Zugzwang (from German 'compulsion to move';pronounced[ˈtsuːktsvaŋ]) is a situation found inchess and otherturn-based games wherein oneplayer is put at a disadvantage because of their obligation to make a move; a player is said to be "in zugzwang" when any legal move will worsen their position.[1]
Although the term is used less precisely in games such as chess, it is used specifically incombinatorial game theory to denote a move that directly changes the outcome of the game from a win to a loss.[2][3] Putting the opponent in zugzwang is a common way to help the superior side win a game, and in some cases it is necessary in order to make the win possible.[4] More generally, the term can also be used to describe a situation where none of the available options lead to a good outcome.[5][6][7]
The termzugzwang was used in German chess literature in 1858 or earlier,[8] and the first known use of the term in English was byWorld ChampionEmanuel Lasker in 1905.[9] The concept of zugzwang was known to chess players many centuries before the term was coined, appearing in anendgame study published in 1604 byAlessandro Salvio, one of the first writers on the game, and inshatranj studies dating back to the early 9th century, over 1000 years before the first known use of the term. Internationalchess notation uses the symbol "⊙" to indicate a zugzwang position.
Positions with zugzwang occur fairly often in chessendgames, especially inking and pawn endgames and elementary checkmates (such as a rook and king against a lone king). According toJohn Nunn, positions of reciprocal zugzwang are surprisingly important in the analysis of endgames.[10][11]
The word comes from GermanZug 'move' +Zwang 'compulsion', so thatZugzwang means 'being forced to make a move'. Originally the term was used interchangeably with the termZugpflicht 'obligation to make a move' as a general game rule. Games like chess andcheckers have "zugzwang" (or "zugpflicht"): a playermust always make a move on their turn even if this is to their disadvantage. Over time, the term became especially associated with chess.
According to chesshistorianEdward Winter, the term had been in use in German chess circles in the 19th century.[8]
Pages 353–358 of the September 1858Deutsche Schachzeitung had an unsigned article"Zugzwang, Zugwahl und Privilegien".Friedrich Amelung employed the termsZugzwang,Tempozwang andTempozugzwang on pages 257–259 of the September 1896 issue of the same magazine. When a perceived example of zugzwang occurred in the third game of the 1896–97 world championship match between Steinitz and Lasker, after 34...Rg8, theDeutsche Schachzeitung (December 1896, page 368) reported that "White has died of zugzwang".
The earliest known use of the term zugzwang in English was on page 166 of the February 1905 issue ofLasker's Chess Magazine.[9] The term did not become common in English-language chess sources until the 1930s, after the publication of the English translation of Nimzowitsch'sMy System in 1929.[8]
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The concept of zugzwang, if not the term, must have been known to players for many centuries. Zugzwang is required to win the elementary (and common)king and rook versus kingendgame,[12] and the king and rook (or differently-named pieces with the same powers) have been chess pieces since the earliest versions of the game.[13]
Other than basiccheckmates, the earliest published use of zugzwang may be in this study by Zairab Katai, which was published sometime between 813 and 833, discussingshatranj. After
puts Black in zugzwang, since the black king must abandon its attack on the white rook and thus allow the white king to trap the knight: 3...Kc4 4.Kg3 (or Kg4) Kd4 5.Re1 and White wins.[14]
Polerio, 1585
White to move and win | Philidor, 1777
After 36.Kc3, Black is in zugzwang, since they must move their rook away from their king.
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The concept of zugzwang is also seen in the 1585endgame study byGiulio Cesare Polerio, published in 1604 byAlessandro Salvio, one of the earliest writers on the game.[15] The only way for White to win is 1.Ra1 Kxa1 2.Kc2, placing Black in zugzwang. The only legal move is 2...g5, whereupon Whitepromotes a pawn first and thencheckmates with 3.hxg5 h4 4.g6 h3 5.g7 h2 6.g8=Q h1=Q 7.Qg7#.[16]
Joseph Bertin refers to zugzwang inThe Noble Game of Chess (1735), wherein he documents 19 rules about chess play. His 18th rule is: "To play well the latter end of a game, you must calculate who has the move, on which the game always depends."[17]
François-André Danican Philidor wrote in 1777 of the position illustrated that after White plays 36.Kc3, Black "is obliged to move his rook from his king, which gives you an opportunity of taking his rook by adouble check [sic], or making himmate".[18] Lasker explicitly cited a mirror image of this position (White: king on f3, queen on h4; Black: king on g1, rook on g2) as an example of zugzwang inLasker's Manual of Chess.[19] The British masterGeorge Walker analyzed a similar position in the same endgame, giving a maneuver (triangulation) that resulted in the superior side reaching the initial position, but now with the inferior side on move and in zugzwang. Walker wrote of the superior side's decisive move: "throwing the move upon Black, in the initial position, and thereby winning".[20]
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Paul Morphy is credited with composing the position illustrated "while still a young boy". After 1.Ra6, Black is in zugzwang and must allow mate on the next move with 1...bxa6 2.b7# or 1...B (moves) 2.Rxa7#.[21]
There are three types of chess positions: either none, one, or both of the players would be at a disadvantage if it were their turn to move. The great majority of positions are of the first type. In chess literature, most writers call positions of the second typezugzwang, and the third typereciprocal zugzwang ormutual zugzwang. Some writers call the second type asqueeze and the third typezugzwang.[22]
Normally in chess, havingtempo is desirable because the player who is to move has the advantage of being able to choose a move that improves their situation. Zugzwang typically occurs when "the player to move cannot do anything without making an important concession".[23][24]
Hooper & Whyld 1992, p. 458
White to move draws; Black to move loses. | Flear 2004, p. 11
Black to move. Black is in zugzwang; any Black move allows White's king to create a passed pawn and win.
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Zugzwang most often occurs in the endgame when the number of pieces, and so the number of possible moves, is reduced, and the exact move chosen is often critical.[25] The first diagram shows the simplest possible example of zugzwang. If it is White's move, they must eitherstalemate Black with 1.Kc6 or abandon thepawn, allowing 1...Kxc7 with a draw. If it is Black's move, the only legal move is 1...Kb7, which allows White to win with 2.Kd7 followed byqueening the pawn on the next move.
The second diagram is another simple example. Black, on move, must allow White to play Kc5 or Ke5, when White wins one or morepawns and can advance their own pawn towardpromotion. White, on move, must retreat theirking, when Black is out of danger.[26] The squares d4 and d6 arecorresponding squares. Whenever the white king is on d4 with White to move, the black king must be on d6 to prevent the advance of the white king.
In many cases, the player having the move can put the other player in zugzwang by usingtriangulation. This often occurs in king and pawn endgames. Pieces other than the king can also triangulate to achieve zugzwang, such as in theKQ v KR Philidor position. Zugzwang is a mainstay ofchess compositions and occurs frequently inendgame studies.
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Some zugzwang positions occurred in the second game of the 1971candidates match betweenBobby Fischer andMark Taimanov.[27] In the position in the diagram, Black is in zugzwang because he would rather not move, but he must: a king move would lose the knight, while a knight move would allow thepassed pawn to advance.[28] The game continued:
and Black is again in zugzwang. The game ended shortly (because the pawn will slip through andpromote):[29]
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In the position shown, White has just gotten his king to a6, where it attacks the black pawn on b6, tying down the black king to defend it. White now needs to get hisbishop to f7 or e8 to attack the pawn on g6. Play continued:
Now the bishop is able to make a waiting move. It is able to do so while maintaining access to f7, so that it can reach e8 safely, where it attacks the pawn on g6 and restricts the black king from c6.
and Black is in zugzwang. Knights are unable to lose a tempo,[30] so moving the knight would allow the bishop to capture thekingside pawns. The black king must give way.
and White has a winning position. Either one of White'squeenside pawns will promote or the white king will attack and win the black kingside pawns and a kingside pawn will promote. Blackresigned seven moves later.[31][32][33]Andy Soltis says that this is "perhaps Fischer's most famous endgame".[34]
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This position from a 1988 game betweenVitaly Tseshkovsky andGlenn Flear at Wijk aan Zee shows an instance of "zugzwang" where the obligation to move makes the defense more difficult, but it does not mean the loss of the game. Adraw by agreement was reached eleven moves later.[35][36]
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A special case of zugzwang isreciprocal zugzwang ormutual zugzwang, which is a position such that whoever is to move is in zugzwang. Studying positions of reciprocal zugzwang is in the analysis of endgames.[10][11] A position of mutual zugzwang is closely related to a game with a Conway value of zero ingame theory.[37]
In a position with reciprocal zugzwang, only the player to move is actually in zugzwang. However, the player who is not in zugzwang must play carefully because one inaccurate move can cause them to be put in zugzwang.[38] That is in contrast to regular zugzwang, because the superior side usually has awaiting move or can triangulate to put the opponent in zugzwang.[11]
The diagram shows a position of reciprocal zugzwang. If Black is to move, 1... Kd7 is forced, which loses because White will move 2. Kb7, promote the pawn, and win. If White is to move the result is a draw as White must either stalemate Black with 1. Kc6 or allow Black tocapture the pawn. Since each side would be in zugzwang if it were their move, it is a reciprocal zugzwang.[39][40]
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An extreme type of reciprocal zugzwang, calledtrébuchet, is shown in the diagram. It is also called afull-point mutual zugzwang because it will result in a loss for the player in zugzwang, resulting in a full point for the opponent.[41] Whoever is to move in this position must abandon their ownpawn, thus allowing the opponent to capture it and proceed topromote their own pawn, resulting in an easily winnable position.[42]
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Corresponding squares are squares of mutual zugzwang. When there is only one pair of corresponding squares, they are calledmined squares.[43] A player will fall into zugzwang if they move their king onto the square and their opponent is able to move onto the corresponding square. In the diagram here, if either king moves onto the square marked with the dot of the same color, it falls into zugzwang if the other king moves into the mined square near them.[44]
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Zugzwang usually works in favor of the stronger side, but sometimes it aids the defense. In this position based on a game betweenZoltán Varga andPéter Ács, it saves the game for the defense:
Reciprocal zugzwang.
Reciprocal zugzwang again.
Reciprocal zugzwang again.
This position is a draw and the playersagreed to a draw a few moves later.[45]
Alex Angos notes that, "As the number of pieces on the board increases, the probability forzugzwang to occur decreases."[46] As such, zugzwang is very rarely seen in themiddlegame.[47]
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The gameFritz Sämisch–Aron Nimzowitsch,Copenhagen 1923,[48] is often called the "Immortal Zugzwang Game". According to Nimzowitsch, writing in theWiener Schachzeitung in 1925, this term originated in "Danish chess circles".[8] Some consider the final position to be an extremely rare instance of zugzwang occurring in the middlegame.[49] It ended with Whiteresigning in the position in the diagram.
White has a few pawn moves which do not lose material, but eventually he will have to move one of his pieces. If he plays 1.Rc1 or Rd1, then 1...Re2 traps White's queen; 1.Kh2 fails to 1...R5f3, also trapping the queen, since White cannot play 2.Bxf3 because the bishop ispinned to the king; 1.g4 runs into 1...R5f3 2.Bxf3? Rh2 mate. Angos analyzes 1.a3 a5 2.axb4 axb4 3.h4 Kh8 (waiting) 4.b3 Kg8 and White has run out of waiting moves and must lose material. Best in this line is 5.Nc3!? bxc3 6.Bxc3, which just leaves Black with a serious positional advantage and an extra pawn.[50] Other moves lose material in more obvious ways.
However, since Black would win even without the zugzwang,[51] it is debatable whether the position is true zugzwang. Even if White could pass his move he would still lose, albeit more slowly, after 1...R5f3 2.Bxf3 Rxf3, trapping the queen and thus winning queen and bishop for two rooks.[52]Wolfgang Heidenfeld thus considers it a misnomer to call this a true zugzwang position.[53] See alsoImmortal Zugzwang Game § Objections to the sobriquet.
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This game betweenWilhelm Steinitz andEmanuel Lasker in the 1896–97World Chess Championship,[54] is an early example of zugzwang in the middlegame. After Lasker's 34...Re8–g8!, Steinitz had noplayable moves, andresigned.[55][56][57][58] White's bishop cannot move because that would allow the crushing ...Rg2+. The queen cannot move without abandoning either its defense of the bishop on g5 or of the g2 square, where it is preventing ...Qg2#. Attempting to push the f-pawn to promotion with 35.f6 loses the bishop: 35...Rxg5 36. f7 Rg2+, forcingmate. The move 35.Kg1 allows 35...Qh1+ 36.Kf2 Qg2+ followed by capturing the bishop. The rook cannot leave the firstrank, as that would allow 35...Qh1#. Rook moves along the first rank other than 35.Rg1 allow 35...Qxf5, when 36.Bxh4 is impossible because of 36...Rg2+; for example, 35.Rd1 Qxf5 36.d5 Bd7, winning. That leaves only 35.Rg1, when Black wins with 35...Rxg5! 36.Qxg5 (36.Rxg5? Qh1#) Qd6+ 37.Rg3 hxg3+ 38.Qxg3 Be8 39.h4 Qxg3+ 40.Kxg3 b5! 41.axb5 a4! and Blackqueens first.[55]Colin Crouch calls the final position, "An even more perfect middlegame zugzwang than ... Sämisch–Nimzowitsch ... in the final position Black has no direct threats, and no clear plan to improve the already excellent positioning of his pieces, and yet any move by White loses instantly."[59]
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Soltis writes that his "candidate for the ideal zugzwang game" is the following gameSoltis 1978, p. 55, Podgaets–Dvoretsky,USSR 1974:1. d4 c5 2. d5 e5 3. e4 d6 4. Nc3 Be7 5. Nf3 Bg4 6. h3 Bxf3 7. Qxf3 Bg5! 8. Bb5+ Kf8! Black exchanges off hisbad bishop, but does not allow White to do the same.9. Bxg5 Qxg5 10. h4 Qe7 11. Be2 h5 12. a4 g6 13. g3 Kg7 14. 0-0 Nh6 15. Nd1 Nd7 16. Ne3 Rhf8 17. a5 f5 18. exf5 e4! 19. Qg2 Nxf5 20. Nxf5+ Rxf5 21. a6 b6 22. g4? hxg4 23. Bxg4 Rf4 24. Rae1 Ne5! 25. Rxe4 Rxe4 26. Qxe4 Qxh4 27. Bf3 Rf8!! 28. Bh1 If instead 28.Qxh4 then 28...Nxf3+ followed by 29...Nxh4 leaves Black a piece ahead.28... Ng4 29. Qg2 (first diagram)Rf3!! 30. c4 Kh6!! (second diagram) Now all of White's piece moves allow checkmate or ...Rxf2 with a crushing attack (e.g. 31.Qxf3 Qh2#; 31.Rb1 Rxf2 32.Qxg4 Qh2#). That leaves only moves of White's b-pawn, which Black can ignore, e.g. 31.b3 Kg7 32.b4 Kh6 33.bxc5 bxc5 and White has run out of moves.[60]0–1
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In this 1959 game[61] between futureWorld ChampionBobby Fischer andHéctor Rossetto, 33.Bb3! puts Black in zugzwang.[62] If Black moves the king, White plays Rb8, winning a piece (...Rxc7 Rxf8); if Black moves the rook, 33...Ra8 or Re8, then not only does White gain a queen with 34.c8=Q+, but the black rook will also be lost after 35.Qxa8, 35.Qxe8 or 35.Rxe7+ (depending on Black's move); if Black moves the knight, Be6 will win Black's rook. That leaves only pawn moves, and they quickly run out.[63] The game concluded:
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Jonathan Rowson coined the termZugzwang Lite to describe a situation, sometimes arising in symmetricalopening variations, where White's "extra move" is a burden.[65] He cites as an example of this phenomenon inHodgson versusArkell atNewcastle 2001. The position diagrammed arose after1. c4 c5 2. g3 g6 3. Bg2 Bg7 4. Nc3 Nc6 5. a3 a6 6. Rb1 Rb8 7. b4 cxb4 8. axb4 b5 9. cxb5 axb5 (see diagram). Here Rowson remarks,
Both sides want to push their d-pawn and play Bf4/...Bf5, but White has to go first so Black gets to play ...d5 before White can play d4. This doesn't matter much, but it already points to the challenge that White faces here; his most natural continuations allow Black to play the moves he wants to. I would therefore say that White is in 'Zugzwang Lite' and that he remains in this state for several moves.
The game continued10. Nf3 d5 11. d4 Nf6 12. Bf4 Rb6 13. 0-0 Bf5 14. Rb3 0-0 15. Ne5 Ne4 16. h3 h5!? 17. Kh2. The position is still almost symmetrical, and White can find nothing useful to do with his extra move. Rowson whimsically suggests 17.h4!?, forcing Black to be the one to break the symmetry.17... Re8! Rowson notes that this is a useful waiting move, covering e7, which needs protection in some lines, and possibly supporting an eventual ...e5 (as Black in fact played on his 22nd move). White cannot copy it, since after 18.Re1? Nxf2 Black would win apawn. After18. Be3?! Nxe5! 19. dxe5 Rc6! Black seized the initiative and went on to win in 14 more moves.
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Another instance of Zugzwang Lite occurred inLajos Portisch–Mikhail Tal,Candidates Match 1965, again from theSymmetrical Variation of theEnglish Opening, after1. Nf3 c5 2. c4 Nc6 3. Nc3 Nf6 4. g3 g6 5. Bg2 Bg7 6. 0-0 0-0 7. d3 a6 8. a3 Rb8 9. Rb1 b5 10. cxb5 axb5 11. b4 cxb4 12. axb4 d6 13. Bd2 Bd7 (see diagram). Soltis wrote, "It's ridiculous to think Black's position is better. But Mikhail Tal said it is easier to play. By moving second he gets to see White's move and then decide whether to match it."[66]14. Qc1 Here, Soltis wrote that Black could maintain equality by keeping the symmetry: 14...Qc8 15.Bh6 Bh3. Instead, he plays to prove that White's queen is misplaced by breaking the symmetry.14... Rc8! 15. Bh6 Nd4! Threatening 15...Nxe2+.16. Nxd4 Bxh6 17. Qxh6 Rxc3 18. Qd2 Qc7 19. Rfc1 Rc8 Although the pawn structure is still symmetrical, Black's control of the c-file gives him the advantage.[66] Black ultimately reached an endgame two pawns up, but White managed to hold a draw in 83 moves.[67]
Soltis listed some endgames in which zugzwang is required to win:
Positions where the stronger side can win in the ending ofking and pawn versus king also generally require zugzwang to win.[a]
Take the ECB, the posterchild for zugzwang central banking. It has four possible moves: raising rates, QT, holding rates and admitting regime defeat.
Nevertheless, Russia has not yet entirely released itself from the zugzwang situation, as it has to further resort to reactionary acts to restrain a rising China, despite the fact that any move possible would further constrain Russia geopolitically stemming from Beijing's increasing power projection, chiefly in the economic domain (SREB).
Bibliography