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Arya (Iran)

From Wikipedia, the free encyclopedia
Self-designation used by the early Iranians
This article is about the ethnonym Arya within the early history of the Iranians. For other uses, seeAryan (disambiguation).
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Arya (Avestan:𐬀𐬌𐬭𐬌𐬌𐬀,airiia;Old Persian:𐎠𐎼𐎡𐎹,ariyaʰ;[1]Middle Persian:𐭠𐭩𐭫,er;[2]Parthian:𐭀𐭓𐭉,ary;Bactrian:αρια,aria) was theethnonym used byIranians during the earlyHistory of Iran.[3] In contrast tocognates ofArya used by theVedic people andIranicsteppe nomads, the term is commonly translated using the modern ethnonym Iranian.[4][5][6]

During Old Iranian times, the term was connected with one'slineage, with speaking anIranian language and with the worship ofAhura Mazda.[7] Being an Arya, therefore, had ethnic, linguistic and religious aspects.[8] During the Middle Iranian period, it acquired a distinct political aspect through the concept of Eran Shahr (Aryas' dominion).[9] Arya was also contrasted withAnarya (Avestan:𐬀𐬥𐬀𐬌𐬭𐬌𐬌𐬀,anairiia;Middle Persian:𐭠𐭭𐭩𐭥,aner), denoting non-Iranian lands and peoples.[10]

After theIslamic conquest of Iran, the ethnonym fell out of use, but the termEran experienced a revival during theIranian Renaissance, now as atoponym forGreater Iran.[11] The modern ethnonym Iranian is aback-formation from the toponym Eran, itself a back-formation from the older Arya.[12]

Origin and delineation of the term

[edit]
See also:Aryan andIndo-Iranians

The term Arya in different Iranian languages is assumed to derive from an unattestedProto-IranianÁryah, itself derived fromProto-Indo-IranianÁryas. As an ethnonym, it is also found in otherIndo-Iranian peoples.[13] In Ancient India, the term Arya (Sanskrit:आर्य,ārya) is found as a self-designation of the people of the Vedas. On the other hand, no general ethnonym is found among theIranicsteppe nomads, but a derivation of Arya appears as a self-designation of theAlans, which attest to the continued presence of the term in thesteppe regions as well.[14]

Archeological cultures associated withIndo-Iranian migrations during the Old Avestan period (c. 1500-1000 BCE)

TheProto-Indo-Iranian people weremobile pastoralists who lived in theEurasian steppe during the MiddleBronze Age.[15] They are connected with theAndronovo andSintashtaarcheological cultures.[16] Already during the Late Bronze Age, the Indo-Iranian unity began to split and duringantiquity a number of culturally distinct Indo-Iranian subgroups had emerged.[17] There is no generally accepted terminology in modern scholarship that fully captures this situation, but those Indo-Iranian tribes thatmigrated into India are generally referred to asIndo-Aryans.[18] However, subgroupings for the individualIranophone groups vary in the literature. A common demarcation is based on the cultural and religious differences that developed between the groups which maintained their mobile, pastoral lifestyle in the Eurasian steppe and those groups which moved southward intoGreater Iran and underwent a process ofsedentarization andcultural change. The former are sometimes referred to as Iranic, i.e., speaking an Iranian language, while the term Iranian may be reserved for groups associated withIran in a historical and cultural sense.[19] The latter are sometimes further subdivided intoEastern andWestern Iranians based on linguistic criteria.[17]

A distinct identity of the Arya in Greater Iran is already present in theAvesta, i.e., the collection of sacred texts inZoroastrianism.Jean Kellens for example notes, how the Avesta describes a commoncreation myth through the primordial manGayomart, ashared history through thePishdadian andKayanian dynasties, a pronouncedin-group and out-group dichotomy through the enmity between theTuryas and Aryas, as well as ashared religious practice through the worship ofAhura Mazda; elements which are not found in other Indo-Iranian groups.[20] Likewise,Elton L. Daniel notes how "many customs of the Avestan people seem to have been almost deliberately designed to reinforce asense of identity as a people apart from thenon-Aryans and even otherAryans."[21]

Avestan period

[edit]
See also:Avestan period

TheAvesta, i.e., the collection of canonical texts ofZoroastrianism, provides the single largest literary source on the Old Iranian period. As regards the geographical boundaries of the Avesta, theplace names show that the Aryas lived in the eastern portions ofGreater Iran.[22] As regards its chronology, the different parts of the text are assumed to have been produced, revised and redacted over a long period of time and therefore reflect a large time span of possibly several centuries.[23] There are no dateable events in the Avesta, but the complete lack of any discernible influence by thePersians orMedes makes a time frame after the 5th century BCE for most of the texts unlikely.[24][25][26] Most scholars, therefore, assume that the bulk of the Old Avestan material reflects the end of the second millennium BCE and the Young Avestan portion reflects the first half of the first millennium BCE.[27][28][29]

The Old Avestan portion of the text, assumed to be authored byZarathustra and his immediate followers, only contains a reference toAiryaman, which has an unclear connection to Arya.[30] The Young Avestan portion of the text, however, frequently use the term Arya as theendonym of the Avestan people.[20] Next to its singularnominative form (airiia), the word appears in the plural (aire,Aryas), in thelocative singular (airiiene,place where the Arya), the locative plural (airiio,place where the Aryas), thegenitive plural (airiianąm,Aryas' orof the Aryas)[note 1] or as an adjective (airiianəm,Arya).[31]

Geographical horizon of the Aryas of the Avesta vis-a-vis otherIndo-Iranian groups during theYoung Avestan period (c. 900-500 BCE).

In the Avesta, the ethnonym Arya qualifies a number of toponyms, most prominentlyAiryanem Vaejah (airiianəm vaēǰō, the Arya expanse). This place name appears in a number of mythical passages but may also refer to a real-world place depending on the context.[32] The toponym Aryoshayana (airiio.shaiianem, place where the Aryas dwell) appears only one time in theMihrYasht. In this text, it is used as an umbrella term for a number of eastern regions centered on northernAfghanistan andTajikistan.[33] The Avesta also refers several times to the Airyanam Dahyunam (airiianąm dahyunąm,Aryas' lands). In theFrawardin Yasht, these lands are contrasted with the lands of the Turyas, Sairimas, Dahas and Sainus. TheTuryas are the Turanians from laterlegends and are typically located beyond theOxus river. The Sairimas have been connected to theSarmatians andSauromatians based on linguistic similarities.[34] Likewise, the Dahas may be related toDahaes or to theDasas known from theVedas.[35] The identity of the Sainus, however, is unknown. In general, scholars assume that these ethnonyms refer toIranicsteppe nomads living in theEurasian steppe to the north.[36][37] An Iranic identity of these groups may be remembered in the legends surrounding the mythical kingThraetaona, who divided the world among his three sons: The oldest sonTur (Turya) was given the north and east, the second sonSarm (Sairima) was given the west, and the youngest sonIraj (Arya) was given the south.[38]

The Avesta also conveys a cleardichotomy between the Aryas and their enemies, the Turyas, through a number of stories.[39] They center around the attempts of the Turyas and their mythical KingFranrasyan to acquire theKhvarenah of the Aryas (airiianąm xᵛarənō). The fighting between the two peoples stops for some time whenErekhsha (Ǝrəxša), described as the "most swift-arrowed of the Aryas" (xšviwi išvatəmō airiianąm), manages to shoot an arrow as far as theOxus river, which from then on marks the border between Iran and Turan.[31]Kavi Xosrau, described as the "hero of the Aryas" (arša airiianąm), eventually manages to kill Franrasyan with the help of "all the Aryas" at the "white forest" (vīspe.aire.razuraya.[40] These stories and its characters occur prominently in many later Iranian texts like theBahman-nameh, theBorzu Nama, theDarab-nama, and theKush Nama. However, their most significant impact comes from forming the core the Iraniannational epic, theShahnameh, thus becoming a crucial element of Iranian identity.[41]

Achaemenid period

[edit]
Close up of theBehistun inscription byDarius the Great.

During theAchaemenid period, the firstepigraphically attested references to the ethnonym Arya appear. By the late 6th–early 5th century BCE, the Achaemenid kingsDarius the Great and his sonXerxes I produced a number of inscriptions in which they use the term. In those inscriptions, Arya has linguistic, ethnic and religious connotations.[42]

In the trilingual (Old Persian,Akkadian, andElamite)Behistun inscription, authored by Darius during his reign (522 – 486 BCE), Old Persian is called Arya, indicating it to be an umbrella term for Iranian languages.[43] Furthermore the Elamite version of the inscription portrays theZoroastrian supreme godAhura Mazda as the "god of the Aryas" (ura-masda naap harriia-naum).[44] In addition to this linguistic and religious use, Arya also appears on some inscriptions by Darius and Xerxes, where they describe themselves as "anAchaemenid, aPersian, son of a Persian, and an Arya, of Arya lineage". This expression has been interpreted as outward going circles ofkinship, beginning with the inner clan (Achaemenids), then the tribe (Persians) and finally the outmost nation (Arya).[45] However, Arya in this phrase has also been interpreted as expressing a connection to the cultural and religious traditions of the Aryas of the Avesta.[46]

During the Achaemenid period, we also get the first outside perspective on the ethnonym. In his Histories,Herodotus provides a number of information on theMedes. Herodotus reports that, in the past, the Medes used to be calledArioi, i.e., Aryas. He also names the Arizantoi as one of the six tribes composing the Medes. This is interpreted as*arya-zantu ('of Arya lineage').[47]

Hellenistic and Parthian period

[edit]
See also:Ariana
Ariana according toEratosthenes shown in yellow.

The Achaemenid empire ended with theconquest ofAlexander the Great, after whichGreater Iran became part of theHellenistic world. This substantially increased the knowledge of Greek authors of those eastern regions. The GreekpolymathEratosthenes describes those regions in hisGeographica. The work is now lost but cited by the historian and geographerStrabo in his ownGeographica.[48] In those books, Eratosthenes and Strabo (Strab. 15.2.8) identify the country ofAriana, i.e., the country of the Aryas. Ariana covers most of eastern Greater Iran and coincides to a significant degree with thearea delineated in the Avesta.[49] In hisBibliotheca historica, the ancient Greek historianDiodorus Siculus namesZarathustra as one of theArianoi.[43]

TheParthian period saw the IranianParthians gain control over most of Greater Iran. This did, however, only lead to a limited revival of Iranian culture, as the Arsacid ruling dynasty had an overall cosmopolitan approach and patronized bothIranian andHellenistic elements. Consequently, the main reference to the ethnonym Arya during the Parthian period is found inBactria, which was not part of their empire. In theRabatak inscription, Arya is used as the name of theBactrian language, showing its continued use as an umbrella term forIranian languages. This linguistic aspect of Arya, therefore, parallels the one described inBehistun inscription byDarius the Great several centuries earlier.[43] Likewise, Strabo quotes in hisGeographica (Strab. 15.2.8) Eratosthenes, who observed that the people ofPersia,Media,Sogdia andBactria all speak nearly the same language.

Sassanian period

[edit]
See also:Iran (word)
Parthian version of the trilingualinscription at Ka'ba-ye Zartosht byShapur I.

TheSassanian period saw a pronounced resurgence ofIranian culture andreligion and its close interaction with political power under the influential Zoroastrian high priestKartir on one side and a number of Sassanian kings on the other side.[50] Arya appears inMiddle Persian as𐭠𐭩𐭫‎ (er) and inParthian as𐭀𐭓𐭉‎ (ary), most prominently inShapur I's inscription at the Ka'ba-ye Zartosht.[51] In this inscription and on a number of coins byBahram II, Arya appears jointly with the termMazdayasna, indicating a close connection between the political and religious sphere.[52]

The Sassanian period also saw the emergence of Arya as a political term in the form of Eran (𐭠𐭩𐭥𐭠𐭭‎,ērān) and Eran Shahr (𐭠𐭩𐭥𐭠𐭭𐭱𐭲𐭥𐭩‎,ērān šahr). Here, Shahr (𐭱𐭲𐭥𐭩‎,šahr) goes back toAvestanKshatra (𐬑𐬱𐬀𐬚𐬭𐬀,xšaθra) with the meaning rule, dominion or control.[53] Eran already appears underArdashir I asShahan Shah Eran (King of Kings of the Aryas), whereasShahan Shah Eran Shahr (King of Kings of the Dominion of the Aryas) appears inKartir's inscription at Naqsh-e Rajab and several royal inscriptions starting withShapur I and continuing with his successors.[54][55] Initially, the term Eran was still understood to be thegenitiveplural ofēr with thecase ending-ān.[56] However, Middle Persian saw the gradual loss of case endings and their replacement withparticles. As a result, the qualifierEran became increasingly interpreted as an actualplace name, i.e., expressions likeShahan Shah Eran andShahan Shah Eran Shahr becameKing of Kings of Eran andKing of Kings of the Dominion of Eran, respectively.[11][note 2]

Islamic period

[edit]
See also:Shu'ubiyya andIranian Intermezzo

After theIslamic conquest of Iran, Arya and its derivatives fell out of use, possibly due to their perceived connection with the Zoroastrian religion.[57] However, the 9th century saw arevival of Iranian national sentiment, with a number of local Iranian dynasties coming to power.[58] During this time, the terms Eran and Eran Shahr saw a resurgence, but were now generally understood as purely geographical terms. This can be seen above all in the emergence ofPersianایرانی (irâni, Iranian), as aback formation fromایران (irân, Iran).[59] Persianirâni, therefore, replaced the Pre-Islamic Arya and its derivatives as the ethnonym of the Iranian peoples and became the origin of EnglishIranian and its cognates in other Western languages.

Modern period

[edit]
See also:Iranian nationalism

The modern period in the history of Iran saw the rise ofIranian nationalism and with it a renewed focus on the ancient national past of thepre-Islamic Iran.[60] This became institutionalized when in 1935Reza Shah, founder of thePahlavi dynasty, issued a decree thatchanged the name, used for international correspondence, from Persia to Iran. His successorMohammad Reza Pahlavi officially used of the title ofAryamehr (Persian:آریامهر,light of the Aryas), making it the first time since theSassanian period that the ethnonym Arya was used.

References

[edit]

Notes

[edit]
  1. ^English no longer has a proper genitive case. As a result, an Avestangenitive construction likeairyanąm dahyunąm can be rendered either asthe Aryas' lands (using theSaxon genitive) orthe lands of the Aryas (using the prepositionof).
  2. ^An analogous phenomenon in English would be place names formed through the Saxon genitive. Thus, a term likeMoe's Tavern is usually shortened toMoe's.

Citations

[edit]
  1. ^Bartholomae 1904, p. 137.
  2. ^Nyberg 1974, p. 71: " ér [’yl] Aryan, Iranian".
  3. ^Bailey 1987, "ARYA, an ethnic epithet in the Achaemenid inscriptions and in the Zoroastrian Avestan tradition".
  4. ^Hambartsumian 2022, p. 1: "The Iranian identity emerges as the set of traits, which distinguishes Iranians from Indo-Aryans as well as other Iranian-speaking groups. Thus, it is not only a linguistic identity but cultural, [...]".
  5. ^Gnoli 2006, p. 504: "The inscriptions of Darius I [...] and Xerxes, in which the different provinces of the empire are listed, make it clear that, between the end of the 6th century and the middle of the 5th century B.C.E., the Persians were already aware of belonging to the ariya "Iranian" nation".
  6. ^Gershevitch 1968, p. 1: "Aryana means 'Iranian'".
  7. ^Gnoli 1987, p. 20.
  8. ^Kellens 2005, pp. 233-251.
  9. ^Gnoli 1987, Chapter V. The Sassanians and the Birth of Iran.
  10. ^Bailey 1987, "Over against the Arya lands stand those which are anairya- "non-Arya" (as in anairyǡ diŋhāvō, Yt. 19.68); this dichotomy was continued later in Persian tradition.".
  11. ^abMacKenzie 2011.
  12. ^Schmitt 2000, p. 2.
  13. ^Schmitt 1987.
  14. ^Alemany 2000, pp. 3–4.
  15. ^Witzel 2000, pp. 1-4.
  16. ^Anthony 2007, Chapter Fifteen: Chariot Warriors of the Northern Steppes.
  17. ^abWitzel 2001, p. 3.
  18. ^Kuzmina 2007, Part Three: The Genesis of Different Branches of Indo-Iranians.
  19. ^Perry 1998, p. 517.
  20. ^abKellens 2005.
  21. ^Daniel 2012, p.10.
  22. ^Witzel 2000, p.48:"The Vīdẽvdåδ list obviously was composed or redacted by someone who regarded Afghanistan and the lands surrounding it as the home of all Aryans (airiia), that is of all (eastern) Iranians".
  23. ^Skjaervø 1995, pp. 160-161: "There is therefore no reason to believe that the texts contained in the younger Avesta belong to even the same century".
  24. ^Gnoli 2011a, "It seems likely that this geographical part of the Avesta was intended to show the extent of the territory that had been acquired in a period that can not be well defined but that must at any rate have been between Zoroaster’s reforms and the beginning of the Achaemenian empire. The likely dating is therefore between the ninth and seventh centuries B.C.".
  25. ^Skjaervø 1995, p. 166: "The fact that the oldest Young Avestan texts apparently contain no reference to western Iran, including Media, would seem to indicate that they were composed in eastern Iran before the Median domination reached the area.".
  26. ^Boyce 1996, p. 191: "Had it been otherwise, and had Zoroastrianism been carried in its infancy to the Medes and Persians, these imperial people must inevitable have found mention in its religious works.".
  27. ^Grenet 2005, p. 44: "It is difficult to imagine that the text was composed anywhere other than in South Afghanistan and later than the middle of the 6th century BC".
  28. ^Vogelsang 2000, p. 62: "All of the above observations would indicate a date for the composition of the Videvdat list which would antedate, for a considerable time, the arrival in Eastern Iran of the Persian Acheamenids (ca. 550 B.C.)".
  29. ^Skjaervø 2009, p. 43: "Young Avestan must have been quite close to Old Persian, which suggests it was spoken in the first half of the first millennium BC.".
  30. ^Bailey 1959, p. 75.
  31. ^abBailey 1987.
  32. ^Boyce 1996, p. 144: "Another local name which is evidently traditional, and is also used at times with mythical connections, is Airyanem Vaejah, in Pahlavi Eranvej.".
  33. ^Gershevitch 1967, p. 79.
  34. ^Bailey 1987, p. 65: "In the Scythian field there are two names to be mentioned. The Sarmatai are in the Avesta Sairima-, and there are also the Sauromatai. The etyma of these two names are somewhat complex. The Sarmatai survived in the Zor. Pahl. slm *salm (the -l- is marked for -l-, not -r-, Bundashin TD 2, 106.15).".
  35. ^Bailey 1959, p. 109: "A people called by the ethnic name Iran. daha-, now found in Old Persian daha placed before saka in an inscription of Xerxes (Persopolis h 26) has long been known. The Akkadian form is da-a-an for *daha-. The Avestan *daha- attested in the fem. dahi;- is an epithet of lands. Yasht 13.143-4 has the list airyanam ... tūiryanam ... sairimanam ... saininam ... dahinam ... From this we get : Arya-, Turiya-, Sarima-, Saini-, Daha-, as names of peoples known to the early litany of Yasht 13.".
  36. ^Boyce 1996, p. 104: "In the Farvadin Yasht, 143-4, five divisions are recognized among the Iranians, namely the Airya (a term which the Avestan people appear to use of themselves), Tuirya, Sairima, Sainu and Dahi".
  37. ^Daniel 2012, p. 52: "They also included tales of the Kayanian kings, culminating in the reign of Kavi Vishtaspa (Goshtasp) and the warfare between the Iranians and their natural enemies, the Turanians (probably nomadic peoples to the north of Iran, later identified with the Turks).".
  38. ^Kuzmina 2007, p. 174 "In Iranian texts, the idea about the kinship of all Iranian-speaking languages is reflected in a legend of how the ancestor of the Iranians divided the land between three sons: Sairima, the forefather of Sauromatians (who dwelt in the historic period from the Don to the Urals), Tur, from whom the Turians originated (the northern part of Central Asia was called Turan), and the younger son Iraj, the ancestor of the Iranian population (Christensen 1934).".
  39. ^Daniel 2012, p. 52.
  40. ^Irannejad 2009.
  41. ^Daniel 2012, p. 47: "[The Avestan] stories were so rich, detailed, coherent, and meaningful that they came to be accepted as records of actual events - so much so that they almost totally supplanted in collective memory the genuine history of ancient Iran.".
  42. ^Stausberg 2011, pp.320-321.
  43. ^abcGnoli 2002.
  44. ^Gnoli 2006.
  45. ^Stausberg 2011, p. 321: "Seine Abstammung bestimmt er in drei Graden, Kreisen oder Stufen: Er bezeichnet sich als Achaimeniden, Perser, Sohn eines Persers, und als Arier, aus arischem Geschlecht".
  46. ^Gnoli 1987, p. 16.
  47. ^Brunner 1986.
  48. ^Roller 2014.
  49. ^Schmitt 2011.
  50. ^Sprengling 1940.
  51. ^Gnoli 2011b.
  52. ^Stausberg 2011, p. 325: "Der Titel, und damit die Person des Königs, stellt somit eine Verbindung zwischen Königreich und Religion her, die für das Sasanidenreich zumindest in ideologischer Hinsicht kennzeichnend war".
  53. ^Martínez & de Vaan 2014, p. 125.
  54. ^Bailey 1959, p. 99.
  55. ^Back 1978.
  56. ^MacKenzie 2011, "This formulation, following his title "king of kings of the Aryans," makes it seem very likely that ērānšahr properly denoted the empire, while ērān was still understood, in agreement with its etymology (< OIr. *aryānām), as the (oblique) plural of the gentilic ēr (Parth. ary < Old Ir. arya-) "Aryan," i.e., "of the Iranians." ".
  57. ^Stausberg 2011, p. 327: "Während das Land Iran in frühislamischer Zeit als al-‘ajam und al-furs firmierte, der sasanidische Landesname ērānšāhr also, vielleicht aufgrund seiner religiösen Implikationen, keine Verwendung mehr fand [...]".
  58. ^Ashraf 2012.
  59. ^MacKenzie 2011, "Nevertheless, the fact that Ērān was also generally understood geographically is shown by the formation of the adjective ērānag “Iranian,” which is first attested in the Bundahišn and contemporary works.".
  60. ^Ashraf 2006.

Bibliography

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