Peano’s axioms can be divided into groups according to their subject matter. The first axiom asserts the existence of at least one member of the set of natural numbers. The next four are general statements aboutequality; in modern treatments these are often not taken as part of the Peano axioms, but rather as axioms of the "underlying logic".[6] The next three axioms arefirst-order statements about natural numbers expressing the fundamental properties of the successor operation. The ninth, final, axiom is asecond-order statement of the principle of mathematical induction over the natural numbers, which makes this formulation close tosecond-order arithmetic. A weaker first-order system is obtained by explicitly adding the addition and multiplication operation symbols and replacing thesecond-order induction axiom with a first-orderaxiom schema. The termPeano arithmetic is sometimes used for specifically naming this restricted system.
When Peano formulated his axioms, the language ofmathematical logic was in its infancy. The system of logical notation he created to present the axioms did not prove to be popular, although it was the genesis of the modern notation forset membership (∈, which comes from Peano's ε). Peano maintained a clear distinction between mathematical and logical symbols, which was not yet common in mathematics; such a separation had first been introduced in theBegriffsschrift byGottlob Frege, published in 1879.[7] Peano was unaware of Frege's work and independently recreated his logical apparatus based on the work ofBoole andSchröder.[8]
The Peano axioms define the arithmetical properties ofnatural numbers, usually represented as asetN or Thenon-logical symbols for the axioms consist of a constant symbol 0 and a unary function symbolS.
The first axiom states that the constant 0 is a natural number:
0 is a natural number.
Peano's original formulation of the axioms used 1 instead of 0 as the "first" natural number,[9] while the axioms inFormulario mathematico include zero.[10]
The next four axioms describe theequalityrelation. Since they are logically valid in first-order logic with equality, they are not considered to be part of "the Peano axioms" in modern treatments.[8]
For every natural numberx,x =x. That is, equality isreflexive.
For all natural numbersx andy, ifx =y, theny =x. That is, equality issymmetric.
For all natural numbersx,y andz, ifx =y andy =z, thenx =z. That is, equality istransitive.
For alla andb, ifb is a natural number anda =b, thena is also a natural number. That is, the natural numbers areclosed under equality.
The remaining axioms define the arithmetical properties of the natural numbers. The naturals are assumed to be closed under a single-valued "successor"functionS.
For every natural numbern,S(n) is a natural number. That is, the natural numbers areclosed underS.
For all natural numbersm andn, ifS(m) =S(n), thenm =n. That is,S is aninjection.
For every natural numbern,S(n) = 0 is false. That is, there is no natural number whose successor is 0.
The chain of light dominoes on the right, starting with the nearest, can represent the setN of natural numbers.[note 1][11][12] However, axioms 1–8 arealso satisfied by the set of all dominoes—whether light or dark—taken together.[note 2] The 9th axiom (induction) limitsN to the chain of light pieces ("no junk") as only light dominoes will fall when the nearest is toppled.[13]
Axioms 1, 6, 7, 8 define aunary representation of the intuitive notion of natural numbers: the number 1 can be defined asS(0), 2 asS(S(0)), etc. However, considering the notion of natural numbers as being defined by these axioms, axioms 1, 6, 7, 8 do not imply that the successor function generates all the natural numbers different from 0.
The intuitive notion that each natural number can be obtained by applyingsuccessor sufficiently many times to zero requires an additional axiom, which is sometimes called theaxiom of induction.
IfK is a set such that:
0 is inK, and
for every natural numbern,n being inK implies thatS(n) is inK,
thenK contains every natural number.
The induction axiom is sometimes stated in the following form:
for every natural numbern,φ(n) being true implies thatφ(S(n)) is true,
thenφ(n) is true for every natural numbern.
In Peano's original formulation, the induction axiom is asecond-order axiom. It is now common to replace this second-order principle with a weakerfirst-order induction scheme. There are important differences between the second-order and first-order formulations, as discussed in the section§ Peano arithmetic as first-order theory below.
If we use the second-order induction axiom, it is possible to defineaddition,multiplication, andtotal (linear) ordering onN directly using the axioms. However,with first-order induction, this is not possible[citation needed] and addition and multiplication are often added as axioms. The respective functions and relations are constructed inset theory orsecond-order logic, and can be shown to be unique using the Peano axioms.
Similarly,multiplication is a function mapping two natural numbers to another one. Given addition, it is defined recursively as:
It is easy to see that is the multiplicativeright identity:
To show that is also the multiplicative left identity requires the induction axiom due to the way multiplication is defined:
is the left identity of 0:.
If is the left identity of (that is), then is also the left identity of:, using commutativity of addition.
Therefore, by the induction axiom is the multiplicative left identity of all natural numbers. Moreover, it can be shown[14] that multiplication is commutative anddistributes over addition:
for everyn ∈N, ifφ(k) is true for everyk ∈N such thatk ≤n, thenφ(S(n)) is true,
then for everyn ∈N,φ(n) is true.
This form of the induction axiom, calledstrong induction, is a consequence of the standard formulation, but is often better suited for reasoning about the ≤ order. For example, to show that the naturals arewell-ordered—everynonemptysubset ofN has aleast element—one can reason as follows. Let a nonemptyX ⊆N be given and assumeX has no least element.
Because 0 is the least element ofN, it must be that0 ∉X.
For anyn ∈N, suppose for everyk ≤n,k ∉X. ThenS(n) ∉X, for otherwise it would be the least element ofX.
Thus, by the strong induction principle, for everyn ∈N,n ∉X. Thus,X ∩N = ∅, whichcontradictsX being a nonempty subset ofN. ThusX has a least element.
Amodel of the Peano axioms is a triple(N, 0,S), whereN is a (necessarily infinite) set,0 ∈N andS:N →N satisfies the axioms above.Dedekind proved in his 1888 book,The Nature and Meaning of Numbers (German:Was sind und was sollen die Zahlen?, i.e., "What are the numbers and what are they good for?") that any two models of the Peano axioms (including the second-order induction axiom) areisomorphic. In particular, given two models(NA, 0A,SA) and(NB, 0B,SB) of the Peano axioms, there is a uniquehomomorphismf :NA →NB satisfying
and it is abijection. This means that the second-order Peano axioms arecategorical. (This is not the case with any first-order reformulation of the Peano axioms, below.)
The Peano axioms can be derived fromset theoretic constructions of thenatural numbers and axioms of set theory such asZF.[15] The standard construction of the naturals, due toJohn von Neumann, starts from a definition of 0 as the empty set, ∅, and an operators on sets defined as:
The set of natural numbersN is defined as the intersection of all setsclosed unders that contain the empty set. Each natural number is equal (as a set) to the set of natural numbers less than it:
and so on. The setN together with 0 and thesuccessor functions :N →N satisfies the Peano axioms.
Peano arithmetic isequiconsistent with several weak systems of set theory.[16] One such system is ZFC with theaxiom of infinity replaced by its negation. Another such system consists ofgeneral set theory (extensionality, existence of theempty set, and theaxiom of adjunction), augmented by an axiom schema stating that a property that holds for the empty set and holds of an adjunction whenever it holds of the adjunct must hold for all sets.
The objects of US1(C) are triples(X, 0X,SX) whereX is an object ofC, and0X : 1C →X andSX :X →X areC-morphisms.
A morphismφ : (X, 0X,SX) → (Y, 0Y,SY) is aC-morphismφ :X →Y withφ 0X = 0Y andφSX =SYφ.
ThenC is said to satisfy the Dedekind–Peano axioms if US1(C) has an initial object; this initial object is known as anatural number object inC. If(N, 0,S) is this initial object, and(X, 0X,SX) is any other object, then the unique mapu : (N, 0,S) → (X, 0X,SX) is such that
This is precisely the recursive definition of 0X andSX.
When the Peano axioms were first proposed,Bertrand Russell and others agreed that these axioms implicitly defined what we mean by a "natural number".[17]Henri Poincaré was more cautious, saying they only defined natural numbers if they wereconsistent; if there is a proof that starts from just these axioms and derives a contradiction such as 0 = 1, then the axioms are inconsistent, and don't define anything.[18] In 1900,David Hilbert posed the problem of proving their consistency using onlyfinitistic methods as thesecond of histwenty-three problems.[19] In 1931,Kurt Gödel proved hissecond incompleteness theorem, which shows that such a consistency proof cannot be formalized within Peano arithmetic itself, if Peano arithmetic is consistent.[20]
Although it is widely claimed that Gödel's theorem rules out the possibility of a finitistic consistency proof for Peano arithmetic, this depends on exactly what one means by a finitistic proof. Gödel himself pointed out the possibility of giving a finitistic consistency proof of Peano arithmetic or stronger systems by using finitistic methods that are not formalizable in Peano arithmetic, and in 1958, Gödel published a method for proving the consistency of arithmetic usingtype theory.[21] In 1936,Gerhard Gentzen gavea proof of the consistency of Peano's axioms, usingtransfinite induction up to anordinal calledε0.[22] Gentzen explained: "The aim of the present paper is to prove the consistency of elementary number theory or, rather, to reduce the question of consistency to certain fundamental principles". Gentzen's proof is arguably finitistic, since the transfinite ordinal ε0 can be encoded in terms of finite objects (for example, as aTuring machine describing a suitable order on the integers, or more abstractly as consisting of the finitetrees, suitably linearly ordered). Whether or not Gentzen's proof meets the requirements Hilbert envisioned is unclear: there is no generally accepted definition of exactly what is meant by a finitistic proof, and Hilbert himself never gave a precise definition.
The vast majority of contemporary mathematicians believe that Peano's axioms are consistent, relying either on intuition or the acceptance of a consistency proof such asGentzen's proof. A small number of philosophers and mathematicians, some of whom also advocateultrafinitism, reject Peano's axioms because accepting the axioms amounts to accepting the infinite collection of natural numbers. In particular, addition (including the successor function) and multiplication are assumed to betotal. Curiously, there areself-verifying theories that are similar to PA but have subtraction and division instead of addition and multiplication, which are axiomatized in such a way to avoid proving sentences that correspond to the totality of addition and multiplication, but which are still able to prove all true theorems of PA, and yet can be extended to a consistent theory that proves its own consistency (stated as the non-existence of a Hilbert-style proof of "0=1").[23]
All of the Peano axioms except the ninth axiom (the induction axiom) are statements infirst-order logic.[24] The arithmetical operations of addition and multiplication and the order relation can also be defined using first-order axioms. The axiom of induction above issecond-order, since itquantifies over predicates (equivalently, sets of natural numbers rather than natural numbers). As an alternative one can consider a first-orderaxiom schema of induction. Such a schema includes one axiom per predicate definable in the first-order language of Peano arithmetic, making it weaker than the second-order axiom.[25] The reason that it is weaker is that the number of predicates in first-order language is countable, whereas the number of sets of natural numbers is uncountable. Thus, there exist sets that cannot be described in first-order language (in fact, most sets have this property).
First-order axiomatizations of Peano arithmetic have another technical limitation. In second-order logic, it is possible to define the addition and multiplication operations from thesuccessor operation, but this cannot be done in the more restrictive setting of first-order logic. Therefore, the addition and multiplication operations are directly included in thesignature of Peano arithmetic, and axioms are included that relate the three operations to each other.
The following list of axioms (along with the usual axioms of equality), which contains six of the seven axioms ofRobinson arithmetic, is sufficient for this purpose:[26]
In addition to this list of numerical axioms, Peano arithmetic contains the induction schema, which consists of arecursively enumerable and even decidable set ofaxioms. For each formulaφ(x,y1, ...,yk) in the language of Peano arithmetic, thefirst-order induction axiom forφ is the sentence
where is an abbreviation fory1,...,yk. The first-order induction schema includes every instance of the first-order induction axiom; that is, it includes the induction axiom for every formulaφ.
The above axiomatization of Peano arithmetic uses a signature that only has symbols for zero as well as the successor, addition, and multiplications operations. There are many other different, but equivalent, axiomatizations. One such alternative[27] uses an order relation symbol instead of the successor operation and the language ofdiscretely ordered semirings (axioms 1-7 for semirings, 8-10 on order, 11-13 regarding compatibility, and 14-15 for discreteness):
, i.e. the ordering is preserved under addition of the same element.
, i.e. the ordering is preserved under multiplication by the same positive element.
, i.e. given any two distinct elements, the larger is the smaller plus another element.
, i.e. zero and one are distinct and there is no element between them. In other words, 0 iscovered by 1, which suggests that these numbers are discrete.
, i.e. zero is the minimum element.
The theory defined by these axioms is known asPA−. It is also incomplete and one of its important properties is that any structure satisfying this theory has an initial segment (ordered by) isomorphic to. Elements in that segment are calledstandard elements, while other elements are callednonstandard elements.
Finally, Peano arithmeticPA is obtained by adding the first-order induction schema.
According toGödel's incompleteness theorems, the theory ofPA (if consistent) is incomplete. Consequently, there are sentences offirst-order logic (FOL) that are true in the standard model ofPA but are not a consequence of the FOL axiomatization. Essential incompleteness already arises for theories with weaker axioms, such asRobinson arithmetic.
Closely related to the above incompleteness result (viaGödel's completeness theorem for FOL) it follows that there is noalgorithm for deciding whether a given FOL sentence is a consequence of a first-order axiomatization of Peano arithmetic or not. Hence,PA is an example of anundecidable theory. Undecidability arises already for the existential sentences ofPA, due to the negative answer toHilbert's tenth problem, whose proof implies that allcomputably enumerable sets arediophantine sets, and thus definable by existentially quantified formulas (with free variables) ofPA. Formulas ofPA with higherquantifier rank (more quantifier alternations) than existential formulas are more expressive, and define sets in the higher levels of thearithmetical hierarchy.
Although the usualnatural numbers satisfy the axioms ofPA, there are other models as well (called "non-standard models"); thecompactness theorem implies that the existence of nonstandard elements cannot be excluded in first-order logic.[28] The upwardLöwenheim–Skolem theorem shows that there are nonstandard models of PA of all infinite cardinalities. This is not the case for the original (second-order) Peano axioms, which have only one model, up to isomorphism.[29] This illustrates one way the first-order system PA is weaker than the second-order Peano axioms.
When interpreted as a proof within a first-orderset theory, such asZFC, Dedekind's categoricity proof for PA shows that each model of set theory has a unique model of the Peano axioms, up to isomorphism, that embeds as an initial segment of all other models of PA contained within that model of set theory. In the standard model of set theory, this smallest model of PA is the standard model of PA; however, in a nonstandard model of set theory, it may be a nonstandard model of PA. This situation cannot be avoided with any first-order formalization of set theory.
It is natural to ask whether a countable nonstandard model can be explicitly constructed. The answer is affirmative asSkolem in 1933 provided an explicit construction of such anonstandard model. On the other hand,Tennenbaum's theorem, proved in 1959, shows that there is no countable nonstandard model of PA in which either the addition or multiplication operation iscomputable.[30] This result shows it is difficult to be completely explicit in describing the addition and multiplication operations of a countable nonstandard model of PA. There is only one possibleorder type of a countable nonstandard model. Lettingω be the order type of the natural numbers,ζ be the order type of the integers, andη be the order type of the rationals, the order type of any countable nonstandard model of PA isω +ζ·η, which can be visualized as a copy of the natural numbers followed by a dense linear ordering of copies of the integers.
Acut in a nonstandard modelM is a nonempty subsetC ofM so thatC is downward closed (x <y andy ∈C ⇒x ∈C) andC is closed under successor. Aproper cut is a cut that is a proper subset ofM. Each nonstandard model has many proper cuts, including one that corresponds to the standard natural numbers. However, the induction scheme in Peano arithmetic prevents any proper cut from being definable. The overspill lemma, first proved by Abraham Robinson, formalizes this fact.
Overspill lemma[31]—LetM be a nonstandard model of PA and letC be a proper cut ofM. Suppose that is a tuple of elements ofM and is a formula in the language of arithmetic so that
for allb ∈C.
Then there is ac inM that is greater than every element ofC such that
^the nearest light piece corresponding to 0, and a neighbor piece corresponding to successor
^The non-contiguous set satisfies axiom 1 as it has a 0 element, 2–5 as it doesn't affect equality relations, 6 as all pieces have a successor, axiom 7 as no two dominos topple, or are toppled by, the same piece, and axiom 8 as every domino bar the first light domino is toppled by another domino.
^"" can be proven from the other axioms (in first-order logic) as follows. Firstly, by distributivity and additive identity. Secondly, by Axiom 15. If then by addition of the same element and commutativity, and hence by substitution, contradicting irreflexivity. Therefore it must be that.
^Wang 1957, pp. 145, 147, "It is rather well-known, through Peano's own acknowledgement, that Peano […] made extensive use of Grassmann's work in his development of the axioms. It is not so well-known that Grassmann had essentially the characterization of the set of all integers, now customary in texts of modern algebra, that it forms an orderedintegral domain in which each set of positive elements has a least member. […] [Grassmann's book] was probably the first serious and rather successful attempt to put numbers on a more or less axiomatic basis.".
^Fritz 1952,p. 137 An illustration of 'interpretation' is Russell's own definition of 'cardinal number'. The uninterpreted system in this case is Peano's axioms for the number system, whose three primitive ideas and five axioms, Peano believed, were sufficient to enable one to derive all the properties of the system of natural numbers. Actually, Russell maintains, Peano's axioms define any progression of the form of which the series of the natural numbers is one instance.
^Gray 2013,p. 133 So Poincaré turned to see whether logicism could generate arithmetic, more precisely, the arithmetic of ordinals. Couturat, said Poincaré, had accepted the Peano axioms as a definition of a number. But this will not do. The axioms cannot be shown to be free of contradiction by finding examples of them, and any attempt to show that they were contradiction-free by examining the totality of their implications would require the very principle of mathematical induction Couturat believed they implied. For (in a further passage dropped from S&M) either one assumed the principle in order to prove it, which would only prove that if it is true it is not self-contradictory, which says nothing; or one used the principle in another form than the one stated, in which case one must show that the number of steps in one's reasoning was an integer according to the new definition, but this could not be done (1905c, 834).
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Meseguer, José; Goguen, Joseph A. (Dec 1986). "Initiality, induction, and computability". In Maurice Nivat and John C. Reynolds (ed.).Algebraic Methods in Semantics(PDF). Cambridge: Cambridge University Press. pp. 459–541.ISBN978-0-521-26793-9.
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Dedekind, Richard (1890).Letter to Keferstein. On p. 100, he restates and defends his axioms of 1888. pp. 98–103.
Peano, Giuseppe (1889).Arithmetices principia, nova methodo exposita [The principles of arithmetic, presented by a new method]. An excerpt of the treatise where Peano first presented his axioms, and recursively defined arithmetical operations. Fratres Bocca. pp. 83–97.
Buss, Samuel R. (1998). "Chapter II: First-Order Proof Theory of Arithmetic". In Buss, Samuel R. (ed.).Handbook of Proof Theory. New York: Elsevier Science.ISBN978-0-444-89840-1.
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