Non-refoulement (/rəˈfuːlmɒ̃/) is a fundamental principle ofinternational law anchored in the 1951Convention Relating to the Status of Refugees that forbids a country fromdeporting ("refoulement") any person to any country in which their "life or freedom would be threatened" on account of "race, religion, nationality, membership of a particular social group or political opinion".[1][2] The only exception to non-refoulement according toConvention Relating to the Status of Refugees are "reasonable grounds" of "danger to the security of the country" or "danger to the community of that country".[1] Unlikepolitical asylum, which applies only to those who can prove a well-grounded fear of political persecution,[3] non-refoulement refers to the genericdeportation of people, includingrefugees intowar zones and otherdisaster locales.[2]
Non-refoulement is generally seen ascustomary international law,[4] where it applies even to states that are not parties to the 1951Convention Relating to the Status of Refugees or its1967 Protocol.[5] It is debatable whether non-refoulement is aperemptory norm (jus cogens) of international law, where non-refoulement must always be applied without any adjustment for any purpose or under any circumstances (derogation).[6][7] The debate overjus cogens nature of non-refoulement was rekindled following theSeptember 11, 2001, terror attacks in the United States as well as other terrorist attacks in Europe.[8]
TheConvention relating to the International Status of Refugees of 28 October 1933 was ratified by nine states, including France and (with a caveat) the United Kingdom. It was by virtue of this Convention that the principle of non-refoulement acquired the status of international treaty law.[9]
The principle of non-refoulement is important because of its role in an international collective memory of the failure of nations duringWorld War II to provide a haven to refugees fleeing certaingenocide at the hands ofNazi Germany. Following the war, the need for international checks onstate sovereignty over refugees became apparent to theinternational community.[citation needed]
During the war, several states had forcibly returned or denied admission toGerman andFrench Jews fleeingthe Holocaust. In 1939, the ocean linerMS St. Louis sailed from Germany with over 900 Jewish passengers who were fleeing Nazi persecution. The ship sailed forCuba, where the passengers expected to find refuge. However, Cuba admitted only twenty-eight passengers and refused to admit the rest. The ship then set sail forFlorida in the hopes of findingrefuge in the United States. But the U.S. government, and later also Canada, refused to allow the ship to dock and refused to accept any passengers. With conditions on the ship deteriorating and seemingly nowhere else to go, the ship returned to Europe, where approximately thirty percent of those passengers were later murdered in the Holocaust.[10] Switzerland refused entry to nearly 20,000 French Jews who sought asylum there after theNazi takeover of France. The Swiss argued the "boat is full" with respect to refugees during the War, and they were not obligated under existing law to accept French Jews for resettlement. As a result the Jews were forced to return to France, where most were killed.[11]
After World War II, underOperation Keelhaul, millions of refugees and prisoners from former Russia and the contemporarySoviet Union were forcibly returned despite evidence they would facepersecution from the Soviet government.[11] The action nowadays is considered ahuman rights violation and awar crime for its indiscriminate targeting of civilians, many of whom had never been Soviet citizens, fleeing Russia near the end of World War II.[12]
Non-refoulement presents an inherent conflict with state sovereignty, as it infringes on a state's right to exercise control over its own borders and those who reside within them. In legal proceedings immediately following World War II, non-refoulement was viewed as a distinct right, which could be abridged under certain circumstances, such as those spelled out in Article 33, Section 2 of the 1951 Convention.[11]
In the 1960s, theEuropean Commission on Human Rights recognized non-refoulement as a subsidiary of prohibitions on torture. As the ban on torture isjus cogens, this linkage rendered the prohibition on refoulement absolute[8] and challenged the legality of refoulement for the purposes of state security. Through court cases (seeSoering v. United Kingdom andChahal v. United Kingdom) and interpretations of various international treaties in the 1980s, the European Commission on Human Rights shifted preference away from preserving state sovereignty and towards protecting persons who might be refouled.[11] This interpretation permitted no abridgments of non-refoulement protections, even if the state was concerned a refugee may be a terrorist or pose other immediate threats to the state.[8]
Following terror attacks in the United States and Europe, states have renewed calls for permitting refoulement in the interest of national security, asrepatriation is the most effective method of dispatching refugees thought to present a credible threat.[11] While recent treaties typically include specific obligations that prevent refoulement under essentially any circumstances,[11] the interest of national security has led individual states and theEuropean Union to seek ways around non-refoulement protections that balance security and human rights.[8]
Today, the principle of non-refoulement from countries that are signatories to the 1951Convention Relating to the Status of Refugees, the 1967 Protocol Convention Relating to the Status of Refugees, or the 1984Convention Against Torture depends on the interpretation of the Article 33 of the 1951 Convention.[13][14]
One of the grey areas of law that is most hotly debated within signatory circles is the interpretation of Article 33 of the 1951 Convention. Interdiction of potential refugee transporting vessels on thehigh seas has been a common practice by the US government in particular, raising the question of whether Article 33 requires a refugee to be within a country or simply within the power of a country to trigger the right againstrefoulement.[15]
A prohibition of rejection at the border would imply a right of entry for any asylum seeker, which explains the reluctance for some states to endorse non-rejection at the border.[4]
- No Contracting State shall expel or return ('refouler') a refugee in any manner whatsoever to the frontiers of territories where his life or freedom would be threatened on account of hisrace,religion,nationality, membership of a particularsocial group orpolitical opinion.
- The benefit of the present provision may not, however, be claimed by a refugee whom there are reasonable grounds for regarding as a danger to the security of the country in which he is, or who, having been convicted by a final judgment of a particularly serious crime, constitutes a danger to the community of that country.
- No State Party shall expel, return ("refouler") or extradite a person to another State where there are substantial grounds for believing that he would be in danger of being subjected to torture.
- For the purpose of determining whether there are such grounds, the competent authorities shall take into account all relevant considerations including, where applicable, the existence in the State concerned of a consistent pattern of gross, flagrant or mass violations of human rights.
— Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, Article 3
No one seeking asylum in accordance with these Principles should, except for overriding reasons of national security or safeguarding the populations, be subjected to measures such as rejection at the frontier, return or expulsion which would result in compelling him to return to or remain in a territory if there is a well-founded fear of persecution endangering his life, physical integrity or liberty in that territory.[19]
Any asylum-seeker must be able to lodge an [asylum] application at the frontier. The application may then be examined to establish, prior to the decision on admission, whether it is manifestly unfounded. However, where there is a host third country, there may be exceptions to the principle of "non-refoulement".[21]
Though the principle of non-refoulement is a non-negotiable aspect of international law, states have interpreted Article 33 of the 1951 Convention in various ways, and they have constructed their legal responses to asylum seeker in corresponding manners.[13] The four most common interpretations are:
Thailand'sforcible repatriation of 45,000 Cambodian refugees atPreah Vihear, on 12 June 1979, is considered to be a classic example of refoulement.[14] The refugees were forced at gunpoint across the border and down a steep slope into aminefield. Those who refused were shot by Thai soldiers. Approximately 3,000 refugees (about 7 percent) died.[23]
Tanzania's actions during theRwandan genocide in 1994 have been alleged to have violated the non-refoulement principle. During the height of the crisis, when the refugee flows rose to the level of a "mass exodus", the Tanzanian government closed its borders to a group of more than 50,000 Rwandan refugees fleeing genocidal violence. In 1996, beforeRwanda had reached an appropriate level of stability, around 500,000 refugees were returned to Rwanda fromZaire.[24]
TheAustralian government has been accused by the UNHCR, as well as more than 50 Australian legal scholars, of violating the principle of non-refoulement by returning 41 Tamil and Singhalese refugees to theSri Lankan Navy in June or July 2014, as part ofOperation Sovereign Borders.[25]
In 2014, theAustralian Parliament passed theMigration and Maritime Powers Legislation Amendment (Resolving the Asylum Legacy Caseload) Act 2014 (Cth). That Act provides that "for the purposes of removal from Australia of an unlawful non-citizen, Australia's non-refoulement obligations are irrelevant".[26]
In 2017,Dina Ali Lasloom was forced back toSaudi Arabia with the cooperation of the government of thePhilippines.[27][28][29]
In 2018Matteo Salvini (Italy's former interior minister) allegedly breached its obligation of non-refoulement by refusing to rescue 93 migrants fleeing Libya and consequently organising a "privatised push-back", that is sending back migrants using merchant ships as proxy; which in this case resulted in the migrants being returned to the port ofMisurata in Libya, where they were beaten, tortured and in some cases killed.[30]
In 2019,South Korea deported twoNorth Korean defectors back toNorth Korea, on claims that they had committed murder. The move was condemned by human rights activists as the two would likely face execution upon their return.[31]
China, in accordance with the agreements it reached with North Korea in 1986, apprehends North Koreans who enter its territory and sends them back to North Korea. Human rights activists say China is violating international law and that the returned North Koreans are likely to be executed.[32]
In 2021,Malaysia deported 1,086Myanmar nationals, despite a court order temporarily halting the repatriation amid concerns the group could be at risk if they were returned to military-ruled Myanmar.[33]
In 2021, theSupreme Court of India inMohammad Salimullah v. Union of India, allowed thedeportation ofRohingya Muslim refugees back to Myanmar.[34]
In 2022, theUK government proposed theRwanda asylum plan, which aims todeport migrants who enter the UKillegally to a"safe" third country,Rwanda. The policy has faced legal challenges[35] andEuropean Court of Human Rights (ECtHR) ruled in June 2022 inN.S.K. v. the United Kingdom (28774/22) that the UK government's plan violates theEuropean Convention on Human Rights (ECHR) because once in Rwanda, migrants "would not have access to fair and efficient procedures for the determination ofrefugee status," thus violating their rights.[36] Additionally, the court found that "persons relocated to Rwanda may be at risk of detention and treatment not following international standards should they express dissatisfaction or protest at their conditions after arrival."[36] Once in Rwanda, migrants might not be able to seek legal recourse as Rwanda operates outside the jurisdiction of the ECtHR, and there is an "absence of any legally enforceable mechanism for the applicant's return to the United Kingdom in the event of a successful merits challenge before the domestic courts."[36] In November 2023, theUK Supreme Court ruled that the policy is illegal under UK domestic law and international obligations because the policy continues to violate non-refoulement.[37][38]
According to a 2025 analysis in theAmerican Journal of International Law, the second Donald Trump administration had violated non-refoulement by closing the border to asylum seekers, expansion of expedited removal, and its practice of rendition to torture.[39]