The University of Tennessee System

Audit and Compliance

The Division of Audit and Compliance supports UT’s mission by promoting accountability, transparency and ethical conduct. Through independent audits, risk assessments and compliance reviews, the office helps ensure operations are effective, efficient and in line with policies, laws and regulations.

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Our Offices

The Division of Audit and Compliance has a dual-reporting relationship. The Chief Audit and Compliance Officer reports to the UT System President administratively, while also reporting directly to Audit and Compliance Committee of the UT Board of Trustees.

Internal Audit

The Department of Internal Audit team creates an annual plan based on risk and follows professional standards set by The Institute of Internal Auditors. They focus on internal controls, fraud prevention, IT, efficiency, and investigations.

Audit Resources for UT Staff (external link)

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Institutional Compliance

The Department of Institutional Compliance provides independent oversight of the University of Tennessee’s compliance programs to assure that the university is compliant with all federal, state, and local laws and regulations as well as university policies.

Tyvi Small, Vice Chancellor for Diversity and Engagement, visits with students at the Frieson Black Cultural Center during a Multicultural Student Life welcome back event on August 22, 2023. Photo by Steven Bridges/University of Tennessee.

Enterprise Risk Management

The Department of Enterprise Risk Management (ERM) helps the UT System identify and manage potential risks to ensure strategic goals are met and assets are protected. Learn how UT proactively strengthens compliance, decision-making and resilience through its ERM approach.