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Resolvent cubic

From Wikipedia, the free encyclopedia
Cubic polynomials defined from a monic polynomial of degree four
Graph of the polynomial functionx4 +x3x2 – 7x/4 – 1/2 (in green) together with the graph of its resolvent cubicR4(y) (in red). The roots of both polynomials are visible too.

Inalgebra, aresolvent cubic is one of several distinct, although related,cubic polynomials defined from amonicpolynomial of degree four:

P(x)=x4+a3x3+a2x2+a1x+a0.{\displaystyle P(x)=x^{4}+a_{3}x^{3}+a_{2}x^{2}+a_{1}x+a_{0}.}

In each case:

  • The coefficients of the resolvent cubic can be obtained from the coefficients ofP(x) using only sums, subtractions and multiplications.
  • Knowing the roots of the resolvent cubic ofP(x) is useful for finding the roots ofP(x) itself. Hence the name “resolvent cubic”.
  • The polynomialP(x) has amultiple rootif and only if its resolvent cubic has a multiple root.

Definitions

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Suppose that the coefficients ofP(x) belong to afieldk whosecharacteristic is different from 2. In other words, we are working in a field in which1 + 1 ≠ 0. Whenever roots ofP(x) are mentioned, they belong to someextensionK ofk such thatP(x) factors into linear factors inK[x]. Ifk is the fieldQ of rational numbers, thenK can be the fieldC of complex numbers or the fieldQ ofalgebraic numbers.

In some cases, the concept of resolvent cubic is defined only whenP(x) is a quartic in depressed form—that is, whena3 = 0.

Note that thefourth andfifth definitions below also make sense and that the relationship between these resolvent cubics andP(x) are still valid if the characteristic ofk is equal to 2.

First definition

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Suppose thatP(x) is a depressed quartic—that is, thata3 = 0. A possible definition of the resolvent cubic ofP(x) is:[1]

R1(y)=8y3+8a2y2+(2a228a0)ya12.{\displaystyle R_{1}(y)=8y^{3}+8a_{2}y^{2}+(2{a_{2}}^{2}-8a_{0})y-{a_{1}}^{2}.}

The origin of this definition lies in applyingFerrari's method to find the roots ofP(x). To be more precise:

P(x)=0x4+a2x2=a1xa0(x2+a22)2=a1xa0+a224.{\displaystyle {\begin{aligned}P(x)=0&\Longleftrightarrow x^{4}+a_{2}x^{2}=-a_{1}x-a_{0}\\&\Longleftrightarrow \left(x^{2}+{\frac {a_{2}}{2}}\right)^{2}=-a_{1}x-a_{0}+{\frac {{a_{2}}^{2}}{4}}.\end{aligned}}}

Add a new unknown,y, tox2 + a2/2. Now you have:

(x2+a22+y)2=a1xa0+a224+2x2y+a2y+y2=2yx2a1xa0+a224+a2y+y2.{\displaystyle {\begin{aligned}\left(x^{2}+{\frac {a_{2}}{2}}+y\right)^{2}&=-a_{1}x-a_{0}+{\frac {{a_{2}}^{2}}{4}}+2x^{2}y+a_{2}y+y^{2}\\&=2yx^{2}-a_{1}x-a_{0}+{\frac {{a_{2}}^{2}}{4}}+a_{2}y+y^{2}.\end{aligned}}}

If this expression is a square, it can only be the square of

2yxa122y.{\displaystyle {\sqrt {2y}}\,x-{\frac {a_{1}}{2{\sqrt {2y}}}}.}

But the equality

(2yxa122y)2=2yx2a1xa0+a224+a2y+y2{\displaystyle \left({\sqrt {2y}}\,x-{\frac {a_{1}}{2{\sqrt {2y}}}}\right)^{2}=2yx^{2}-a_{1}x-a_{0}+{\frac {{a_{2}}^{2}}{4}}+a_{2}y+y^{2}}

is equivalent to

a128y=a0+a224+a2y+y2,{\displaystyle {\frac {{a_{1}}^{2}}{8y}}=-a_{0}+{\frac {{a_{2}}^{2}}{4}}+a_{2}y+y^{2}{\text{,}}}

and this is the same thing as the assertion thatR1(y) = 0.

Ify0 is a root ofR1(y), then it is a consequence of the computations made above that the roots ofP(x) are the roots of the polynomial

x22y0x+a22+y0+a122y0{\displaystyle x^{2}-{\sqrt {2y_{0}}}\,x+{\frac {a_{2}}{2}}+y_{0}+{\frac {a_{1}}{2{\sqrt {2y_{0}}}}}}

together with the roots of the polynomial

x2+2y0x+a22+y0a122y0.{\displaystyle x^{2}+{\sqrt {2y_{0}}}\,x+{\frac {a_{2}}{2}}+y_{0}-{\frac {a_{1}}{2{\sqrt {2y_{0}}}}}.}

Of course, this makes no sense ify0 = 0, but since theconstant term ofR1(y) isa12,0 is a root ofR1(y) if and only ifa1 = 0, and in this case the roots ofP(x) can be found using thequadratic formula.

Second definition

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Another possible definition[1] (still supposing thatP(x) is a depressed quartic) is

R2(y)=8y34a2y28a0y+4a2a0a12{\displaystyle R_{2}(y)=8y^{3}-4a_{2}y^{2}-8a_{0}y+4a_{2}a_{0}-{a_{1}}^{2}}

The origin of this definition is similar to the previous one. This time, we start by doing:

P(x)=0x4=a2x2a1xa0(x2+y)2=a2x2a1xa0+2yx2+y2{\displaystyle {\begin{aligned}P(x)=0&\Longleftrightarrow x^{4}=-a_{2}x^{2}-a_{1}x-a_{0}\\&\Longleftrightarrow (x^{2}+y)^{2}=-a_{2}x^{2}-a_{1}x-a_{0}+2yx^{2}+y^{2}\end{aligned}}}

and a computation similar to the previous one shows that this last expression is a square if and only if

8y34a2y28a0y+4a2a0a12=0.{\displaystyle 8y^{3}-4a_{2}y^{2}-8a_{0}y+4a_{2}a_{0}-{a_{1}}^{2}=0{\text{.}}}

A simple computation shows that

R2(y+a22)=R1(y).{\displaystyle R_{2}\left(y+{\frac {a_{2}}{2}}\right)=R_{1}(y).}

Third definition

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Another possible definition[2][3] (again, supposing thatP(x) is a depressed quartic) is

R3(y)=y3+2a2y2+(a224a0)ya12.{\displaystyle R_{3}(y)=y^{3}+2a_{2}y^{2}+({a_{2}}^{2}-4a_{0})y-{a_{1}}^{2}{\text{.}}}

The origin of this definition lies in another method of solving quartic equations, namelyDescartes' method. If you try to find the roots ofP(x) by expressing it as a product of two monic quadratic polynomialsx2 + αx + β andx2 – αx + γ, then

P(x)=(x2+αx+β)(x2αx+γ){β+γα2=a2α(β+γ)=a1βγ=a0.{\displaystyle P(x)=(x^{2}+\alpha x+\beta )(x^{2}-\alpha x+\gamma )\Longleftrightarrow \left\{{\begin{array}{l}\beta +\gamma -\alpha ^{2}=a_{2}\\\alpha (-\beta +\gamma )=a_{1}\\\beta \gamma =a_{0}.\end{array}}\right.}

If there is a solution of this system withα ≠ 0 (note that ifa1 ≠ 0, then this is automatically true for any solution), the previous system is equivalent to

{β+γ=a2+α2β+γ=a1αβγ=a0.{\displaystyle \left\{{\begin{array}{l}\beta +\gamma =a_{2}+\alpha ^{2}\\-\beta +\gamma ={\frac {a_{1}}{\alpha }}\\\beta \gamma =a_{0}.\end{array}}\right.}

It is a consequence of the first two equations that then

β=12(a2+α2a1α){\displaystyle \beta ={\frac {1}{2}}\left(a_{2}+\alpha ^{2}-{\frac {a_{1}}{\alpha }}\right)}

and

γ=12(a2+α2+a1α).{\displaystyle \gamma ={\frac {1}{2}}\left(a_{2}+\alpha ^{2}+{\frac {a_{1}}{\alpha }}\right).}

After replacing, in the third equation,β andγ by these values one gets that

(a2+α2)2a12α2=4a0,{\displaystyle \left(a_{2}+\alpha ^{2}\right)^{2}-{\frac {{a_{1}}^{2}}{\alpha ^{2}}}=4a_{0}{\text{,}}}

and this is equivalent to the assertion thatα2 is a root ofR3(y). So, again, knowing the roots ofR3(y) helps to determine the roots ofP(x).

Note that

R3(y)=R1(y2).{\displaystyle R_{3}(y)=R_{1}\left({\frac {y}{2}}\right){\text{.}}}

Fourth definition

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Still another possible definition is[4]

R4(y)=y3a2y2+(a1a34a0)y+4a0a2a12a0a32.{\displaystyle R_{4}(y)=y^{3}-a_{2}y^{2}+(a_{1}a_{3}-4a_{0})y+4a_{0}a_{2}-{a_{1}}^{2}-a_{0}{a_{3}}^{2}.}

In fact, if the roots ofP(x) areα1,α2,α3, andα4, then

R4(y)=(y(α1α2+α3α4))(y(α1α3+α2α4))(y(α1α4+α2α3)),{\displaystyle R_{4}(y)={\bigl (}y-(\alpha _{1}\alpha _{2}+\alpha _{3}\alpha _{4}){\bigr )}{\bigl (}y-(\alpha _{1}\alpha _{3}+\alpha _{2}\alpha _{4}){\bigr )}{\bigl (}y-(\alpha _{1}\alpha _{4}+\alpha _{2}\alpha _{3}){\bigr )}{\text{,}}}

a fact the follows fromVieta's formulas. In other words,R4(y) is the monic polynomial whose roots areα1α2 +α3α4,α1α3 +α2α4, andα1α4 +α2α3.

It is easy to see that

α1α2+α3α4(α1α3+α2α4)=(α1α4)(α2α3),{\displaystyle \alpha _{1}\alpha _{2}+\alpha _{3}\alpha _{4}-(\alpha _{1}\alpha _{3}+\alpha _{2}\alpha _{4})=(\alpha _{1}-\alpha _{4})(\alpha _{2}-\alpha _{3}){\text{,}}}
α1α3+α2α4(α1α4+α2α3)=(α1α2)(α3α4),{\displaystyle \alpha _{1}\alpha _{3}+\alpha _{2}\alpha _{4}-(\alpha _{1}\alpha _{4}+\alpha _{2}\alpha _{3})=(\alpha _{1}-\alpha _{2})(\alpha _{3}-\alpha _{4}){\text{,}}}
α1α2+α3α4(α1α4+α2α3)=(α1α3)(α2α4).{\displaystyle \alpha _{1}\alpha _{2}+\alpha _{3}\alpha _{4}-(\alpha _{1}\alpha _{4}+\alpha _{2}\alpha _{3})=(\alpha _{1}-\alpha _{3})(\alpha _{2}-\alpha _{4}){\text{.}}}

Therefore,P(x) has amultiple root if and only ifR4(y) has a multiple root. More precisely,P(x) andR4(y) have the samediscriminant.

One should note that ifP(x) is a depressed polynomial, then

R4(y)=y3a2y24a0y+4a0a2a12=R2(y2).{\displaystyle {\begin{aligned}R_{4}(y)&=y^{3}-a_{2}y^{2}-4a_{0}y+4a_{0}a_{2}-{a_{1}}^{2}\\&=R_{2}\left({\frac {y}{2}}\right){\text{.}}\end{aligned}}}

Fifth definition

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Yet another definition is[5][6]

R5(y)=y32a2y2+(a22+a3a14a0)y+a12a3a2a1+a32a0.{\displaystyle R_{5}(y)=y^{3}-2a_{2}y^{2}+({a_{2}}^{2}+a_{3}a_{1}-4a_{0})y+{a_{1}}^{2}-a_{3}a_{2}a_{1}+{a_{3}}^{2}a_{0}{\text{.}}}

If, as above, the roots ofP(x) areα1,α2,α3, andα4, then

R5(y)=(y(α1+α2)(α3+α4))(y(α1+α3)(α2+α4))(y(α1+α4)(α2+α3)),{\displaystyle R_{5}(y)={\bigl (}y-(\alpha _{1}+\alpha _{2})(\alpha _{3}+\alpha _{4}){\bigr )}{\bigl (}y-(\alpha _{1}+\alpha _{3})(\alpha _{2}+\alpha _{4}){\bigr )}{\bigl (}y-(\alpha _{1}+\alpha _{4})(\alpha _{2}+\alpha _{3}){\bigr )}{\text{,}}}

again as a consequence ofVieta's formulas. In other words,R5(y) is the monic polynomial whose roots are(α1 +α2)(α3 +α4),(α1 +α3)(α2 +α4), and(α1 +α4)(α2 +α3).

It is easy to see that

(α1+α2)(α3+α4)(α1+α3)(α2+α4)=(α1α4)(α2α3),{\displaystyle (\alpha _{1}+\alpha _{2})(\alpha _{3}+\alpha _{4})-(\alpha _{1}+\alpha _{3})(\alpha _{2}+\alpha _{4})=-(\alpha _{1}-\alpha _{4})(\alpha _{2}-\alpha _{3}){\text{,}}}
(α1+α2)(α3+α4)(α1+α4)(α2+α3)=(α1α3)(α2α4),{\displaystyle (\alpha _{1}+\alpha _{2})(\alpha _{3}+\alpha _{4})-(\alpha _{1}+\alpha _{4})(\alpha _{2}+\alpha _{3})=-(\alpha _{1}-\alpha _{3})(\alpha _{2}-\alpha _{4}){\text{,}}}
(α1+α3)(α2+α4)(α1+α4)(α2+α3)=(α1α2)(α3α4).{\displaystyle (\alpha _{1}+\alpha _{3})(\alpha _{2}+\alpha _{4})-(\alpha _{1}+\alpha _{4})(\alpha _{2}+\alpha _{3})=-(\alpha _{1}-\alpha _{2})(\alpha _{3}-\alpha _{4}){\text{.}}}

Therefore, as it happens withR4(y),P(x) has a multiple root if and only ifR5(y) has a multiple root. More precisely,P(x) andR5(y) have the same discriminant. This is also a consequence of the fact thatR5(y + a2) = -R4(-y).

Note that ifP(x) is a depressed polynomial, then

R5(y)=y32a2y2+(a224a0)y+a12=R3(y)=R1(y2).{\displaystyle {\begin{aligned}R_{5}(y)&=y^{3}-2a_{2}y^{2}+({a_{2}}^{2}-4a_{0})y+{a_{1}}^{2}\\&=-R_{3}(-y)\\&=-R_{1}\left(-{\frac {y}{2}}\right){\text{.}}\end{aligned}}}

Applications

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Solving quartic equations

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It was explained above howR1(y),R2(y), andR3(y) can be used to find the roots ofP(x) if this polynomial is depressed. In the general case, one simply has to find the roots of the depressed polynomialP(x − a3/4). For each root x0 of this polynomial,x0 − a3/4 is a root of P(x).

Factoring quartic polynomials

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If a quartic polynomialP(x) isreducible ink[x], then it is the product of two quadratic polynomials or the product of a linear polynomial by a cubic polynomial. This second possibility occurs if and only ifP(x) has a root in k. In order to determine whether or notP(x) can be expressed as the product of two quadratic polynomials, let us assume, for simplicity, thatP(x) is a depressed polynomial. Then it was seenabove that if the resolvent cubicR3(y) has a non-null root of the formα2, for someα ∈ k, then such a decomposition exists.

This can be used to prove that, inR[x], every quartic polynomial without real roots can be expressed as the product of two quadratic polynomials. LetP(x) be such a polynomial. We can assumewithout loss of generality thatP(x) is monic. We can also assume without loss of generality that it is a reduced polynomial, becauseP(x) can be expressed as the product of two quadratic polynomials if and only ifP(x − a3/4) can and this polynomial is a reduced one. ThenR3(y) = y3 + 2a2y2 + (a22 − 4a0)y − a12. There are two cases:

  • Ifa1 ≠ 0 thenR3(0) = a12 < 0. SinceR3(y) > 0 ify is large enough, then, by theintermediate value theorem,R3(y) has a rooty0 withy0 > 0. So, we can takeα = y0.
  • Ifa1 = 0, thenR3(y) = y3 + 2a2y2 + (a22 − 4a0)y. The roots of this polynomial are 0 and the roots of the quadratic polynomial y2 + 2a2y + a22 − 4a0. Ifa22 − 4a0 < 0, then the product of the two roots of this polynomial is smaller than 0 and therefore it has a root greater than 0 (which happens to bea2 + 2a0) and we can takeα as the square root of that root. Otherwise,a22 − 4a0 ≥ 0 and then,
P(x)=(x2+a2+a224a02)(x2+a2a224a02).{\displaystyle P(x)=\left(x^{2}+{\frac {a_{2}+{\sqrt {{a_{2}}^{2}-4a_{0}}}}{2}}\right)\left(x^{2}+{\frac {a_{2}-{\sqrt {{a_{2}}^{2}-4a_{0}}}}{2}}\right){\text{.}}}

More generally, ifk is areal closed field, then every quartic polynomial without roots ink can be expressed as the product of two quadratic polynomials ink[x]. Indeed, this statement can be expressed infirst-order logic and any such statement that holds forR also holds for any real closed field.

A similar approach can be used to get an algorithm[2] to determine whether or not a quartic polynomialP(x) ∈ Q[x] is reducible and, if it is, how to express it as a product of polynomials of smaller degree. Again, we will suppose that P(x) is monic and depressed. Then P(x) is reducible if and only if at least one of the following conditions holds:

  • The polynomialP(x) has a rational root (this can be determined using therational root theorem).
  • The resolvent cubic R3(y) has a root of the formα2, for some non-null rational number α (again, this can be determined using therational root theorem).
  • The numbera22 − 4a0 is the square of arational number anda1 = 0.

Indeed:

  • IfP(x) has a rational rootr, thenP(x) is the product ofx − r by a cubic polynomial inQ[x], which can be determined bypolynomial long division or byRuffini's rule.
  • If there is a rational number α ≠ 0 such thatα2 is a root of R3(y), it was shownabove how to express P(x) as the product of two quadratic polynomials inQ[x].
  • Finally, if the third condition holds and ifδ ∈ Q is such thatδ2 = a22 − 4a0, thenP(x) = (x2 + (a2 + δ)/2)(x2 + (a2 − δ)/2).

Galois groups of irreducible quartic polynomials

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The resolvent cubic of anirreducible quartic polynomialP(x) can be used to determine itsGalois groupG; that is, the Galois group of thesplitting field ofP(x). Let m be thedegree overk of the splitting field of the resolvent cubic (it can be eitherR4(y) orR5(y); they have the same splitting field). Then the group G is a subgroup of thesymmetric groupS4. More precisely:[4]

  • Ifm = 1 (that is, if the resolvent cubic factors into linear factors in k), then G is the group{e, (12)(34), (13)(24), (14)(23)}.
  • Ifm = 2 (that is, if the resolvent cubic has one and,up to multiplicity, only one root in k), then, in order to determine G, one can determine whether or notP(x) is still irreducible after adjoining to the fieldk the roots of the resolvent cubic. If not, thenG is acyclic group oforder 4; more precisely, it is one of the three cyclic subgroups of S4 generated by any of its six4-cycles. If it is still irreducible, thenG is one of the three subgroups of S4 of order 8, each of which is isomorphic to thedihedral group of order 8.
  • Ifm = 3, thenG is thealternating groupA4.
  • Ifm = 6, thenG is the whole groupS4.

See also

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References

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  1. ^abTignol, Jean-Pierre (2016), "Quartic equations",Galois' Theory of algebraic equations (2nd ed.),World Scientific,ISBN 978-981-4704-69-4,Zbl 1333.12001
  2. ^abBrookfield, G. (2007),"Factoring quartic polynomials: A lost art"(PDF),Mathematics Magazine,80 (1):67–70,doi:10.1080/0025570X.2007.11953453,JSTOR 27642994,S2CID 53375377,Zbl 1227.97040, archived fromthe original(PDF) on 2015-02-21
  3. ^Hartshorne, Robin (1997), "Construction problems and field extensions: Cubic and quartic equations",Geometry: Euclid and Beyond,Springer-Verlag,ISBN 0-387-98650-2,Zbl 0954.51001
  4. ^abKaplansky, Irving (1972), "Fields: Cubic and quartic equations",Fields and Rings, Chicago Lectures in Mathematics (2nd ed.),University of Chicago Press,ISBN 0-226-42451-0,Zbl 1001.16500
  5. ^Rotman, Joseph (1998), "Galois groups of quadratics, cubics, and quartics",Galois Theory (2nd ed.),Springer-Verlag,ISBN 0-387-98541-7,Zbl 0924.12001
  6. ^van der Waerden, Bartel Leendert (1991), "The Galois theory: Equations of the second, third, and fourth degrees",Algebra, vol. 1 (7th ed.),Springer-Verlag,ISBN 0-387-97424-5,Zbl 0724.12001
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