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Born–Oppenheimer approximation

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(Redirected fromBorn-Oppenheimer approximation)
Assumption that motions of nuclei and electrons can be separated
Not to be confused with theBorn approximation.

Inquantum chemistry andmolecular physics, theBorn–Oppenheimer (BO)approximation is the assumption that thewave functions ofatomic nuclei andelectrons in a molecule can be treated separately, based on the fact that the nuclei are much heavier than the electrons. Due to the larger relative mass of a nucleus compared to an electron, the coordinates of the nuclei in a system are approximated as fixed, while the coordinates of the electrons are dynamic.[1] The approach is named afterMax Born and his 23-year-old graduate studentJ. Robert Oppenheimer, the latter of whom proposed it in 1927 during a period of intense foment in the development ofquantum mechanics.[2][3]

The approximation is widely used in quantum chemistry to speed up the computation of molecular wavefunctions and other properties for large molecules. There are cases where the assumption of separable motion no longer holds, which make the approximation lose validity (it is said to "break down"), but even then the approximation is usually used as a starting point for more refined methods.

In molecularspectroscopy, using the BO approximation means considering molecular energy as a sum of independent terms, e.g.:Etotal=Eelectronic+Evibrational+Erotational+Enuclear spin.{\displaystyle E_{\text{total}}=E_{\text{electronic}}+E_{\text{vibrational}}+E_{\text{rotational}}+E_{\text{nuclear spin}}.} These terms are of different orders of magnitude and the nuclear spin energy is so small that it is often omitted. The electronic energiesEelectronic{\displaystyle E_{\text{electronic}}} consist of kinetic energies, interelectronic repulsions, internuclear repulsions, and electron–nuclear attractions, which are the terms typically included when computing the electronic structure of molecules.

Example

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Thebenzene molecule consists of 12 nuclei and 42 electrons. TheSchrödinger equation, which must be solved to obtain theenergy levels and wavefunction of this molecule, is apartial differential eigenvalue equation in the three-dimensional coordinates of the nuclei and electrons, giving 3 × 12 = 36 nuclear plus 3 × 42 = 126 electronic, totalling 162 variables for the wave function. Thecomputational complexity, i.e., the computational power required to solve an eigenvalue equation, increases faster than the square of the number of coordinates.[4][citation needed]

When applying the BO approximation, two smaller, consecutive steps can be used:For a given position of the nuclei, theelectronic Schrödinger equation is solved, while treating the nuclei as stationary (not "coupled" with the dynamics of the electrons). This correspondingeigenvalue problem then consists only of the 126 electronic coordinates. This electronic computation is then repeated for other possible positions of the nuclei, i.e. deformations of the molecule. For benzene, this could be done using a grid of 36 possible nuclear position coordinates. The electronic energies on this grid are then connected to give apotential energy surface for the nuclei. This potential is then used for a second Schrödinger equation containing only the 36 coordinates of the nuclei.

So, taking the most optimistic estimate for the complexity, instead of a large equation requiring at least1622=26244{\displaystyle 162^{2}=26\,244} hypothetical calculation steps, a series of smaller calculations requiring1262N=15876N{\displaystyle 126^{2}N=15\,876\,N} (withN being the number of grid points for the potential) and a very small calculation requiring362=1296{\displaystyle 36^{2}=1296} steps can be performed. In practice, the scaling of the problem is larger thann2{\displaystyle n^{2}}, and more approximations are applied incomputational chemistry to further reduce the number of variables and dimensions.

The slope of the potential energy surface can be used to simulatemolecular dynamics, using it to express the mean force on the nuclei caused by the electrons and thereby skipping the calculation of the nuclear Schrödinger equation.

Detailed description

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The BO approximation recognizes the large difference between theelectron mass and the masses of atomic nuclei, and correspondingly the time scales of their motion. Given the same amount of momentum, the nuclei move much more slowly than the electrons. In mathematical terms, the BO approximation consists of expressing thewavefunction (Ψtotal{\displaystyle \Psi _{\mathrm {total} }}) of a molecule as the product of an electronic wavefunction and a nuclear (vibrational,rotational) wavefunction.Ψtotal=ψelectronicψnuclear{\displaystyle \Psi _{\mathrm {total} }=\psi _{\mathrm {electronic} }\psi _{\mathrm {nuclear} }}. This enables a separation of theHamiltonian operator into electronic and nuclear terms, where cross-terms between electrons and nuclei are neglected, so that the two smaller and decoupled systems can be solved more efficiently.

In the first step, the nuclearkinetic energy is neglected,[note 1] that is, the corresponding operatorTn is subtracted from the totalmolecular Hamiltonian. In the remaining electronic HamiltonianHe the nuclear positions are no longer variable, but are constant parameters (they enter the equation "parametrically"). The electron–nucleus interactions arenot removed, i.e., the electrons still "feel" theCoulomb potential of the nuclei clamped at certain positions in space. (This first step of the BO approximation is therefore often referred to as theclamped-nuclei approximation.)

The electronicSchrödinger equation

He(r,R)χ(r,R)=Eeχ(r,R){\displaystyle H_{\text{e}}(\mathbf {r} ,\mathbf {R} )\chi (\mathbf {r} ,\mathbf {R} )=E_{\text{e}}\chi (\mathbf {r} ,\mathbf {R} )}

whereχ(r,R){\displaystyle \chi (\mathbf {r} ,\mathbf {R} )}, the electronic wavefunction for given positions of nuclei (fixedR), is solved approximately.[note 2] The quantityr stands for all electronic coordinates andR for all nuclear coordinates. The electronic energyeigenvalueEe depends on the chosen positionsR of the nuclei. Varying these positionsR in small steps and repeatedly solving the electronicSchrödinger equation, one obtainsEe as a function ofR. This is thepotential energy surface (PES):Ee(R){\displaystyle E_{e}(\mathbf {R} )}. Because this procedure of recomputing the electronic wave functions as a function of an infinitesimally changing nuclear geometry is reminiscent of the conditions for theadiabatic theorem, this manner of obtaining a PES is often referred to as theadiabatic approximation and the PES itself is called anadiabatic surface.[note 3]

In the second step of the BO approximation, the nuclear kinetic energyTn (containing partial derivatives with respect to the components ofR) is reintroduced, and the Schrödinger equation for the nuclear motion[note 4]

[Tn+Ee(R)]ϕ(R)=Eϕ(R){\displaystyle [T_{\text{n}}+E_{\text{e}}(\mathbf {R} )]\phi (\mathbf {R} )=E\phi (\mathbf {R} )}

is solved. This second step of the BO approximation involves separation of vibrational, translational, and rotational motions. This can be achieved by application of theEckart conditions. The eigenvalueE is the total energy of the molecule, including contributions from electrons, nuclear vibrations, and overall rotation and translation of the molecule.[clarification needed] In accord with theHellmann–Feynman theorem, the nuclear potential is taken to be an average over electron configurations of the sum of the electron–nuclear and internuclear electric potentials.

Derivation

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It will be discussed how the BO approximation may be derived and under which conditions it is applicable. At the same time we will show how the BO approximation may be improved by includingvibronic coupling. To that end the second step of the BO approximation is generalized to a set of coupled eigenvalue equations depending on nuclear coordinates only. Off-diagonal elements in these equations are shown to be nuclear kinetic energy terms.

It will be shown that the BO approximation can be trusted whenever the PESs, obtained from the solution of the electronicSchrödinger equation, are well separated:

E0(R)E1(R)E2(R) for all R{\displaystyle E_{0}(\mathbf {R} )\ll E_{1}(\mathbf {R} )\ll E_{2}(\mathbf {R} )\ll \cdots {\text{ for all }}\mathbf {R} }.

We start from theexact non-relativistic, time-independent molecular Hamiltonian:

H=He+Tn{\displaystyle H=H_{\text{e}}+T_{\text{n}}}

with

He=i12i2i,AZAriA+i>j1rij+B>AZAZBRABandTn=A12MAA2.{\displaystyle H_{\text{e}}=-\sum _{i}{{\frac {1}{2}}\nabla _{i}^{2}}-\sum _{i,A}{\frac {Z_{A}}{r_{iA}}}+\sum _{i>j}{\frac {1}{r_{ij}}}+\sum _{B>A}{\frac {Z_{A}Z_{B}}{R_{AB}}}\quad {\text{and}}\quad T_{\text{n}}=-\sum _{A}{{\frac {1}{2M_{A}}}\nabla _{A}^{2}}.}

The position vectorsr{ri}{\displaystyle \mathbf {r} \equiv \{\mathbf {r} _{i}\}} of the electrons and the position vectorsR{RA=(RAx,RAy,RAz)}{\displaystyle \mathbf {R} \equiv \{\mathbf {R} _{A}=(R_{Ax},R_{Ay},R_{Az})\}} of the nuclei are with respect to a Cartesianinertial frame. Distances between particles are written asriA|riRA|{\displaystyle r_{iA}\equiv |\mathbf {r} _{i}-\mathbf {R} _{A}|} (distance between electroni and nucleusA) and similar definitions hold forrij{\displaystyle r_{ij}} andRAB{\displaystyle R_{AB}}.

We assume that the molecule is in a homogeneous (no external force) and isotropic (no external torque) space. The only interactions are the two-body Coulomb interactions among the electrons and nuclei. The Hamiltonian is expressed inatomic units, so that we do not see thePlanck constant, thedielectric constant of the vacuum, electronic charge, or electronic mass in this formula. The only constants explicitly entering the formula areZA andMA – theatomic number and mass of nucleusA.

It is useful to introduce the total nuclear momentum and to rewrite the nuclear kinetic energy operator as follows:

Tn=Aα=x,y,zPAαPAα2MAwithPAα=iRAα.{\displaystyle T_{\text{n}}=\sum _{A}\sum _{\alpha =x,y,z}{\frac {P_{A\alpha }P_{A\alpha }}{2M_{A}}}\quad {\text{with}}\quad P_{A\alpha }=-i{\frac {\partial }{\partial R_{A\alpha }}}.}

Suppose we haveK electronic eigenfunctionsχk(r;R){\displaystyle \chi _{k}(\mathbf {r} ;\mathbf {R} )} ofHe{\displaystyle H_{\text{e}}}; that is, we have solved

Heχk(r;R)=Ek(R)χk(r;R)fork=1,,K.{\displaystyle H_{\text{e}}\chi _{k}(\mathbf {r} ;\mathbf {R} )=E_{k}(\mathbf {R} )\chi _{k}(\mathbf {r} ;\mathbf {R} )\quad {\text{for}}\quad k=1,\ldots ,K.}

The electronic wave functionsχk{\displaystyle \chi _{k}} will be taken to be real, which is possible when there are no magnetic or spin interactions. Theparametric dependence of the functionsχk{\displaystyle \chi _{k}} on the nuclear coordinates is indicated by the symbol after the semicolon. This indicates that, althoughχk{\displaystyle \chi _{k}} is a real-valued function ofr{\displaystyle \mathbf {r} }, its functional form depends onR{\displaystyle \mathbf {R} }.

For example, in the molecular-orbital-linear-combination-of-atomic-orbitals(LCAO-MO) approximation,χk{\displaystyle \chi _{k}} is a molecular orbital (MO) given as a linear expansion of atomic orbitals (AOs). An AO depends visibly on the coordinates of an electron, but the nuclear coordinates are not explicit in the MO. However, upon change of geometry, i.e., change ofR{\displaystyle \mathbf {R} }, the LCAO coefficients obtain different values and we see corresponding changes in the functional form of the MOχk{\displaystyle \chi _{k}}.

We will assume that the parametric dependence is continuous and differentiable, so that it is meaningful to consider

PAαχk(r;R)=iχk(r;R)RAαforα=x,y,z,{\displaystyle P_{A\alpha }\chi _{k}(\mathbf {r} ;\mathbf {R} )=-i{\frac {\partial \chi _{k}(\mathbf {r} ;\mathbf {R} )}{\partial R_{A\alpha }}}\quad {\text{for}}\quad \alpha =x,y,z,}

which in general will not be zero.

The total wave functionΨ(R,r){\displaystyle \Psi (\mathbf {R} ,\mathbf {r} )} is expanded in terms ofχk(r;R){\displaystyle \chi _{k}(\mathbf {r} ;\mathbf {R} )}:

Ψ(R,r)=k=1Kχk(r;R)ϕk(R),{\displaystyle \Psi (\mathbf {R} ,\mathbf {r} )=\sum _{k=1}^{K}\chi _{k}(\mathbf {r} ;\mathbf {R} )\phi _{k}(\mathbf {R} ),}

with

χk(r;R)|χk(r;R)(r)=δkk,{\displaystyle \langle \chi _{k'}(\mathbf {r} ;\mathbf {R} )|\chi _{k}(\mathbf {r} ;\mathbf {R} )\rangle _{(\mathbf {r} )}=\delta _{k'k},}

and where the subscript(r){\displaystyle (\mathbf {r} )} indicates that the integration, implied by thebra–ket notation, is over electronic coordinates only. By definition, the matrix with general element

(He(R))kkχk(r;R)|He|χk(r;R)(r)=δkkEk(R){\displaystyle {\big (}\mathbb {H} _{\text{e}}(\mathbf {R} ){\big )}_{k'k}\equiv \langle \chi _{k'}(\mathbf {r} ;\mathbf {R} )|H_{\text{e}}|\chi _{k}(\mathbf {r} ;\mathbf {R} )\rangle _{(\mathbf {r} )}=\delta _{k'k}E_{k}(\mathbf {R} )}

is diagonal. After multiplication by the real functionχk(r;R){\displaystyle \chi _{k'}(\mathbf {r} ;\mathbf {R} )} from the left and integration over the electronic coordinatesr{\displaystyle \mathbf {r} } the total Schrödinger equation

HΨ(R,r)=EΨ(R,r){\displaystyle H\Psi (\mathbf {R} ,\mathbf {r} )=E\Psi (\mathbf {R} ,\mathbf {r} )}

is turned into a set ofK coupled eigenvalue equations depending on nuclear coordinates only

[Hn(R)+He(R)]ϕ(R)=Eϕ(R).{\displaystyle [\mathbb {H} _{\text{n}}(\mathbf {R} )+\mathbb {H} _{\text{e}}(\mathbf {R} )]{\boldsymbol {\phi }}(\mathbf {R} )=E{\boldsymbol {\phi }}(\mathbf {R} ).}

The column vectorϕ(R){\displaystyle {\boldsymbol {\phi }}(\mathbf {R} )} has elementsϕk(R), k=1,,K{\displaystyle \phi _{k}(\mathbf {R} ),\ k=1,\ldots ,K}. The matrixHe(R){\displaystyle \mathbb {H} _{\text{e}}(\mathbf {R} )} is diagonal, and the nuclear Hamilton matrix is non-diagonal; its off-diagonal (vibronic coupling) terms(Hn(R))kk{\displaystyle {\big (}\mathbb {H} _{\text{n}}(\mathbf {R} ){\big )}_{k'k}} are further discussed below. The vibronic coupling in this approach is through nuclear kinetic energy terms.

Solution of these coupled equations gives an approximation for energy and wavefunction that goes beyond the Born–Oppenheimer approximation.Unfortunately, the off-diagonal kinetic energy terms are usually difficult to handle. This is why often adiabatic transformation is applied, which retains part of the nuclear kinetic energy terms on the diagonal, removes the kinetic energy terms from the off-diagonal and creates coupling terms between the adiabatic PESs on the off-diagonal.

If we can neglect the off-diagonal elements the equations will uncouple and simplify drastically. In order to show when this neglect is justified, we suppress the coordinates in the notation and write, by applying theLeibniz rule for differentiation, the matrix elements ofTn{\displaystyle T_{\text{n}}} as

Tn(R)kk(Hn(R))kk=δkkTn+A,α1MAχk|PAα|χk(r)PAα+χk|Tn|χk(r).{\displaystyle T_{\text{n}}(\mathbf {R} )_{k'k}\equiv {\big (}\mathbb {H} _{\text{n}}(\mathbf {R} ){\big )}_{k'k}=\delta _{k'k}T_{\text{n}}+\sum _{A,\alpha }{\frac {1}{M_{A}}}\langle \chi _{k'}|P_{A\alpha }|\chi _{k}\rangle _{(\mathbf {r} )}P_{A\alpha }+\langle \chi _{k'}|T_{\text{n}}|\chi _{k}\rangle _{(\mathbf {r} )}.}

The diagonal (k=k{\displaystyle k'=k}) matrix elementsχk|PAα|χk(r){\displaystyle \langle \chi _{k}|P_{A\alpha }|\chi _{k}\rangle _{(\mathbf {r} )}} of the operatorPAα{\displaystyle P_{A\alpha }} vanish, because we assume time-reversal invariant, soχk{\displaystyle \chi _{k}} can be chosen to be always real. The off-diagonal matrix elements satisfy

χk|PAα|χk(r)=χk|[PAα,He]|χk(r)Ek(R)Ek(R).{\displaystyle \langle \chi _{k'}|P_{A\alpha }|\chi _{k}\rangle _{(\mathbf {r} )}={\frac {\langle \chi _{k'}|[P_{A\alpha },H_{\text{e}}]|\chi _{k}\rangle _{(\mathbf {r} )}}{E_{k}(\mathbf {R} )-E_{k'}(\mathbf {R} )}}.}

The matrix element in the numerator is

χk|[PAα,He]|χk(r)=iZAiχk|(riA)αriA3|χk(r)withriAriRA.{\displaystyle \langle \chi _{k'}|[P_{A\alpha },H_{\mathrm {e} }]|\chi _{k}\rangle _{(\mathbf {r} )}=iZ_{A}\sum _{i}\left\langle \chi _{k'}\left|{\frac {(\mathbf {r} _{iA})_{\alpha }}{r_{iA}^{3}}}\right|\chi _{k}\right\rangle _{(\mathbf {r} )}\quad {\text{with}}\quad \mathbf {r} _{iA}\equiv \mathbf {r} _{i}-\mathbf {R} _{A}.}

The matrix element of the one-electron operator appearing on the right side is finite.

When the two surfaces come close,Ek(R)Ek(R){\displaystyle E_{k}(\mathbf {R} )\approx E_{k'}(\mathbf {R} )}, the nuclear momentum coupling term becomes large and is no longer negligible. This is the case where the BO approximation breaks down, and a coupled set of nuclear motion equations must be considered instead of the one equation appearing in the second step of the BO approximation.

Conversely, if all surfaces are well separated, all off-diagonal terms can be neglected, and hence the whole matrix ofPαA{\displaystyle P_{\alpha }^{A}} is effectively zero. The third term on the right side of the expression for the matrix element ofTn (theBorn–Oppenheimer diagonal correction) can approximately be written as the matrix ofPαA{\displaystyle P_{\alpha }^{A}} squared and, accordingly, is then negligible also. Only the first (diagonal) kinetic energy term in this equation survives in the case of well separated surfaces, and a diagonal, uncoupled, set of nuclear motion equations results:

[Tn+Ek(R)]ϕk(R)=Eϕk(R)fork=1,,K,{\displaystyle [T_{\text{n}}+E_{k}(\mathbf {R} )]\phi _{k}(\mathbf {R} )=E\phi _{k}(\mathbf {R} )\quad {\text{for}}\quad k=1,\ldots ,K,}

which are the normal second step of the BO equations discussed above.

We reiterate that when two or more potential energy surfaces approach each other, or even cross, the Born–Oppenheimer approximation breaks down, and one must fall back on the coupled equations. Usually one invokes then thediabatic approximation.

Born–Oppenheimer approximation with correct symmetry

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To include the correct symmetry within the Born–Oppenheimer (BO) approximation,[2][5] a molecular system presented in terms of (mass-dependent) nuclear coordinatesq{\displaystyle \mathbf {q} } and formed by the two lowest BO adiabatic potential energy surfaces (PES)u1(q){\displaystyle u_{1}(\mathbf {q} )} andu2(q){\displaystyle u_{2}(\mathbf {q} )} is considered. To ensure the validity of the BO approximation, the energyE of the system is assumed to be low enough so thatu2(q){\displaystyle u_{2}(\mathbf {q} )} becomes a closed PES in the region of interest, with the exception of sporadic infinitesimal sites surrounding degeneracy points formed byu1(q){\displaystyle u_{1}(\mathbf {q} )} andu2(q){\displaystyle u_{2}(\mathbf {q} )} (designated as (1, 2) degeneracy points).

The starting point is the nuclear adiabatic BO (matrix) equation written in the form[6]

22m(+τ)2Ψ+(uE)Ψ=0,{\displaystyle -{\frac {\hbar ^{2}}{2m}}(\nabla +\tau )^{2}\Psi +(\mathbf {u} -E)\Psi =0,}

whereΨ(q){\displaystyle \Psi (\mathbf {q} )} is a column vector containing the unknown nuclear wave functionsψk(q){\displaystyle \psi _{k}(\mathbf {q} )},u(q){\displaystyle \mathbf {u} (\mathbf {q} )} is adiagonal matrix containing the corresponding adiabatic potential energy surfacesuk(q){\displaystyle u_{k}(\mathbf {q} )},m is thereduced mass of the nuclei,E is the total energy of the system,{\displaystyle \nabla } is thegradient operator with respect to the nuclear coordinatesq{\displaystyle \mathbf {q} }, andτ(q){\displaystyle \mathbf {\tau } (\mathbf {q} )} is a matrix containing the vectorialnon-adiabatic coupling terms (NACT):

τjk=ζj|ζk.{\displaystyle \mathbf {\tau } _{jk}=\langle \zeta _{j}|\nabla \zeta _{k}\rangle .}

Here|ζn{\displaystyle |\zeta _{n}\rangle } areeigenfunctions of theelectronic Hamiltonian assumed to form a completeHilbert space in the given region inconfiguration space.

To study the scattering process taking place on the two lowest surfaces, one extracts from the above BO equation the two corresponding equations:

22m2ψ1+(u~1E)ψ122m[2τ12+τ12]ψ2=0,{\displaystyle -{\frac {\hbar ^{2}}{2m}}\nabla ^{2}\psi _{1}+({\tilde {u}}_{1}-E)\psi _{1}-{\frac {\hbar ^{2}}{2m}}[2\mathbf {\tau } _{12}\nabla +\nabla \mathbf {\tau } _{12}]\psi _{2}=0,}
22m2ψ2+(u~2E)ψ2+22m[2τ12+τ12]ψ1=0,{\displaystyle -{\frac {\hbar ^{2}}{2m}}\nabla ^{2}\psi _{2}+({\tilde {u}}_{2}-E)\psi _{2}+{\frac {\hbar ^{2}}{2m}}[2\mathbf {\tau } _{12}\nabla +\nabla \mathbf {\tau } _{12}]\psi _{1}=0,}

whereu~k(q)=uk(q)+(2/2m)τ122{\displaystyle {\tilde {u}}_{k}(\mathbf {q} )=u_{k}(\mathbf {q} )+(\hbar ^{2}/2m)\tau _{12}^{2}} (k = 1, 2), andτ12=τ12(q){\displaystyle \mathbf {\tau } _{12}=\mathbf {\tau } _{12}(\mathbf {q} )} is the (vectorial) NACT responsible for the coupling betweenu1(q){\displaystyle u_{1}(\mathbf {q} )} andu2(q){\displaystyle u_{2}(\mathbf {q} )}.

Next a new function is introduced:[7]

χ=ψ1+iψ2,{\displaystyle \chi =\psi _{1}+i\psi _{2},}

and the corresponding rearrangements are made:

  1. Multiplying the second equation byi and combining it with the first equation yields the (complex) equation22m2χ+(u~1E)χ+i22m[2τ12+τ12]χ+i(u1u2)ψ2=0.{\displaystyle -{\frac {\hbar ^{2}}{2m}}\nabla ^{2}\chi +({\tilde {u}}_{1}-E)\chi +i{\frac {\hbar ^{2}}{2m}}[2\mathbf {\tau } _{12}\nabla +\nabla \mathbf {\tau } _{12}]\chi +i(u_{1}-u_{2})\psi _{2}=0.}
  2. The last term in this equation can be deleted for the following reasons: At those points whereu2(q){\displaystyle u_{2}(\mathbf {q} )} is classically closed,ψ2(q)0{\displaystyle \psi _{2}(\mathbf {q} )\sim 0} by definition, and at those points whereu2(q){\displaystyle u_{2}(\mathbf {q} )} becomes classically allowed (which happens at the vicinity of the (1, 2) degeneracy points) this implies that:u1(q)u2(q){\displaystyle u_{1}(\mathbf {q} )\sim u_{2}(\mathbf {q} )}, oru1(q)u2(q)0{\displaystyle u_{1}(\mathbf {q} )-u_{2}(\mathbf {q} )\sim 0}. Consequently, the last term is, indeed, negligibly small at every point in the region of interest, and the equation simplifies to become22m2χ+(u~1E)χ+i22m[2τ12+τ12]χ=0.{\displaystyle -{\frac {\hbar ^{2}}{2m}}\nabla ^{2}\chi +({\tilde {u}}_{1}-E)\chi +i{\frac {\hbar ^{2}}{2m}}[2\mathbf {\tau } _{12}\nabla +\nabla \mathbf {\tau } _{12}]\chi =0.}

In order for this equation to yield a solution with the correct symmetry, it is suggested to apply a perturbation approach based on an elastic potentialu0(q){\displaystyle u_{0}(\mathbf {q} )}, which coincides withu1(q){\displaystyle u_{1}(\mathbf {q} )} at the asymptotic region.

The equation with an elastic potential can be solved, in a straightforward manner, by substitution. Thus, ifχ0{\displaystyle \chi _{0}} is the solution of this equation, it is presented as

χ0(q|Γ)=ξ0(q)exp[iΓdqτ(q|Γ)],{\displaystyle \chi _{0}(\mathbf {q} |\Gamma )=\xi _{0}(\mathbf {q} )\exp \left[-i\int _{\Gamma }d\mathbf {q} '\cdot \mathbf {\tau } (\mathbf {q} '|\Gamma )\right],}

whereΓ{\displaystyle \Gamma } is an arbitrary contour, and theexponential function contains the relevant symmetry as created while moving alongΓ{\displaystyle \Gamma }.

The functionξ0(q){\displaystyle \xi _{0}(\mathbf {q} )} can be shown to be a solution of the (unperturbed/elastic) equation

22m2ξ0+(u0E)ξ0=0.{\displaystyle -{\frac {\hbar ^{2}}{2m}}\nabla ^{2}\xi _{0}+(u_{0}-E)\xi _{0}=0.}

Havingχ0(q|Γ){\displaystyle \chi _{0}(\mathbf {q} |\Gamma )}, the full solution of the above decoupled equation takes the form

χ(q|Γ)=χ0(q|Γ)+η(q|Γ),{\displaystyle \chi (\mathbf {q} |\Gamma )=\chi _{0}(\mathbf {q} |\Gamma )+\eta (\mathbf {q} |\Gamma ),}

whereη(q|Γ){\displaystyle \eta (\mathbf {q} |\Gamma )} satisfies the resulting inhomogeneous equation:

22m2η+(u~1E)η+i22m[2τ12+τ12]η=(u1u0)χ0.{\displaystyle -{\frac {\hbar ^{2}}{2m}}\nabla ^{2}\eta +({\tilde {u}}_{1}-E)\eta +i{\frac {\hbar ^{2}}{2m}}[2\mathbf {\tau } _{12}\nabla +\nabla \mathbf {\tau } _{12}]\eta =(u_{1}-u_{0})\chi _{0}.}

In this equation the inhomogeneity ensures the symmetry for the perturbed part of the solution along any contour and therefore for the solution in the required region in configuration space.

The relevance of the present approach was demonstrated while studying a two-arrangement-channel model (containing one inelastic channel and one reactive channel) for which the two adiabatic states were coupled by aJahn–Tellerconical intersection.[8][9][10] A nice fit between the symmetry-preserved single-state treatment and the corresponding two-state treatment was obtained. This applies in particular to the reactive state-to-state probabilities (see Table III in Ref. 5a and Table III in Ref. 5b), for which the ordinary BO approximation led to erroneous results, whereas the symmetry-preserving BO approximation produced the accurate results, as they followed from solving the two coupled equations.

See also

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Notes

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  1. ^Authors often justify this step by stating that "the heavy nuclei move more slowly than the lightelectrons". Classically, this statement makes sense only if themomentump of electrons and nuclei is of the same order of magnitude. In that casemnme impliesp2/(2mn) ≪p2/(2me). It is easy to show that for two bodies in circular orbits around their center of mass (regardless of individual masses), the momenta of the two bodies are equal and opposite, and that for any collection of particles in the center-of-mass frame, the net momentum is zero. Given that the center-of-mass frame is the lab frame (where the molecule is stationary), the momentum of the nuclei must be equal and opposite to that of the electrons. A hand-waving justification can be derived from quantum mechanics as well. The corresponding operators do not contain mass and the molecule can be treated as abox containing the electrons and nuclei. Since the kinetic energy isp2/(2m), it follows that, indeed, the kinetic energy of the nuclei in a molecule is usually much smaller than the kinetic energy of the electrons, the mass ratio being on the order of 104.[citation needed]
  2. ^Typically, the electronic Schrödinger equation for molecules cannot be solved exactly. Approximation methods include theHartree-Fock method
  3. ^It is assumed, in accordance with theadiabatic theorem, that the same electronic state (for instance, the electronic ground state) is obtained upon small changes of the nuclear geometry. The method would give a discontinuity (jump) in the PES if electronic state switching would occur.[citation needed]
  4. ^This equation is time-independent, and stationary wavefunctions for the nuclei are obtained; nevertheless, it is traditional to use the word "motion" in this context, although classically motion implies time dependence.[citation needed]

References

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  1. ^Hanson, David."The Born-Oppenheimer Approximation".Chemistry Libretexts. Chemical Education Digital Library. Retrieved2 August 2022.
  2. ^abMax Born; J. Robert Oppenheimer (1927)."Zur Quantentheorie der Molekeln" [On the Quantum Theory of Molecules].Annalen der Physik (in German).389 (20):457–484.Bibcode:1927AnP...389..457B.doi:10.1002/andp.19273892002.
  3. ^Bird, Kai; Sherwin, Martin K. (2006).American Prometheus: The Triumph and Tragedy of J. Robert Oppenheimer (1st ed.). Vintage Books. pp. 65–66.ISBN 978-0375726262.
  4. ^T. H. Cormen, C. E. Leiserson, R. L. Rivest, C. Stein,Introduction to Algorithms, 3rd ed., MIT Press, Cambridge, MA, 2009, § 28.2.
  5. ^Born, M.;Huang, K. (1954). "IV".Dynamical Theory of Crystal Lattices. New York: Oxford University Press.
  6. ^"Born-Oppenheimer Approach: Diabatization and Topological Matrix".Beyond Born-Oppenheimer: Electronic Nonadiabatic Coupling Terms and Conical Intersections. Hoboken, NJ, USA: John Wiley & Sons, Inc. 28 March 2006. pp. 26–57.doi:10.1002/0471780081.ch2.ISBN 978-0-471-78008-3.
  7. ^Baer, Michael; Englman, Robert (1997). "A modified Born-Oppenheimer equation: application to conical intersections and other types of singularities".Chemical Physics Letters.265 (1–2). Elsevier BV:105–108.Bibcode:1997CPL...265..105B.doi:10.1016/s0009-2614(96)01411-x.ISSN 0009-2614.
  8. ^Baer, Roi; Charutz, David M.; Kosloff, Ronnie; Baer, Michael (22 November 1996). "A study of conical intersection effects on scattering processes: The validity of adiabatic single-surface approximations within a quasi-Jahn–Teller model".The Journal of Chemical Physics.105 (20). AIP Publishing:9141–9152.Bibcode:1996JChPh.105.9141B.doi:10.1063/1.472748.ISSN 0021-9606.
  9. ^Adhikari, Satrajit; Billing, Gert D. (1999). "The conical intersection effects and adiabatic single-surface approximations on scattering processes: A time-dependent wave packet approach".The Journal of Chemical Physics.111 (1). AIP Publishing:40–47.Bibcode:1999JChPh.111...40A.doi:10.1063/1.479360.ISSN 0021-9606.
  10. ^Charutz, David M.; Baer, Roi; Baer, Michael (1997). "A study of degenerate vibronic coupling effects on scattering processes: are resonances affected by degenerate vibronic coupling?".Chemical Physics Letters.265 (6). Elsevier BV:629–637.Bibcode:1997CPL...265..629C.doi:10.1016/s0009-2614(96)01494-7.ISSN 0009-2614.

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