Homo floresiensis(/flɔːrˈɛziːˌɛn.sɪs/), also known as "Flores Man" or "Hobbit" (afterthe fictional species), is anextinctspecies of smallarchaic humans that inhabited the island ofFlores, Indonesia, until the arrival ofmodern humans about 50,000 years ago.

Homo floresiensis Temporal range: LateEarly Pleistocene-Late Pleistocene 1–0.05 Ma PreꞒ Ꞓ O S D C P T J K Pg N ↓
H. floresiensis skull,Cantonal Museum of Geology, Switzerland
Scientific classification
Domain:	Eukaryota
Kingdom:	Animalia
Phylum:	Chordata
Class:	Mammalia
Order:	Primates
Suborder:	Haplorhini
Infraorder:	Simiiformes
Family:	Hominidae
Subfamily:	Homininae
Tribe:	Hominini
Genus:	Homo
Species:	†H. floresiensis
Binomial name
†Homo floresiensis Brownet al., 2004
Flores in Indonesia, shown highlighted in red

The remains of an individual who would have stood about 1.1 m (3 ft 7 in) in height were discovered in 2003 atLiang Bua cave. As of 2015, partial skeletons of 15 individuals have been recovered; this includes one complete skull, referred to as "LB1".^[1][2]

Homo floresiensis is thought to have arrived on Flores around 1.27–1 million years ago.^[3][4] There is debate as to whetherH. floresiensis represents a descendant ofJavaneseHomo erectus that reduced its body size as a result ofinsular dwarfism, or whether it represents an otherwise undetected migration of small,Australopithecus orHomo habilis-grade archaic humans outside of Africa.^[5]

Thishominin was at first considered remarkable for its survival until relatively recent times, initially thought to be only 12,000 years ago.^[6] However, more extensive stratigraphic and chronological work has pushed the dating of the most recent evidence of its existence back to 50,000 years ago.^[7][8][9] TheHomo floresiensis skeletal material at Liang Bua is now dated from 60,000 to 100,000 years ago;stone tools recovered alongside the skeletal remains were fromarchaeological horizons ranging from 50,000 to 190,000 years ago.^[7] Other earlier remains fromMata Menge date to around 700,000 years ago.^[10]

The first specimens were discovered on the Indonesian island of Flores on 2 September 2003 by a joint Australian-Indonesian team ofarchaeologists looking for evidence of the originalhuman migration of modern humans fromAsia to Australia.^[1][6] They instead recovered a nearly complete, small-statured skeleton, LB1, in the Liang Bua cave, and subsequent excavations in 2003 and 2004 recovered seven additional skeletons, initially dated from 38,000 to 13,000 years ago.^[2]

In 2004, a separate speciesHomo floresiensis was named and described by Peter Brown et al., with LB1 as theholotype. A tooth, LB2, was referred to the species.^[1] LB1 is a fairly complete skeleton, including a nearly complete skull, which belonged to a 30-year-old woman, and has been nicknamed "Little Lady of Flores" or "Flo".^[1][11] An arm bone provisionally assigned toH. floresiensis, specimen LB3, is about 74,000 years old. The specimens are notfossilized and have been described as having "the consistency of wetblotting paper". Once exposed, the bones had to be left to dry before they could be dug up.^[12][13] The discoverers proposed that a variety of features, both primitive and derived, identify these individuals as belonging to a new species.^[1][6] Based on previous date estimates, the discoverers also proposed thatH. floresiensis lived contemporaneously with modern humans on Flores.^[14] Before publication, the discoverers were considering placing LB1 into her own genus,Sundanthropus floresianus (lit. 'Sunda human from Flores'); however,reviewers of the article recommended that, despite her size, she should be placed in the genusHomo.^[15]

In 2009, additional finds were reported, increasing the minimum number of individuals represented by bones to fourteen.^[16] In 2015, teeth were referred to a fifteenth individual, LB15.^[17][18]

Stone implements of a size considered appropriate to these small humans are also widely present in the cave. The implements are at horizons initially dated to 95,000 to 13,000 years ago.^[2] Modern humans reached the region by around 50,000 years ago, by which timeH. floresiensis is thought to have gone extinct.^[7] Comparisons of the stone artifacts with those made by modern humans inEast Timor indicate many technological similarities.^[19]

The fossils are property of the Indonesian state. In early December 2004, Indonesian paleoanthropologistTeuku Jacob, formerly chiefpaleontologist of the IndonesianGadjah Mada University, removed most of the remains from their repository,Jakarta's National Research Centre of Archaeology, with the permission of one of the institute's directors,Raden Panji Soejono, and kept them for three months.^{[20][21][22][23]} Professor Jacob did not believe the specimens represented a different species, contending that the LB1 find was from a 25–30 year-oldomnivorous subspecies ofH. sapiens, probably a pygmy, and that the small skull was due tomicrocephaly, which produces a small brain and skull. Professor Richard Roberts of theUniversity of Wollongong in Australia and other anthropologists expressed the fear that important scientific evidence would be sequestered by a small group of scientists who neither allowed access by other scientists nor published their own research.^[21] Jacob returned the remains on 23 February 2005 with portions severely damaged^[24] and missing two leg bones.^[25]

Press reports thus described the condition of the returned remains: "[including] long, deep cuts marking the lower edge of the Hobbit's jaw on both sides, said to be caused by a knife used to cut away the rubber mould ... the chin of a second Hobbit jaw was snapped off and glued back together. Whoever was responsible misaligned the pieces and put them at an incorrect angle ... The pelvis was smashed, destroying details that reveal body shape, gait and evolutionary history.",^[26] causing the discovery team leader Morwood to remark, "It's sickening; Jacob was greedy and acted totally irresponsibly."^[24]

Jacob, however, denied any wrongdoing. He stated that the damages occurred during transport fromYogyakarta back to Jakarta^[26][27] despite the claimed physical evidence that the jawbone had been broken while making a mould of the bones.^[24][28]

In 2005, Indonesian officials forbade access to the cave. Some news media, such as theBBC, expressed the opinion that the restriction was to protect Jacob, who was considered "Indonesia's king of palaeoanthropology", from being proved wrong. Scientists were allowed to return to the cave in 2007, shortly after Jacob's death.^[26]

Because of the deep neighbouringLombok Strait, Flores remained an isolated island during episodes of low sea level. Therefore, the ancestors ofH. floresiensis could only have reached the island byoceanic dispersal, most likely byrafting.^[29] The oldest stone tools on Flores are around 1 million years old.^[3][4] Stone artifacts are absent from sites over 1.27 million years old, suggesting that the ancestors ofH.floresiensis arrived after this time.^[4]

In 2016, fossil teeth and a partial jaw from hominins assumed to be ancestral toH. floresiensis were discovered atMata Menge, about 74 km (46 mi) from Liang Bua. They date to about 700,000 years ago. Other remains (including a humerus) were later described from Mata Menge, with the remains subsequently being directly assigned toH. floresiensis. These remains are about the same size or somewhat smaller than the remains from Liang Bua, suggesting the size of the species remained stable for hundreds of thousands of years up until its extinction.^{[30][31][32][10]}

Two hypotheses have been proposed as to the origin ofH. floresiensis. The first proposes thatH. floresiensis descended from an early migration of very primitive smallAustralopithecus/Homo habilis-grade archaic humans outside of Africa prior to 1.75 million years ago. This is based on various aspects ofH. floresiensis sketetal anatomy, such as its feet bones^[33] being considered as more similar to those of very archaic humans such asAustralopithecus andHomo habilis than toHomo erectus.^{[33][34][35][36][37]} This position has been supported by severalcladistical analyses.^{[34][35][36][37][38]} Other authors have argued thatH. floresiensis instead likely represents the descendants of a population ofJavaneseHomo erectus that became isolated on Flores, with the small body size being the result ofinsular dwarfism, a well known evolutionary trend found among various island animals.^{[39][40][41][5][42]} These authors alternatively suggest thatH. floresiensis has several cranial and dental similarities toH. erectus, particularly to early JavaneseHomo erectus.^{[40][41][5][43][42]} These authors also dispute some of the similarities toAustralopithecus andHomo habilis-grade archaic humans,^[10] and suggest that others may have been the result of evolutionary reversals/convergence.^[5]

It has been noted that there is no evidence archaic humans in the adjacent (and likely source) region of Java earlier than 1.3-1.5^[44] or 1.8 million^[45] years ago, with the earliest human presence on Java being represented byHomo erectus,^[10] with there also being no evidence ofAustralopithecus orHomo habilis-grade archaic humans anywhere outside of Africa, which supporters of theHomo erectus-origin hypothesis suggest makes the descent ofH. floresiensis from these more primitive hominins unlikely.^[10][5]

In 2006, two teams attempted toextract DNA from a tooth discovered in 2003; however, both teams were unsuccessful. It has been suggested that this happened because thedentine was targeted; new research suggests that thecementum has higher concentrations of DNA. Moreover, the heat generated by the high speed of the drill bit may havedenatured the DNA.^[46]

The small brain size ofH. floresiensis at 417 cc prompted hypotheses that the specimens were simplyH. sapiens with a birth defect, rather than the result of neurological reorganisation.^[47] These claims have subsequently been widely rejected.^[5]

Prior to Jacob's removal of the fossils, American neuroanthropologistDean Falk and her colleagues performed aCT scan of the LB1 skull and a virtualendocast, and concluded that thebrainpan was neither that of apygmy nor an individual with a malformed skull and brain.^[48] In response, American neurologist Jochen Weber and colleagues compared the computer model skull withmicrocephalic human skulls, and found that the skull size of LB1 falls in the middle of the size range of the human samples, and is not inconsistent with microcephaly.^[49][50] A 2006 study stated that LB1 probably descended from a pygmy population of modern humans, but herself shows signs of microcephaly, and other specimens from the cave show small stature but not microcephaly.^[51]

In 2005, the original discoverers ofH. floresiensis, after unearthing more specimens, countered that the skeptics had mistakenly attributed the height ofH. floresiensis tomicrocephaly.^[2] Falk stated that Martin's assertions were unsubstantiated. In 2006, Australian palaeoanthropologist Debbie Argue and colleagues also concluded that the finds are indeed a new species.^[52] In 2007, Falk found thatH. floresiensis brains were similar in shape to modern humans, and thefrontal andtemporal lobes were well-developed, which would not have been the case were they microcephalic.^[53]

In 2008, Greek palaeontologist George Lyras and colleagues said that LB1 falls outside the range of variation for human microcephalic skulls.^[54] However, a 2013 comparison of the LB1 endocast to a set of 100 normocephalic and 17 microcephalic endocasts showed that there is a wide variation in microcephalic brain shape ratios and that in these ratios the group as such is not clearly distinct from normocephalics. The LB1 brain shape nevertheless aligns slightly better with the microcephalic sample, with the shape at the extreme edge of the normocephalic group.^[55] A 2016 pathological analysis of LB1's skull revealed no pathologies nor evidence of microcephaly, and concluded that LB1 is a separate species.^[56]

A 2007 study postulated that the skeletons were those of humans who suffered fromLaron syndrome, which was first reported in 1966, and is most common ininbreeding populations, which may have been the scenario on the small island. It causes a short stature and small skull, and many conditions seen in Laron syndrome patients are also exhibited inH. floresiensis. The estimated height of LB1 is at the lower end of the average for afflicted human women, but the endocranial volume is much smaller than anything exhibited in Laron syndrome patients. DNA analysis would be required to support this theory.^[57]

In 2008, Australian researcher Peter Obendorf — who studiescongenital iodine deficiency syndrome — and colleagues suggested that LB1 and LB6 suffered frommyxoedematous (ME) congenital iodine deficiency syndrome resulting fromcongenital hypothyroidism (underactivethyroid), and that they were part of an affected population ofH. sapiens on the island. Congenital iodine deficiency syndrome, caused byiodine deficiency, is expressed by small bodies and reduced brain size (but ME causes less motor and mental disablement than other forms of congenital iodine deficiency syndrome), and is a form of dwarfism still found in the local Indonesian population. They said that various features ofH. floresiensis are diagnostic characteristics, such as enlargedpituitary fossa, unusually straight and untwisted humeral heads, relatively thick limbs, double rooted premolar, and primitive wrist morphology.^[58]

However, Falk's scans of LB1's pituitary fossa show that it is not larger than usual.^[59] Also, in 2009, anthropologistsColin Groves and Catharine FitzGerald compared the Flores bones with those of ten people who had had cretinism, and found no overlap.^[60][61] Obendorf and colleagues rejected Groves and FitzGerald's argument the following year.^[62] A 2012 study similar to Groves and FitzGeralds' also found no evidence of congenital iodine deficiency syndrome.^[63]

From 2006, physical anthropologistMaciej Henneberg and colleagues have claimed that LB1 suffered fromDown syndrome, and that the remains of other individuals at the Flores site were merely normal modern humans.^[64] However, there are a number of characteristics shared by both LB1 and LB6 as well as other known early humans and absent inH. sapiens, such as the lack of a chin.^[65] In 2016, a comparative study concluded that LB1 did not exhibit a sufficient number of Down syndrome characteristics to support a diagnosis.^[66] The noted physical anthropologistChris Stringer in 2011 wrote ofHomo floresiensis deniers generally, "I think they have damaged their own, and palaeoanthropologist's, reputation."^[67]

The most important and obvious identifying features ofHomo floresiensis are its small body and small cranial capacity. Brown and Morwood also identified a number of additional, less obvious features that might distinguish LB1 from modernH. sapiens, including the form of the teeth, the absence of a chin, and a lesser torsion in the lower end of thehumerus (upper arm bone). Each of these putative distinguishing features has been heavily scrutinized by the scientific community, with different research groups reaching differing conclusions as to whether these features support the original designation of a new species,^[52] or whether they identify LB1 as a severely pathologicalH. sapiens.^[51]

A 2015 study of the dental morphology of forty teeth ofH. floresiensis compared to 450 teeth of living and extinct human species, states that they had "primitive canine-premolar and advanced molar morphologies," which is unique among hominins.^[40]

The discovery of additional partial skeletons^[2] has verified the existence of some features found in LB1, such as the lack of a chin, but Jacob and other research teams argue that these features do not distinguish LB1 from local modern humans.^[51] Lyraset al. have asserted, based on 3D-morphometrics, that the skull of LB1 differs significantly from allH. sapiens skulls, including those of small-bodied individuals and microcephalics, and is more similar to the skull ofHomo erectus.^[54]Ian Tattersall argues that the species is wrongly classified asHomo floresiensis as it is far too archaic to assign to the genusHomo.^[68]

LB1's height is estimated to have been 1.06 m (3 ft 6 in). The height of a second skeleton, LB8, has been estimated at 1.09 m (3 ft 7 in) based ontibial length.^[2] These estimates are outside the range of normal modernhuman height and considerably shorter than the average adult height of even the smallest modern humans, such as theMbenga andMbuti at 1.5 m (4 ft 11 in),^[69]Twa,Semang at 1.37 m (4 ft 6 in) for adult women of theMalay Peninsula,^[70] or theAndamanese at also 1.37 m (4 ft 6 in) for adult women.^[71] LB1's body mass is estimated to have been 25 kg (55 lb). LB1 and LB8 are also somewhat smaller than theaustralopithecines, such asLucy, from three million years ago, not previously thought to have expanded beyond Africa. Thus, LB1 and LB8 may be the shortest and smallest members of the extended human group discovered thus far.^[72]

Their short stature was likely due toinsular dwarfism, where size decreases as a response to fewer resources in an island ecosystem.^[1][73] In 2006, Indonesian palaeoanthropologistTeuku Jacob and colleagues said that LB1 has a similar stature to theRampasasa pygmies who inhabit the island, and that size can vary substantially in pygmy populations.^[51] A 2018 study refuted the possibility of Rampasasa pygmies descending fromH. floresiensis, concluding that "multiple independent instances of hominin insular dwarfism occurred on Flores".^[74]

Aside from smaller body size, the specimens seem to otherwise resembleH. erectus, a species known to have been living inSoutheast Asia at times coincident with earlier finds purported to be ofH. floresiensis.^[2]

In addition to a small body size,H. floresiensis had a remarkably smallbrain size. LB1's brain is estimated to have had a volume of 380 cm³ (23 cu in), placing it at the range ofchimpanzees or the extinct australopithecines.^[1][48] LB1's brain size is less than half that of its presumed immediate ancestor,H. erectus (980 cm³ (60 cu in)).^[48] Thebrain-to-body mass ratio of LB1 lies between that ofH. erectus and the great apes.^[75] Such a reduction is likely due to insular dwarfism, and a 2009 study found that the reduction in brain size of extinctpygmy hippopotamuses in Madagascar compared with their living relatives is proportionally greater than the reduction in body size, and similar to the reduction in brain size ofH. floresiensis compared withH. erectus.^[76]

Smaller size does not appear to have affected mental faculties, asBrodmann area 10 on theprefrontal cortex, which is associated with cognition, is about the same size as that of modern humans.^[48]H. floresiensis is also associated with evidence for advanced behaviours, such as the use of fire, butchering, and stone tool manufacturing.^[2][6]

The angle of humeral torsion was lesser than in modern humans.^[1][2][6] The humeral head of modern humans is twisted between 145 and 165degrees to the plane of the elbow joint, whereas it is 120 degrees inH. floresiensis. This may have provided an advantage when arm-swinging, and, in tandem with the unusual morphology of theshoulder girdle and shortclavicle, would have displaced the shoulders slightly forward into an almost shrugging position. The shrugging position would have compensated for the lower range of motion in the arm, allowing for similar maneuverability in the elbows as in modern humans.^[77] The wrist bones are similar to those of apes andAustralopithecus. They were significantly smaller and more flexible than the carpals of modern humans, lacking contemporary features which evolved at least 800,000 years ago.^[78]

The leg bones were more robust than those of modern humans.^[1][2][6] The feet were unusually flat and large in relation with the rest of the body.^[79] As a result, when walking, they would have had to bend the knees further back than modern humans do. This caused a high-steppinggait and slow walking speed.^[80] The toes were thin, long, and halluces were almost indistinguishable from the other metatarsals.^[81]

The cave yielded over ten thousand stone artefacts, mainlylithic flakes, surprising consideringH. floresiensis's small brain. This has led some researchers to theorize thatH. floresiensis inherited their tool-making skills fromH. erectus.^[82] Points, perforators,blades, andmicroblades were associated with remains of the extinct elephant-relativeStegodon. It has therefore been proposed thatH.floresiensis hunted juvenileStegodon. Similar artefacts are found at the Soa Basin 50 km (31 mi) south, associated withStegodon andKomodo dragon remains, and are attributed to a likely ancestral population ofH. erectus.^[1][2][6] Other authors have doubted the extent of hunting ofStegodon byH. floresiensis, noting the rarity of cut marks on remains ofStegodon found at Liang Bua, suggesting that they would have faced intense competition for carcasses with other predators, like the Komodo dragon, the giant storkLeptoptilos robustus, and vultures, and that it was possible that their main prey was instead the giant rats likePapagomys endemic to the island, which are found abundantly at Liang Bua. While it was initially suggested thatH. floresiensis was capable of using fire, the supporting evidence for this claim was later found to be unreliable.^[5]

The youngestH. floresiensis bone remains in the cave date to 60,000 years ago, and the youngest stone tools to 50,000 years ago. The previous estimate of 12,000 BP was due to an undetected unconformity in the cave stratigraphy. The timing of their disappearance from the cave stratigraphy is close to the time that modern humans reached the area, which may suggest the effects of modern humans directly onH. floresiensis or more broadly on the ecosystems of Flores caused or contributed to their extinction.^[83] DNA analysis of pygmy modern humans from Flores has found no evidence of any DNA fromH. floresiensis.^[84]

During the late Early Pleistocene to Late Pleistocene, and before the arrival ofHomo sapiens, Flores exhibited adepauperate ecosystem with relatively few terrestrial vertebrate species, including the extinct dwarfproboscidean (elephant relative)Stegodon florensis;^[4] and a variety of rats (Murinae) including small-sized forms likeRattus hainaldi, thePolynesian rat,Paulamys, andKomodomys, the medium-sizedHooijeromys, and giantPapagomys and extinctSpelaeomys, the latter two genera being about the size of rabbits, with body masses of 600–2,500 grams (1.3–5.5 lb).^[85] Also present were theKomodo dragon and another smaller monitor lizard (Varanus hooijeri),^[4] with birds including a giant stork (Leptoptilos robustus) and a vulture (Trigonoceps).^[86]

Homo floresiensis was swiftly nicknamed "thehobbit" by the discoverers, after the fictional race popularized inJ. R. R. Tolkien's bookThe Hobbit, and some of the discoverers suggested naming the speciesH. hobbitus.^[15]

In October 2012, a New Zealand scientist due to give a public lecture onHomo floresiensis was told by theTolkien Estate that he was not allowed to use the word "hobbit" in promoting the lecture.^[87]

In 2012, the American film studioThe Asylum, which produces low-budget "mockbuster" films,^[88] planned to release a movie entitledAge of the Hobbits depicting a "peace-loving" community ofH. floresiensis "enslaved by the Java Men, a race of flesh-eating dragon-riders."^[89] The film was intended to piggyback on the success ofPeter Jackson's filmThe Hobbit: An Unexpected Journey.^[90] The film was blocked from release due to a legal dispute about using the word "hobbit."^[90] The Asylum argued that the film did not violate the Tolkien copyright because the film was aboutH. floresiensis, "uniformly referred to as 'Hobbits' in the scientific community."^[89] The film was later retitledClash of the Empires.

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