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Internet Engineering Task Force (IETF)                          C. EvansRequest for Comments: 7469                                     C. PalmerCategory: Standards Track                                      R. SleeviISSN: 2070-1721                                             Google, Inc.                                                              April 2015Public Key Pinning Extension for HTTPAbstract   This document defines a new HTTP header that allows web host   operators to instruct user agents to remember ("pin") the hosts'   cryptographic identities over a period of time.  During that time,   user agents (UAs) will require that the host presents a certificate   chain including at least one Subject Public Key Info structure whose   fingerprint matches one of the pinned fingerprints for that host.  By   effectively reducing the number of trusted authorities who can   authenticate the domain during the lifetime of the pin, pinning may   reduce the incidence of man-in-the-middle attacks due to compromised   Certification Authorities.Status of This Memo   This is an Internet Standards Track document.   This document is a product of the Internet Engineering Task Force   (IETF).  It represents the consensus of the IETF community.  It has   received public review and has been approved for publication by the   Internet Engineering Steering Group (IESG).  Further information on   Internet Standards is available inSection 2 of RFC 5741.   Information about the current status of this document, any errata,   and how to provide feedback on it may be obtained athttp://www.rfc-editor.org/info/rfc7469.Evans, et al.                Standards Track                    [Page 1]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015Copyright Notice   Copyright (c) 2015 IETF Trust and the persons identified as the   document authors.  All rights reserved.   This document is subject toBCP 78 and the IETF Trust's Legal   Provisions Relating to IETF Documents   (http://trustee.ietf.org/license-info) in effect on the date of   publication of this document.  Please review these documents   carefully, as they describe your rights and restrictions with respect   to this document.  Code Components extracted from this document must   include Simplified BSD License text as described in Section 4.e of   the Trust Legal Provisions and are provided without warranty as   described in the Simplified BSD License.Evans, et al.                Standards Track                    [Page 2]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015Table of Contents1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .41.1.  Requirements Language . . . . . . . . . . . . . . . . . .52.  Server and Client Behavior  . . . . . . . . . . . . . . . . .52.1.  Response Header Field Syntax  . . . . . . . . . . . . . .52.1.1.  The Pin Directive . . . . . . . . . . . . . . . . . .62.1.2.  The max-age Directive . . . . . . . . . . . . . . . .72.1.3.  The includeSubDomains Directive . . . . . . . . . . .72.1.4.  The report-uri Directive  . . . . . . . . . . . . . .72.1.5.  Examples  . . . . . . . . . . . . . . . . . . . . . .82.2.  Server Processing Model . . . . . . . . . . . . . . . . .92.2.1.  HTTP-over-Secure-Transport Request Type . . . . . . .92.2.2.  HTTP Request Type . . . . . . . . . . . . . . . . . .92.3.  User Agent Processing Model . . . . . . . . . . . . . . .102.3.1.  Public-Key-Pins Response Header Field Processing  . .10       2.3.2.  Interaction of Public-Key-Pins and Public-Key-Pins-               Report-Only . . . . . . . . . . . . . . . . . . . . .112.3.3.  Noting a Pinned Host - Storage Model  . . . . . . . .112.3.4.  HTTP-Equiv <Meta> Element Attribute . . . . . . . . .132.4.  Semantics of Pins . . . . . . . . . . . . . . . . . . . .132.5.  Noting Pins . . . . . . . . . . . . . . . . . . . . . . .142.6.  Validating Pinned Connections . . . . . . . . . . . . . .152.7.  Interactions with Preloaded Pin Lists . . . . . . . . . .162.8.  Pinning Self-Signed End Entities  . . . . . . . . . . . .163.  Reporting Pin Validation Failure  . . . . . . . . . . . . . .164.  Security Considerations . . . . . . . . . . . . . . . . . . .194.1.  Maximum max-age . . . . . . . . . . . . . . . . . . . . .194.2.  Using includeSubDomains Safely  . . . . . . . . . . . . .204.3.  Backup Pins . . . . . . . . . . . . . . . . . . . . . . .214.4.  Interactions With Cookie Scoping  . . . . . . . . . . . .214.5.  Hostile Pinning . . . . . . . . . . . . . . . . . . . . .215.  Privacy Considerations  . . . . . . . . . . . . . . . . . . .226.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .247.  Usability Considerations  . . . . . . . . . . . . . . . . . .248.  References  . . . . . . . . . . . . . . . . . . . . . . . . .248.1.  Normative References  . . . . . . . . . . . . . . . . . .248.2.  Informative References  . . . . . . . . . . . . . . . . .26Appendix A.  Fingerprint Generation . . . . . . . . . . . . . . .27Appendix B.  Deployment Guidance  . . . . . . . . . . . . . . . .27   Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . .28   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .28Evans, et al.                Standards Track                    [Page 3]

RFC 7469          Public Key Pinning Extension for HTTP       April 20151.  Introduction   This document defines a new HTTP header that enables UAs to determine   which Subject Public Key Info (SPKI) structures will be present in a   web host's certificate chain in future Transport Layer Security (TLS)   [RFC5246] connections.   Deploying Public Key Pinning (PKP) safely will require operational   and organizational maturity due to the risk that hosts may make   themselves unavailable by pinning to a set of SPKIs that becomes   invalid (seeSection 4).  With care, host operators can greatly   reduce the risk of man-in-the-middle (MITM) attacks and other false-   authentication problems for their users without incurring undue risk.   PKP is meant to be used together with HTTP Strict Transport Security   (HSTS) [RFC6797], but it is possible to pin keys without requiring   HSTS.   A Pin is a relationship between a hostname and a cryptographic   identity (in this document, one or more of the public keys in a chain   of X.509 certificates).  Pin Validation is the process a UA performs   to ensure that a host is in fact authenticated with its previously   established Pin.   Key pinning is a trust-on-first-use (TOFU) mechanism.  The first time   a UA connects to a host, it lacks the information necessary to   perform Pin Validation; UAs can only apply their normal cryptographic   identity validation.  (In this document, it is assumed that UAs apply   X.509 certificate chain validation in accord with [RFC5280].)   The UA will not be able to detect and thwart a MITM attacking the   UA's first connection to the host.  (However, the requirement that   the MITM provide an X.509 certificate chain that can pass the UA's   validation requirements, without error, mitigates this risk   somewhat.)  Worse, such a MITM can inject its own PKP header into the   HTTP stream, and pin the UA to its own keys.  To avoid post facto   detection, the attacker would have to be in a position to intercept   all future requests to the host from that UA.   Thus, key pinning as described in this document is not a perfect   defense against MITM attackers capable of passing certificate chain   validation procedures -- nothing short of pre-shared keys can be.   However, it provides significant value by allowing host operators to   limit the number of certification authorities that can vouch for the   host's identity, and allows UAs to detect in-process MITM attacks   after the initial communication.Evans, et al.                Standards Track                    [Page 4]

RFC 7469          Public Key Pinning Extension for HTTP       April 20151.1.  Requirements Language   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this   document are to be interpreted as described inRFC 2119 [RFC2119].2.  Server and Client Behavior2.1.  Response Header Field Syntax   The "Public-Key-Pins" and "Public-Key-Pins-Report-Only" header   fields, also referred to within this specification as the PKP and   PKP-RO header fields, respectively, are new response headers defined   in this specification.  They are used by a server to indicate that a   UA should perform Pin Validation (Section 2.6) for the host emitting   the response message, and to provide the necessary information for   the UA to do so.   Figure 1 describes the syntax (Augmented Backus-Naur Form) of the   header fields, using the grammar defined in [RFC5234] and the rules   defined inSection 3.2 of [RFC7230].  The field values of both header   fields conform to the same rules.   Public-Key-Directives = directive *( OWS ";" OWS directive )   directive             = directive-name [ "=" directive-value ]   directive-name        = token   directive-value       = token                         / quoted-string                       Figure 1: HPKP Header Syntax   Optional white space (OWS) is used as defined inSection 3.2.3 of   [RFC7230]. token and quoted-string are used as defined inSection 3.2.6 of [RFC7230].   The directives defined in this specification are described below.   The overall requirements for directives are:   1.  The order of appearance of directives is not significant.   2.  With the exception of pin-directives with the same pin-directive-       name (see below), a given directive MUST NOT appear more than       once in a given header field.  Directives are either optional or       required, as stipulated in their definitions.   3.  Directive names are case insensitive.Evans, et al.                Standards Track                    [Page 5]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015   4.  UAs MUST ignore any header fields containing directives, or other       header field value data, that do not conform to the syntax       defined in this specification.  In particular, UAs must not       attempt to fix malformed header fields.   5.  If a header field contains any directive(s) the UA does not       recognize, the UA MUST ignore those directives.   6.  If the PKP or PKP-RO header field otherwise satisfies the above       requirements (1 through 5), the UA MUST process the directives it       recognizes.   Additional directives extending the semantic functionality of the   header fields can be defined in other specifications.  The first such   specification will need to define a registry for such directives.   Such future directives will be ignored by UAs implementing only this   specification, as well as by generally non-conforming UAs.   When a connection passes Pin Validation using the UA's noted Pins for   the host at the time, the host becomes a Known Pinned Host.2.1.1.  The Pin Directive   The pin directive specifies a way for web host operators to indicate   a cryptographic identity that should be bound to a given web host.   The syntax of a pin directive is as follows:   pin-directive       = pin-directive-name "=" pin-directive-value   pin-directive-name  = "pin-" token   pin-directive-value = quoted-string                      Figure 2: Pin Directive Syntax   In the pin-directive, the token is the name of a cryptographic hash   algorithm.  The only algorithm allowed at this time is "sha256",   i.e., the hash algorithm SHA256 [RFC6234]; additional algorithms may   be allowed for use in this context in the future.  The quoted-string   is a sequence of base 64 digits: the base64-encoded SPKI Fingerprint   [RFC4648] (seeSection 2.4).   According to the processing rules ofSection 2.1, the UA MUST ignore   pin-directives with tokens naming hash algorithms it does not   recognize.  If the set of remaining effective pin-directives is   empty, and if the host is a Known Pinned Host, the UA MUST cease to   consider the host as a Known Pinned Host (the UA should fail open).   The UA should indicate to users that the host is no longer a Known   Pinned Host.Evans, et al.                Standards Track                    [Page 6]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015   Note, per the processing rules ofSection 2.1, the pin-directive-name   is case insensitive.2.1.2.  The max-age Directive   The "max-age" directive specifies the number of seconds after the   reception of the PKP header field during which the UA SHOULD regard   the host (from whom the message was received) as a Known Pinned Host.   The "max-age" directive is REQUIRED to be present within a "Public-   Key-Pins" header field.  The "max-age" directive is meaningless   within a "Public-Key-Pins-Report-Only" header field, and UAs MUST   ignore it and not cache the header.  SeeSection 2.3.3.   The max-age directive is REQUIRED to have a directive value, for   which the syntax (after quoted-string unescaping, if necessary) is   defined as:   max-age-value = delta-seconds   delta-seconds = 1*DIGIT                      Figure 3: max-age Value Syntax   delta-seconds is used as defined in[RFC7234], Section 1.2.1.   SeeSection 2.3.3 for limitations on the range of values for max-age.2.1.3.  The includeSubDomains Directive   The OPTIONAL includeSubDomains directive is a valueless directive   that, if present (i.e., it is "asserted"), signals to the UA that the   Pinning Policy applies to this Pinned Host as well as any subdomains   of the host's domain name.2.1.4.  The report-uri Directive   The OPTIONAL report-uri directive indicates the URI to which the UA   SHOULD report Pin Validation failures (Section 2.6).  The UA POSTs   the reports to the given URI as described inSection 3.   When used in the PKP or PKP-RO headers, the presence of a report-uri   directive indicates to the UA that in the event of Pin Validation   failure it SHOULD POST a report to the report-uri.  If the header is   Public-Key-Pins, the UA should do this in addition to terminating the   connection (as described inSection 2.6).Evans, et al.                Standards Track                    [Page 7]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015   Hosts may set report-uris that use HTTP or HTTPS.  If the scheme in   the report-uri is one that uses TLS (e.g., HTTPS), UAs MUST perform   Pinning Validation when the host in the report-uri is a Known Pinned   Host; similarly, UAs MUST apply HSTS if the host in the report-uri is   a Known HSTS Host.   Note that the report-uri need not necessarily be in the same Internet   domain or web origin as the host being reported about.   UAs SHOULD make their best effort to report Pin Validation failures   to the report-uri, but they may fail to report in exceptional   conditions.  For example, if connecting the report-uri itself incurs   a Pinning Validation failure or other certificate validation failure,   the UA MUST cancel the connection.  Similarly, if Known Pinned Host A   sets a report-uri referring to Known Pinned Host B, and if B sets a   report-uri referring to A, and if both hosts fail Pin Validation, the   UA SHOULD detect and break the loop by failing to send reports to and   about those hosts.   In any case of report failure, the UA MAY attempt to re-send the   report later.   UAs SHOULD limit the rate at which they send reports.  For example,   it is unnecessary to send the same report to the same report-uri more   than once per distinct set of declared Pins.2.1.5.  Examples   Figure 4 shows some example PKP and PKP-RO response header fields.   (Lines are folded to fit.)   Public-Key-Pins: max-age=3000;       pin-sha256="d6qzRu9zOECb90Uez27xWltNsj0e1Md7GkYYkVoZWmM=";       pin-sha256="E9CZ9INDbd+2eRQozYqqbQ2yXLVKB9+xcprMF+44U1g="   Public-Key-Pins: max-age=2592000;       pin-sha256="E9CZ9INDbd+2eRQozYqqbQ2yXLVKB9+xcprMF+44U1g=";       pin-sha256="LPJNul+wow4m6DsqxbninhsWHlwfp0JecwQzYpOLmCQ="   Public-Key-Pins: max-age=2592000;       pin-sha256="E9CZ9INDbd+2eRQozYqqbQ2yXLVKB9+xcprMF+44U1g=";       pin-sha256="LPJNul+wow4m6DsqxbninhsWHlwfp0JecwQzYpOLmCQ=";       report-uri="http://example.com/pkp-report"   Public-Key-Pins-Report-Only: max-age=2592000;       pin-sha256="E9CZ9INDbd+2eRQozYqqbQ2yXLVKB9+xcprMF+44U1g=";       pin-sha256="LPJNul+wow4m6DsqxbninhsWHlwfp0JecwQzYpOLmCQ=";       report-uri="https://other.example.net/pkp-report"Evans, et al.                Standards Track                    [Page 8]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015   Public-Key-Pins:       pin-sha256="d6qzRu9zOECb90Uez27xWltNsj0e1Md7GkYYkVoZWmM=";       pin-sha256="LPJNul+wow4m6DsqxbninhsWHlwfp0JecwQzYpOLmCQ=";       max-age=259200   Public-Key-Pins:       pin-sha256="d6qzRu9zOECb90Uez27xWltNsj0e1Md7GkYYkVoZWmM=";       pin-sha256="E9CZ9INDbd+2eRQozYqqbQ2yXLVKB9+xcprMF+44U1g=";       pin-sha256="LPJNul+wow4m6DsqxbninhsWHlwfp0JecwQzYpOLmCQ=";       max-age=10000; includeSubDomains         Figure 4: HTTP Public Key Pinning (HPKP) Header Examples2.2.  Server Processing Model   This section describes the processing model that Pinned Hosts   implement.  The model has 2 parts: (1) the processing rules for HTTP   request messages received over a secure transport (e.g.,   authenticated, non-anonymous TLS); and (2) the processing rules for   HTTP request messages received over non-secure transports, such as   TCP.2.2.1.  HTTP-over-Secure-Transport Request Type   When replying to an HTTP request that was conveyed over a secure   transport, a Pinned Host SHOULD include in its response exactly one   PKP header field, exactly one PKP-RO header field, or one of each.   Each instance of either header field MUST satisfy the grammar   specified inSection 2.1.   Establishing a given host as a Known Pinned Host, in the context of a   given UA, is accomplished as follows:   1.  Over the HTTP protocol running over secure transport, by       correctly returning (per this specification) at least one valid       PKP header field to the UA.   2.  Through other mechanisms, such as a client-side preloaded Known       Pinned Host List.2.2.2.  HTTP Request Type   Pinned Hosts SHOULD NOT include the PKP header field in HTTP   responses conveyed over non-secure transport.  UAs MUST ignore any   PKP header received in an HTTP response conveyed over non-secure   transport.Evans, et al.                Standards Track                    [Page 9]

RFC 7469          Public Key Pinning Extension for HTTP       April 20152.3.  User Agent Processing Model   The UA processing model relies on parsing domain names.  Note that   internationalized domain names SHALL be canonicalized according to   the scheme inSection 10 of [RFC6797].2.3.1.  Public-Key-Pins Response Header Field Processing   If the UA receives, over a secure transport, an HTTP response that   includes a PKP header field conforming to the grammar specified inSection 2.1, and there are no underlying secure transport errors or   warnings (seeSection 2.5), the UA MUST either:   o  Note the host as a Known Pinned Host if it is not already so noted      (seeSection 2.3.3),   or,   o  Update the UA's cached information for the Known Pinned Host if      any of the max-age, includeSubDomains, or report-uri header field      value directives convey information different from that already      maintained by the UA.   The max-age value is essentially a "time to live" value relative to   the time of the most recent observation of the PKP header field.  If   the max-age header field value token has a value of 0, the UA MUST   remove its cached Pinning Policy information (including the   includeSubDomains directive, if asserted) if the Pinned Host is   Known, or, MUST NOT note this Pinned Host if it is not yet Known.   If a UA receives more than one PKP header field or more than one PKP-   RO header field in an HTTP response message over secure transport,   then the UA MUST process only the first PKP header field (if present)   and only the first PKP-RO header field (if present).   If the UA receives the HTTP response over insecure transport, or if   the PKP header is not a Valid Pinning Header (seeSection 2.5), the   UA MUST ignore any present PKP header field(s).  Similarly, if the UA   receives the HTTP response over insecure transport, the UA MUST   ignore any present PKP-RO header field(s).  The UA MUST ignore any   PKP or PKP-RO header fields not conforming to the grammar specified   inSection 2.1.Evans, et al.                Standards Track                   [Page 10]

RFC 7469          Public Key Pinning Extension for HTTP       April 20152.3.2.  Interaction of Public-Key-Pins and Public-Key-Pins-Report-Only   A server MAY set both the "Public-Key-Pins" and "Public-Key-Pins-   Report-Only" headers simultaneously.  The headers do not interact   with one another, but the UA MUST process the PKP header and SHOULD   process both.   The headers are processed according toSection 2.3.1.   When the PKP-RO header is used with a report-uri, the UA SHOULD POST   reports for Pin Validation failures to the indicated report-uri,   although the UA MUST NOT enforce Pin Validation.  That is, in the   event of Pin Validation failure when the host has set the PKP-RO   header, the UA performs Pin Validation to check whether or not it   should POST a report, but not whether it should cause a connection   failure.   Note: There is no purpose to using the PKP-RO header without the   report-uri directive.  User Agents MAY discard such headers without   interpreting them further.   When the PKP header is used with a report-uri, the UA SHOULD POST   reports for Pin Validation failures to the indicated report-uri, as   well as enforce Pin Validation.   If a host sets the PKP-RO header, the UA SHOULD note the Pins and   directives given in the PKP-RO header, ignoring any max-age   directive.  If the UA does note the Pins and directives in the PKP-RO   header, it SHOULD evaluate the specified policy and SHOULD report any   would-be Pin Validation failures that would occur if the report-only   policy were enforced.   If a host sets both the PKP header and the PKP-RO header, the UA MUST   note and enforce Pin Validation as specified by the PKP header, and   SHOULD process the Pins and directives given in the PKP-RO header.   If the UA does process the Pins and directives in the PKP-RO header,   it SHOULD evaluate the specified policy and SHOULD report any would-   be Pin Validation failures that would occur if the report-only policy   were enforced.2.3.3.  Noting a Pinned Host - Storage Model   The Effective Pin Date of a Known Pinned Host is the time that the UA   observed a Valid Pinning Header for the host.  The Effective   Expiration Date of a Known Pinned Host is the Effective Pin Date plus   the max-age.  A Known Pinned Host is "expired" if the Effective   Expiration Date refers to a date in the past.  The UA MUST ignore any   expired Known Pinned Hosts in its cache.Evans, et al.                Standards Track                   [Page 11]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015   For example, if a UA is beginning to perform Pin Validation for a   Known Pinned Host and finds that the cached pinning information for   the host indicates an Effective Expiration Date in the past, the UA   MUST NOT continue with Pin Validation for the host, and MUST consider   the host to no longer be a Known Pinned Host.   Known Pinned Hosts are identified only by domain names, and never IP   addresses.  If the substring matching the host production from the   Request-URI (of the message to which the host responded)   syntactically matches the IP-literal or IPv4address productions fromSection 3.2.2 of [RFC3986], then the UA MUST NOT note this host as a   Known Pinned Host.   Otherwise, if the substring does not congruently match an existing   Known Pinned Host's domain name, per the matching procedure specified   inSection 8.2 of [RFC6797], then the UA MUST add this host to the   Known Pinned Host cache.  The UA caches:   o  the Pinned Host's domain name,   o  the Effective Expiration Date, or enough information to calculate      it (the Effective Pin Date and the value of the max-age      directive),   o  whether or not the includeSubDomains directive is asserted, and   o  the value of the report-uri directive, if present.   If any other metadata from optional or future PKP header directives   are present in the Valid Pinning Header, and the UA understands them,   the UA MAY note them as well.   UAs MAY set an upper limit on the value of max-age, so that UAs that   have noted erroneous Pins (whether by accident or due to attack) have   some chance of recovering over time.  If the server sets a max-age   greater than the UA's upper limit, the UA MAY behave as if the server   set the max-age to the UA's upper limit.  For example, if the UA caps   max-age at 5,184,000 seconds (60 days), and a Pinned Host sets a max-   age directive of 90 days in its Valid Pinning Header, the UA MAY   behave as if the max-age were effectively 60 days.  (One way to   achieve this behavior is for the UA to simply store a value of 60   days instead of the 90-day value provided by the Pinned Host.)  For   UA implementation guidance on how to select a maximum max-age, seeSection 4.1.   The UA MUST NOT modify any pinning metadata of any superdomain   matched Known Pinned Host.Evans, et al.                Standards Track                   [Page 12]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015   The UA MUST NOT cache information derived from a PKP-RO header.   (PKP-RO headers are useful only at the time of receipt and   processing.)2.3.4.  HTTP-Equiv <Meta> Element Attribute   UAs MUST NOT heed http-equiv="Public-Key-Pins" or   http-equiv="Public-Key-Pins-Report-Only" attribute settings on <meta>   elements [W3C.REC-html401-19991224] in received content.2.4.  Semantics of Pins   An SPKI Fingerprint is defined as the output of a known cryptographic   hash algorithm whose input is the DER-encoded ASN.1 representation of   the Subject Public Key Info (SPKI) of an X.509 certificate.  A Pin is   defined as the combination of the known algorithm identifier and the   SPKI Fingerprint computed using that algorithm.   The SPKI Fingerprint is encoded in base 64 for use in an HTTP header   [RFC4648].   In this version of the specification, the known cryptographic hash   algorithm is SHA-256, identified as "sha256" [RFC6234].  (Future   specifications may add new algorithms and deprecate old ones.)  UAs   MUST ignore Pins for which they do not recognize the algorithm   identifier.  UAs MUST continue to process the rest of a PKP response   header field and note Pins for algorithms they do recognize.   Figure 5 reproduces the definition of the SubjectPublicKeyInfo   structure in [RFC5280].   SubjectPublicKeyInfo  ::=  SEQUENCE  {       algorithm            AlgorithmIdentifier,       subjectPublicKey     BIT STRING  }   AlgorithmIdentifier  ::=  SEQUENCE  {       algorithm            OBJECT IDENTIFIER,       parameters           ANY DEFINED BY algorithm OPTIONAL  }                         Figure 5: SPKI Definition   If the certificate's Subject Public Key Info is incomplete when taken   in isolation, such as when holding a DSA key without domain   parameters, a public key pin cannot be formed.   We pin public keys, rather than entire certificates, to enable   operators to generate new certificates containing old public keys   (see [why-pin-key]).Evans, et al.                Standards Track                   [Page 13]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015   SeeAppendix A for an example non-normative program that generates   SPKI Fingerprints from certificates.2.5.  Noting Pins   Upon receipt of the PKP response header field, the UA notes the host   as a Known Pinned Host, storing the Pins and their associated   directives in non-volatile storage (for example, along with the HSTS   metadata).  The Pins and their associated directives are collectively   known as Pinning Metadata.   The UA MUST note the Pins for a Host if and only if all three of the   following conditions hold:   o  It received the PKP response header field over an error-free TLS      connection.  If the host is a Pinned Host, this includes the      validation added inSection 2.6.   o  The TLS connection was authenticated with a certificate chain      containing at least one of the SPKI structures indicated by at      least one of the given SPKI Fingerprints (seeSection 2.6).   o  The given set of Pins contains at least one Pin that does NOT      refer to an SPKI in the certificate chain.  (That is, the host      must set a Backup Pin; seeSection 4.3.)   If the PKP response header field does not meet all three of these   criteria, the UA MUST NOT note the host as a Pinned Host.  A PKP   response header field that meets all these criteria is known as a   Valid Pinning Header.   Whenever a UA receives a Valid Pinning Header, it MUST set its   Pinning Metadata to the exact Pins, Effective Expiration Date   (computed from max-age), and (if any) report-uri given in the most   recently received Valid Pinning Header.   For forward compatibility, the UA MUST ignore any unrecognized PKP   and PKP-RO header directives, while still processing those directives   it does recognize.Section 2.1 specifies the directives max-age,   Pins, includeSubDomains, and report-uri, but future specifications   and implementations might use additional directives.   Upon receipt of a PKP-RO response header field, the UA SHOULD   evaluate the policy expressed in the field, and SHOULD generate and   send a report (seeSection 3).  However, failure to validate the Pins   in the field MUST have no effect on the validity or non-validity of   the policy expressed in the PKP field or in previously noted Pins for   the Known Pinned Host.Evans, et al.                Standards Track                   [Page 14]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015   The UA need not note any Pins or other policy expressed in the PKP-RO   response header field, except for the purpose of determining that it   has already sent a report for a given policy.  UAs SHOULD make a best   effort not to inundate report-uris with redundant reports.2.6.  Validating Pinned Connections   When a UA connects to a Pinned Host using a TLS connection, if the   TLS connection has errors, the UA MUST terminate the connection   without allowing the user to proceed anyway.  (This behavior is the   same as that required by [RFC6797].)   If the connection has no errors, then the UA will determine whether   to apply a new, additional correctness check: Pin Validation.  A UA   SHOULD perform Pin Validation whenever connecting to a Known Pinned   Host, as soon as possible (e.g., immediately after receiving the   Server Certificate message).  It is acceptable to allow Pin   Validation to be disabled for some Hosts according to local policy.   For example, a UA may disable Pin Validation for Pinned Hosts whose   validated certificate chain terminates at a user-defined trust   anchor, rather than a trust anchor built-in to the UA (or underlying   platform).   To perform Pin Validation, the UA will compute the SPKI Fingerprints   for each certificate in the Pinned Host's validated certificate   chain, using each supported hash algorithm for each certificate.  (As   described inSection 2.4, certificates whose SPKI cannot be taken in   isolation cannot be pinned.)  The UA MUST ignore superfluous   certificates in the chain that do not form part of the validating   chain.  The UA will then check that the set of these SPKI   Fingerprints intersects the set of SPKI Fingerprints in that Pinned   Host's Pinning Metadata.  If there is set intersection, the UA   continues with the connection as normal.  Otherwise, the UA MUST   treat this Pin Validation failure as a non-recoverable error.  Any   procedure that matches the results of this Pin Validation procedure   is considered equivalent.   A UA that has previously noted a host as a Known Pinned Host MUST   perform Pin Validation when setting up the TLS session, before   beginning an HTTP conversation over the TLS channel.   UAs send validation failure reports only when Pin Validation is   actually in effect.  Pin Validation might not be in effect, e.g.,   because the user has elected to disable it, or because a presented   certificate chain chains up to a user-defined trust anchor.  In such   cases, UAs SHOULD NOT send reports.Evans, et al.                Standards Track                   [Page 15]

RFC 7469          Public Key Pinning Extension for HTTP       April 20152.7.  Interactions with Preloaded Pin Lists   UAs MAY choose to implement additional sources of pinning   information, such as through built-in lists of pinning information.   Such UAs should allow users to override such additional sources,   including disabling them from consideration.   The effective policy for a Known Pinned Host that has both built-in   Pins and Pins from previously observed PKP header response fields is   implementation-defined.2.8.  Pinning Self-Signed End Entities   If UAs accept hosts that authenticate themselves with self-signed end   entity certificates, they MAY also allow hosts to pin the public keys   in such certificates.  The usability and security implications of   this practice are outside the scope of this specification.3.  Reporting Pin Validation Failure   When a Known Pinned Host has set the report-uri directive, the UA   SHOULD report Pin Validation failures to the indicated URI.  The UA   does this by POSTing a JSON [RFC7159] message to the URI; the JSON   message takes this form:   {     "date-time": date-time,     "hostname": hostname,     "port": port,     "effective-expiration-date": expiration-date,     "include-subdomains": include-subdomains,     "noted-hostname": noted-hostname,     "served-certificate-chain": [       pem1, ... pemN     ],     "validated-certificate-chain": [       pem1, ... pemN     ],     "known-pins": [       known-pin1, ... known-pinN     ]   }                       Figure 6: JSON Report Format   Whitespace outside of quoted strings is not significant.  The key/   value pairs may appear in any order, but each MUST appear only once.Evans, et al.                Standards Track                   [Page 16]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015   The date-time indicates the time the UA observed the Pin Validation   failure.  It is provided as a string formatted according toSection 5.6, "Internet Date/Time Format", of [RFC3339].   The hostname is the hostname to which the UA made the original   request that failed Pin Validation.  It is provided as a string.   The port is the port to which the UA made the original request that   failed Pin Validation.  It is provided as an integer.   The effective-expiration-date is the Effective Expiration Date for   the noted Pins.  It is provided as a string formatted according toSection 5.6, "Internet Date/Time Format", of [RFC3339].   include-subdomains indicates whether or not the UA has noted the   includeSubDomains directive for the Known Pinned Host.  It is   provided as one of the JSON identifiers "true" or "false".   noted-hostname indicates the hostname that the UA noted when it noted   the Known Pinned Host.  This field allows operators to understand why   Pin Validation was performed for, e.g., foo.example.com when the   noted Known Pinned Host was example.com with includeSubDomains set.   The served-certificate-chain is the certificate chain, as served by   the Known Pinned Host during TLS session setup.  It is provided as an   array of strings; each string pem1, ... pemN is the Privacy-Enhanced   Mail (PEM) representation of each X.509 certificate as described in   [RFC7468].   The validated-certificate-chain is the certificate chain, as   constructed by the UA during certificate chain verification.  (This   may differ from the served-certificate-chain.)  It is provided as an   array of strings; each string pem1, ... pemN is the PEM   representation of each X.509 certificate as described in [RFC7468].   UAs that build certificate chains in more than one way during the   validation process SHOULD send the last chain built.  In this way,   they can avoid keeping too much state during the validation process.   The known-pins are the Pins that the UA has noted for the Known   Pinned Host.  They are provided as an array of strings with the   syntax:   known-pin = token "=" quoted-string                        Figure 7: Known Pin SyntaxEvans, et al.                Standards Track                   [Page 17]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015   As inSection 2.4, the token refers to the algorithm name, and the   quoted-string refers to the base64 encoding of the SPKI Fingerprint.   When formulating the JSON POST body, the UA MUST either use single-   quoted JSON strings or use double-quoted JSON strings and backslash-   escape the embedded double quotes in the quoted-string part of the   known-pin.   Figure 8 shows an example of a Pin Validation failure report.  (PEM   strings are shown on multiple lines for readability.)  {    "date-time": "2014-04-06T13:00:50Z",    "hostname": "www.example.com",    "port": 443,    "effective-expiration-date": "2014-05-01T12:40:50Z"    "include-subdomains": false,    "served-certificate-chain": [      "-----BEGIN CERTIFICATE-----\n      MIIEBDCCAuygAwIBAgIDAjppMA0GCSqGSIb3DQEBBQUAMEIxCzAJBgNVBAYTAlVT\n      ...      HFa9llF7b1cq26KqltyMdMKVvvBulRP/F/A8rLIQjcxz++iPAsbw+zOzlTvjwsto\n      WHPbqCRiOwY1nQ2pM714A5AuTHhdUDqB1O6gyHA43LL5Z/qHQF1hwFGPa4NrzQU6\n      yuGnBXj8ytqU0CwIPX4WecigUCAkVDNx\n      -----END CERTIFICATE-----",      ...    ],    "validated-certificate-chain": [      "-----BEGIN CERTIFICATE-----\n      MIIEBDCCAuygAwIBAgIDAjppMA0GCSqGSIb3DQEBBQUAMEIxCzAJBgNVBAYTAlVT\n      ...      HFa9llF7b1cq26KqltyMdMKVvvBulRP/F/A8rLIQjcxz++iPAsbw+zOzlTvjwsto\n      WHPbqCRiOwY1nQ2pM714A5AuTHhdUDqB1O6gyHA43LL5Z/qHQF1hwFGPa4NrzQU6\n      yuGnBXj8ytqU0CwIPX4WecigUCAkVDNx\n      -----END CERTIFICATE-----",      ...    ],    "known-pins": [      'pin-sha256="d6qzRu9zOECb90Uez27xWltNsj0e1Md7GkYYkVoZWmM="',      "pin-sha256=\"E9CZ9INDbd+2eRQozYqqbQ2yXLVKB9+xcprMF+44U1g=\""    ]  }              Figure 8: Pin Validation Failure Report ExampleEvans, et al.                Standards Track                   [Page 18]

RFC 7469          Public Key Pinning Extension for HTTP       April 20154.  Security Considerations   Pinning public keys helps hosts strongly assert their cryptographic   identity even in the face of issuer error, malfeasance, or   compromise.  But, there is some risk that a host operator could lose   (or lose control of) their host's private key (such as by operator   error or host compromise).  If the operator had pinned only the key   of the host's end-entity certificate, the operator would not be able   to serve their web site or application in a way that UAs would trust   for the duration of their pin's max-age.  (Recall that UAs MUST close   the connection to a host upon Pin Failure.)   Therefore, there is a necessary trade-off between two competing   goods: pin specificity and maximal reduction of the scope of issuers   on the one hand; and flexibility and resilience of the host's   cryptographic identity on the other hand.  One way to resolve this   trade-off is to compromise by pinning to the key(s) of the issuer(s)   of the host's end-entity certificate(s).  Often, a valid certificate   chain will have at least two certificates above the end-entity   certificate: the intermediate issuer and the trust anchor.  Operators   can pin any one or more of the public keys in this chain, and indeed   MUST pin to issuers not in the chain (as, for example, a Backup Pin).   Pinning to an intermediate issuer, or even to a trust anchor or root,   still significantly reduces the number of issuers who can issue end-   entity certificates for the Known Pinned Host, while still giving   that host flexibility to change keys without a disruption of service.4.1.  Maximum max-age   As mentioned inSection 2.3.3, UAs MAY cap the max-age value at some   upper limit.  There is a security trade-off in that low maximum   values provide a narrow window of protection for users who visit the   Known Pinned Host only infrequently, while high maximum values might   result in a UA's inability to successfully perform Pin Validation for   a Known Pinned Host if the UA's noted Pins and the host's true Pins   diverge.   Such divergence could occur for several reasons, including: UA error;   host operator error; network attack; or a Known Pinned Host that   intentionally migrates all pinned keys, combined with a UA that has   noted true Pins with a high max-age value and has not had a chance to   observe the new true Pins for the host.  (This last example   underscores the importance for host operators to phase in new keys   gradually and to set the max-age value in accordance with their   planned key migration schedule.)Evans, et al.                Standards Track                   [Page 19]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015   There is probably no ideal upper limit to the max-age directive that   would satisfy all use cases.  However, a value on the order of 60   days (5,184,000 seconds) may be considered a balance between the two   competing security concerns.4.2.  Using includeSubDomains Safely   It may happen that Pinned Hosts whose hostnames share a parent domain   use different Valid Pinning Headers.  If a host whose hostname is a   parent domain for another host sets the includeSubDomains directive,   the two hosts' Pins may conflict with each other.  For example,   consider two Known Pinned Hosts, example.com and   subdomain.example.com.  Assume example.com sets a Valid Pinning   Header such as this:   Public-Key-Pins: max-age=12000; pin-sha256="ABC...";       pin-sha256="DEF..."; includeSubDomains                Figure 9: example.com Valid Pinning Header   Assume subdomain.example.com sets a Valid Pinning Header such as   this:   Public-Key-Pins: pin-sha256="GHI..."; pin-sha256="JKL..."           Figure 10: subdomain.example.com Valid Pinning Header   Assume a UA that has not previously noted any Pins for either of   these hosts.  If the UA first contacts subdomain.example.com, it will   note the Pins in the Valid Pinning Header, and perform Pin Validation   as normal on subsequent connections.  If the UA then contacts   example.com, again it will note the Pins and perform Pin Validation   on future connections.   However, if the UA happened to visit example.com before   subdomain.example.com, the UA would, due to example.com's use of the   includeSubDomains directive, attempt to perform Pin Validation for   subdomain.example.com using the SPKI hashes ABC... and DEF..., which   are not valid for the certificate chains subdomain.example.com (which   uses certificates with SPKIs GHI... and JLK...).  Thus, depending on   the order in which the UA observes the Valid Pinning Headers for   hosts example.com and subdomain.example.com, Pin Validation might or   might not fail for subdomain.example.com, even if the certificate   chain the UA receives for subdomain.example.com is perfectly valid.   Thus, Pinned Host operators must use the includeSubDomains directive   with care.  For example, they may choose to use overlapping pin sets   for hosts under a parent domain that uses includeSubDomains, or toEvans, et al.                Standards Track                   [Page 20]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015   not use the includeSubDomains directive in their effective-second-   level domains, or to simply use the same pin set for all hosts under   a given parent domain.4.3.  Backup Pins   The primary way to cope with the risk of inadvertent Pin Validation   failure is to keep a Backup Pin.  A Backup Pin is a fingerprint for   the public key of a secondary, not-yet-deployed key pair.  The   operator keeps the backup key pair offline, and sets a pin for it in   the PKP header.  Then, in case the operator loses control of their   primary private key, they can deploy the backup key pair.  UAs, who   have had the backup key pair pinned (when it was set in previous   Valid Pinning Headers), can connect to the host without error.   Because having a backup key pair is so important to recovery, UAs   MUST require that hosts set a Backup Pin (seeSection 2.5).  The down   side of keeping a not-yet-deployed key pair is that, if an attacker   gains control of the private key, she will be able to perform a MITM   attack without being discovered.  Operators must take care to avoid   leaking the key such as keeping it offline.4.4.  Interactions With Cookie Scoping   HTTP cookies [RFC6265] set by a Known Pinned Host can be stolen by a   network attacker who can forge web and DNS responses so as to cause a   client to send the cookies to a phony subdomain of the host.  To   prevent this, hosts SHOULD set the "secure" attribute and precisely   scope the "domain" attribute on all security-sensitive cookies, such   as session cookies.  These settings tell the browser that the cookie   should only be sent back to the specific host(s) (and not, e.g., all   subdomains of a given domain), and should only be sent over HTTPS   (not HTTP).4.5.  Hostile Pinning   An attacker who is able to obtain a valid certificate for a domain,   either through misissuance by a Certification Authority or through   other means, such as being the prior owner of a given domain, may   attempt to perform 'hostile' pinning.  In this scenario, the attacker   provides a Valid Pinning Header that pins to a set of SPKIs of the   attacker's choice.  If a UA has not previously noted pins for that   host, it may note the attacker's pins, preventing access to the   legitimate site.   This attack is mitigated through several means.  Most prominently,   the attack can only persist for the maximum max-age (seeSection 4.1).  Web host operators can reduce the opportunity forEvans, et al.                Standards Track                   [Page 21]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015   attack by working to preload the host's pins within the UA.   Operators may further detect such misissuance through other means,   such as certificate transparency ([RFC6962]).5.  Privacy Considerations   Hosts can use HSTS or HPKP as a "super-cookie", by setting distinct   policies for a number of subdomains.  For example, assume example.com   wishes to track distinct UAs without explicitly setting a cookie, or   that a previously set cookie is deleted from the UA's cookie store.   Here are two attack scenarios.   o  example.com can use report-uri and the ability to pin arbitrary      identifiers to distinguish UAs.      1.  example.com sets a Valid Pinning Header in its response to          requests.  The header asserts the includeSubDomains directive          and specifies a report-uri directive as well.  Pages served by          the host also include references to subresource          https://bad.example.com/foo.png.      2.  The Valid Pinning Header includes a "pin" that is not really          the hash of an SPKI but is instead an arbitrary distinguishing          string sent only in response to a particular request.  For          each request, the host creates a new, distinct distinguishing          string and sets it as if it were a pin.      3.  The certificate chain served by bad.example.com does not pass          Pin Validation given the pin set the host asserted in step          (1).  The HPKP-conforming UA attempts to report the Pin          Validation failure to the specified report-uri, including the          certificate chain it observed and the SPKI hashes it expected          to see.  Among the SPKI hashes is the distinguishing string in          step (2).   o  Different site operators/origins can optionally collaborate by      setting the report-uri to be in an origin they share      administrative control of.  UAs MAY, therefore, refuse to send      reports outside of the origin that set the PKP or PKP-RO header.   o  example.com can use server name indication (SNI; [RFC3546]) and      subdomains to distinguish UAs.      1.  example.com sets a Valid Pinning Header in its response to          requests.  The header asserts the includeSubDomains directive.Evans, et al.                Standards Track                   [Page 22]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015      2.  On a subsequent page view, the host responds with a page          including the subresourcehttps://0.fingerprint.example.com/foo.png, and the server responds using a certificate chain          that does not pass Pin Validation for the pin-set defined in          the Valid Pinning Header in step (1).  The HPKP-conforming UA          will close the connection, never completing the request to          0.fingerprint.example.com.  The host may thus note that this          particular UA had noted the (good) Pins for that subdomain.      3.  example.com can distinguish 2^N UAs by serving Valid Pinning          Headers from an arbitrary number N distinct subdomains.  For          any given subdomain n.fingerprint.example.com, the host may          deliver a Valid Pinning Header to one UA, but not deliver it          to a different UA.  The server may then change the          configuration for n.fingerprint.example.com.  If the UA fails          to connect, it was in the set of UAs that were pinned, which          can be distinguished from the UAs that were not pinned, as          they will succeed in connecting.  The host may repeat this for          a sufficient number of subdomains necessary to distinguish          individual UAs.   o  Conforming implementations (as well as implementations conforming      to [RFC6797]) must store state about which domains have set      policies, hence which domains the UA has contacted.  Because these      policies cause remotely detectable behaviors, it is advisable that      UAs have a way for privacy-sensitive users to clear current Pins      for Pinned Hosts and that UAs allow users to query the current      state of Pinned Hosts.  In addition, note that because pinning a      host implies a degree of persistent state, an attacker with      physical access to a device may be able to recover information      about hosts a user has visited, even if the user has cleared other      parts of the UA's state.   o  Pin reports, as noted inSection 3, contains information about the      certificate chain that has failed pin validation.  In some cases,      such as organization-wide compromise of the end-to-end security of      TLS, this may include information about the interception tools and      design used by the organization that the organization would      otherwise prefer not be disclosed.Evans, et al.                Standards Track                   [Page 23]

RFC 7469          Public Key Pinning Extension for HTTP       April 20156.  IANA Considerations   IANA has registered the response headers described in this document   under "Permanent Message Header Field Names" in the "Message Headers"   registry [message-headers] with the following parameters:   o  Header Field Names: Public-Key-Pins and Public-Key-Pins-Report-      Only   o  Protocol: http   o  Status: standard   o  Reference:RFC 74697.  Usability Considerations   When pinning works to detect impostor Pinned Hosts, users will   experience denial of service.  It is advisable for UAs to explain the   reason why, i.e., that it was impossible to verify the confirmed   cryptographic identity of the host.   It is advisable that UAs have a way for users to clear current Pins   for Pinned Hosts and that UAs allow users to query the current state   of Pinned Hosts.8.  References8.1.  Normative References   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate              Requirement Levels",BCP 14,RFC 2119, March 1997,              <http://www.rfc-editor.org/info/rfc2119>.   [RFC3339]  Klyne, G. and C. Newman, "Date and Time on the Internet:              Timestamps",RFC 3339, July 2002,              <http://www.rfc-editor.org/info/rfc3339>.   [RFC3986]  Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform              Resource Identifier (URI): Generic Syntax", STD 66,RFC3986, January 2005,              <http://www.rfc-editor.org/info/rfc3986>.   [RFC4648]  Josefsson, S., "The Base16, Base32, and Base64 Data              Encodings",RFC 4648, October 2006,              <http://www.rfc-editor.org/info/rfc4648>.Evans, et al.                Standards Track                   [Page 24]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015   [RFC5234]  Crocker, D., Ed. and P. Overell, "Augmented BNF for Syntax              Specifications: ABNF", STD 68,RFC 5234, January 2008,              <http://www.rfc-editor.org/info/rfc5234>.   [RFC5246]  Dierks, T. and E. Rescorla, "The Transport Layer Security              (TLS) Protocol Version 1.2",RFC 5246, August 2008,              <http://www.rfc-editor.org/info/rfc5246>.   [RFC5280]  Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,              Housley, R., and W. Polk, "Internet X.509 Public Key              Infrastructure Certificate and Certificate Revocation List              (CRL) Profile",RFC 5280, May 2008,              <http://www.rfc-editor.org/info/rfc5280>.   [RFC6234]  Eastlake 3rd, D. and T. Hansen, "US Secure Hash Algorithms              (SHA and SHA-based HMAC and HKDF)",RFC 6234, May 2011,              <http://www.rfc-editor.org/info/rfc6234>.   [RFC6265]  Barth, A., "HTTP State Management Mechanism",RFC 6265,              April 2011, <http://www.rfc-editor.org/info/rfc6265>.   [RFC6797]  Hodges, J., Jackson, C., and A. Barth, "HTTP Strict              Transport Security (HSTS)",RFC 6797, November 2012,              <http://www.rfc-editor.org/info/rfc6797>.   [RFC7159]  Bray, T., Ed., "The JavaScript Object Notation (JSON) Data              Interchange Format",RFC 7159, March 2014,              <http://www.rfc-editor.org/info/rfc7159>.   [RFC7230]  Fielding, R., Ed. and J. Reschke, Ed., "Hypertext Transfer              Protocol (HTTP/1.1): Message Syntax and Routing",RFC7230, June 2014, <http://www.rfc-editor.org/info/rfc7230>.   [RFC7234]  Fielding, R., Ed., Nottingham, M., Ed., and J. Reschke,              Ed., "Hypertext Transfer Protocol (HTTP/1.1): Caching",RFC 7234, June 2014,              <http://www.rfc-editor.org/info/rfc7234>.   [RFC7468]  Josefsson, S. and S. Leonard, "Textual Encodings of PKIX,              PKCS, and CMS Structures",RFC 7468, April 2015,              <http://www.rfc-editor.org/info/rfc7468>.   [W3C.REC-html401-19991224]              Raggett, D., Hors, A., and I. Jacobs, "HTML 4.01              Specification", World Wide Web Consortium Recommendation              REC-html401-19991224, December 1999,              <http://www.w3.org/TR/1999/REC-html401-19991224>.Evans, et al.                Standards Track                   [Page 25]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015   [message-headers]              IANA, "Message Headers",              <http://www.iana.org/assignments/message-headers/>.8.2.  Informative References   [RFC3546]  Blake-Wilson, S., Nystrom, M., Hopwood, D., Mikkelsen, J.,              and T. Wright, "Transport Layer Security (TLS)              Extensions",RFC 3546, June 2003,              <http://www.rfc-editor.org/info/rfc3546>.   [RFC6962]  Laurie, B., Langley, A., and E. Kasper, "Certificate              Transparency",RFC 6962, June 2013,              <http://www.rfc-editor.org/info/rfc6962>.   [TACK]     Marlinspike, M., "Trust Assertions for Certificate Keys",              Work in Progress,draft-perrin-tls-tack-02, January 2013.   [why-pin-key]              Langley, A., "Public Key Pinning", Imperial Violet: Adam              Langley's Weblog, May 2011,              <https://www.imperialviolet.org/2011/05/04/pinning.html>.Evans, et al.                Standards Track                   [Page 26]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015Appendix A.  Fingerprint Generation   This Portable Operating System Interface (POSIX) shell program   generates SPKI Fingerprints, suitable for use in pinning, from PEM-   encoded certificates.  It is non-normative.   openssl x509 -noout -in certificate.pem -pubkey | \       openssl asn1parse -noout -inform pem -out public.key   openssl dgst -sha256 -binary public.key | openssl enc -base64            Figure 11: Example SPKI Fingerprint Generation CodeAppendix B.  Deployment Guidance   This section is non-normative guidance that may smooth the adoption   of public key pinning.   o  Operators should get the backup public key signed by a different      (root and/or intermediary) CA than their primary certificate, and      store the backup key pair safely offline.  The semantics of an      SPKI Fingerprint do not require the issuance of a certificate to      construct a valid Pin. However, in many deployment scenarios, in      order to make a Backup Pin operational, the server operator will      need to have a certificate to deploy TLS on the host.  Failure to      obtain a certificate through prior arrangement will leave clients      that recognize the site as a Known Pinned Host unable to      successfully perform Pin Validation until such a time as the      operator can obtain a new certificate from their desired      certificate issuer.   o  It is most economical to have the backup certificate signed by a      completely different signature chain than the live certificate, to      maximize recoverability in the event of compromise of either the      root or intermediary signer.   o  Operators should periodically exercise their Backup Pin plan -- an      untested backup is no backup at all.   o  Operators should start small.  Operators should first deploy      public key pinning by using the report-only mode together with a      report-uri directive that points to a reliable report collection      endpoint.  When moving out of report-only mode, operators should      start by setting a max-age of minutes or a few hours and gradually      increase max-age as they gain confidence in their operational      capability.Evans, et al.                Standards Track                   [Page 27]

RFC 7469          Public Key Pinning Extension for HTTP       April 2015Acknowledgements   Thanks to Tobias Gondrom, Jeff Hodges, Paul Hoffman, Ivan Krstic,   Adam Langley, Barry Leiba, Nicolas Lidzborski, SM, James Manger, Yoav   Nir, Trevor Perrin, Eric Rescorla, Pete Resnick, Tom Ritter, and Yan   Zhu for suggestions and edits that clarified the text.   TACK [TACK] is a fruitful source of alternative design   considerations.Authors' Addresses   Chris Evans   Google, Inc.   1600 Amphitheatre Pkwy   Mountain View, CA  94043   United States   EMail: cevans@google.com   Chris Palmer   Google, Inc.   1600 Amphitheatre Pkwy   Mountain View, CA  94043   United States   EMail: palmer@google.com   Ryan Sleevi   Google, Inc.   1600 Amphitheatre Pkwy   Mountain View, CA  94043   United States   EMail: sleevi@google.comEvans, et al.                Standards Track                   [Page 28]
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RFC 7469
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April 2015
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AuthorsChris Evans,Chris Palmer,Ryan Sleevi
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