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Axiom of dependent choice

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(Redirected fromDependent choice)
Weak form of the axiom of choice

Inmathematics, theaxiom of dependent choice, denoted byDC{\displaystyle {\mathsf {DC}}}, is a weak form of theaxiom of choice (AC{\displaystyle {\mathsf {AC}}}) that is still sufficient to develop much ofreal analysis. It was introduced byPaul Bernays in a 1942 article inreverse mathematics that explores whichset-theoreticaxioms are needed to develop analysis.[a]

Formal statement

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Ahomogeneous relationR{\displaystyle R} onX{\displaystyle X} is called atotal relation if for everyaX,{\displaystyle a\in X,} there exists somebX{\displaystyle b\in X} such thataR b{\displaystyle a\,R~b} is true.

The axiom of dependent choice can be stated as follows: For every nonemptysetX{\displaystyle X} and every total relationR{\displaystyle R} onX,{\displaystyle X,} there exists asequence(xn)nN{\displaystyle (x_{n})_{n\in \mathbb {N} }} inX{\displaystyle X} such that

xnR xn+1{\displaystyle x_{n}\,R~x_{n+1}} for allnN.{\displaystyle n\in \mathbb {N} .}

In fact,x0 may be taken to be any desired element ofX. (To see this, apply the axiom as stated above to the set of finite sequences that start withx0 and in which subsequent terms are in relationR{\displaystyle R}, together with the total relation on this set of the second sequence being obtained from the first by appending a single term.)

If the setX{\displaystyle X} above is restricted to be the set of allreal numbers, then the resulting axiom is denoted byDCR.{\displaystyle {\mathsf {DC}}_{\mathbb {R} }.}

Use

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Even without such an axiom, for anyn{\displaystyle n}, one can use ordinary mathematical induction to form the firstn{\displaystyle n} terms of such a sequence.The axiom of dependent choice says that we can form a whole (countably infinite) sequence this way.

The axiomDC{\displaystyle {\mathsf {DC}}} is the fragment ofAC{\displaystyle {\mathsf {AC}}} that is required to show the existence of a sequence constructed bytransfinite recursion ofcountable length, if it is necessary to make a choice at each step and if some of those choices cannot be made independently of previous choices.

Equivalent statements

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OverZF{\displaystyle {\mathsf {ZF}}} (Zermelo–Fraenkel set theory without the axiom of choice),DC{\displaystyle {\mathsf {DC}}} is equivalent to theBaire category theorem for complete metric spaces.[1]

It is also equivalent overZF{\displaystyle {\mathsf {ZF}}} to thedownward Löwenheim–Skolem theorem.[b][2]

DC{\displaystyle {\mathsf {DC}}} is also equivalent overZF{\displaystyle {\mathsf {ZF}}} to the statement that everypruned tree withω{\displaystyle \omega } levels has abranch (proof below).

Furthermore,DC{\displaystyle {\mathsf {DC}}} is equivalent to a weakened form ofZorn's lemma; specificallyDC{\displaystyle {\mathsf {DC}}} is equivalent to the statement that anypartial order such that everywell-orderedchain is finite and bounded, must have a maximal element.[3]

Proof thatDC{\displaystyle \,{\mathsf {DC}}\iff } Every pruned tree with ω levels has a branch
(){\displaystyle (\,\Longleftarrow \,)} LetR{\displaystyle R} be an entire binary relation onX{\displaystyle X}. The strategy is to define a treeT{\displaystyle T} onX{\displaystyle X} of finite sequences whose neighboring elements satisfyR.{\displaystyle R.} Then a branch throughT{\displaystyle T} is an infinite sequence whose neighboring elements satisfyR.{\displaystyle R.} Start by definingx0,,xnT{\displaystyle \langle x_{0},\dots ,x_{n}\rangle \in T} ifxkRxk+1{\displaystyle x_{k}R\,x_{k+1}} for0k<n.{\displaystyle 0\leq k<n.} SinceR{\displaystyle R} is entire,T{\displaystyle T} is a pruned tree withω{\displaystyle \omega } levels. Thus,T{\displaystyle T} has a branchx0,,xn,.{\displaystyle \langle x_{0},\dots ,x_{n},\dots \rangle .} So, for alln0:{\displaystyle n\geq 0\!:}x0,,xn,xn+1T,{\displaystyle \langle x_{0},\dots ,x_{n},x_{n+1}\rangle \in T,} which impliesxnRxn+1.{\displaystyle x_{n}R\,x_{n+1}.} Therefore,DC{\displaystyle {\mathsf {DC}}} is true.

(){\displaystyle (\,\Longrightarrow \,)} LetT{\displaystyle T} be a pruned tree onX{\displaystyle X} withω{\displaystyle \omega } levels. The strategy is to define a binary relationR{\displaystyle R} onT{\displaystyle T} so thatDC{\displaystyle {\mathsf {DC}}} produces a sequencetn=x0,,xf(n){\displaystyle t_{n}=\langle x_{0},\dots ,x_{f(n)}\rangle } wheretnRtn+1{\displaystyle t_{n}R\,t_{n+1}} andf(n){\displaystyle f(n)} is astrictly increasing function. Then the infinite sequencex0,,xk,{\displaystyle \langle x_{0},\dots ,x_{k},\dots \rangle } is a branch. (This proof only needs to prove this forf(n)=m+n.{\displaystyle f(n)=m+n.}) Start by defininguRv{\displaystyle u\,R\,v} ifu{\displaystyle u} is an initial subsequence ofv,length(u)>0,{\displaystyle v,\operatorname {length} (u)>0,\,} andlength(v)={\displaystyle \operatorname {length} (v)=}length(u)+1.{\displaystyle \operatorname {length} (u)+1.} SinceT{\displaystyle T} is a pruned tree withω{\displaystyle \omega } levels,R{\displaystyle R} is entire. Therefore,DC{\displaystyle {\mathsf {DC}}} implies that there is an infinite sequencetn{\displaystyle t_{n}} such thattnRtn+1.{\displaystyle t_{n}\,R\,t_{n+1}.} Nowt0=x0,,xm{\displaystyle t_{0}=\langle x_{0},\dots ,x_{m}\rangle } for somem0.{\displaystyle m\geq 0.} Letxm+n{\displaystyle x_{m+n}} be the last element oftn.{\displaystyle t_{n}.} Thentn=x0,,xm,,xm+n.{\displaystyle t_{n}=\langle x_{0},\dots ,x_{m},\dots ,x_{m+n}\rangle .} For allk0,{\displaystyle k\geq 0,} the sequencex0,,xk{\displaystyle \langle x_{0},\dots ,x_{k}\rangle } belongs toT{\displaystyle T} because it is an initial subsequence oft0(km){\displaystyle t_{0}\,(k\leq m)} or it is atn(km).{\displaystyle t_{n}\,(k\geq m).} Therefore,x0,,xk,{\displaystyle \langle x_{0},\dots ,x_{k},\dots \rangle } is a branch.

Relation with other axioms

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Unlike fullAC{\displaystyle {\mathsf {AC}}},DC{\displaystyle {\mathsf {DC}}} is insufficient to prove (givenZF{\displaystyle {\mathsf {ZF}}}) that there is anon-measurable set of real numbers, or that there is a set of real numbers without theproperty of Baire or without theperfect set property. This follows because theSolovay model satisfiesZF+DC{\displaystyle {\mathsf {ZF}}+{\mathsf {DC}}}, and every set of real numbers in this model isLebesgue measurable, has the Baire property and has the perfect set property.

The axiom of dependent choice implies theaxiom of countable choice and is strictly stronger.[4][5]

It is possible to generalize the axiom to produce transfinite sequences. If these are allowed to be arbitrarily long, then it becomes equivalent to the full axiom of choice.

Notes

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  1. ^"The foundation of analysis does not require the full generality of set theory but can be accomplished within a more restricted frame."Bernays, Paul (1942)."Part III. Infinity and enumerability. Analysis"(PDF).Journal of Symbolic Logic. A system of axiomatic set theory.7 (2):65–89.doi:10.2307/2266303.JSTOR 2266303.MR 0006333.S2CID 250344853. The axiom of dependent choice is stated on p. 86.
  2. ^Moore states that "Principle of Dependent Choices{\displaystyle \Rightarrow } Löwenheim–Skolem theorem" — that is,DC{\displaystyle {\mathsf {DC}}} implies the Löwenheim–Skolem theorem.See tableMoore, Gregory H. (1982).Zermelo's Axiom of Choice: Its origins, development, and influence. Springer. p. 325.ISBN 0-387-90670-3.

References

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  1. ^"The Baire category theorem implies the principle of dependent choices."Blair, Charles E. (1977). "The Baire category theorem implies the principle of dependent choices".Bull. Acad. Polon. Sci. Sér. Sci. Math. Astron. Phys.25 (10):933–934.
  2. ^Theconverse is proved inBoolos, George S.;Jeffrey, Richard C. (1989).Computability and Logic (3rd ed.). Cambridge University Press. pp. 155–156.ISBN 0-521-38026-X.
  3. ^Wolk, Elliot S. (1983), "On the principle of dependent choices and some forms of Zorn's lemma",Canadian Mathematical Bulletin,26 (3):365–367,doi:10.4153/CMB-1983-062-5
  4. ^Bernays proved that the axiom of dependent choice implies the axiom of countable choiceSee esp. p. 86 inBernays, Paul (1942)."Part III. Infinity and enumerability. Analysis"(PDF).Journal of Symbolic Logic. A system of axiomatic set theory.7 (2):65–89.doi:10.2307/2266303.JSTOR 2266303.MR 0006333.S2CID 250344853.
  5. ^For a proof that the Axiom of Countable Choice does not imply the Axiom of Dependent ChoiceseeJech, Thomas (1973),The Axiom of Choice, North Holland, pp. 130–131,ISBN 978-0-486-46624-8
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