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Necessity and sufficiency

From Wikipedia, the free encyclopedia
(Redirected fromNecessary and sufficient condition)
Terms to describe a conditional relationship between two statements
This article is about the formal terminology in logic. For causal meanings of the terms, seeCausality. For the concepts in statistics, seeSufficient statistic.
"Necessary But Not Sufficient" redirects here. For the novel by Eliyahu Goldratt, seeNecessary But Not Sufficient (novel).

Inlogic andmathematics,necessity andsufficiency are terms used to describe aconditional or implicational relationship between twostatements. For example, in theconditional statement: "IfP thenQ",Q isnecessary forP, because thetruth ofQ is "necessarily" guaranteed by the truth ofP. (Equivalently, it is impossible to haveP withoutQ, or the falsity ofQ ensures the falsity ofP.)[1] Similarly,P issufficient forQ, becauseP being true always or "sufficiently" implies thatQ is true, butP not being true does not always imply thatQ is not true.[2]

In general, a necessary condition is one (possibly one of several conditions) that must be present in order for another condition to occur, while a sufficient condition is one that produces the said condition.[3] The assertion that a statement is a "necessaryand sufficient" condition of another means that the former statement is trueif and only if the latter is true. That is, the two statements must be either simultaneously true, or simultaneously false.[4][5][6]

Inordinary English (alsonatural language) "necessary" and "sufficient" often indicate relations between conditions or states of affairs, not statements. For example, being round is a necessary condition for being a circle, but is not sufficient since ovals and ellipses are round but not circles – while being a circle is a sufficient condition for being round. Any conditional statement consists of at least one sufficient condition and at least one necessary condition.

Indata analytics, necessity and sufficiency can refer to differentcausal logics,[7] wherenecessary condition analysis andqualitative comparative analysis can be used as analytical techniques for examining necessity and sufficiency of conditions for a particular outcome of interest.

Definitions

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In the conditional statement, "ifS, thenN", the expression represented byS is called theantecedent, and the expression represented byN is called theconsequent. This conditional statement may be written in several equivalent ways, such as "N ifS", "S only ifN", "S impliesN", "N is implied byS",SN,SN and "N wheneverS".[8]

In the above situation of "N whenever S",N is said to be anecessary condition forS. In common language, this is equivalent to saying that if the conditional statement is a true statement, then the consequentNmust be true—ifS is to be true (see third column of "truth table" immediately below). In other words, the antecedentS cannot be true withoutN being true. For example, in order for someone to be calledSocrates, it is necessary for that someone to beNamed. Similarly, in order for human beings to live, it is necessary that they have air.[9]

One can also sayS is asufficient condition forN (refer again to the third column of the truth table immediately below). If the conditional statement is true, then ifS is true,N must be true; whereas if the conditional statement is true and N is true, then S may be true or be false. In common terms, "the truth ofS guarantees the truth ofN".[9] For example, carrying on from the previous example, one can say that knowing that someone is calledSocrates is sufficient to know that someone has aName.

Anecessary and sufficient condition requires that both of the implicationsSN{\displaystyle S\Rightarrow N} andNS{\displaystyle N\Rightarrow S} (the latter of which can also be written asSN{\displaystyle S\Leftarrow N}) hold. The first implication suggests thatS is a sufficient condition forN, while the second implication suggests thatS is a necessary condition forN. This is expressed as "S is necessary and sufficient forN ", "Sif and only ifN", orSN{\displaystyle S\Leftrightarrow N}.

Truth table
SNSN{\displaystyle S\Rightarrow N}SN{\displaystyle S\Leftarrow N}SN{\displaystyle S\Leftrightarrow N}
TTTTT
TFFTF
FTTFF
FFTTT

Necessity

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The sun being above the horizon is a necessary condition for direct sunlight; but it is not a sufficient condition, as something else may be casting a shadow, e.g., the moon in the case of aneclipse.

The assertion thatQ is necessary forP is colloquially equivalent to "P cannot be true unlessQ is true" or "if Q is false, then P is false".[9][1] Bycontraposition, this is the same thing as "wheneverP is true, so isQ".

The logical relation betweenP andQ is expressed as "ifP, thenQ" and denoted "PQ" (PimpliesQ). It may also be expressed as any of "P only ifQ", "Q, ifP", "Q wheneverP", and "Q whenP". One often finds, in mathematical prose for instance, several necessary conditions that, taken together, constitute a sufficient condition (i.e., individually necessary and jointly sufficient[9]), as shown in Example 5.

Example 1
For it to be true that "John is a bachelor", it is necessary that it be also true that he is
  1. unmarried,
  2. male,
  3. adult,
since to state "John is a bachelor" implies John has each of those three additionalpredicates.
Example 2
For the whole numbers greater than two, being odd is necessary to being prime, since two is the only whole number that is both even and prime.
Example 3
Consider thunder, the sound caused by lightning. One says that thunder is necessary for lightning, since lightning never occurs without thunder. Whenever there is lightning, there is thunder. The thunderdoes not cause the lightning (since lightning causes thunder), but because lightning always comes with thunder, we say that thunder is necessary for lightning. (That is, in its formal sense, necessity doesn't imply causality.)
Example 4
Being at least 30 years old is necessary for serving in the U.S. Senate. If you are under 30 years old, then it is impossible for you to be a senator. That is, if you are a senator, it follows that you must be at least 30 years old.
Example 5
Inalgebra, for somesetS together with anoperation{\displaystyle \star } to form agroup, it is necessary that{\displaystyle \star } beassociative. It is also necessary thatS include a special elemente such that for everyx inS, it is the case thate{\displaystyle \star }x andx{\displaystyle \star }e both equalx. It is also necessary that for everyx inS there exist a corresponding elementx″, such that bothx{\displaystyle \star }x″ andx{\displaystyle \star }x equal the special elemente. None of these three necessary conditions by itself is sufficient, but theconjunction of the three is.

Sufficiency

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That a train runs on schedule is a sufficient condition for a traveller arriving on time (if one boards the train and it departs on time, then one will arrive on time); but it is not a necessary condition, since there are other ways to travel (if the train does not run to time, one could still arrive on time through other means of transport).

IfP is sufficient forQ, then knowingP to be true is adequate grounds to conclude thatQ is true; however, knowingP to be false does not meet a minimal need to conclude thatQ is false.

The logical relation is, as before, expressed as "ifP, thenQ" or "PQ". This can also be expressed as "P only ifQ", "P impliesQ" or several other variants. It may be the case that several sufficient conditions, when taken together, constitute a single necessary condition (i.e., individually sufficient and jointly necessary), as illustrated in example 5.

Example 1
"John is a king" implies that John is male. So knowing that John is a king is sufficient to knowing that he is a male.
Example 2
A number's being divisible by 4 is sufficient (but not necessary) for it to be even, but being divisible by 2 is both sufficient and necessary for it to be even.
Example 3
An occurrence of thunder is a sufficient condition for the occurrence of lightning in the sense that hearing thunder, and unambiguously recognizing it as such, justifies concluding that there has been a lightning bolt.
Example 4
If the U.S. Congress passes a bill, the president's signing of the bill is sufficient to make it law. Note that the case whereby the president did not sign the bill, e.g. through exercising a presidentialveto, does not mean that the bill has not become a law (for example, it could still have become a law through a congressionaloverride).
Example 5
That the center of aplaying card should be marked with a single large spade (♠) is sufficient for the card to be an ace. Three other sufficient conditions are that the center of the card be marked with a single diamond (♦), heart (♥), or club (♣). None of these conditions is necessary to the card's being an ace, but theirdisjunction is, since no card can be an ace without fulfilling at least (in fact, exactly) one of these conditions.

Relationship between necessity and sufficiency

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Being in the purple region is sufficient for being in A, but not necessary. Being in A is necessary for being in the purple region, but not sufficient. Being in A and being in B is necessary and sufficient for being in the purple region.

A condition can be either necessary or sufficient without being the other. For instance,being amammal (N) is necessary but not sufficient tobeing human (S), and that a numberx{\displaystyle x}is rational (S) is sufficient but not necessary tox{\displaystyle x}being areal number (N) (since there are real numbers that are not rational).

A condition can be both necessary and sufficient. For example, at present, "today is theFourth of July" is a necessary and sufficient condition for "today isIndependence Day in theUnited States". Similarly, a necessary and sufficient condition forinvertibility of amatrixM is thatM has a nonzerodeterminant.

Mathematically speaking, necessity and sufficiency aredual to one another. For any statementsS andN, the assertion that "N is necessary forS" is equivalent to the assertion that "S is sufficient forN". Another facet of this duality is that, as illustrated above, conjunctions (using "and") of necessary conditions may achieve sufficiency, while disjunctions (using "or") of sufficient conditions may achieve necessity. For a third facet, identify every mathematicalpredicateN with the setT(N) of objects, events, or statements for whichN holds true; then asserting the necessity ofN forS is equivalent to claiming thatT(N) is asuperset ofT(S), while asserting the sufficiency ofS forN is equivalent to claiming thatT(S) is asubset ofT(N).

Psychologically speaking, necessity and sufficiency are both key aspects of the classical view of concepts. Under the classical theory of concepts, how human minds represent a category X, gives rise to a set of individually necessary conditions that define X. Together, these individually necessary conditions are sufficient to be X.[10] This contrasts with the probabilistic theory of concepts which states that no defining feature is necessary or sufficient, rather that categories resemble a family tree structure.

Simultaneous necessity and sufficiency

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See also:Material equivalence

To say thatP is necessary and sufficient forQ is to say two things:

  1. thatP is necessary forQ,PQ{\displaystyle P\Leftarrow Q}, and thatP is sufficient forQ,PQ{\displaystyle P\Rightarrow Q}.
  2. equivalently, it may be understood to say thatP andQ is necessary for the other,PQQP{\displaystyle P\Rightarrow Q\land Q\Rightarrow P}, which can also be stated as eachis sufficient for orimplies the other.

One may summarize any, and thus all, of these cases by the statement "Pif and only ifQ", which is denoted byPQ{\displaystyle P\Leftrightarrow Q}, whereas cases tell us thatPQ{\displaystyle P\Leftrightarrow Q} is identical toPQQP{\displaystyle P\Rightarrow Q\land Q\Rightarrow P}.

For example, ingraph theory a graphG is calledbipartite if it is possible to assign to each of its vertices the colorblack orwhite in such a way that every edge ofG has one endpoint of each color. And for any graph to be bipartite, it is a necessary and sufficient condition that it contain no odd-lengthcycles. Thus, discovering whether a graph has any odd cycles tells one whether it is bipartite and conversely. A philosopher[11] might characterize this state of affairs thus: "Although the concepts of bipartiteness and absence of odd cycles differ inintension, they have identicalextension.[12]

In mathematics, theorems are often stated in the form "P is true if and only ifQ is true".

Because, as explained in previous section, necessity of one for the other is equivalent to sufficiency of the other for the first one, e.g.PQ{\displaystyle P\Leftarrow Q} isequivalent toQP{\displaystyle Q\Rightarrow P}, ifP is necessary and sufficient forQ, thenQ is necessary and sufficient forP. We can writePQQP{\displaystyle P\Leftrightarrow Q\equiv Q\Leftrightarrow P} and say that the statements "P is trueif and only ifQ, is true" and "Q is true if and only ifP is true" are equivalent.

See also

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References

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  1. ^ab"[M06] Necessity and sufficiency".philosophy.hku.hk. Retrieved2019-12-02.
  2. ^Bloch, Ethan D. (2011).Proofs and Fundamentals: A First Course in Abstract Mathematics. Springer. pp. 8–9.ISBN 978-1-4419-7126-5.
  3. ^Confusion-of-Necessary (2019-05-15)."Confusion of Necessary with a Sufficient Condition".www.txstate.edu. Retrieved2019-12-02.
  4. ^Betz, Frederick (2011).Managing Science: Methodology and Organization of Research. New York: Springer. p. 247.ISBN 978-1-4419-7487-7.
  5. ^Manktelow, K. I. (1999).Reasoning and Thinking. East Sussex, UK: Psychology Press.ISBN 0-86377-708-2.
  6. ^Asnina, Erika; Osis, Janis & Jansone, Asnate (2013). "Formal Specification of Topological Relations".Databases and Information Systems VII.249 (Databases and Information Systems VII): 175.doi:10.3233/978-1-61499-161-8-175.
  7. ^Richter, Nicole Franziska; Hauff, Sven (2022-08-01)."Necessary conditions in international business research–Advancing the field with a new perspective on causality and data analysis"(PDF).Journal of World Business.57 (5) 101310.doi:10.1016/j.jwb.2022.101310.ISSN 1090-9516.
  8. ^Devlin, Keith (2004),Sets, Functions and Logic / An Introduction to Abstract Mathematics (3rd ed.), Chapman & Hall, pp. 22–23,ISBN 978-1-58488-449-1
  9. ^abcd"The Concept of Necessary Conditions and Sufficient Conditions".www.sfu.ca. Retrieved2019-12-02.
  10. ^"Classical Theory of Concepts, the | Internet Encyclopedia of Philosophy".
  11. ^Stanford University primer, 2006.
  12. ^"Meanings, in this sense, are often calledintensions, and things designated,extensions. Contexts in which extension is all that matters are, naturally, calledextensional, while contexts in which extension is not enough areintensional. Mathematics is typically extensional throughout."Stanford University primer, 2006.

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