Public policy made simple. Dive into ourinformation hub today!

Independent Offices Appropriations Act of 1952

From Ballotpedia
New Administrative State Banner.png
Administrative State
Administrative State Icon Gold.png
Five Pillars of the Administrative State
Agency control
Executive control
Judicial control
Legislative control
Public Control

Click here for more coverage of theadministrative state on Ballotpedia.
Click here to accessBallotpedia's administrative state legislation tracker.

TheIndependent Offices Appropriations Act (IOAA) of 1952 is a federal law that provided federal agencies with the authority to assess user fees or charges through administrative regulations. Agencies that had not been granted specific statutory authority to assess user fees prior to the law were permitted to assess user fees under the authority of the IOAA. The legislation was signed into law by President Harry Truman (D) on July 6, 1952.[1][2]

Background

In 1950, the U.S. Senate Committee on Expenditures in the Executive Departments conducted a study on user fees assessed by federal government agencies. The committee operated under the opinion that those who benefited from using certain government services should shoulder the burden of their costs, according to a report by the U.S. General Accounting Office. The committee issued the following conclusion in its report:[3]

On the basis of the limited study reported on herein, the committee has established conclusively that opportunity exists for the equitable transfer of many financial burdens from the shoulders of the taxpaying general public to the direct and special beneficiaries.[3][4]

The committee did not recommend a specific course of action following the study, but Congress later approved the Independent Offices Appropriations Act (IOAA) of 1952 in order to provide federal government agencies with the authority to assess user fees through administrative regulations. Agencies that lacked any specific statutory authority to charge user fees were granted the authority to implement user fees under the IOAA. The act aimed to reduce agencies' sole dependence on federal appropriations and taxpayer dollars by garnering financial assistance from the specific beneficiaries of government services rather than the general public. For example, visitors to national parks may be assessed entrance fees, camping fees, or other associated costs.[3][5][6]

Under the act, user fees must be fair and "based on costs to the government, the value of the service or thing to the recipient, public policy or interest serviced, and other relevant facts," according to theU.S Government Accountability Office (GAO). Moreover, the agency must deposit the fees into theU.S. Treasury's general fund and cannot reserve the fees for specific use by the agency.[1]

Provisions

The Independent Offices Appropriations Act (IOAA) grants broad authority to federal agencies to assess user fees. The fees must be fair and based on the costs to the government and the value of the service provided, among other considerations. Fees collected are deposited in the general fund of the U.S. Treasury and are not directly available to the agency.[7]

The IOAA,codified at 31 U.S. Code § 9701, provides the following guidance for agencies:[8]

(a) It is the sense of Congress that each service or thing of value provided by an agency (except a mixed-ownership Government corporation) to a person (except a person on official business of the United States Government) is to be self-sustaining to the extent possible.
(b) The head of each agency (except a mixed-ownership Government corporation) may prescribe regulations establishing the charge for a service or thing of value provided by the agency. Regulations prescribed by the heads of executive agencies are subject to policies prescribed by the President and shall be as uniform as practicable. Each charge shall be—

(1) fair; and
(2) based on—
(A) the costs to the Government;
(B) the value of the service or thing to the recipient;
(C) public policy or interest served; and
(D) other relevant facts.[4]

Impact

Agency reliance on user fees has increased since the passage of the IOAA, a trend that theCongressional Budget Office attributes to various budget sequestration and reconciliation measures that have motivated agencies to seek out new funding sources. Many federal agencies today depend on user fees to fund services, according to a report by theU.S. Department of Agriculture's (USDA) Economic Research Service. In 2007, a GAO report found that total user fee collections across federal agencies amounted to $233 billion. In a review of 21 federal agencies, the USDA's report found that nine agencies relied on user fees to make up at least 80 percent of agency funding.[9][10][7]

The following table provides examples of user fees charged by federal agencies:[9][7]

Examples of user fees charged by federal agencies, 2018
Federal agencyUser fee(s)
Food and Drug AdministrationApplication fees for new drugs, annual fees on existing drugs, annual fees on manufacturing plants
National Marine Fisheries ServiceInspection fees
Nuclear Regulatory CommissionInspection fees, license fees, and annual fees

to all active entities

National Park ServiceEntrance fees, camping fees
U.S. Postal ServicePostage fees
U.S. Citizenship and Immigration ServicesFees for immigrant and naturalization benefit applications
USDA’s Food Safety and Inspection ServiceFees for meat, poultry, and egg products overtime inspection services

See also

External links

Footnotes

  1. 1.01.1Government Accountability Office, "General government > 43. Federal User Fees," accessed February 22, 2018
  2. The American Presidency Project, "201 - Statement by the President Upon Signing the Independent Offices Appropriation Act." accessed February 22, 2018
  3. 3.03.13.2U.S. General Accounting Office, "Principles of Federal Appropriations Law," accessed February 22, 2018
  4. 4.04.1Note: This text is quoted verbatim from the original source. Any inconsistencies are attributable to the original source.
  5. Legal Information Institute, "31 U.S. Code § 9701 - Fees and charges for Government services and things of value," accessed February 22, 2018
  6. National Park Service, "Visitor Fees in the National Park System: A Legislative and Administrative History," accessed February 22, 2018
  7. 7.07.17.2Government Accountability Office, "Federal User Fees: A Design Guide," accessed February 23, 2018
  8. Legal Information Institute, "31 U.S. Code § 9701 - Fees and charges for Government services and things of value," accessed February 23, 2018
  9. 9.09.1U.S. Department of Agriculture—Economic Research Service, "User Fees in Federal Agencies," accessed February 23, 2018
  10. Congressional Budget Office, "The Growth of Federal User Charges," accessed February 23, 2018
v  e
The Administrative State
MainThe Administrative State Project Badge.png
Pillars
Reporting
Laws
Administrative Procedure ActAntiquities ActCivil Service Reform ActClayton Antitrust ActCommunications Act of 1934Congressional Review ActElectronic Freedom of Information ActFederal Food, Drug, and Cosmetic Act of 1938Federal Housekeeping StatuteFederal Reserve ActFederal Trade Commission Act of 1914Freedom of Information ActGovernment in the Sunshine ActIndependent Offices Appropriations Act of 1952Information Quality ActInterstate Commerce ActNational Labor Relations ActPaperwork Reduction ActPendleton ActPrivacy Act of 1974Regulatory Flexibility ActREINS ActREINS Act (Wisconsin)Securities Act of 1933Securities Exchange Act of 1934Sherman Antitrust ActSmall Business Regulatory Enforcement Fairness ActTruth in Regulating ActUnfunded Mandates Reform Act
Cases
Abbott Laboratories v. GardnerA.L.A. Schechter Poultry Corp. v. United StatesAssociation of Data Processing Service Organizations v. CampAuer v. RobbinsChevron v. Natural Resources Defense CouncilCitizens to Preserve Overton Park v. VolpeFederal Trade Commission (FTC) v. Standard Oil Company of CaliforniaField v. ClarkFood and Drug Administration v. Brown and Williamson Tobacco CorporationHumphrey's Executor v. United StatesImmigration and Naturalization Service (INS) v. ChadhaJ.W. Hampton Jr. & Company v. United StatesLucia v. SECMarshall v. Barlow'sMassachusetts v. Environmental Protection AgencyMistretta v. United StatesNational Federation of Independent Business (NFIB) v. SebeliusNational Labor Relations Board v. Noel Canning CompanyNational Labor Relations Board v. Sears, Roebuck & Co.Panama Refining Co. v. RyanSecurities and Exchange Commission v. Chenery CorporationSkidmore v. Swift & Co.United States v. LopezUnited States v. Western Pacific Railroad Co.Universal Camera Corporation v. National Labor Relations BoardVermont Yankee Nuclear Power Corp. v. Natural Resources Defense CouncilWayman v. SouthardWeyerhaeuser Company v. United States Fish and Wildlife ServiceWhitman v. American Trucking AssociationsWickard v. FilburnWiener v. United States
Terms
Adjudication (administrative state)Administrative judgeAdministrative lawAdministrative law judgeAdministrative stateArbitrary-or-capricious testAuer deferenceBarrier to entryBootleggers and BaptistsChevron deference (doctrine)Civil servantCivil serviceCode of Federal RegulationsCodify (administrative state)Comment periodCompliance costsCongressional RecordCoordination (administrative state)Deference (administrative state)Direct and indirect costs (administrative state)Enabling statuteEx parte communication (administrative state)Executive agencyFederal lawFederal RegisterFederalismFinal ruleFormal rulemakingFormalism (law)Functionalism (law)Guidance (administrative state)Hybrid rulemakingIncorporation by referenceIndependent federal agencyInformal rulemakingJoint resolution of disapproval (administrative state)Major ruleNegotiated rulemakingNondelegation doctrineOIRA prompt letterOrganic statutePragmatism (law)Precautionary principlePromulgateProposed rulePublication rulemakingRegulatory budgetRegulatory captureRegulatory dark matterRegulatory impact analysisRegulatory policy officerRegulatory reform officerRegulatory reviewRent seekingRetrospective regulatory reviewRisk assessment (administrative state)RulemakingSeparation of powersSignificant regulatory actionSkidmore deferenceStatutory authoritySubstantive law and procedural lawSue and settleSunset provisionUnified Agenda of Federal Regulatory and Deregulatory ActionsUnited States CodeUnited States Statutes at Large
Bibliography
Agencies
Ballotpedia
Editorial Content
Josh Altic, Director of ContentDaniel Anderson, Associate Director of Elections & DataCory Eucalitto, Associate Director of FeaturesRyan Byrne, Managing Editor of Ballot MeasuresMandy McConnell, Managing Editor of NewsDoug Kronaizl, Managing Editor of Local ExpansionAbbey Smith, Managing Editor of ElectionsJanie Valentine, Managing Editor of LawJoel Williams, Managing Editor of EventsAndrew BahlJaclyn BeranMarielle BrickerJoseph BrusgardEmma BurlingameKelly CoyleJon DunnVictoria EdwardsThomas EllisNicole FisherJoseph GreaneyThomas GrobbenBrianna HoseaMolly KehoeTyler KingGlorie MartinezNorm Leahy, Senior EditorNathan MaxwellJimmy McAllisterBrandon McCauleyEllie MikusEllen MorrisseyMackenzie MurphyKaley PlatekSamantha PostAdam PowellAnnelise ReinwaldEthan RiceSpencer RichardsonVictoria RoseBriana RyanMyj SaintylMaddy SaluckaEmma SoukupAlexis ThackerMina VogelSamuel WonacottTrenton Woodcox