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Trifunctional hypothesis

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Hypothesis about proto-Indo-European society
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This part of the 12th-century SwedishSkog tapestry has, possibly erroneously, been interpreted to show, from left to right, the one-eyedOdin, the hammer-wieldingThor andFreyr holding up wheat. Terje Leiren believes this grouping corresponds closely to the trifunctional division.

Thetrifunctional hypothesis of prehistoricProto-Indo-European society postulates a tripartite ideology ("idéologie tripartite") reflected in the existence of threesocial classes orcastespriests,warriors, andcommoners (farmers or tradesmen)—corresponding to the three functions of thesacral, themartial and theeconomic, respectively. The trifunctional thesis is primarily associated with theFrenchmythographerGeorges Dumézil,[1] who proposed it in 1929 in the bookFlamen-Brahman,[2] and later inMitra-Varuna.[3]

Three-way division

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According toGeorges Dumézil (1898–1986),Proto-Indo-European society had three main groups, corresponding to three distinct functions:[2][3]

  • Sovereignty, which fell into two distinct and complementary sub-parts:
    • one formal, juridical and priestly but worldly;
    • the other powerful, unpredictable and priestly but rooted in the supernatural world.
  • Military, connected with force, the military andwar.
  • Productivity,herding,farming andcrafts; ruled by the other two.

In theProto-Indo-European mythology, eachsocial group had its owngod or family of gods to represent it and the function of the god or gods matched the function of the group. Many such divisions occur in the history of Indo-European societies:

  • Southern Russia:Bernard Sergent associates theIndo-European language family with certain archaeological cultures in SouthernRussia and reconstructs anIndo-European religion based upon the tripartite functions.[4]
  • Early Baltic society:Norbertas Vėlius, in his bookSenovės baltų pasaulėžiūra (The Ancient Baltic Worldview), identified three regions with three classes. The priestly class was centered inPrussia, the warrior class was prominent in the outer highlands, and the farming class predominanted in the intermediate flatlands.
  • Early Germanic society: Dumézil identified a division between theking, warrioraristocracy and regular freemen.[5]
  • Norse mythology:Odin (sovereignty),Týr (law and justice), theVanir (fertility).[6][7][note 1] Odin has been interpreted as a death-god[9] and connected to cremations,[10] and has also been associated with ecstatic practices.[11][10]
  • Classical Greece: the three divisions of the ideal society as described bySocrates inPlato'sThe Republic. Bernard Sergent examined the trifunctional hypothesis in Greekepic,lyric anddramatic poetry.[12]
  • India: the three Hindu castes, theBrahmins or priests; theKshatriya, the warriors and military; and theVaishya, the agriculturalists, cattle rearers and traders. TheShudra, a fourth Indian caste, is a peasant or serf.

Reception

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Supporters of the hypothesis include scholars such asÉmile Benveniste,Bernard Sergent andIaroslav Lebedynsky, the last of whom concludes that "the basic idea seems proven in a convincing way".[13]

The hypothesis was embraced outside the field ofIndo-European studies by some mythographers, anthropologists and historians such asMircea Eliade,Claude Lévi-Strauss,Marshall Sahlins,Rodney Needham,Jean-Pierre Vernant andGeorges Duby.[14]

On the other hand,Nicholas Allen concludes that the tripartite division may be an artefact and aselection effect, rather than an organising principle that was used in the societies themselves.[15]Benjamin W. Fortson reports a sense that Dumézil blurred the lines between the three functions and the examples that he gave often had contradictory characteristics,[16] which had caused his detractors to reject his categories as nonexistent.[17] John Brough surmises that societal divisions are common outside Indo-European societies as well and so the hypothesis has only limited utility in illuminating prehistoric Indo-European society.[18] Cristiano Grottanelli states that while Dumézilian trifunctionalism may be seen in modern and medieval contexts, its projection onto earlier cultures is mistaken.[19] Belier is strongly critical.[20]

The hypothesis has been criticised by the historiansCarlo Ginzburg,Arnaldo Momigliano[21] andBruce Lincoln[22] as being based on Dumézil's sympathies with thepolitical right.Guy Stroumsa sees those criticisms as unfounded.[23]

See also

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Notes

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  1. ^Terje Leiren discerns another grouping of three Norse gods that may correspond to the trifunctional division:Odin as the patron of priests and magicians,Thor of warriors, andFreyr of fertility and farming.[8]

References

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  1. ^According to Jean Boissel, the first description of Indo-European trifunctionalism was by Gobineau, not by Dumézil. (Lincoln, 1999, p. 268, cited below).
  2. ^abDumézil, G. (1929).Flamen-Brahman. There has been scholarship in applying Dumézilian trifunctionalism to Pre-Columbian Yucatán Mayan societies in: Lincoln, Charles E., (1990)Ethnicity and Social Organization at Chichen Itza, Yucatan, Mexico. (PhD. dissertation, Department of Anthropology, Harvard University) Advisors Mathews, Peter, and Gordon R. Willey; Lincoln, Charles E. (1986.) "The Chronology of Chichen Itza: A Review of the Literature." Pages 141–156 inLate Lowland Maya Civilization: Classic to Postclassic, edited by Jeremy A. Sabloff and E. Wyllys Andrews V. Albuquerque: University of New Mexico Press.
  3. ^abDumézil, G. (1940).Mitra-Varuna, Presses universitaires de France.
  4. ^Bernard Sergent,Les Indo-Européens. Histoire, langues, mythes. Payot, Paris 1995.ISBN 2-228-88956-3.
  5. ^Dumézil, Georges (1958). "The Rígsþula and Indo-European Social Structure." In:Gods of the Ancient Northmen. Ed. Einar Haugen, trans. John Lindow. University of California Press, Berkeley 1973.ISBN 0-520-03507-0.
  6. ^Turville-Petre 1964, p. 103.
  7. ^Polomé 1970, p. 58—59.
  8. ^Leiren, Terje I. (1999),From Pagan to Christian: The Story in the 12th-Century Tapestry of the Skog Church
  9. ^de Vries 1970, p. 93.
  10. ^abDavidson 1990, p. 147.
  11. ^de Vries 1970, pp. 94–97.
  12. ^In the monographLes trois fonctions indo-européennes en Grèce ancienne. Vol. 1:De Mycènes aux Tragiques. Économica, Paris 1998.ISBN 2-7178-3587-3.
  13. ^Lebedynsky, I. (2006).Les Indo-Européens, éditions Errance, Paris
  14. ^Lincoln, B. (1999).Theorizing myth: Narrative, ideology, and scholarship, p. 260 n. 17. University of Chicago Press,ISBN 978-0-226-48202-6.
  15. ^Allen, N. J.Bryn Mawr Classical Review 2007.10.53
  16. ^Benjamin W. Fortson. Indo-European Language and Culture: An Introduction p. 32
  17. ^Gonda, J. (1974). Dumezil's Tripartite Ideology: Some Critical Observations.The Journal of Asian Studies,34 (1), 139–149, (Nov 1974).
  18. ^Lindow, J. (2002).Norse mythology: a guide to the Gods, heroes, rituals, and beliefs, p. 32. Oxford University Press,ISBN 978-0-19-515382-8.
  19. ^Grottanelli, Cristiano. Dumézil and the Third Function. InMyth and Method.
  20. ^Belier, W. W. (1991).Decayed Gods: Origin and Development of Georges Dumézil's Idéologie Tripartite, Leiden.
  21. ^Wolin, Richard.The seduction of unreason: the intellectual romance with fascism, p. 344
  22. ^Arvidsson, Stefan.Aryan idols: Indo-European mythology as ideology and science, p. 3
  23. ^Stroumsa, Guy G. (1998)."Georges Dumézil, Ancient German Myths, and Modern Demons"(PDF).Zeitschrift für Religionswissenschaft (Journal of Religious Studies).6:125–136. Archived fromthe original(PDF) on 2011-06-10. Retrieved2009-11-03.

Sources

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