}. Ifx{\displaystyle x} first appears inLα+1{\displaystyle L_{\alpha +1}} andy{\displaystyle y} first appears inLβ+1{\displaystyle L_{\beta +1}} andβ{\displaystyle \beta } is different fromα{\displaystyle \alpha }, then letx{\displaystyle x} <y{\displaystyle y} if and only ifα<β{\displaystyle \alpha <\beta }. Henceforth, we suppose thatβ=α{\displaystyle \beta =\alpha }.

The stageLα+1=Def(Lα){\displaystyle L_{\alpha +1}=\mathrm {Def} (L_{\alpha })} uses formulas with parameters fromLα{\displaystyle L_{\alpha }} to define the setsx{\displaystyle x} andy{\displaystyle y}. If one discounts (for the moment) the parameters, the formulas can be given a standardGödel numbering by the natural numbers. IfΦ{\displaystyle \Phi } is the formula with the smallest Gödel number that can be used to definex{\displaystyle x}, andΨ{\displaystyle \Psi } is the formula with the smallest Gödel number that can be used to definey{\displaystyle y}, andΨ{\displaystyle \Psi } is different fromΦ{\displaystyle \Phi }, then letx{\displaystyle x} <y{\displaystyle y} if and only ifΦ<Ψ{\displaystyle \Phi <\Psi } in the Gödel numbering. Henceforth, we suppose thatΨ=Φ{\displaystyle \Psi =\Phi }.

Suppose thatΦ{\displaystyle \Phi } usesn{\displaystyle n} parameters fromLα{\displaystyle L_{\alpha }}. Supposez1,,zn{\displaystyle z_{1},\ldots ,z_{n}} is the sequence of parameters that can be used withΦ{\displaystyle \Phi } to definex{\displaystyle x}, andw1,,wn{\displaystyle w_{1},\ldots ,w_{n}} does the same fory{\displaystyle y}. Then letx<y{\displaystyle x<y} if and only if eitherzn<wn{\displaystyle z_{n}<w_{n}} or (zn=wn{\displaystyle z_{n}=w_{n}} andzn1<wn1{\displaystyle z_{n-1}<w_{n-1}}) or (zn=wn{\displaystyle z_{n}=w_{n}} andzn1=wn1{\displaystyle z_{n-1}=w_{n-1}} andzn2<wn2{\displaystyle z_{n-2}<w_{n-2}}), etc. This is called the reverselexicographic ordering; if there are multiple sequences of parameters that define one of the sets, we choose the least one under this ordering. It being understood that each parameter's possible values are ordered according to the restriction of the ordering ofL{\displaystyle L} toLα{\displaystyle L_{\alpha }}, so this definition involves transfinite recursion onα{\displaystyle \alpha }.

The well-ordering of the values of single parameters is provided by the inductive hypothesis of the transfinite induction. The values ofn{\displaystyle n}-tuples of parameters are well-ordered by the product ordering. The formulas with parameters are well-ordered by the ordered sum (by Gödel numbers) of well-orderings. AndL{\displaystyle L} is well-ordered by the ordered sum (indexed byα{\displaystyle \alpha }) of the orderings onLα+1{\displaystyle L_{\alpha +1}}.

Notice that this well-ordering can be defined withinL{\displaystyle L} itself by a formula of set theory with no parameters, only the free-variablesx{\displaystyle x} andy{\displaystyle y}. And this formula gives the sametruth value regardless of whether it is evaluated inL{\displaystyle L},V{\displaystyle V}, orW{\displaystyle W} (some other standard model of ZF with the same ordinals) and we will suppose that the formula is false if eitherx{\displaystyle x} ory{\displaystyle y} is not inL{\displaystyle L}.

It is well known that the axiom of choice is equivalent to the ability to well-order every set. Being able to well-order the proper classV{\displaystyle V} (as we have done here withL{\displaystyle L}) is equivalent to theaxiom of global choice, which is more powerful than the ordinaryaxiom of choice because it also covers proper classes of non-empty sets.

L has a reflection principle

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Proving that theaxiom of separation,axiom of replacement, andaxiom of choice hold inL{\displaystyle L} requires (at least as shown above) the use of areflection principle forL{\displaystyle L}. Here we describe such a principle.

By induction onn<ω{\displaystyle n<\omega }, we can use ZF inV{\displaystyle V} to prove that for any ordinalα{\displaystyle \alpha }, there is an ordinalβ>α{\displaystyle \beta >\alpha } such that for any sentenceP(z1,,zk){\displaystyle P(z_{1},\ldots ,z_{k})} withz1,,zk{\displaystyle z_{1},\ldots ,z_{k}} inLβ{\displaystyle L_{\beta }} and containing fewer thann{\displaystyle n} symbols (counting a constant symbol for an element ofLβ{\displaystyle L_{\beta }} as one symbol) we get thatP(z1,,zk){\displaystyle P(z_{1},\ldots ,z_{k})} holds inLβ{\displaystyle L_{\beta }} if and only if it holds inL{\displaystyle L}.

The generalized continuum hypothesis holds in L

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LetSLα{\displaystyle S\in L_{\alpha }}, and letT{\displaystyle T} be any constructible subset ofS{\displaystyle S}. Then there is someβ{\displaystyle \beta } withTLβ+1{\displaystyle T\in L_{\beta +1}}, soT={xLβ:xSΦ(x,zi)}={xS:Φ(x,zi)}{\displaystyle T=\{x\in L_{\beta }:x\in S\wedge \Phi (x,z_{i})\}=\{x\in S:\Phi (x,z_{i})\}}, for some formulaΦ{\displaystyle \Phi } and somezi{\displaystyle z_{i}} drawn fromLβ{\displaystyle L_{\beta }}. By the downwardLöwenheim–Skolem theorem andMostowski collapse, there must be some transitive setK{\displaystyle K} containingLα{\displaystyle L_{\alpha }} and somewi{\displaystyle w_{i}}, and having the same first-order theory asLβ{\displaystyle L_{\beta }} with thewi{\displaystyle w_{i}} substituted for thezi{\displaystyle z_{i}}; and thisK{\displaystyle K} will have the same cardinal asLα{\displaystyle L_{\alpha }}. SinceV=L{\displaystyle V=L} is true inLβ{\displaystyle L_{\beta }}, it is also true inK, soK=Lγ{\displaystyle K=L_{\gamma }} for someγ{\displaystyle \gamma } having the same cardinal asα{\displaystyle \alpha }. AndT={xLβ:xSΦ(x,zi)}={xLγ:xSΦ(x,wi)}{\displaystyle T=\{x\in L_{\beta }:x\in S\wedge \Phi (x,z_{i})\}=\{x\in L_{\gamma }:x\in S\wedge \Phi (x,w_{i})\}} becauseLβ{\displaystyle L_{\beta }} andLγ{\displaystyle L_{\gamma }} have the same theory. SoT{\displaystyle T} is in fact inLγ+1{\displaystyle L_{\gamma +1}}.

So all the constructible subsets of an infinite setS{\displaystyle S} have ranks with (at most) the same cardinalκ{\displaystyle \kappa } as the rank ofS{\displaystyle S}; it follows that ifδ{\displaystyle \delta } is the initial ordinal forκ+{\displaystyle \kappa ^{+}}, thenLP(S)Lδ{\displaystyle L\cap {\mathcal {P}}(S)\subseteq L_{\delta }} serves as the "power set" ofS{\displaystyle S} withinL{\displaystyle L} Thus this "power set"LP(S)Lδ+1{\displaystyle L\cap {\mathcal {P}}(S)\in L_{\delta +1}}. And this in turn means that the "power set" ofS{\displaystyle S} has cardinal at most|δ|{\displaystyle \vert \delta \vert }. AssumingS{\displaystyle S} itself has cardinalκ{\displaystyle \kappa }, the "power set" must then have cardinal exactlyκ+{\displaystyle \kappa ^{+}}. But this is precisely thegeneralized continuum hypothesis relativized toL{\displaystyle L}.

Constructible sets are definable from the ordinals

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There is a formula of set theory that expresses the idea thatX=Lα{\displaystyle X=L_{\alpha }}. It has only free variables forX{\displaystyle X} andα{\displaystyle \alpha }. Using this we can expand the definition of each constructible set. IfSLα+1{\displaystyle S\in L_{\alpha +1}}, thenS={yyLαandΦ(y,z1,,zn)holdsin(Lα,)}{\displaystyle S=\{y\mid y\in L_{\alpha }\;\mathrm {and} \;\Phi (y,z_{1},\ldots ,z_{n})\;\mathrm {holds} \;\mathrm {in} \;(L_{\alpha },\in )\}} for some formulaΦ{\displaystyle \Phi } and somez1,,zn{\displaystyle z_{1},\ldots ,z_{n}} inLα{\displaystyle L_{\alpha }}. This is equivalent to saying that: for ally{\displaystyle y},yS{\displaystyle y\in S} if and only if [there existsX{\displaystyle X} such thatX=Lα{\displaystyle X=L_{\alpha }} andyX{\displaystyle y\in X} andΨ(X,y,z1,,zn){\displaystyle \Psi (X,y,z_{1},\ldots ,z_{n})}] whereΨ(X,){\displaystyle \Psi (X,\ldots )} is the result of restricting each quantifier inΦ(){\displaystyle \Phi (\ldots )} toX{\displaystyle X}. Notice that eachzkLβ+1{\displaystyle z_{k}\in L_{\beta +1}} for someβ<α{\displaystyle \beta <\alpha }. Combine formulas for thez{\displaystyle z}'s with the formula forS{\displaystyle S} and apply existential quantifiers over thez{\displaystyle z}'s outside and one gets a formula that defines the constructible setS{\displaystyle S} using only the ordinalsα{\displaystyle \alpha } that appear in expressions likex=Lα{\displaystyle x=L_{\alpha }} as parameters.

Example: The set{5,ω}{\displaystyle \{5,\omega \}} is constructible. It is the unique sets{\displaystyle s} that satisfies the formula:

y(ys(yLω+1(a(ayaL5Ord(a))b(bybLωOrd(b))))){\displaystyle \forall y(y\in s\iff (y\in L_{\omega +1}\land (\forall a(a\in y\iff a\in L_{5}\land Ord(a))\lor \forall b(b\in y\iff b\in L_{\omega }\land Ord(b)))))}

whereOrd(a){\displaystyle Ord(a)} is short for:

ca(dc(daed(ec))).{\displaystyle \forall c\in a(\forall d\in c(d\in a\land \forall e\in d(e\in c))).}

Actually, even this complex formula has been simplified from what the instructions given in the first paragraph would yield. But the point remains, there is a formula of set theory that is true only for the desired constructible setS{\displaystyle S} and that contains parameters only for ordinals.

Relative constructibility

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Sometimes it is desirable to find a model of set theory that is narrow likeL{\displaystyle L}, but that includes or is influenced by a set that is not constructible. This gives rise to the concept of relative constructibility, of which there are two flavors, denoted byL(A){\displaystyle L(A)} andL[A]{\displaystyle L[A]}.

The classL(A){\displaystyle L(A)} for a non-constructible setA{\displaystyle A} is the intersection of all classes that are standard models of set theory and containA{\displaystyle A} and all the ordinals.

L(A){\displaystyle L(A)} is defined bytransfinite recursion as follows:

IfL(A){\displaystyle L(A)} contains a well-ordering of the transitive closure of{A}{\displaystyle \{A\}}, then this can be extended to a well-ordering ofL(A){\displaystyle L(A)}. Otherwise, the axiom of choice will fail inL(A){\displaystyle L(A)}.

A common example isL(R){\displaystyle L(\mathbb {R} )}, the smallest model that contains all the real numbers, which is used extensively in moderndescriptive set theory.

The classL[A]{\displaystyle L[A]} is the class of sets whose construction is influenced byA{\displaystyle A}, whereA{\displaystyle A} may be a (presumably non-constructible) set or a proper class. The definition of this class usesDefA(X){\displaystyle \mathrm {Def} _{A}(X)}, which is the same asDef(X){\displaystyle \mathrm {Def} (X)} except instead of evaluating the truth of formulasΦ{\displaystyle \Phi } in the model(X,){\displaystyle (X,\in )}, one uses the model(X,,A){\displaystyle (X,\in ,A)} whereA{\displaystyle A} is a unary predicate. The intended interpretation ofA(y){\displaystyle A(y)} isyA{\displaystyle y\in A}. Then the definition ofL[A]{\displaystyle L[A]} is exactly that ofL{\displaystyle L} only withDef{\displaystyle \mathrm {Def} } replaced byDefA{\displaystyle \mathrm {Def} _{A}}.

L[A]{\displaystyle L[A]} is always a model of the axiom of choice. Even ifA{\displaystyle A} is a set,A{\displaystyle A} is not necessarily itself a member ofL[A]{\displaystyle L[A]}, although it always is ifA{\displaystyle A} is a set of ordinals.

The sets inL(A){\displaystyle L(A)} orL[A]{\displaystyle L[A]} are usually not actually constructible, and the properties of these models may be quite different from the properties ofL{\displaystyle L} itself.

See also

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Notes

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  1. ^Gödel 1938.
  2. ^K. J. Devlin, "An introduction to the fine structure of the constructible hierarchy" (1974). Accessed 20 February 2023.
  3. ^K. J. Devlin,Constructibility (1984), ch. 2, "The Constructible Universe, p.58. Perspectives in Mathematical Logic, Springer-Verlag.
  4. ^K. Devlin 1975,An Introduction to the Fine Structure of the Constructible Hierarchy (p.2). Accessed 2021-05-12.
  5. ^Barwise 1975, page 60 (comment following proof of theorem 5.9)
  6. ^P. Odifreddi,Classical Recursion Theory, pp.427. Studies in Logic and the Foundations of Mathematics

References

[edit]
Overview
Venn diagram of set intersection
Axioms
Operations
  • Concepts
  • Methods
Set types
Theories
Set theorists
General
Theorems (list)
 and paradoxes
Logics
Traditional
Propositional
Predicate
Set theory
Types ofsets
Maps and cardinality
Set theories
Formal systems (list),
language and syntax
Example axiomatic
systems
 (list)
Proof theory
Model theory
Computability theory
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