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Totally bounded space

From Wikipedia, the free encyclopedia
Generalization of compactness

Intopology and related branches ofmathematics,total-boundedness is a generalization ofcompactness for circumstances in which a set is not necessarilyclosed. A totally bounded set can becovered byfinitely manysubsets of every fixed “size” (where the meaning of “size” depends on the structure of theambient space).

The termprecompact (orpre-compact) is sometimes used with the same meaning, but precompact is also used to meanrelatively compact. These definitions coincide for subsets of acomplete metric space, but not in general.

In metric spaces

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A unit square can be covered by finitely many discs of radius ε < 1/2, 1/3, 1/4
[0, 1]2 is a totally bounded space because for everyε > 0, the unit square can be covered by finitely many open discs of radiusε.

Ametric space(M,d){\displaystyle (M,d)} istotally bounded if and only if for every real numberε>0{\displaystyle \varepsilon >0}, there exists a finite collection ofopen balls of radiusε{\displaystyle \varepsilon } whose centers lie inM and whose union contains M. Equivalently, the metric spaceM is totally bounded if and only if for everyε>0{\displaystyle \varepsilon >0}, there exists afinite cover such that the radius of each element of the cover is at mostε{\displaystyle \varepsilon }. This is equivalent to the existence of a finiteε-net.[1] A metric space is said to be totally bounded if every sequence admits a Cauchy subsequence; in complete metric spaces, a set is compact if and only if it is closed and totally bounded.[2]

Each totally bounded space isbounded (as the union of finitely many bounded sets is bounded). The reverse is true for subsets ofEuclidean space (with thesubspace topology), but not in general. For example, an infinite set equipped with thediscrete metric is bounded but not totally bounded:[3] every discrete ball of radiusε=1/2{\displaystyle \varepsilon =1/2} or less is a singleton, and no finite union of singletons can cover an infinite set.

Uniform (topological) spaces

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A metric appears in the definition of total boundedness only to ensure that each element of the finite cover is of comparable size, and can be weakened to that of auniform structure. A subsetS of auniform spaceX is totally bounded if and only if, for anyentourageE, there exists a finite cover ofS by subsets ofX each of whoseCartesian squares is a subset ofE. (In other words,E replaces the "size"ε, and a subset is of sizeE if its Cartesian square is a subset ofE.)[4]

The definition can be extended still further, to any category of spaces with a notion ofcompactness andCauchy completion: a space is totally bounded if and only if its (Cauchy) completion is compact.

Examples and elementary properties

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Comparison with compact sets

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In metric spaces, a set is compact if and only if it is complete and totally bounded;[5] without theaxiom of choice only the forward direction holds. Precompact sets share a number of properties with compact sets.

  • Like compact sets, a finite union of totally bounded sets is totally bounded.
  • Unlike compact sets, every subset of a totally bounded set is again totally bounded.
  • The continuous image of a compact set is compact. Theuniformly continuous image of a precompact set is precompact.

In topological groups

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Although the notion of total boundedness is closely tied to metric spaces, the greater algebraic structure of topological groups allows one to trade away someseparation properties. For example, in metric spaces, a set is compact if and only if complete and totally bounded. Under the definition below, the same holds for any topological vector space (not necessarily Hausdorff nor complete).[6][7][8]

The generallogical form of thedefinition is: a subsetS{\displaystyle S} of a spaceX{\displaystyle X} is totally bounded if and only if,given any sizeE,{\displaystyle E,}there exists a finite coverO{\displaystyle {\mathcal {O}}} ofS{\displaystyle S} such that each element ofO{\displaystyle {\mathcal {O}}} has size at mostE.{\displaystyle E.}X{\displaystyle X} is then totally bounded if and only if it is totally bounded when considered as a subset of itself.

We adopt the convention that, for any neighborhoodUX{\displaystyle U\subseteq X} of the identity, a subsetSX{\displaystyle S\subseteq X} is called (left)U{\displaystyle U}-small if and only if(S)+SU.{\displaystyle (-S)+S\subseteq U.}[6] A subsetS{\displaystyle S} of atopological groupX{\displaystyle X} is (left)totally bounded if it satisfies any of the following equivalent conditions:

  1. Definition: For any neighborhoodU{\displaystyle U} of the identity0,{\displaystyle 0,} there exist finitely manyx1,,xnX{\displaystyle x_{1},\ldots ,x_{n}\in X} such thatSj=1n(xj+U):=(x1+U)++(xn+U).{\textstyle S\subseteq \bigcup _{j=1}^{n}\left(x_{j}+U\right):=\left(x_{1}+U\right)+\cdots +\left(x_{n}+U\right).}
  2. For any neighborhoodU{\displaystyle U} of0,{\displaystyle 0,} there exists a finite subsetFX{\displaystyle F\subseteq X} such thatSF+U{\displaystyle S\subseteq F+U} (where the right hand side is theMinkowski sumF+U:={f+u:fF,uU}{\displaystyle F+U:=\{f+u:f\in F,u\in U\}}).
  3. For any neighborhoodU{\displaystyle U} of0,{\displaystyle 0,} there exist finitely many subsetsB1,,Bn{\displaystyle B_{1},\ldots ,B_{n}} ofX{\displaystyle X} such thatSB1Bn{\displaystyle S\subseteq B_{1}\cup \cdots \cup B_{n}} and eachBj{\displaystyle B_{j}} isU{\displaystyle U}-small.[6]
  4. For any givenfilter subbaseB{\displaystyle {\mathcal {B}}} of the identity element'sneighborhood filterN{\displaystyle {\mathcal {N}}} (which consists of all neighborhoods of0{\displaystyle 0} inX{\displaystyle X}) and for everyBB,{\displaystyle B\in {\mathcal {B}},} there exists a cover ofS{\displaystyle S} by finitely manyB{\displaystyle B}-small subsets ofX.{\displaystyle X.}[6]
  5. S{\displaystyle S} isCauchy bounded: for every neighborhoodU{\displaystyle U} of the identity and everycountably infinite subsetI{\displaystyle I} ofS,{\displaystyle S,} there exist distinctx,yI{\displaystyle x,y\in I} such thatxyU.{\displaystyle x-y\in U.}[6] (IfS{\displaystyle S} is finite then this condition issatisfied vacuously).
  6. Any of the following three sets satisfies (any of the above definitions of) being (left) totally bounded:
    1. TheclosureS¯=clXS{\displaystyle {\overline {S}}=\operatorname {cl} _{X}S} ofS{\displaystyle S} inX.{\displaystyle X.}[6]
      • This set being in the list means that the following characterization holds:S{\displaystyle S} is (left) totally bounded if and only ifclXS{\displaystyle \operatorname {cl} _{X}S} is (left) totally bounded (according to any of the defining conditions mentioned above). The same characterization holds for the other sets listed below.
    2. The image ofS{\displaystyle S} under thecanonical quotientXX/{0}¯,{\displaystyle X\to X/{\overline {\{0\}}},} which is defined byxx+{0}¯{\displaystyle x\mapsto x+{\overline {\{0\}}}} (where0{\displaystyle 0} is the identity element).
    3. The sumS+clX{0}.{\displaystyle S+\operatorname {cl} _{X}\{0\}.}[9]

The termpre-compact usually appears in the context of Hausdorff topological vector spaces.[10][11] In that case, the following conditions are also all equivalent toS{\displaystyle S} being (left) totally bounded:

  1. In thecompletionX^{\displaystyle {\widehat {X}}} ofX,{\displaystyle X,} the closureclX^S{\displaystyle \operatorname {cl} _{\widehat {X}}S} ofS{\displaystyle S} is compact.[10][12]
  2. Every ultrafilter onS{\displaystyle S} is aCauchy filter.

The definition ofright totally bounded is analogous: simply swap the order of the products.

Condition 4 implies any subset ofclX{0}{\displaystyle \operatorname {cl} _{X}\{0\}} is totally bounded (in fact, compact; see§ Comparison with compact sets above). IfX{\displaystyle X} is not Hausdorff then, for example,{0}{\displaystyle \{0\}} is a compact complete set that is not closed.[6]

Topological vector spaces

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See also:Topological vector spaces § Properties

Any topological vector space is an abelian topological group under addition, so the above conditions apply. Historically, statement 6(a) was the first reformulation of total boundedness fortopological vector spaces; it dates to a 1935 paper of John von Neumann.[13]

This definition has the appealing property that, in alocally convex space endowed with theweak topology, the precompact sets are exactly thebounded sets.

For separable Banach spaces, there is a nice characterization of the precompact sets (in the norm topology) in terms of weakly convergent sequences of functionals: ifX{\displaystyle X} is a separable Banach space, thenSX{\displaystyle S\subseteq X} is precompact if and only if everyweakly convergent sequence of functionals convergesuniformly onS.{\displaystyle S.}[14]

Interaction with convexity

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See also

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References

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  1. ^Sutherland 1975, p. 139.
  2. ^"Cauchy sequences, completeness, and a third formulation of compactness"(PDF).Harvard Mathematics Department.
  3. ^abcWillard 2004, p. 182.
  4. ^Willard, Stephen (1970). Loomis, Lynn H. (ed.).General topology. Reading, Mass.: Addison-Wesley. p. 262.hdl:2027/mdp.49015000696204. C.f. definition 39.7 and lemma 39.8.
  5. ^abKolmogorov, A. N.; Fomin, S. V. (1957) [1954].Elements of the theory of functions and functional analysis. Vol. 1. Translated by Boron, Leo F. Rochester, N.Y.: Graylock Press. pp. 51–3.hdl:2027/mdp.49015000680570.
  6. ^abcdefghiNarici & Beckenstein 2011, pp. 47–66.
  7. ^Narici & Beckenstein 2011, pp. 55–56.
  8. ^Narici & Beckenstein 2011, pp. 55–66.
  9. ^Schaefer & Wolff 1999, pp. 12–35.
  10. ^abSchaefer & Wolff 1999, p. 25.
  11. ^Trèves 2006, p. 53.
  12. ^Jarchow 1981, pp. 56–73.
  13. ^von Neumann, John (1935)."On Complete Topological Spaces".Transactions of the American Mathematical Society.37 (1):1–20.doi:10.2307/1989693.ISSN 0002-9947.JSTOR 1989693.
  14. ^Phillips, R. S. (1940). "On Linear Transformations".Annals of Mathematics: 525.
  15. ^Narici & Beckenstein 2011, pp. 156–175.
  16. ^Narici & Beckenstein 2011, pp. 67–113.

Bibliography

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