Inmathematics, especially incombinatorics,Stirling numbers of the first kind arise in the study of permutations. In particular, the unsigned Stirling numbers of the first kind countpermutations according to their number ofcycles (countingfixed points as cycles of length one).[1]
The Stirling numbers of the first andsecond kind can be understood as inverses of one another when viewed astriangular matrices. This article is devoted to specifics of Stirling numbers of the first kind. Identities linking the two kinds appear in the article onStirling numbers.
The Stirling numbers of the first kind are the coefficients in the expansion of thefalling factorial
into powers of the variable:
For example,, leading to the values,, and.
The unsigned Stirling numbers may also be defined algebraically as the coefficients of therising factorial:
.
The notations used on this page for Stirling numbers are not universal, and may conflict with notations in other sources; the square bracket notation is also common notation for theGaussian coefficients.[2]
Subsequently, it was discovered that the absolute values of these numbers are equal to the number ofpermutations of certain kinds. These absolute values, which are known as unsigned Stirling numbers of the first kind, are often denoted or. They may be defined directly to be the number ofpermutations of elements with disjointcycles.[1]
For example, of the permutations of three elements, there is one permutation with three cycles (theidentity permutation, given inone-line notation by or incycle notation by), three permutations with two cycles (,, and) and two permutations with one cycle ( and). Thus, and. These can be seen to agree with the previous algebraic calculations of for.
s(4,2)=11
For another example, the image at right shows that: thesymmetric group on 4 objects has 3 permutations of the form
(having 2 orbits, each of size 2),
and 8 permutations of the form
(having 1 orbit of size 3 and 1 orbit of size 1).
These numbers can be calculated by considering the orbits asconjugacy classes.Alfréd Rényi observed that the unsigned Stirling number of the first kind also counts the number of permutations of size with left-to-right maxima.[3]
The unsigned Stirling numbers of the first kind follow therecurrence relationfor, with the boundary conditionsfor.[2] It follows immediately that the signed Stirling numbers of the first kind satisfy the recurrencewith the same base cases.
Algebraic proof
We prove the recurrence relation using the definition of Stirling numbers in terms of rising factorials. Distributing the last term of the product, we have
The coefficient of on the left-hand side of this equation is. The coefficient of in is, while the coefficient of in is. Since the two sides are equal as polynomials, the coefficients of on both sides must be equal, and the result follows.
Combinatorial proof
We prove the recurrence relation using the definition of Stirling numbers in terms of permutations with a given number of cycles (or equivalently,orbits).
Consider forming a permutation of objects from a permutation of objects by adding a distinguished object. There are exactly two ways in which this can be accomplished. We could do this by forming asingleton cycle, i.e., leaving the extra object alone. This increases the number of cycles by 1 and so accounts for the term in the recurrence formula. We could also insert the new object into one of the existing cycles. Consider an arbitrary permutation of objects with cycles, and label the objects, so that the permutation is represented by
To form a new permutation of objects and cycles one must insert the new object into this array. There are ways to perform this insertion, inserting the new object immediately following any of the already present. This explains the term of the recurrence relation. These two cases include all possibilities, so the recurrence relation follows.
Below is a table of unsigned values for the Stirling numbers of the first kind, similar in form toPascal's triangle. These values are easy to generate using the recurrence relation in the previous section.
These identities may be derived by enumerating permutations directly.For example, a permutation ofn elements withn − 3 cycles must have one of the following forms:
n − 6 fixed points and three two-cycles
n − 5 fixed points, a three-cycle and a two-cycle, or
n − 4 fixed points and a four-cycle.
The three types may be enumerated as follows:
choose the six elements that go into the two-cycles, decompose them into two-cycles and take into account that the order of the cycles is not important:
choose the five elements that go into the three-cycle and the two-cycle, choose the elements of the three-cycle and take into account that three elements generate two three-cycles:
choose the four elements of the four-cycle and take into account that four elements generate six four-cycles:
Sum the three contributions to obtain
Note that all the combinatorial proofs above use either binomials or multinomials of.
Since the Stirling numbers are the coefficients of a polynomial with roots 0, 1, ...,n − 1, one has byVieta's formulas that
In other words, the Stirling numbers of the first kind are given byelementary symmetric polynomials evaluated at 0, 1, ...,n − 1.[5] In this form, the simple identities given above take the form
and so on.
One may produce alternative forms for the Stirling numbers of the first kind with a similar approach preceded by some algebraic manipulation: since
whereHn is theharmonic number andHn,m =Hn(m) is the generalized harmonic number
These relations can be generalized to givewherew(n,m) is defined recursively in terms of the generalized harmonic numbers by (Hereδ is theKronecker delta function and is thePochhammer symbol.)[6]
For fixed these weighted harmonic number expansions are generated by the generating function
where the notation means extraction of the coefficient of from the followingformal power series (see the non-exponentialBell polynomials and section 3 of[7]).
More generally, sums related to these weighted harmonic number expansions of the Stirling numbers of the first kind can be defined through generalized zeta seriestransforms of generating functions.[8][9]
One can also "invert" the relations for these Stirling numbers given in terms of the-order harmonic numbers to write the integer-order generalized harmonic numbers in terms of weighted sums of terms involving the Stirling numbers of the first kind. For example, when the second-order and third-order harmonic numbers are given by
More generally, one can invert theBell polynomial generating function for the Stirling numbers expanded in terms of the-orderharmonic numbers to obtain that for integers
The table in section 6.1 ofConcrete Mathematics provides a plethora of generalized forms of finite sums involving the Stirling numbers. Several particular finite sums relevant to this article include
we arrive at the following identity related to the form of theStirling convolution polynomials which can be employed to generalize both Stirling number triangles to arbitrary real, or complex-valued, values of the input:
Particular expansions of the previous identity lead to the following identities expanding the Stirling numbers of the first kind for the first few small values of:
Software tools for working with finite sums involvingStirling numbers andEulerian numbers are provided by theRISC Stirling.m package utilities inMathematica. Other software packages forguessing formulas for sequences (and polynomial sequence sums) involving Stirling numbers and other special triangles is available for bothMathematica andSagehere andhere, respectively.[11]
Another exact nested sum expansion for these Stirling numbers is computed byelementary symmetric polynomials corresponding to the coefficients in of a product of the form. In particular, we see that
Notice that this last identity immediately implies relations between thepolylogarithm functions, the Stirling number exponentialgenerating functions given above, and the Stirling-number-based power series for the generalizedNielsen polylogarithm functions.
There are many notions ofgeneralized Stirling numbers that may be defined (depending on application) in a number of differing combinatorial contexts. In so much as the Stirling numbers of the first kind correspond to the coefficients of the distinct polynomial expansions of thesingle factorial function,, we may extend this notion to define triangular recurrence relations for more general classes of products.
In particular, for any fixed arithmetic function and symbolic parameters, related generalized factorial products of the form
may be studied from the point of view of the classes of generalized Stirling numbers of the first kind defined by the following coefficients of the powers of in the expansions of and then by the next corresponding triangular recurrence relation:
These coefficients satisfy a number of analogous properties to those for the Stirling numbers of the first kind as well as recurrence relations and functional equations related to thef-harmonic numbers,.[21]
One special case of these bracketed coefficients corresponding to allows us to expand the multiple factorial, ormultifactorial functions as polynomials in.[22]
for integers and where whenever or. In this sense, the form of the Stirling numbers of the first kind may also be generalized by this parameterized super-recurrence for fixed scalars (not all zero).
^Schmidt, M. D. (30 October 2016). "Zeta Series Generating Function Transformations Related to Polylogarithm Functions and thek-Order Harmonic Numbers".arXiv:1610.09666 [math.CO].
^Schmidt, M. D. (3 November 2016). "Zeta Series Generating Function Transformations Related to Generalized Stirling Numbers and Partial Sums of the Hurwitz Zeta Function".arXiv:1611.00957 [math.CO].
^A table of the second-order Eulerian numbers and a synopsis of their properties is found in section 6.2 ofConcrete Mathematics. For example, we have that. These numbers also have the following combinatorial interpretation: If we form all permutations of themultiset with the property that all numbers between the two occurrences of are greater than for, then is the number of such permutations that have ascents.
^Schmidt, M. D. (2016). "A Computer Algebra Package for Polynomial Sequence Recognition".arXiv:1609.07301 [math.CO].
^abIa. V. Blagouchine (2016). "Two series expansions for the logarithm of the gamma function involving Stirling numbers and containing only rational coefficients for certain arguments related toπ−1".Journal of Mathematical Analysis and Applications.442 (2):404–434.arXiv:1408.3902.doi:10.1016/j.jmaa.2016.04.032.S2CID119661147.arXiv
^See also some more interesting series representations and expansions mentioned in Connon's article:Connon, D. F. (2007). "Some series and integrals involving the Riemann zeta function, binomial coefficients and the harmonic numbers (Volume I)".arXiv:0710.4022 [math.HO]..
^These estimates are found in Section 26.8 of theNIST Handbook of Mathematical Functions.
^Malenfant, Jerome (2011). "Finite, closed-form expressions for the partition function and for Euler, Bernoulli, and Stirling numbers".arXiv:1103.1585 [math.NT].
^Ia. V. Blagouchine (2016). "Expansions of generalized Euler's constants into the series of polynomials inπ−2 and into the formal enveloping series with rational coefficients only".Journal of Number Theory.158 (2):365–396.arXiv:1501.00740.doi:10.1016/j.jnt.2015.06.012.arXiv
^Schmidt, Maxie D. (2016). "Combinatorial Identities for Generalized Stirling Numbers Expanding-Factorial Functions and the-Harmonic Numbers".arXiv:1611.04708 [math.CO].
M. Abramowitz, I. Stegun, ed. (1972). "§24.1.3. Stirling Numbers of the First Kind".Handbook of Mathematical Functions with Formulas, Graphs, and Mathematical Tables (9th ed.). New York: Dover. p. 824.