Incombinatorics, amatroid/ˈmeɪtrɔɪd/ is a structure that abstracts and generalizes the notion oflinear independence invector spaces. There are many equivalent ways to define a matroidaxiomatically, the most significant being in terms of: independent sets; bases or circuits; rank functions; closure operators; and closed sets orflats. In the language ofpartially ordered sets, a finite simple matroid is equivalent to ageometric lattice.
Matroid theory borrows extensively from the terms used in bothlinear algebra andgraph theory, largely because it is the abstraction of various notions of central importance in these fields. Matroids have found applications ingeometry,topology,combinatorial optimization,network theory, andcoding theory.[1][2]
There are manyequivalent ways to define a (finite) matroid.[a]
In terms of independence, a finite matroid is a pair, where is afinite set (called theground set) and is afamily ofsubsets of (called theindependent sets) with the following properties:[3]
The first two properties define a combinatorial structure known as anindependence system (orabstract simplicial complex). Actually, assuming (I2), property (I1) is equivalent to the fact that at least one subset of is independent, i.e.,.
A subset of the ground set that is not independent is calleddependent. A maximal independent set – that is, an independent set that becomes dependent upon adding any element of – is called abasis for the matroid. Acircuit in a matroid is a minimal dependent subset of – that is, a dependent set whose proper subsets are all independent. The term arises because the circuits ofgraphic matroids are cycles in the corresponding graphs.[3]
The dependent sets, the bases, or the circuits of a matroid characterize the matroid completely: a set is independent if and only if it is not dependent, if and only if it is a subset of a basis, and if and only if it does not contain a circuit. The collections of dependent sets, of bases, and of circuits each have simple properties that may be taken as axioms for a matroid. For instance, one may define a matroid to be a pair, where is a finite set as before and is a collection of subsets of, calledbases, with the following properties:[3]
This property (B2) is called thebasis exchange property. It follows from this property that no member of can be a proper subset of any other.
It is a basic result of matroid theory, directly analogous to a similar theorem ofbases in linear algebra, that any two bases of a matroid have the same number of elements. This number is called therankof. If is a matroid on, and is a subset of, then a matroid on can be defined by considering a subset of to be independent if and only if it is independent in. This allows us to talk aboutsubmatroids and about the rank of any subset of. The rank of a subset is given by therank function of the matroid, which has the following properties:[3]
These properties can be used as one of the alternative definitions of a finite matroid: If satisfies these properties, then the independent sets of a matroid over can be defined as those subsets of with. In the language ofpartially ordered sets, such a matroid structure is equivalent to thegeometric lattice whose elements are the subsets, partially ordered by inclusion.
The difference is called thenullity of the subset. It is the minimum number of elements that must be removed from to obtain an independent set. The nullity of in is called the nullity of. The difference is sometimes called thecorank of the subset.
Let be a matroid on a finite set, with rank function as above. Theclosure orspan of a subset of is the set
This defines aclosure operator where denotes thepower set, with the following properties:
The first three of these properties are the defining properties of a closure operator. The fourth is sometimes called theMac Lane–Steinitz exchange property. These properties may be taken as another definition of matroid: every function that obeys these properties determines a matroid.[3]
A set whose closure equals itself is said to beclosed, or aflat orsubspace of the matroid.[4] A set is closed if it ismaximal for its rank, meaning that the addition of any other element to the set would increase the rank. The closed sets of a matroid are characterized by a covering partition property:
The class of all flats,partially ordered by set inclusion, forms amatroid lattice. Conversely, every matroid lattice forms a matroid over its set ofatoms under the following closure operator: for a set of atoms with join,
The flats of this matroid correspond one-for-one with the elements of the lattice; the flat corresponding to lattice element is the set
Thus, the lattice of flats of this matroid is naturally isomorphic to.
In a matroid of rank, a flat of rank is called ahyperplane. (Hyperplanes are also calledco-atoms orcopoints.) These are the maximal proper flats; that is, the only superset of a hyperplane that is also a flat is the set of all the elements of the matroid. An equivalent definition is that a coatom is a subset ofE that does not spanM, but such that adding any other element to it does make a spanning set.[5]
The family of hyperplanes of a matroid has the following properties, which may be taken as yet another axiomatization of matroids:[5]
Minty (1966) defined agraphoid as a triple in which and are classes of nonempty subsets of such that
He proved that there is a matroid for which is the class of circuits and is the class of cocircuits. Conversely, if and are the circuit and cocircuit classes of a matroid with ground set, then is a graphoid. Thus, graphoids give aself-dual cryptomorphic axiomatization of matroids.
Let be a finite set. The set of all subsets of defines the independent sets of a matroid. It is called thefree matroid over.
Let be a finite set and anatural number. One may define a matroid on by taking every element subset of to be a basis. This is known as theuniform matroid of rank. A uniform matroid with rank and with elements is denoted. All uniform matroids of rank at least 2 are simple (see§ Additional terms). The uniform matroid of rank 2 on points is called the point line. A matroid is uniform if and only if it has no circuits of size less than one plus the rank of the matroid. The direct sums of uniform matroids are calledpartition matroids.
In the uniform matroid, every element is a loop (an element that does not belong to any independent set), and in the uniform matroid, every element is a coloop (an element that belongs to all bases). The direct sum of matroids of these two types is a partition matroid in which every element is a loop or a coloop; it is called adiscrete matroid. An equivalent definition of a discrete matroid is a matroid in which every proper, non-empty subset of the ground set is a separator.
Matroid theory developed mainly out of a deep examination of the properties of independence and dimension in vector spaces. There are two ways to present the matroids defined in this way:
The validity of the independent set axioms for this matroid follows from theSteinitz exchange lemma.
An important example of a matroid defined in this way is the Fano matroid, a rank three matroid derived from theFano plane, afinite geometry with seven points (the seven elements of the matroid) and seven lines (the proper nontrivial flats of the matroid). It is a linear matroid whose elements may be described as the seven nonzero points in a three dimensional vector space over thefinite fieldGF(2). However, it is not possible to provide a similar representation for the Fano matroid using thereal numbers in place of GF(2).
Amatrix with entries in afield gives rise to a matroid on its set of columns. The dependent sets of columns in the matroid are those that are linearly dependent as vectors.
For instance, the Fano matroid can be represented in this way as a 3 × 7(0,1) matrix. Column matroids are just vector matroids under another name, but there are often reasons to favor the matrix representation.[b]
A matroid that is equivalent to a vector matroid, although it may be presented differently, is calledrepresentable orlinear. If is equivalent to a vector matroid over afield, then we say isrepresentable over; in particular, isreal representable if it is representable over the real numbers. For instance, although a graphic matroid (see below) is presented in terms of a graph, it is also representable by vectors over any field.
A basic problem in matroid theory is to characterize the matroids that may be represented over a given field;Rota's conjecture describes a possible characterization for everyfinite field. The main results so far are characterizations ofbinary matroids (those representable over GF(2)) due toTutte (1950s), of ternary matroids (representable over the 3 element field) due to Reid and Bixby, and separately toSeymour (1970s), and of quaternary matroids (representable over the 4 element field) due toGeelen, Gerards & Kapoor (2000). A proof of Rota's conjecture was announced, but not published, in 2014 by Geelen, Gerards, and Whittle.[6]
Aregular matroid is a matroid that is representable over all possible fields. TheVámos matroid is the simplest example of a matroid that is not representable over any field.
A second original source for the theory of matroids isgraph theory.
Every finite graph (ormultigraph) gives rise to a matroid as follows: take as the set of all edges in and consider a set of edges independent if and only if it is aforest; that is, if it does not contain asimple cycle. Then is called acycle matroid. Matroids derived in this way aregraphic matroids. Not every matroid is graphic, but all matroids on three elements are graphic.[7] Every graphic matroid is regular.
Other matroids on graphs were discovered subsequently:
A third original source of matroid theory isfield theory.
Anextension of a field gives rise to a matroid:
A matroid that is equivalent to a matroid of this kind is called analgebraic matroid.[13] The problem of characterizing algebraic matroids is extremely difficult; little is known about it. TheVámos matroid provides an example of a matroid that is not algebraic.
There are some standard ways to make new matroids out of old ones.
If is a finite matroid, we can define theorthogonal ordual matroid by taking the same underlying set and calling a set abasis in if and only if its complement is a basis in. It is not difficult to verify that is a matroid and that the dual of is.[14]
The dual can be described equally well in terms of other ways to define a matroid. For instance:
According to a matroid version ofKuratowski's theorem, the dual of a graphic matroid is a graphic matroid if and only if is the matroid of aplanar graph. In this case, the dual of is the matroid of thedual graph of.[15] The dual of a vector matroid representable over a particular field is also representable over. The dual of a transversal matroid is a strict gammoid and vice versa.
IfM is a matroid with element setE, andS is a subset ofE, therestriction ofM toS, writtenM |S, is the matroid on the setS whose independent sets are the independent sets ofM that are contained inS. Its circuits are the circuits ofM that are contained inS and its rank function is that ofM restricted to subsets ofS.
In linear algebra, this corresponds to restricting to the subspace generated by the vectors inS. Equivalently ifT =M−S this may be termed thedeletion ofT, writtenM\T orM−T. The submatroids ofM are precisely the results of a sequence of deletions: the order is irrelevant.[16][17]
The dual operation of restriction is contraction.[18] IfT is a subset ofE, thecontraction ofM byT, writtenM/T, is the matroid on the underlying setE − T whose rank function is.[19] In linear algebra, this corresponds to looking at the quotient space by the linear space generated by the vectors inT, together with the images of the vectors inE - T.
A matroidN that is obtained fromM by a sequence of restriction and contraction operations is called aminor ofM.[17][20] We sayMcontainsNas a minor. Many important families of matroids may be characterized by theminor-minimal matroids that do not belong to the family; these are calledforbidden orexcluded minors.[21]
LetM be a matroid with an underlying set of elementsE, and letN be another matroid on an underlying setF.Thedirect sum of matroidsM andN is the matroid whose underlying set is thedisjoint union ofE andF, and whose independent sets are the disjoint unions of an independent set ofM with an independent set ofN.
Theunion ofM andN is the matroid whose underlying set is the union (not the disjoint union) ofE andF, and whose independent sets are those subsets that are the union of an independent set inM and one inN. Usually the term "union" is applied whenE =F, but that assumption is not essential. IfE andF are disjoint, the union is the direct sum.
LetM be a matroid with an underlying set of elementsE.
Several important combinatorial optimization problems can be solved efficiently on every matroid. In particular:
Two standalone systems for calculations with matroids are Kingan'sOid and Hlineny'sMacek. Both of them are open-sourced packages. "Oid" is an interactive, extensible software system for experimenting with matroids. "Macek" is a specialized software system with tools and routines for reasonably efficient combinatorial computations with representable matroids.
Both open source mathematics software systemsSAGE andMacaulay2 contain matroid packages.Maple has a package for dealing with matroids since the version 2024.[30]
There are two especially significant polynomials associated to a finite matroidM on the ground setE. Each is amatroid invariant, which means that isomorphic matroids have the same polynomial.
Thecharacteristic polynomial ofM – sometimes called thechromatic polynomial,[31] although it does not count colorings – is defined to be
or equivalently (as long as the empty set is closed inM) as
where μ denotes theMöbius function of thegeometric lattice of the matroid and the sum is taken over all the flats A of the matroid.[32]
Thebeta invariant of a matroid, introduced byCrapo (1967), may be expressed in terms of the characteristic polynomial as an evaluation of the derivative[33]
or directly as[34]
The beta invariant is non-negative, and is zero if and only if is disconnected, or empty, or a loop. Otherwise it depends only on the lattice of flats of. If has no loops and coloops then.[34]
TheWhitney numbers of the first kind of are the coefficients of the powers of in the characteristic polynomial. Specifically, theth Whitney number is the coefficient of and is the sum of Möbius function values:
summed over flats of the right rank. These numbers alternate in sign, so that for.
TheWhitney numbers of the second kind of are the numbers of flats of each rank. That is, is the number of rank flats.
The Whitney numbers of both kinds generalize theStirling numbers of the first and second kind, which are the Whitney numbers of the cycle matroid of thecomplete graph, and equivalently of thepartition lattice. They were named afterHassler Whitney, the (co)founder of matroid theory, byGian-Carlo Rota. The name has been extended to the similar numbers for finite rankedpartially ordered sets.
TheTutte polynomial of a matroid,, generalizes the characteristic polynomial to two variables. This gives it more combinatorial interpretations, and also gives it the duality property
which implies a number of dualities between properties of and properties of. One definition of the Tutte polynomial is
This expresses the Tutte polynomial as an evaluation of theco-rank-nullity orrank generating polynomial,[35]
From this definition it is easy to see that the characteristic polynomial is, up to a simple factor, an evaluation of, specifically,
Another definition is in terms of internal and external activities and a sum over bases, reflecting the fact that is the number of bases.[36] This, which sums over fewer subsets but has more complicated terms, was Tutte's original definition.
There is a further definition in terms of recursion by deletion and contraction.[37] The deletion-contraction identity is
when is neither a loop nor a coloop.An invariant of matroids (i.e., a function that takes the same value on isomorphic matroids) satisfying this recursion and the multiplicative condition
is said to be aTutte-Grothendieck invariant.[35] The Tutte polynomial is the most general such invariant; that is, the Tutte polynomial is a Tutte-Grothendieck invariant and every such invariant is an evaluation of the Tutte polynomial.[31]
TheTutte polynomial of a graph is the Tutte polynomial of its cycle matroid.
The theory of infinite matroids is much more complicated than that of finite matroids and forms a subject of its own. For a long time, one of the difficulties has been that there were many reasonable and useful definitions, none of which appeared to capture all the important aspects of finite matroid theory. For instance, it seemed to be hard to have bases, circuits, and duality together in one notion of infinite matroids.
The simplest definition of an infinite matroid is to requirefinite rank; that is, the rank ofE is finite. This theory is similar to that of finite matroids except for the failure of duality due to the fact that the dual of an infinite matroid of finite rank does not have finite rank. Finite-rank matroids include any subsets of finite-dimensional vector spaces and offield extensions of finitetranscendence degree.
The next simplest infinite generalization is finitary matroids, also known aspregeometries. A matroid with possibly infinite ground set isfinitary if it has the property that
Equivalently, every dependent set contains a finite dependent set.
Examples are linear dependence of arbitrary subsets of infinite-dimensionalvector spaces (but not infinite dependencies as inHilbert andBanach spaces), and algebraic dependence in arbitrary subsets of field extensions of possibly infinite transcendence degree. Again, the class of finitary matroid is not self-dual, because the dual of a finitary matroid is not finitary.
Finitary infinite matroids are studied inmodel theory, a branch ofmathematical logic with strong ties toalgebra.
In the late 1960s matroid theorists asked for a more general notion that shares the different aspects of finite matroids and generalizes their duality. Many notions of infinite matroids were defined in response to this challenge, but the question remained open. One of the approaches examined by D.A. Higgs became known asB-matroids and was studied by Higgs, Oxley, and others in the 1960s and 1970s. According to a recent result byBruhn et al. (2013), it solves the problem: Arriving at the same notion independently, they provided five equivalent systems of axiom—in terms of independence, bases, circuits, closure and rank. The duality of B-matroids generalizes dualities that can be observed in infinite graphs.
The independence axioms are as follows:
With these axioms, every matroid has a dual.
Matroid theory was introduced byWhitney (1935). It was also independently discovered byTakeo Nakasawa, whose work was forgotten for many yearsNishimura & Kuroda (2009).
In his seminal paper, Whitney provided two axioms for independence, and defined any structure adhering to these axioms to be "matroids".[c]His key observation was that these axioms provide an abstraction of "independence" that is common to both graphs and matrices.Because of this, many of the terms used in matroid theory resemble the terms for their analogous concepts inlinear algebra orgraph theory.
Almost immediately after Whitney first wrote about matroids, an important article was written byMacLane (1936) on the relation of matroids toprojective geometry. A year later,van der Waerden (1937) noted similarities between algebraic and linear dependence in his classic textbook on Modern Algebra.
In the 1940sRichard Rado developed further theory under the name "independence systems" with an eye towardstransversal theory, where his name for the subject is still sometimes used.
In the 1950sW.T. Tutte became the foremost figure in matroid theory, a position he retained for many years. His contributions were plentiful, including
and the tools he used to prove many of his results:
which are so complicated that later theorists have gone to great trouble to eliminate the need for them in proofs.[d]
Crapo (1969) andBrylawski (1972) generalized to matroids Tutte's "dichromate", a graphic polynomial now known as theTutte polynomial (named by Crapo). Their work has recently (especially in the 2000s) been followed by a flood of papers—though not as many as on the Tutte polynomial of a graph.
In 1976Dominic Welsh published the first comprehensive book on matroid theory.
Paul Seymour's decomposition theorem for regular matroids (Seymour (1980)) was the most significant and influential work of the late 1970s and the 1980s.Another fundamental contribution, byKahn & Kung (1982), showed why projective geometries andDowling geometries play such an important role in matroid theory.
By the 1980s there were many other important contributors, but one should not omit to mentionGeoff Whittle's extension to ternary matroids of Tutte's characterization of binary matroids that are representable over the rationals (Whittle 1995), perhaps the biggest single contribution of the 1990s.
In the current period (since around 2000) the Matroid Minors Project ofGeelen, Gerards, Whittle, and others,[e]has produced substantial advances in the structure theory of matroids. Many others have also contributed to that part of matroid theory, which (in the first and second decades of the 21st century) is flourishing.
Mathematicians who pioneered the study of matroids include
Some of the other major contributors are