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Signal passed at danger

Asignal passed at danger (SPAD)[1]: 75  is an event on arailway where a train passes a stopsignal without authority.[2] This is also known asrunning a red, in theUnited States as astop signal overrun (SSO)[3] and in Canada aspassing a stop signal.[4] SPAD is defined byDirective 2014/88/EU as any occasion when any part of a train proceeds beyond its authorised movement.[5] Unauthorised movement means to pass:[5]

  • a trackside colour light signal or semaphore at danger, or an order to STOP where aTrain Protection system (TPS) is not operational,
  • the end of a safety related movement authority provided in a TPS,
  • a point communicated by verbal or written authorisation laid down in regulations,
  • stop boards (buffer stops are not included) or hand signals.
Two-aspect signal at danger (stop) in the United Kingdom
For other uses of "SPAD", seeSPAD (disambiguation).

Etymology

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The name derives from redcolour light signals and horizontalsemaphore signals in the United Kingdom, which are said to beat danger when they indicate that trains must stop (also known as the signal beingon). This terminology is not used in North America where not all red signals indicate stop.[1]: 72  In the UK, asignal passed at red (SPAR) is used where a signal changes to red directly in front of a train, due to a fault or emergency, meaning it is impossible to stop before the signal.

Causes

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The highinertia of trains, and the lowadhesion between the wheels and track, means it takes a longdistance for thetrain brakes to stop a train. SPADs are most commonly a small overrun of the signal (instead of a long overrun), because the driver has braked too late. The safety consequences for these types of SPADs may be minor. On the other hand, some SPADs involve the driver being unaware they have passed a signal at danger and continue until notified by network controllers, or a collision occurs, as in theLadbroke Grove rail crash.

The causes and prevention of SPADs is actively researched. Causes of SPADs are always multidimensional.[citation needed] Some of the causes of SPADs are:

Prevention

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Automatic train protection

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Automatic train protection (ATP) is an advanced form of train stop which can regulate the speed of trains in situations other than at a signal set at danger. ATP can supervise speed restrictions and distance to danger points. It can also take into account individual train characteristics such as brake performance etc. Therefore ATP can determine when brakes should be applied in order to stop the train before passing a signal at danger. Presently, In the UK, only a small percentage of trains (Great Western Railway andChiltern Railways) are fitted with this equipment.

Driver's reminder appliance

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Thedriver's reminder appliance (DRA) is an inhibiting switch located on the driver's desk of United Kingdom passenger trains designed specifically to prevent "starting away SPADs". The driver is required to operate the DRA whenever the train is brought to a stand,[10] either after passing a signal displaying caution or at a signal displaying danger.

Once applied, the DRA displays a red light and prevents traction power from being taken until the DRA is manually cancelled by the driver.

Collision prevention systems

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Whilst the ideal safety system would prevent a SPAD from occurring, most equipment in current use does not stop the train before it has passed the Danger signal. However, provided that the train stops within the designatedoverlap beyond that signal, a collision should not occur.

Train stops

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Main article:Train stop

On theLondon Underground (for example), mechanicaltrain stops are fitted beside the track at signals to stop a train, should a SPAD occur.

Train stops are also installed on main line railways in places where tripcock equipped trains run in extensive tunnels, such as the on theNorthern City Line where theAutomatic warning system andTrain Protection & Warning System are not fitted.

Automatic Warning System

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On the UK mainline,AWS consists of an on-board receiver/timer connected to theemergency braking system of a train, and magnets located in the center of the track. At each AWS site, a permanent magnet arms the system and an electromagnet connected to the green signal lamp disarms the system and a confirming chime is provided to the driver. If the receiver does not disarm within one second after arming, a warning tone sounds at the driver's desk and if it is not cancelled by the driver, the emergency brakes will be activated. A visual indication remains set to remind the driver that they have passed a restrictivesignal aspect.

Train Protection & Warning System

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On the UK mainline,TPWS consists of an on-board receiver/timer connected to theemergency braking system of a train, and radio frequency transmitter loops located on the track. The 'Overspeed Sensor System' pair of loops is located on the approach to the signal, and will activate the train's emergency brake if it approaches faster than the 'trigger speed' when the signal is atdanger. The 'Train Stop System' pair of loops is located at the signal, and will activate the emergency brake if the train passes over them at any speed when the signal is atdanger.

TPWS has proved to be an effective system in the UK,[citation needed] and has prevented several significant collisions.[citation needed] However, its deployment is not universal; only those signals where the risk of collision is considered to be significant are fitted with it.

Flank protection

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At certain junctions, especially where if the signal protecting the junction was passed atdanger a side collision is likely to result, then flank protection[11] may be used. Derailers and/or facing points beyond the signal protecting the junction will be set in such a position to allow a safe overlap if the signal was passed without authority. This effectively removes the chance of a side-impact collision as the train would be diverted in a parallel path to the approaching train.

SPAD indicators

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SPAD indicator
 
Animation demonstrating a SPAD indicator in action.

Prior to the introduction ofTPWS in the UK, "SPAD indicators" were introduced at 'high risk' locations (for example: the entry to a single track section of line). Consisting of three red lamps, they are placed beyond the protecting stop signal and are normally unlit. If a driver passes the signal at 'danger', the top and bottom lamps flash red and the centre lamp, which has the word "STOP" written across the lens in black, is lit continuously. Whenever a SPAD indicator activates, all drivers who observe it are required to stop immediately, even if they can see that the signal pertaining to their own train is showing aproceed aspect. Since the introduction of TPWS, provision of new SPAD indicators has become less common.

UK acronyms: SPAD / SPAR

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In the UK, incidents where a signal is passed at danger without authority are categorised according to principal cause. ASPAD is where the train proceeds beyond its authorised movement to an unauthorised movement. Other types are categorised asSPAR ("signal passed at red").

Prior to December 2012,[12] the term "SPAD" applied to all such incidents, with a letter specifying cause.

  • ASPAD (formerlyCategory A SPAD) is where the train proceeds beyond its authorised movement to an unauthorised movement.[12]
  • ATechnical SPAR (formerlyCategory B SPAD) is where the signal reverted to danger in front of the train due to an equipment failure or signaller error and the train was unable to stop before passing the signal.
  • ASignaller SPAR (formerlyCategory C SPAD) is where the signal was replaced to danger in front of the train by the signaller in accordance with the rules and regulations and the train was unable to stop before passing the signal.
  • ARunaway SPAR (formerlyCategory D SPAD) is where an unattended train or vehicles not attached to a traction unit run away past a signal at danger. Note that where this was the fault of the driver, this will be classed as a SPAD.

Some SPADs are defined as a;

  • SAS SPAD – "Starting against signal" SPAD,[13] where the train was standing at a danger signal and the driver moved past it.
  • SOY SPAD – "Starting on yellow" SPAD,[13] where the train started on a caution signal and the driver did not appreciate that the next signal would be at danger.

Passing signals at danger – with authority

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Signals form part of a complex system, and it is inevitable that faults may occur. They are designed tofail safe, so that when problems occur, the affected signal indicates danger (an example where this did not happen, known as awrong-side failure, was theClapham Junction rail crash due primarily to faulty wiring). To keep the network running, safety rules enable trains to pass signals that cannot be cleared to a proceed aspect. Provided that authority for the movement is obtained, a SPAD does not occur. There are two methods of obtaining that authority:[14]

Driver obtains signaller's authority to pass a signal at danger

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Once the train has been brought to a stand at a signal which is at danger, the driver should attempt to contact the signaller. If the signal cannot be cleared then the driver must obtain the signaller's authority to pass it at danger. Methods for contacting the signaller may includeGSM-R cab radio, signal post telephone ormobile phone.

The signaller can authorise a driver to pass a signal at danger when:[15]

  • The signal is defective or disconnected
  • The signal cannot be cleared becausesignalling orlevel crossing equipment has failed
  • The signal is to be passed at danger forshunting purposes
  • The signal cannot be cleared because a train or movement which has reversed is then required to start from beyond that signal
  • An electric train is to pass the signal protecting an isolated section and proceed towards the limiting point
  • A train has been accepted using restricted acceptance because the line is clear only up to the home signal of the next signal box and the section signal cannot be cleared
  • In an emergency, and then only when authorised by the signal box supervisor or Operations Control, so that a train carrying passengers can enter an occupied section to use a station platform
  • Anengineering train is to move towards apossession, or leave a line under possession at an intermediate point
  • A train is to pass the signal protecting engineering work to gain access to a station where the train is required to start back, or a line under single line working, or a siding
  • The line is to be examined to check that it is clear
  • A train is to proceed at caution through anabsolute block section from thesignal box in rear when a failed train has been removed
  • A train is to enter the section after a train or vehicle that has proceeded without authority has been removed, or the front portion of a divided train has passed through the section
  • A train is to enter the section to assist a failed train, evacuate passengers from a failed train, remove a portion of a divided train, or remove a train or vehicles that have proceeded without authority
  • Single line working applies
  • Working by pilotman or modified working applies

The driver and signaller must come to a clear understanding, and ensure they agree about how it is to be done. In the UK the signaller tells the driver of a specific train to pass a specific signal at danger, proceed with caution and travel at a speed that enables him to stop short of any obstruction, and then obey all other signals. If the signal is fitted with TPWS, the driver resets the Driver Reminder Appliance, pushes the TPWS Trainstop Override button in the cab, and proceeds cautiously through the section. If the train reaches the next signal without finding an obstruction, they must obey its aspect, at which point they can revert to normal working.

Driver passes a signal at danger under their own authority

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If contact with the signaller cannot be made then the driver must not move the train, unless it is standing at one of the following signals:

  • A signal controlled from a signal box that is closed onabsolute block line only.
  • An automatic signal where local instructions permit it, e.g. signals within tunnels on theNorthern City Line.

After passing a signal at danger under their own authority, the driver must stop at the next signal (even if it is showing a proceed aspect) and inform the signaller of what they have done.

EU statistics of SPADs as precursors of accidents

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ERADIS database on SPADs as precursors of accidents per million kilometers[16]
Area20062007200820092010201120122013201420152016201720182019202020212022
Austria0,0990,0770,1010,1310,0700,0330,0670,0800,0720,2550,3780,3980,5530,7680,6300,8480,834
Belgium0,7821,0440,8161,0610,9050,7560,5770,6830,9520,9370,5500,7390,7440,5760,7520,877
Bulgaria0,1390,4160,3420,0950,0000,1280,1440,5680,5560,4310,6800,7520,6050,9580,9240,7010,734
Switzerland0,1820,5610,6100,6890,5990,6130,4920,4570,5430,5930,5740,5400,5760,712
Channel Tunnel0,7650,5420,7080,5251,0711,0420,1680,7130,3740,2410,6100,6060,2530,7691,3020,694
Czechia0,3770,1700,1490,2390,4870,5290,4960,4850,5250,5620,7160,7630,8150,8400,8861,0010,988
Germany0,6930,7280,3540,3410,4410,3850,3610,4510,4630,4900,5060,5660,5190,5100,5770,564
Denmark9,3871,2831,3783,3112,8592,6642,1982,2311,8331,9431,9432,2922,2572,7082,3903,0083,562
Estonia0,2650,2800,1470,0000,1430,2840,0000,5340,7100,5970,7680,6940,8180,6060,8220,147
Greece0,0520,0500,0470,2550,0590,2390,0860,00011,2590,0000,0000,0000,0000,000
Spain0,5020,5010,5760,5000,4660,4080,4080,4080,4060,4230,4680,5770,4600,5190,4980,4210,574
Finland0,3540,4180,5630,4000,6860,3920,3930,6540,6041,0301,3251,2680,8130,9510,5340,6990,328
France0,0690,2120,2290,2640,2310,2550,2380,2930,3020,2410,3040,3190,4130,5370,5990,5840,466
Croatia0,0000,0000,0960,0480,0000,0820,0920,0990,1430,095
Hungary0,0750,1050,0730,0660,0980,1640,2020,1730,1680,1010,0370,1570,0830,1300,7990,2040,611
Ireland1,9191,8421,1041,1550,7910,3320,4350,9850,5470,8270,7120,4800,7130,6280,6430,4490,659
Italy0,0640,0410,0550,0430,0310,0380,0630,0510,0640,0560,0700,0850,0650,1030,0980,1070,080
Lithuania8,9684,0020,1900,4980,1420,0000,2730,2120,0700,2120,0000,1950,0650,2960,0000,2030,168
Luxembourg0,1240,4901,2410,5710,4440,6661,6330,3451,2330,8050,9270,6410,8560,628
Latvia0,2340,1080,2560,2140,3610,1080,1590,2280,1580,3230,0610,1920,1180,1960,2590,2700,357
Netherlands2,1951,9641,7271,6211,1561,0400,0070,0000,7200,6420,6350,6610,8420,8630,6260,6570,673
Norway1,6461,5401,4942,4262,4971,2651,0911,3601,3771,1791,2511,2601,3671,3191,1270,9371,246
Poland17,99311,8250,0620,0590,1280,1470,1570,3000,2760,3200,3860,4310,4100,3810,5910,552
Portugal0,6110,4880,5750,2960,1500,5910,6670,7170,8210,4440,8620,4710,5220,2190,7570,7830,646
Romania4,4784,4154,1194,8816,1064,9714,1224,3393,1835,3444,5763,4303,7523,9480,0000,0000,000
Sweden1,4661,6151,9902,5302,4132,1162,3362,0461,6780,9431,5261,7462,0551,6901,4411,6031,490
Slovenia0,7900,8350,7460,6590,5310,2460,3020,0000,3900,3250,1410,4090,0000,0990,2960,0000,094
Slovakia1,5301,5491,5201,6680,4630,5510,8430,7060,3830,4570,4920,5810,5680,3940,6920,6480,492
United Kingdom0,6570,6220,5760,4570,5850,5090,4110,4980,5510,4930,4190,5140,5590,5730,517

Accidents involving a signal passed at danger without authority

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This list isincomplete; you can help byadding missing items.(August 2008)
CountryIncidentYear
United StatesNorwalk rail accident1853
United KingdomLewisham rail crash1857
CanadaSt-Hilaire train disaster1864
United KingdomHexthorpe rail accident1887
DenmarkGentofte train crash1897
United KingdomPotters Bar rail accidents1898
United KingdomSlough rail accident1900
United StatesWashington DC train wreck1906
AustraliaSunshine rail disaster1908
United KingdomTonbridge accident1909
United KingdomAis Gill disaster1913
United KingdomIlford rail crash1915
HungaryHerceghalom rail crash1916
United KingdomCharfield railway disaster1928
GermanyGenthin rail disaster1939
United KingdomNorton Fitzwarren rail crash1940
United KingdomEccles rail crash1941
United StatesLackawanna Limited wreck1943
United KingdomPotters Bar rail accidents1946
United KingdomHarrow and Wealdstone rail crash1952
United KingdomLuton rail crash1955
United KingdomLewisham rail crash1957
United KingdomDagenham East rail crash1958
United StatesNewark Bay rail accident1958
United KingdomCoppenhall Junction railway accident1962
NetherlandsHarmelen train disaster1962
United KingdomMarden rail crash1969
AustraliaViolet Town railway disaster1969
United KingdomPaisley Gilmour Street rail accident1979
United KingdomInvergowrie rail accident1979
United StatesPhiladelphia Conrail West Chester Branch collision1979
PolandOtłoczyn railway accident1980
United KingdomWembley Central rail crash1984
United KingdomEccles rail crash1984
CanadaHinton train collision1986
United KingdomColwich rail crash1986
United StatesChase train collision1987
United KingdomGlasgow Bellgrove rail crash1989
United KingdomPurley station rail crash1989
GermanyRüsselsheim train disaster1990
JapanShigaraki train disaster1991
United KingdomNewton rail accident1991
United KingdomCowden rail crash1994
CanadaToronto subway accident1995
GermanyGarmisch-Partenkirchen train collision1995
United StatesSecaucus Train Collision1996
United StatesSilver Spring train collision1996
AustraliaHines Hill train collision1996
United KingdomSouthall rail crash1997
AustraliaBeresfield rail disaster1997
FinlandSuonenjoki rail collision1998
United KingdomSpa Road Junction rail crash1999
United KingdomWinsford railway accident1999
United KingdomLadbroke Grove rail crash1999
NorwayÅsta accident2000
BelgiumPécrot2001
United KingdomNorton Bridge rail crash2003
EgyptQalyoub rail accident2006
NetherlandsArnhem2006
United StatesChatsworth train collision2008[17]
BelgiumHalle train collision2010
IndiaBadarwas train collision2010
IndonesiaPetarukan train collision2010
GermanySaxony-Anhalt train accident2011
NetherlandsSloterdijk train collision2012
United StatesGoodwell, Oklahoma2012[18]
SwitzerlandGranges-près-Marnand2013
RomaniaCotești2014[19]
BelgiumHermalle-sous-Huy train collision2016
PortugalSoure train crash2020[20]
United KingdomSalisbury rail crash2021[21]

Accidents following a signal passed at danger with authority

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Whenever a signal is passed at danger the driver is required to "proceed with caution, stop short of any obstructions, and drive at speed that will enable you to stop within the distance which you can see to be clear". Failure to do this has caused the following collisions:

Accidents where the signaller incorrectly authorised a driver to pass a signal at danger

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Except wherepermissive working is in use,interlocking usually prevents a train from being signalled into a section that is already occupied. When operational needs require it, this can be overridden, and provided it is carried out in accordance with the rules this is a safe practice. However, failure to follow protocol can result in a collision:

See also

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  • Ding-ding, and away, British slang for a guard incorrectly giving permission to a driver to start away from a platform against a red signal.

References

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  1. ^ab"Canadian Rail Operating Rules"(PDF).Transport Canada. 24 April 2020. Retrieved18 May 2021.
  2. ^"Signals Passed at Danger".ORR.gov.uk.Office of Rail and Road. Retrieved12 May 2018.
  3. ^Multer, Jordan; Safar, Hadar; Roth, Emilie; France, Megan (June 2019).Why do Passenger Trains Pass Stop Signals – A Systems View(PDF) (Report). Washington, DC: Federal Railroad Administration. DOT/FRA/ORD-19/19.Archived(PDF) from the original on 18 May 2021. Retrieved18 May 2021.
  4. ^abHersman, Deborah."Texting: Tomorrow's Unacceptable Behavior".National Transportation Safety Board. Archived fromthe original on 15 February 2017. Retrieved11 September 2016.
  5. ^ab"L_2014201EN.01000901.xml".eur-lex.europa.eu. Retrieved20 September 2024.  This article incorporates text from this source, which is available under theCC BY 4.0 license.
  6. ^abc"Articles"(PDF).
  7. ^"Driver fatigue caused two Reading SPADs, says RAIB report".Rail Magazine. Vol. 812. 26 October – 8 November 2016. p. 23.
  8. ^"Managing the risk from fatigue"(PDF).RSSB.Rail Safety and Standards Board. Retrieved21 November 2016.
  9. ^abcd"Signal DP29 passed at danger involving suburban passenger train DW17 and near collision with another suburban passenger train Park Road Station, Queensland, on 25 March 2019".
  10. ^"Online Rulebook – Module TW1 – Section 10.3"(PDF). RSSB. Archived fromthe original(PDF) on 29 September 2011. Retrieved16 May 2010.
  11. ^"Railway Group Standards: Provision of Overlaps, Flank Protection & Trapping"(PDF). RGS. Retrieved18 February 2011.
  12. ^ab"GO/RT3119 - Accident and Incident Investigation"(PDF). December 2012. Archived fromthe original(PDF) on 12 November 2013. Retrieved12 November 2013.
  13. ^ab"Professional Driving Policy – a Freedom of Information request to East Coast Main Line Company Limited".WhatDoTheyKnow. 27 January 2015.
  14. ^"Online Rulebook – Module S5 – Section 1.1 "Signaller's authority""(PDF). RSSB. Archived fromthe original(PDF) on 29 September 2011. Retrieved4 March 2016.
  15. ^"Online Rulebook – Module S5 – Section 1 "When a signal can be passed at danger""(PDF). RSSB. Archived fromthe original(PDF) on 29 September 2011. Retrieved18 June 2017.
  16. ^"European Railway Agency Database of Interoperability and Safety".European Union Agency for Railways. Retrieved20 September 2024.
  17. ^National Transportation Safety Board (21 January 2010)."NTSB determines engineer's failure to observe and respond to red signal caused 2008 Chatsworth accident; recorders in cabs recommended" (Press release). Archived fromthe original on 10 February 2010. Retrieved23 January 2010.
  18. ^National Transportation Safety Board (18 June 2013),NTSB Head-On Collision of Two Union Pacific Railroad Freight Trains Near Goodwell, Oklahoma June 24, 2012(PDF), retrieved24 November 2013
  19. ^Clock, Nine O' (4 August 2014)."Rail accident at entry point of Cotesti station of the Galati Regional".
  20. ^Neves, Sofia (1 August 2020)."Erro humano causou acidente com Alfa Pendular em Soure. Operadores da máquina passaram o sinal vermelho" [Human error causedAlfa Pendular crash inSoure. [Maintenance] vehicle drivers passed signal at danger].Público (in Portuguese). Retrieved13 April 2021.
  21. ^"Collision between passenger trains at Salisbury Tunnel Junction".GOV.UK. Retrieved3 November 2021.

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