Anauxiliary verb (abbreviatedaux) is averb that adds functional or grammatical meaning to theclause in which it occurs, so as to expresstense,aspect,modality,voice, emphasis, etc. Auxiliary verbs usually accompany aninfinitive verb or aparticiple, which respectively provide the main semantic content of the clause.[1] An example is the verbhave in the sentenceI have finished my lunch. Here, the auxiliaryhave helps to express theperfect aspect along with the participle,finished. Some sentences contain a chain of two or more auxiliary verbs. Auxiliary verbs are also calledhelping verbs,helper verbs, or(verbal) auxiliaries. Research has been conducted into split inflection in auxiliary verbs.[2]
Below are some sentences that contain representative auxiliary verbs fromEnglish,Spanish,German andFrench, with the auxiliary verb marked in bold:
a.Do you want tea?–do is an auxiliary accompanying the infinitive,want, used here to form a question – seedo-support.
b. Shehas given her best shot.–have, from whichhas isinflected, is an auxiliary used in expressing theperfect aspect ofgive.
c.He cogido tu lápiz.–he is an auxiliary accompanying the infinitivecoger, used here to form a verb phrase, the perfect present in Spanish.[3]
(I) have grabbed your pencil = 'I have taken your pencil.'
d. Daswurde mehrmals gesagt.–werden, from whichwurde is inflected,become is an auxiliary used to build thepassive voice in German.[4]
That became many times said = 'That was said many times.'
e. Sieist nach Hause gegangen.–sein, from whichist is inflected, 'be' is an auxiliary used with movement verbs to build the perfect tense/aspect in German.[5]
She is to home gone = 'She went home/She has gone home.'
f. J'ai vu le soleil.–avoir, from whichai is inflected, 'have' is an auxiliary used to build the perfect tense/aspect in French.[6]
I have seen the sun = 'I have seen the sun/I saw the sun.'
g. Noussommes hébergés par un ami.–être, from whichsommes is inflected, 'be' is an auxiliary used to build the passive voice in French.[7]
We are hosted by a friend.
These auxiliaries help express a question, show tense/aspect, or form passive voice. Auxiliaries like these typically appear with a full verb that carries the main semantic content of the clause.
Auxiliary verbs typically help express grammaticaltense,aspect,mood, andvoice. They generally appear together with an infinitive. The auxiliary is said to "help" the infinitive. The auxiliary verbs of a language form aclosed class, i.e., there is a fixed, relatively small number of them.[8]
Widely acknowledged verbs that can serve as auxiliaries in English and many related[clarification needed] languages are the equivalents ofbe to express passive voice, andhave (and sometimesbe) to expressperfect aspect or past time reference.[9]
In some treatments, thecopulabe is classed as an auxiliary even though it does not "help" another verb, e.g.,
The birdis in the tree.–is serves as a copula with apredicative expression not containing any other verb.
Definitions of auxiliary verbs are not always consistent across languages, or even among authors discussing the same language.Modal verbs may or may not be classified as auxiliaries, depending on the language. In the case of English, verbs are often identified as auxiliaries based on their grammatical behavior, as described below. In some cases, verbs that function similarly to auxiliaries, but are not considered full members of that class (perhaps because they carry some independent lexical information), are calledsemi-auxiliaries. In French, for example, verbs such asdevoir (have to),pouvoir (be able to),aller (begoing to),vouloir (want),faire (make), andlaisser (let), when used together with the infinitive of another verb, can be called semi-auxiliaries.[10] There has also been a study on auxiliary verb constructions in Dravidian languages.[11][relevant?]
The following sections consider auxiliary verbs in English. They list auxiliary verbs, then present the diagnostics that motivate this special class (subject-auxiliary inversion and negation withnot). Themodal verbs are included in this class, due to their behavior with respect to these diagnostics.
A list of verbs that (can) function as auxiliaries in English is as follows:[12]be,can,could,dare,do,have,may,might,mote,must,need,ought,shall,should,will,would
The status ofdare (not),need (not), andought (to) is debatable[13] and the use of these verbs as auxiliaries can vary across dialects of English. If the negative formscan't,don't,won't, etc. are viewed as separate verbs (and not as contractions), then the number of auxiliaries increases. The verbsdo andhave can also function as full verbs or aslight verbs, which can be a source of confusion about their status. Themodal verbs (can,could,may,might,must,shall,should,will,would, anddare,need andought when included) form a subclass of auxiliary verbs. Modal verbs aredefective insofar as they cannot beinflected, nor do they appear as gerunds, infinitives, or participles.
The following table summarizes the auxiliary verbs in standard English and the meaning contribution to the clauses in which they appear. Many auxiliary verbs are listed more than once in the table based upon discernible differences in use.
Deonticmodality expresses an ability, necessity, or obligation that is associated with an agent subject. Epistemic modality expresses the speaker's assessment of reality or likelihood of reality. Distinguishing between the two types of modality can be difficult, since many sentences contain a modal verb that allows both interpretations.
List of auxiliaries unique to African American Vernacular English
The verbs listed in the previous section can be classified as auxiliaries based upon two diagnostics: they allowsubject–auxiliary inversion (the type of inversion used to form questions etc.) and (equivalently) they can takenot as a postdependent (a dependent that follows itshead). The following examples illustrate the extent to which subject–auxiliary inversion can occur with an auxiliary verb but not with a full verb.[16] (The asterisk * is the means commonly used in linguistics to indicate that the example is grammatically unacceptable or that a particular construction has never been attested in use).
a.He was working today.
b.Was he working today?- Auxiliary verbwas allows subject–auxiliary inversion.
a.He worked today.
b. *Worked he today?- Full verbworked does not allow subject–auxiliary inversion.
a.She can see it.
b.Can she see it?- Auxiliary verbcan allows subject–auxiliary inversion.
a.She sees it.
b. *Sees she it?- Full verbsees does not allow subject–auxiliary inversion.
The following examples illustrate that the negationnot can appear as a postdependent of a finite auxiliary verb, but not as a postdependent of a finite full verb:[17]
a. Sam would try that.
b. Sam wouldnot try that.- The negationnot appears as a postdependent of the finite auxiliarywould.
a. Sam tried that.
b. *Sam triednot that.- The negationnot cannot appear as a postdependent of the finite full verbtried.
a. Tom could help.
b. Tom couldnot help.- The negationnot appears as a postdependent of the finite auxiliarycould.
a. Tom helped.
b. *Tom helpednot.- The negationnot cannot appear as a postdependent of the finite full verbhelped.
A third diagnostic that can be used for identifying auxiliary verbs is verb phrase ellipsis. See the article onverb phrase ellipsis for examples.
These criteria lead to thecopulabe and non-copular use ofbe as anexistential verb being considered an auxiliary (it undergoes inversion and takes postdependentnot, e.g.,Is she the boss?,She is not the boss,Is there a God?,There is a God). However, if one definesauxiliary verb as a verb that somehow "helps" another verb, then the copulabe is not an auxiliary, because it appears without another verb. The literature on auxiliary verbs is somewhat inconsistent in this area.[18]
There are also some properties that some but not all auxiliary verbs have. Their presence can be used to conclude that the verb is an auxiliary, but their absence does not guarantee the converse. One such property is to have the same form in the present tense, also for the first and the third person singular. This in particular is typical formodal auxiliary verbs, such aswill andmust. (Examples:He will come tomorrow,she must do it at once, nothe wills orshe musts.)
Some syntacticians distinguish between auxiliary verbs andlight verbs.[19][20] The two are similar insofar as both verb types contribute mainly just functional information to the clauses in which they appear. Hence both do not qualify as separatepredicates, but rather they form part of a predicate with another expression – usually with a full verb in the case of auxiliary verbs and usually with a noun in the case of light verbs.
In English, light verbs differ from auxiliary verbs in that they cannot undergo inversion and they cannot takenot as a postdependent. The verbshave anddo can function as auxiliary verbs or as light verbs (or as full verbs). When they are light verbs, they fail the inversion and negation diagnostics for auxiliaries, e.g.
Note that in some dialects (for example, the West and South West dialects ofHiberno-English), the inversion test may sound correct to native speakers.
a. Theyhad a long meeting.
b. *Had they a long meeting?- Light verbhad fails the inversion test.
c. *Theyhad not a long meeting.- Light verbhad fails the negation test.
a. Shedid a report on pandering politicians.
b. *Did she a report on pandering politicians?- Light verbdid fails the inversion test.
c. *Shedid not a report on pandering politicians.- Light verbdid fails the negation test.
Sometimes the distinction between auxiliary verbs and light verbs is overlooked or confused. Certain verbs (e.g.,used to,have to, etc.) may be judged as light verbs by some authors, but as auxiliaries by others.[21]
^TheOxford English Dictionary, Second Edition, defines an auxiliary verb as "a verb used to form thetenses, [grammatical mood/moods], [grammatical voice/voices], etc. of other verbs." OED Second Edition, 1989. Entry forauxiliary.
^Concerning the use ofwerden as an auxiliary in German, see for instance Engel (1994:114).
^Concerningsein as an auxiliary in German used to form perfect tense/aspect, see Eroms (2000:138f.)
^Concerning the selection ofavoir orêtre as the auxiliary verb to form perfect tense/aspect in French, see Rowlett (2007:40f.).
^Concerningêtre as the auxiliary used to build the passive voice in French, see Rowlett (2007:44f.).
^Concerning auxiliaries forming a closed class, see Kroeger (2004:251).
^That the equivalents ofhave andbe are perhaps the most widely acknowledged auxiliaries across languages (related to English) can be verified by glancing at the literature on auxiliaries, e.g., Engel (1994:104ff.), Eroms (2000:137ff.), Rowlett (2007:24ff.).
^Concerning the termsemi-auxiliaries for French, see Warnant (1982:279).
^Anderson, Gregory D. S. 2015. “Areal-typological perspectives on the morphosyntax of auxiliary verb constructions in Dravidian languages.” In G. K. Panikkar, B. Ramakrishna Reddy, K. Rangan and B. B. Rajapurohit (eds.) V. I. Subramoniam Commemoration Volume I. Studies on Dravidian. Thiruvananthapuram: International School of Dravidian Linguistics, pp. 61–79.
^For lists of the auxiliary verbs like the one produced here but with minor discrepancies, see for instance Radford (2004:324), Crystal (1997:35), and Jurafsky and Martin (2000:322).
^For some discussion of the status ofdare as a "marginal modal", see Fowler's Modern English Usage, p. 195f.
^Green, Lisa J., 1963– (2002).African American English : a linguistic introduction. Cambridge, U.K.: Cambridge University Press.ISBN0-511-07823-4.OCLC57572547.{{cite book}}: CS1 maint: multiple names: authors list (link) CS1 maint: numeric names: authors list (link)
^For examples of the inversion diagnostic used to identify auxiliaries, see for instance Radford (1997:50f., 494), Sag and Wasow (1999:308f.), and Kroeger (2004:253).
^The negation diagnostic for identifying auxiliary verbs is employed for instance by Radford (1997:51), Adgar (2003:176f.), and Culicover (2009:177f.).
^Jurafsky and Martin (2000:320) state clearly that copulabe is an auxiliary verb. Bresnan (2001:18f) produces and discusses examples of subject-auxiliary inversion using the copula. Tesnière (1959) repeatedly refers to the copulaêtre in French as an auxiliary verb, and Eroms (2000:138f.) discusses the copulasein in German as aHilfsverb 'helping verb'. Crystal (1997:35) listsbe as an auxiliary verb without distinguishing between its various uses (e.g., as a copula or not). Other definitions are less clear; Radford (2004:324) suggests that copulabe is not an auxiliary, but he does not address why it behaves like an auxiliary with respect to the criteria he employs (e.g., inversion) for identifying auxiliaries.
^Concerning light verbs in English, see Allterton (2006:176).
^Light verbs are calledFunktionsverben 'function verbs' in German – see Engel (1994:105f.) and Eroms (2000:162ff.).
^Jurafsky and Martin (2000:22), for instance, listshave as a modal auxiliary when it appears ashave to and Fowler's Modern English Usage (1996:195) listsused to as a "marginal modal".
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