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Automatic train operation

From Wikipedia, the free encyclopedia
Types, methods and safety
For other uses of "ATO", seeATO (disambiguation).
Automated track-bound traffic
Automatic train operation
Lists of automated train systems
Related topics

Automatic train operation (ATO) is a method of operatingtrainsautomatically where the driver is not required or is required for supervision at most.[1] Alternatively, ATO can be defined as a subsystem within theautomatic train control, which performs any or all of functions like programmed stopping, speed adjusting, door operation, and similar otherwise assigned to the train operator.[2]

Pictured is a train cab of aKawasaki–CRRC Sifang T251 train serving theMass Rapid Transit'sThomson–East Coast Line in Singapore. This line runs under ATO GoA 4, which is automatically controlled without any on-board staff.

The degree ofautomation is indicated by theGrade of Automation (GoA), up to GoA4 in which the train is automatically controlled without any staff on board.[3] On most systems for lower grades of automation up to GoA2, there is adriver present to mitigate risks associated with failures or emergencies. Driverless automation is primarily used onautomated guideway transit systems where it is easier to ensure the safety due to isolated tracks. Fully automated trains formainline railways are an area of research.[4] The first driverless experiments in thehistory of train automation date back to 1920s.[5]

Grades of automation

[edit]

See also:List of semi-automatic train systems andList of driverless train systems
A diagram representing the different levels of automation possible on railways
Operation scheme ofETCS Level 3 as an example for GoA2

According to theInternational Association of Public Transport (UITP) and the international standardIEC 62290-1, there are five Grades of Automation (GoA) of trains.[6][7][8] These levels correspond with the automotiveSAE J3016 classification:[9][10]

Grade of automationTrain operationDescription and examplesSAE levels
GoA0On-sightNo automation0
GoA1ManualAtrain driver controls starting and stopping, operation of doors and handling of emergencies or sudden diversions. Overseen signals due to human errors are safeguarded bytrain protection systems likeETCS L1.[11]1
GoA2Semi-automatic (STO)Starting and stopping are automated using advancedtrain protection systems likeETCS L2 or3,[11][12] but a driver operates the doors, drives the train if needed and handles emergencies. Many ATO systems are GoA2. In this system, trains run automatically from station to station but a driver is in the cab, with responsibility for door closing, obstacle detection on the track in front of the train and handling of emergency situations. As in a GoA3 system, the GoA2 train cannot operate safely without the staff member on board. Examples include theLondon Underground'sVictoria line andNew York City Subway's7 route.2
GoA3 Driverless (DTO)Starting and stopping are automated, but a train attendant operates the doors and drives the train in case of emergencies. In this system, trains run automatically from station to station but a staff member is always in the train, with responsibility for handling of emergency situations. In a GoA3 system, the train cannot operate safely without the staff member on board. Examples include theDocklands Light Railway.3 and 4
GoA4 Unattended (UTO) or Manless (MTO)Starting, stopping and operation of doors are all fully automated without any on-train staff. It is recommended that stations haveplatform screen doors installed. In this system, trains are capable of operating automatically at all times, including door closing, obstacle detection and emergency situations. On-board staff may be provided for other purposes, e.g. customer service, but are not required for safe operation. Controls are often provided to drive the train manually in the event of a computer failure.CBTC is considered a basic enabler technology for GoA4.[11] Examples include theDelhi Metro,Bangalore Metro,Vancouver Skytrain,Singapore MRT and theThessaloniki Metro.

Additional types

[edit]
Grade of automationDescription and examples
GoA1+In addition to GoA1, there is connected on-board train energy optimisation (C-DAS) overETCS.[13]
GoA2+In case ofAmsterdam Metro, a GoA2 is able to reverse in GoA4 at the final stations.[14] This is indicated by '+'. GoA2+ is also present onBucharest Metro line M5, which uses the same URBALIS 400 CBTC as Amsterdam.
GoA2(+)This is GoA2 with additional functions related tometre-gauge railway.[15]
GoA2.5In Japan, this is a form of "driverless operation with an attendant" where the attendant sits in the cab and is responsible for detecting obstacles and making emergency stops in addition to other duties of a GoA3 attendant.[16]Kyushu Railway Company started one of the first revenue demonstration runs of GoA2.5-ready system on theKashii Line (between Saitozaki and Kashii Stations) on December 24, 2020 while still posting drivers on the train[17] and has since started regular revenue operation without drivers on the entire Kashii Line and beyond.[18]
GoA3+An umbrella term for GoA3 and GoA4 meaning replacement of human train driver.[19] The termsGoA3/4,GoA3,4 andautonomous trains are used synonymously.[20][16]

Operation of ATO

[edit]
Early ATO trial on aR22 train at track 4 of the42nd Street Shuttle (right) in 1962

Many modern systems are linked withautomatic train protection (ATP) and, in many cases,automatic train control (ATC) where normalsignaling operations such as route setting and train regulation are carried out by the system. The ATC and ATP systems will work together to maintain a train within a defined tolerance of its timetable. The combined system will marginally adjust operating parameters such as the ratio of power to coasting when moving and stationdwell time in order to adhere to a defined timetable.[citation needed]

Whereas ATP is the safety system that ensures a safe spacing between trains and provides sufficient warning as to when to stop. ATO is the "non-safety" part of train operation related to station stops and starts, and indicates the stopping position for the train once the ATP has confirmed that the line is clear.[citation needed]

The train approaches the station under clear signals, so it can do a normal run-in. When it reaches the first beacon – originally a looped cable, now usually a fixed transponder – a station brake command is received by the train. The on-board computer calculates thebraking curve to enable it to stop at the correct point, and as the train runs in towards the platform, the curve is updated a number of times (which varies from system to system) to ensure accuracy.[21]

When the train has stopped, it verifies that its brakes are applied and checks that it has stopped within the door-enabling loops. These loops verify the position of the train relative to the platform and which side the doors should open. Once all this is complete, the ATO will open the doors. After a set time, predetermined or varied by the control centre as required, the ATO will close the doors and automatically restart the train if the door closed proving circuit is complete. Some systems haveplatformscreen doors as well. ATO will also provide a signal for these to open once it has completed the on-board checking procedure. Although described here as an ATO function, door enabling at stations is often incorporated as part of the ATP equipment because it is regarded as a "vital" system and requires the same safety validation processes as ATP.[21]

Once door operation is completed, ATO will accelerate the train to its cruising speed, allow it to coast to the next station brake command beacon and then brake into the next station, assuming no intervention by the ATP system.[21]

Advantages of GoA3+

[edit]

In 2021, theFlorida Department of Transportation funded a review by scientists fromFlorida State University,University of Talca andHong Kong Polytechnic University, which showed the following advantages of autonomous trains:[22]

  1. Eliminating human sources of errors
  2. Increasing capacity by stronger utilisation of existing rail tracks
  3. Reduction of operational costs.Paris Métro reduced its operational costs in case of GoA 4 by 30%.[23]
  4. Increasing overall service reliability
  5. Improving fleet management and service flexibility
  6. Increasingenergy efficiency

Accidents and incidents involving ATO

[edit]

While ATO has been proven to drastically reduce the chance ofhuman errors in railway operation, there have been a few notable accidents involving ATO systems:

YearTerritoryIncident
1993JapanOn 5 October 1993, an automatedNankō Port Town Line train overran the line's southern terminus atSuminoekōen Station and collided with abuffer stop, injuring 217 people. The cause was believed to have been a malfunction in some of therelays in the line's ATO equipment that transmits the brake command signal, causing the brakes to not operate.[24] Operations resumed on 19 November 1993 afterredundancy equipment was installed and tested on the line.[25]
2011ChinaOn 27 September 2011 at 14:51 hours local time (06:51 hoursUTC), two trains onShanghai Metro Line 10 collided betweenYuyuan Garden station andLaoximen station, injuring 284–300 people. Initial investigations found that train operators violated regulations while operating the trains manually after a loss of power on the line caused its ATO and signalling systems to fail. No deaths were reported.[26]
2015MexicoOn 4 May 2015, at around 18:00 hours local time (00:00 hours UTC)[27] during heavy rain with hail,[28] two trains crashed atOceanía station onMexico City Metro Line 5 while both were heading towardPolitécnico station.[29] The first train, No. 4, was parked at the end of Oceanía station's platform after the driver reported that aplywood board was obstructing the tracks.[30] The second train, No. 5, left Terminal Aérea station with the analogue PA-135 ATO system turned on despite the driver being asked to turn it off and to operate the train manually,[31] as the protocol requests it when it rains because trains have to drive with reduced speed.[32] Train No. 5 crashed into Train No. 4 at 31.8 km/h (19.8 mph)[31] – double the average on arrival at the platforms[30] – and left twelve people injured.[33]
2017SingaporeJoo Koon rail accident – on 15 November 2017 at about 08:30 hours local time (00:30 hours UTC), oneSMRTEast-West LineC151A train rear-ended another C151A train atJoo Koon MRT station in Singapore, causing 38 injuries. At that time, the East-West Line was in the process of having its previousWestinghouse ATCfixed block signalling and associated ATO system replaced with theThalesSelTrac CBTCmoving block signalling system. One of the trains involved had a safety protection feature removed when it went over a faulty signalling circuit as a fix for a known software bug, hence "bursting" the signalling bubble and leading to the collision.[34]
2017IndiaBefore the prime minister was supposed to ride the train, a few days before the opening, a Delhi Metro train was undergoing ATO trials at the Kalindi Kunj Depot. As the train approached the buffer, it hit the buffers and derailed, hitting the front wall. The wall was eventually patched with bricks. However, it was eventually realized that the brakes were not applied by the train by default under the operation.[35] This led to the trains being controlled by drivers until 2024, delaying the full UTO operations by seven years.
2019Hong KongA similar incident as the above occurred on the MTRTsuen Wan Line in Hong Kong on 18 March 2019, when twoMTR M-Train EMUs crashed in the crossover track section betweenAdmiralty andCentral while MTR was testing a new version of theSelTractrain control system intended to replace the line's existingSACEM signalling system. There were no passengers aboard either train, although the operators of both trains were injured.[36] Before the crash site had been cleaned up, all Tsuen Wan line trains terminated at Admiralty instead of Central. The same vendor also provided a similar signalling system inSingapore, which resulted in theJoo Koon rail accident in 2017.[37] In July 2019, theElectrical and Mechanical Services Department (EMSD) published an investigation report into the incident and concluded that a programming error in the SelTrac signalling system led the ATP system to malfunction, resulting in the collision.[38]
2021Malaysia2021 Kelana Jaya LRT collision inKuala Lumpur, in which 213 people were injured due to human error. The controller and backup controller computer have failed, a train driver was called in to drive the train to the depot. The train driver drives in the opposite direction of the track, leading to a collision with a train. ATP was not triggered due to the train's disappearance from the system as a result of both computers failing.[39]
2022ChinaOn 22 January 2022, an elder passenger was caught between the traindoor and screendoor inQi'an Road station ofLine 15 (Shanghai Metro). On seeing the situation, the staff misoperated the traindoor controlling system, allowing the screen door to isolate without detecting, causing the train run a short while and fatally injuring the trapped passenger.[40]
2023TaiwanOn 10 May 2023, a construction crane fell onto the tracks ofTaichung MRT Green line south ofFeng-le Park metro station. The driverless train was stationary when the crane fell onto the tracks and the train proceeded to drive and collide into the obstacle. Train attendants contacted the control center about the fallen crane obstructing the track. However, it would require 20 seconds to activate the emergency brakes remotely, which was insufficient to prevent the collision.
2025QuebecOn the early morning of November 22, 2025, a group of three people attempted to cross a highway and the tracks of theRéseau express métropolitain (REM) inMontreal, and were struck by a train nearDu Quartier station. One person was killed immediately, and another died later in the hospital.[41][42]

ATO research projects

[edit]
NameStart yearEnd yearDescriptionCountryVolume
SMARAGT [de]1999Automatization of theNuremberg U-Bahn[43]Germany
RUBIN [de]2001Automatization of theNuremberg U-Bahn[44]Germany
KOMPAS I2001Driverless operation on mainline railways[45]Germany4.85 million €[46]
AutoBAHN20102014Autonomous trains on existing regional railway lines[47]Austria2.5 million €[47]
RCAS2010Collision avoidance without permanent installations[48]Germany
RailDriVE®2019A test vehicle for road and rail[49]Germany
KI-Lok20212024Safe AI for the rail[50]Germany2.47 million €[46]
SMART 220192022Advanced integrated obstacle and track intrusion detection system for smart automation of rail transport[51]EU1.7 million €[51]
ATO Risk20202023Risk Acceptance Criteria for Automatic Train Operatio[52]Germany0.499 million €[46]
ATO Sense20202023Functional requirements for sensors and logic of an ATO-System[53]Germany1.176 million €[46]
SAFEXPLAIN20222025Safe and Explainable Critical Embedded Systems based on AI[54]EU3.891 million €[54]
Acceptance GoA3+20232025Acceptance conditions for automated rail transport[55][56]Germany
OSDAR2320212021Development of Datasets for Applications of Automated Driving in Railway Operations[57]Germany0.089 million €[46]
safe.trAIn2022Development of AI-Enabled Automated Trains[58]Germany24 million €
AutomatedTrain2023Fully automated staging and parking of trains[59]EU42.6 million €[60]
R2DATO2023Rail to Digital automated up to autonomous train operation[61]EU160.8 million €
ATO Endurance20222024ATO Endurance[62][63]Netherlands
ATO Automatic Shunting20222024ATO Automatic Shunting[62][63]Netherlands
DIGIRAIL2025ATO pilot project at Kouvola - Kotka - Hamina ETCS test track[64][65]Finland

Future

[edit]

In October 2021, the pilot project of the "world's first automated, driverless train" on regular tracks shared with other rail traffic was launched inHamburg, Germany. The conventional, standard-track, non-metro train technology could, according to reports, theoretically be implemented for rail transport worldwide and is also substantially moreenergy efficient.[66][67]

ATO was introduced on theLondon Underground'sCircle,District,Hammersmith & City, andMetropolitan lines by 2022. ATO is used on parts ofCrossrail. Trains on the central London section ofThameslink were the first to use ATO on theUK mainline railway network[68] withETCS Level 2.

In April 2022,JR West announced that they would test ATO on a 12-car W7 seriesShinkansen train used on theHokuriku Shinkansen at the Hakusan General Rolling Stock Yard during 2022.[69]

All lines built for the newSydney Metro feature driverless operation without any staff in attendance.

From 2012, theToronto subway underwent signal upgrades in order to use ATO and ATC over the next decade.[70] Work has been completed on sectionsYonge–University line.[71] The underground portion ofLine 5 Eglinton was equipped with ATC and ATO in 2022. The underground portion will use a GoA2 system while theEglinton Maintenance and Storage Facility will use a GoA4 system and travel driverless around the yard.[72] TheOntario Line is proposed have a GoA4 driverless system and will open in 2030.[73]

Since March 2021,SNCF andHauts-de-France region have begun anexperimentation with a FrenchRegio 2N Class,equipped with sensors and software [fr] (fr).

In 2025, regular driverless passenger services on the line fromKopidlno toDolní Bousov will be resumed byAŽD Praha.[74]

TheVienna U-Bahn is scheduled to be equipped with driverless ATO in 2026 on the new U5 line.

In a pilot project of Digirail two Stadler FLIRT trainsets (Sm5) will be equipped with ATO (and ETCS) for testing purposes by Siemens Mobility.[64][65]

See also

[edit]

References

[edit]
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