Everything you need to know about ranked-choice voting in one spot.Click to learn more!

Vermont Yankee II

From Ballotpedia
New Administrative State Banner.png
Administrative State
Administrative State Icon Gold.png
Five Pillars of the Administrative State
Agency control
Executive control
Judicial control
Legislative control
Public Control

Click here for more coverage of theadministrative state on Ballotpedia.
Click here to accessBallotpedia's administrative state legislation tracker.

Vermont Yankee II is a metaphor used by scholars and commentators of theadministrative state to describe potential rulings from theUnited States Supreme Court that would stop undue lower court interference in the administrative process. The name comes from the Vermont Yankee case where the Court held that lower courts could not impose procedural requirements on administrative agencies beyond those specified in theAdministrative Procedure Act (APA). Later observers of the administrative state have speculated about the Court issuing a "Vermont Yankee II" to rein in lower courts more and provide further guidance about how to conduct judicial review of agency actions.[1]

Background:Vermont Yankee Nuclear Power Corp. v. Natural Resources Defense Council

Vermont Yankee v. NRDC was a 1978 case involving the ability of courts to impose additional procedural requirements on government agencies beyond what theAdministrative Procedure Act (APA) required. TheU.S. Supreme Court reversed the ruling of theD.C. Circuit Court of Appeals, holding that the court had exceeded its authority under the APA.[2][3]

TheU.S. Supreme Court set a clear and definitive precedent that courts could not impose additional procedural requirements on agencies, they could only evaluate existing procedures. Furthermore,judicial review could only concern itself with the agency's success or failure to conform to the established procedures, it could not invalidate an action simply because the court was "unhappy with the result reached."[3]

Usage of termVermont Yankee II

First use

ScholarPaul Verkuil first discussed the possibility of a "Vermont Yankee II" in a 1981 Tulane Law Review article. He argued that the firstVermont Yankee was influential, but too vague to settle fundamental questions about judicial review of agency actions. He argued against courts imposing hard look review because that level of review would have similar adverse effects to those remedied in the originalVermont Yankee case.[4][5]

No matter how many times one reads the case, the Court's discussion of the appropriate standards for judicial review of rulemaking remains inadequate. The conclusion is inescapable thatVermont Yankee can live up to its reputation as a watershed decision only if it is followed by a second decision that resolves the complicated issue of the appropriate scope of review of informal rulemaking.[4][6]

Even if the Court decided how strict reviewing courts may be toward informal rulemaking, Verkuil claimed that a "Vermont Yankee III" might then be necessary to determine the scope of review for nuclear power regulation. He pointed to the political context of the decision and the Court's reluctance to allow lower courts to interfere:[4]

Nuclear energy may some day be a cheap, safe source of power or it may not. But Congress has made a choice to at least try nuclear energy, establishing a reasonable review process in which courts are to play only a limited role. The fundamental policy questions appropriately resolved in Congress and in the state legislatures are not subject to reexamination in the federal courts under the guise of judicial review of agency action. Time may prove wrong the decision to develop nuclear energy, but it is Congress or the States within their appropriate agencies which must eventually make that judgment.[7][6]

Richard J. Pierce calls forVermont Yankee II

Two decades after Verkuil made his original case, law professor Richard J. Pierce argued for his own "Vermont Yankee II." He argued that the Supreme Court should overrule the First Circuit Court of Appeals' presumption that hearings requireformal process, including cross-examination. UsingVermont Yankee as a model, Pierce contends:[8]

[The] First Circuit's presumption in favor of formal adjudication and its application of that presumption to the NRC's procedures for licensing power plants has severe adverse effects and is legally indefensible. All that remains is to suggest the outline of a Supreme Court opinion that would hold the presumption unlawful and to suggest a means of getting the issue.[8][6]

Disagreement with prior calls forVermont Yankee II

Jack M. Beermann andGary Lawson, professors at the Boston University School of Law, opposed the way Verkuil and Pierce advocated aVermont Yankee II ruling.[9]

These prior calls for aVermont Yankee II were not actually attempts to extend the reasoning and holding ofVermont Yankee. Rather, Professors Verkuil and Pierce were usingVermont Yankee as a broad symbol-a metaphor of sorts for Supreme Court intervention to rein in undue lower-court interference with agency discretion and autonomy. The reasoning and holding ofVermont Yankee, as interpreted according to conventional norms of case analysis, do not go nearly that far. Hard-look review and a presumption of adjudicatory formality may or may not be bad ideas, but they are not strictly inconsistent withVermont Yankee.[9][6]

Beermann and Lawson go on to say that Verkuil and Pierce's arguments might not flow from the logic ofVermont Yankee, but other potential Supreme Court rulings might:[9]

[We] identify a range of administrative law doctrines that seem to us to be either in tension or flatly inconsistent with the natural understanding ofVermont Yankee. Some of those doctrines, such as the prohibition on ex parte contacts or agency prejudgment in informal rulemakings, could be discarded at little or no cost. Rejecting others, such as the modern requirements concerning notices of proposed rulemaking and statements of basis and purpose, would send shock waves throughout the administrative law system.[9][6]

Verkuil stops waiting forVermont Yankee II

After decades, Verkuil made the case that the Supreme Court's decision inChevron v. Natural Resources Defense Council constituted a stealth version of his anticipatedVermont Yankee II. Much of what he wanted the Court to clarify was addressed inChevron and subsequent cases.[10]

So the wait forVermont Yankee II should have ended withChevron. My article written in 1981 could not have considered this possibility. But the deference message ofChevron, transferring to the executive branch the power to interpret statutes, suggests that agency actions are meant to be given careful, but ultimately deferential, review-something less than the hard lookState Farm endorsed.[10][6]

See also

Supreme Court Cases

External links

Footnotes

  1. Administrative Law Review, "Waiting for Vermont Yankee II," 2005
  2. Oyez,Vermont Yankee Nuclear Power Corporation v. Natural Resources Defense Council, Inc., accessed August 9, 2018
  3. 3.03.1FindLaw,VERMONT YANKEE NUCLEAR POWER CORP. v. NRDC, accessed November 12, 2017
  4. 4.04.14.2Tulane Law Review, "Judicial Review of Informal Rulemaking: Waiting for Vermont Yankee II," 1981
  5. George Washington Law Review, "Waiting for Vermont Yankee III, IV, and V - A Response to Beermann and Lawson," 2007
  6. 6.06.16.26.36.46.5Note: This text is quoted verbatim from the original source. Any inconsistencies are attributable to the original source.
  7. Oyez,Vermont Yankee Nuclear Power Corporation v. Natural Resources Defense Council, Inc., accessed August 16, 2018
  8. 8.08.1Administrative Law Review, "Waiting for Vermont Yankee II, accessed August 16, 2018
  9. 9.09.19.29.3George Washington Law Review, "Reprocessing Vermont Yankee," 2007
  10. 10.010.1George Washington Law Review, "The Wait Is Over: Chevron as the Stealth Vermont Yankee II," 2007
v  e
The Administrative State
MainThe Administrative State Project Badge.png
Pillars
Reporting
Laws
Administrative Procedure ActAntiquities ActCivil Service Reform ActClayton Antitrust ActCommunications Act of 1934Congressional Review ActElectronic Freedom of Information ActFederal Food, Drug, and Cosmetic Act of 1938Federal Housekeeping StatuteFederal Reserve ActFederal Trade Commission Act of 1914Freedom of Information ActGovernment in the Sunshine ActIndependent Offices Appropriations Act of 1952Information Quality ActInterstate Commerce ActNational Labor Relations ActPaperwork Reduction ActPendleton ActPrivacy Act of 1974Regulatory Flexibility ActREINS ActREINS Act (Wisconsin)Securities Act of 1933Securities Exchange Act of 1934Sherman Antitrust ActSmall Business Regulatory Enforcement Fairness ActTruth in Regulating ActUnfunded Mandates Reform Act
Cases
Abbott Laboratories v. GardnerA.L.A. Schechter Poultry Corp. v. United StatesAssociation of Data Processing Service Organizations v. CampAuer v. RobbinsChevron v. Natural Resources Defense CouncilCitizens to Preserve Overton Park v. VolpeFederal Trade Commission (FTC) v. Standard Oil Company of CaliforniaField v. ClarkFood and Drug Administration v. Brown and Williamson Tobacco CorporationHumphrey's Executor v. United StatesImmigration and Naturalization Service (INS) v. ChadhaJ.W. Hampton Jr. & Company v. United StatesLucia v. SECMarshall v. Barlow'sMassachusetts v. Environmental Protection AgencyMistretta v. United StatesNational Federation of Independent Business (NFIB) v. SebeliusNational Labor Relations Board v. Noel Canning CompanyNational Labor Relations Board v. Sears, Roebuck & Co.Panama Refining Co. v. RyanSecurities and Exchange Commission v. Chenery CorporationSkidmore v. Swift & Co.United States v. LopezUnited States v. Western Pacific Railroad Co.Universal Camera Corporation v. National Labor Relations BoardVermont Yankee Nuclear Power Corp. v. Natural Resources Defense CouncilWayman v. SouthardWeyerhaeuser Company v. United States Fish and Wildlife ServiceWhitman v. American Trucking AssociationsWickard v. FilburnWiener v. United States
Terms
Adjudication (administrative state)Administrative judgeAdministrative lawAdministrative law judgeAdministrative stateArbitrary-or-capricious testAuer deferenceBarrier to entryBootleggers and BaptistsChevron deference (doctrine)Civil servantCivil serviceCode of Federal RegulationsCodify (administrative state)Comment periodCompliance costsCongressional RecordCoordination (administrative state)Deference (administrative state)Direct and indirect costs (administrative state)Enabling statuteEx parte communication (administrative state)Executive agencyFederal lawFederal RegisterFederalismFinal ruleFormal rulemakingFormalism (law)Functionalism (law)Guidance (administrative state)Hybrid rulemakingIncorporation by referenceIndependent federal agencyInformal rulemakingJoint resolution of disapproval (administrative state)Major ruleNegotiated rulemakingNondelegation doctrineOIRA prompt letterOrganic statutePragmatism (law)Precautionary principlePromulgateProposed rulePublication rulemakingRegulatory budgetRegulatory captureRegulatory dark matterRegulatory impact analysisRegulatory policy officerRegulatory reform officerRegulatory reviewRent seekingRetrospective regulatory reviewRisk assessment (administrative state)RulemakingSeparation of powersSignificant regulatory actionSkidmore deferenceStatutory authoritySubstantive law and procedural lawSue and settleSunset provisionUnified Agenda of Federal Regulatory and Deregulatory ActionsUnited States CodeUnited States Statutes at Large
Bibliography
Agencies
Ballotpedia
Editorial Content
Josh Altic, Director of ContentDaniel Anderson, Associate Director of Elections & DataCory Eucalitto, Associate Director of FeaturesRyan Byrne, Managing Editor of Ballot MeasuresMandy McConnell, Managing Editor of NewsDoug Kronaizl, Managing Editor of Local ExpansionAbbey Smith, Managing Editor of ElectionsJanie Valentine, Managing Editor of LawJoel Williams, Managing Editor of EventsJoseph Greaney, Managing Editor of PolicyAndrew BahlJaclyn BeranMarielle BrickerJoseph BrusgardEmma BurlingameKelly CoyleJon DunnVictoria EdwardsThomas EllisNicole FisherThomas GrobbenBrianna HoseaMolly KehoeTyler KingGlorie MartinezNorm Leahy, Senior EditorNathan MaxwellJimmy McAllisterBrandon McCauleyAndrew McNairEllie MikusMackenzie MurphyKaley PlatekSamantha PostAdam PowellAnnelise ReinwaldSpencer RichardsonVictoria RoseBriana RyanMyj SaintylMaddy SaluckaEmma SoukupAlexis ThackerMina VogelSamuel WonacottTrenton Woodcox