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Use of filters to describe and characterize all basic topological notions and results
The power set lattice of the set with theupper set colored dark green. It is afilter, and even aprincipal filter. It is not anultrafilter, as it can be extended to the larger proper filter by including also the light green elements. Because cannot be extended any further, it is an ultrafilter.
Intopology,filters can be used to studytopological spaces and define basic topological notions such asconvergence,continuity,compactness, and more.Filters, which are specialfamilies ofsubsets of some given set, also provide a common framework for defining various types oflimits of functions such as limits from the left/right, to infinity, to a point or a set, and many others. Special types of filters calledultrafilters have many useful technical properties and they may often be used in place of arbitrary filters.
Filters have generalizations calledprefilters (also known asfilter bases) andfilter subbases, all of which appear naturally and repeatedly throughout topology. Examples includeneighborhood filters/bases/subbases anduniformities. Every filter is a prefilter and both are filter subbases. Every prefilter and filter subbase is contained in a unique smallest filter, which they are said togenerate. This establishes a relationship between filters and prefilters that may often be exploited to allow one to use whichever of these two notions is more technically convenient. There is a certainpreorder on families of sets (subordination), denoted by that helps to determine exactly when and how one notion (filter, prefilter, etc.) can or cannot be used in place of another. This preorder's importance is amplified by the fact that it also defines the notion of filter convergence, where by definition, a filter (or prefilter)converges to a point if and only if where is that point'sneighborhood filter. Consequently, subordination also plays an important role in many concepts that are related to convergence, such ascluster points and limits of functions. In addition, therelation which denotes and is expressed by saying thatis subordinate to also establishes a relationship in which is to as a subsequence is to a sequence (that is, the relation which is calledsubordination, is for filters the analog of "is a subsequence of").
Filters were introduced byHenri Cartan in 1937[1] and subsequently used byBourbaki in their bookTopologie Générale as an alternative to the similar notion of anet developed in 1922 byE. H. Moore andH. L. Smith. Filters can also be used to characterize the notions ofsequence andnet convergence. But unlike[note 1] sequence and net convergence, filter convergence is definedentirely in terms of subsets of the topological space and so it provides a notion of convergence that is completely intrinsic to the topological space; indeed, thecategory of topological spaces can beequivalently defined entirely in terms of filters. Every net induces a canonical filter and dually, every filter induces a canonical net, where this induced net (resp. induced filter) converges to a point if and only if the same is true of the original filter (resp. net). This characterization also holds for many other definitions such as cluster points. These relationships make it possible to switch between filters and nets, and they often also allow one to choose whichever of these two notions (filter or net) is more convenient for the problem at hand. However, assuming that "subnet" is defined using either of its most popular definitions (which are thosegiven by Willard andby Kelley), then in general, this relationship doesnot extend to subordinate filters and subnets because asdetailed below, there exist subordinate filters whose filter/subordinate-filter relationship cannot be described in terms of the corresponding net/subnet relationship; this issue can however be resolved by using a less commonly encountered definition of "subnet", which is that of anAA-subnet.
Thearchetypical example of a filter is theneighborhood filter at a point in a topological space which is thefamily of sets consisting of all neighborhoods of By definition, aneighborhood of some given point is any subset whosetopological interior contains this point; that is, such that Importantly, neighborhoods arenot required to be open sets; those are calledopen neighborhoods. Listed below are those fundamental properties of neighborhood filters that ultimately became the definition of a "filter." Afilter on is a set of subsets of that satisfies all of the following conditions:
Not empty: – just as since is always a neighborhood of (and of anything else that it contains);
Does not contain the empty set: – just as no neighborhood of is empty;
Closed under finite intersections: If – just as the intersection of any two neighborhoods of is again a neighborhood of;
Upward closed: If then – just as any subset of that includes a neighborhood of will necessarilybe a neighborhood of (this follows from and the definition of "a neighborhood of").
Generalizing sequence convergence by using sets − determining sequence convergence without the sequence
Asequence in is by definition amap from thenatural numbers into the space The original notion of convergence in atopological space was that of asequence converging to some given point in a space, such as ametric space. Withmetrizable spaces (or more generallyfirst-countable spaces orFréchet–Urysohn spaces), sequences usually suffices to characterize, or "describe", most topological properties, such as the closures of subsets or continuity of functions. But there are many spaces where sequences cannot be used to describe even basic topological properties like closure or continuity. This failure of sequences was the motivation for defining notions such as nets and filters, whichnever fail to characterize topological properties.
Nets directly generalize the notion of a sequence since nets are, by definition, maps from an arbitrarydirected set into the space A sequence is just a net whose domain is with the natural ordering. Nets havetheir own notion of convergence, which is a direct generalization of sequence convergence.
Filters generalize sequence convergence in a different way by consideringonly the values of a sequence. To see how this is done, consider a sequence which is by definition just a function whose value at is denoted by rather than by the usual parentheses notation that is commonly used for arbitrary functions. Knowing only theimage (sometimes called "the range") of the sequence is not enough to characterize its convergence; multiple sets are needed. It turns out that the needed sets are the following,[note 2] which are called thetails of the sequence:
These sets completely determine this sequence's convergence (or non-convergence) because given any point, thissequence converges to it if and only if for every neighborhood (of this point), there is some integer such that contains all of the points This can be reworded as:
every neighborhood must contain some set of the form as a subset.
Or more briefly: every neighborhood must contain some tail as a subset. It is this characterization that can be used with the above family of tails to determine convergence (or non-convergence) of the sequence Specifically, with the family ofsets in hand, thefunction is no longer needed to determine convergence of this sequence (no matter what topology is placed on). By generalizing this observation, the notion of "convergence"can be extended from sequences/functions to families of sets.
The above set of tails of a sequence is in general not a filter but it does "generate" a filter via taking itsupward closure (which consists of all supersets of all tails). The same is true of other important families of sets such as anyneighborhood basis at a given point, which in general is also not a filter but does generate a filter via its upward closure (in particular, it generates the neighborhood filter at that point). The properties that these families share led to the notion of afilter base, also called aprefilter, which by definition is any family having the minimal properties necessary and sufficient for it to generate a filter via taking itsupward closure.
Nets versus filters − advantages and disadvantages
Like sequences, nets arefunctions and so they have theadvantages offunctions. For example, like sequences, nets can be "plugged into" other functions, where "plugging in" is justfunction composition. Theorems related to functions and function composition may then be applied to nets. One example is the universal property ofinverse limits, which is defined in terms of composition of functions rather than sets and it is more readily applied to functions like nets than to sets like filters (a prominent example of an inverse limit is theCartesian product). Filters may be awkward to use in certain situations, such as when switching between a filter on a space and a filter on adense subspace[5]
In contrast to nets, filters (and prefilters) are families ofsets and so they have theadvantages ofsets. For example, if is surjective then theimage under of an arbitrary filter or prefilter is both easily defined and guaranteed to be a prefilter on's domain, whereas it is less clear how topullback (unambiguously/withoutchoice) an arbitrary sequence (or net) so as to obtain a sequence or net in the domain (unless is also injective and consequently a bijection, which is a stringent requirement). Similarly, the intersection of any collection of filters is once again a filter whereas it is not clear what this could mean for sequences or nets. Because filters are composed of subsets of the very topological space that is under consideration, topological set operations (such asclosure orinterior) may be applied to the sets that constitute the filter. Taking the closure of all the sets in a filter is sometimes useful infunctional analysis for instance. Theorems and results about images or preimages of sets under a function may also be applied to the sets that constitute a filter; an example of such a result might be one ofcontinuity's characterizations in terms of preimages of open/closed sets or in terms of the interior/closure operators. Special types of filters calledultrafilters have many useful properties that can significantly help in proving results. One downside of nets is their dependence on the directed sets that constitute their domains, which in general may be entirely unrelated to the space In fact, the class of nets in a given set is too large to even be a set (it is aproper class); this is because nets in can have domains ofanycardinality. In contrast, the collection of all filters (and of all prefilters) on is a set whose cardinality is no larger than that of Similar to atopology on a filter on is "intrinsic to" in the sense that both structures consistentirely of subsets of and neither definition requires any set that cannot be constructed from (such as or other directed sets, which sequences and nets require).
In this article, upper case Roman letters like and denote sets (but not families unless indicated otherwise) and will denote thepower set of A subset of a power set is calledafamily of sets (or simply,a family) where it isover if it is a subset of Families of sets will be denoted by upper case calligraphy letters such as,, and. Whenever these assumptions are needed, then it should be assumed that is non-empty and that etc. are families of sets over
The terms "prefilter" and "filter base" are synonyms and will be used interchangeably.
Warning about competing definitions and notation
There are unfortunately several terms in the theory of filters that are defined differently by different authors. These include some of the most important terms such as "filter." While different definitions of the same term usually have significant overlap, due to the very technical nature of filters (and point–set topology), these differences in definitions nevertheless often have important consequences. When reading mathematical literature, it is recommended that readers check how the terminology related to filters is defined by the author. For this reason, this article will clearly state all definitions as they are used. Unfortunately, not all notation related to filters is well established and some notation varies greatly across the literature (for example, the notation for the set of all prefilters on a set) so in such cases this article uses whatever notation is most self describing or easily remembered.
The theory of filters and prefilters is well developed and has a plethora of definitions and notations, many of which are now unceremoniously listed to prevent this article from becoming prolix and to allow for the easy look up of notation and definitions. Their important properties are described later.
For any two families declare that if and only if for every there exists some in which case it is said that iscoarser than and that isfiner than (orsubordinate to)[10][11][12] The notation may also be used in place of
If and then are said to beequivalent (with respect to subordination).
Adirected set is a set together with apreorder, which will be denoted by (unless explicitly indicated otherwise), that makes into an (upward)directed set;[15] this means that for all there exists some such that For any indices the notation is defined to mean while is defined to mean that holds but it isnot true that (if isantisymmetric then this is equivalent to).
Anet in[15] is a map from a non-empty directed set into The notation will be used to denote a net with domain
Notation and Definition
Name
Tail orsection of starting at where is adirected set.
Tail orsection of starting at
Set orprefilter of tails/sections of Also called theeventuality filter base generated by (the tails of) If is a sequence then is also called thesequential filter base[16] orelementary prefilter.[17]
(Eventuality)filter of/generated by (tails of)[16]
Tail orsection of a net starting at[16] where is a directed set.
Warning about using strict comparison
If is a net and then it is possible for the set which is calledthe tail ofafter, to be empty (for example, this happens if is anupper bound of thedirected set). In this case, the family would contain the empty set, which would prevent it from being a prefilter (defined later). This is the (important) reason for defining as rather than or even and it is for this reason that in general, when dealing with the prefilter of tails of a net, the strict inequality may not be used interchangeably with the inequality
Additionally, asemiring is aπ-system where every complement is equal to a finitedisjoint union of sets in Asemialgebra is a semiring where every complement is equal to a finitedisjoint union of sets in are arbitrary elements of and it is assumed that
The following is a list of properties that a family of sets may possess and they form the defining properties of filters, prefilters, and filter subbases. Whenever it is necessary, it should be assumed that
The family of sets is:
Proper ornondegenerate if Otherwise, if then it is calledimproper[18] ordegenerate.
Directed downward[15] if whenever then there exists some such that
This property can be characterized in terms ofdirectedness, which explains the word "directed": Abinary relation on is called(upward) directed if for any two there is some satisfying Using in place of gives the definition ofdirected downward whereas using instead gives the definition ofdirected upward. Explicitly, isdirected downward (resp.directed upward) if and only if for all there exists some "greater" such that (resp. such that) − where the "greater" element is always on the right hand side, − which can be rewritten as (resp. as).
Closed under finite intersections (resp.unions) if the intersection (resp. union) of any two elements of is an element of
If is closed under finite intersections then is necessarily directed downward. The converse is generally false.
Upward closed orIsotone in[6] if or equivalently, if whenever and some set satisfies Similarly, isdownward closed if An upward (respectively, downward) closed set is also called anupper set orupset (resp. alower set ordown set).
The family which is the upward closure of is the uniquesmallest (with respect to) isotone family of sets over having as a subset.
Many of the properties of defined above and below, such as "proper" and "directed downward," do not depend on so mentioning the set is optional when using such terms. Definitions involving being "upward closed in" such as that of "filter on" do depend on so the set should be mentioned if it is not clear from context.
A family is/is a(n):
Ideal[18][19] if is downward closed and closed under finite unions.
Dual ideal on[20] if is upward closed in and also closed under finite intersections. Equivalently, is a dual ideal if for all[21]
Explanation of the word "dual": A family is a dual ideal (resp. an ideal) on if and only if thedual of which is the family is an ideal (resp. a dual ideal) on In other words,dual ideal means "dualof an ideal". The dual of the dual is the original family, meaning[18]
Filter on[20][8] if is aproperdual ideal on That is, a filter on is a non−empty subset of that is closed under finite intersections and upward closed in Equivalently, it is a prefilter that is upward closed in In words, a filter on is a family of sets over that (1) is not empty (or equivalently, it contains), (2) is closed under finite intersections, (3) is upward closed in and (4) does not have the empty set as an element.
Warning: Some authors, particularly algebrists, use "filter" to mean a dual ideal; others, particularly topologists, use "filter" to mean aproper/non-degenerate dual ideal.[22] It is recommended that readers always check how "filter" is defined when reading mathematical literature. However, the definitions of "ultrafilter," "prefilter," and "filter subbase" always requirenon-degeneracy. This article usesHenri Cartan's original definition of "filter",[1][23] which required non-degeneracy.
The power set is the one and only dual ideal on that is not also a filter. Excluding from the definition of "filter" intopology has the same benefit asexcluding from the definition of "prime number": itobviates the need to specify "non-degenerate" (the analog of "non-unital" or "non-") in many important results, thereby making their statements less awkward.
Prefilter orfilter base[8][24] if is proper and directed downward. Equivalently, is called a prefilter if its upward closure is a filter. It can also be defined as any family that isequivalent tosome filter.[9] A proper family is a prefilter if and only if[9] A family is a prefilter if and only if the same is true of its upward closure.
If is a prefilter then its upward closure is the unique smallest (relative to) filter on containing and it is calledthe filter generated by A filter is said to begenerated by a prefilter if in which is called afilter base for
Unlike a filter, a prefilter isnot necessarily closed under finite intersections.
π-system if is closed under finite intersections. Every non-empty family is contained in a unique smallestπ-system calledtheπ-system generated by which is sometimes denoted by It is equal to the intersection of allπ-systems containing and also to the set of all possible finite intersections of sets from:
Aπ-system is a prefilter if and only if it is proper. Every filter is a properπ-system and every properπ-system is a prefilter but the converses do not hold in general.
A prefilter isequivalent to theπ-system generated by it and both of these families generate the same filter on
Filter subbase[8][25] andcentered[9] if and satisfies any of the following equivalent conditions:
has thefinite intersection property, which means that the intersection of any finite family of (one or more) sets in is not empty; explicitly, this means that whenever then
Assume that is a filter subbase. Then there is a unique smallest (relative to) filter containing called thefilter generated by, and is said tobe a filter subbase for this filter. This filter is equal to the intersection of all filters on that are supersets of Theπ-system generated by denoted by will be a prefilter and a subset of Moreover, the filter generated by is equal to the upward closure of meaning[9] However, ifand only if is a prefilter (although is always an upward closed filtersubbase for).
A -smallest (meaning smallest relative to )prefilter containing a filter subbase will exist only under certain circumstances. It exists, for example, if the filter subbase happens to also be a prefilter. It also exists if the filter (or equivalently, theπ-system) generated by isprincipal, in which case is the unique smallest prefilter containing Otherwise, in general, a -smallestprefilter containing might not exist. For this reason, some authors may refer to theπ-system generated by asthe prefilter generated by However, if a -smallest prefilter does exist (say it is denoted by) then contrary to usual expectations, it isnot necessarily equal to "the prefilter generated by" (that is, is possible). And if the filter subbase happens to also be a prefilter but not aπ-system then unfortunately, "the prefilter generated by this prefilter" (meaning) will not be (that is, is possible even when is a prefilter), which is why this article will prefer the accurate and unambiguous terminology of "theπ-system generated by".
Subfilter of a filter and that is asuperfilter of[18][26] if is a filter and where for filters,
Importantly, the expression "is asuperfilter of" is for filters the analog of "is asubsequence of". So despite having the prefix "sub" in common, "is asubfilter of" is actually thereverse of "is asubsequence of." However, can also be written which is described by saying " is subordinate to" With this terminology, "issubordinate to" becomes for filters (and also for prefilters) the analog of "is asubsequence of,"[27] which makes this one situation where using the term "subordinate" and symbol may be helpful.
There are no prefilters on (nor are there any nets valued in), which is why this article, like most authors, will automatically assume without comment that whenever this assumption is needed.
There are many other characterizations of "ultrafilter" and "ultra prefilter," which are listed in the article onultrafilters. Important properties of ultrafilters are also described in that article.
A non-empty family of sets is/is an:
Ultra[8][28] if and any of the following equivalent conditions are satisfied:
For every set there exists some set such that (or equivalently, such that).
For every set there exists some set such that
This characterization of " is ultra" does not depend on the set so mentioning the set is optional when using the term "ultra."
Forevery set (not necessarily even a subset of) there exists some set such that
Ultra prefilter[8][28] if it is a prefilter that is also ultra. Equivalently, it is a filter subbase that is ultra. A prefilter is ultra if and only if it satisfies any of the following equivalent conditions:
A filter subbase that is ultra is necessarily a prefilter. A filter subbase is ultra if and only if it is a maximal filter subbase with respect to (as above).[18]
Ultrafilter on[8][28] if it is a filter on that is ultra. Equivalently, an ultrafilter on is a filter that satisfies any of the following equivalent conditions:
This condition can be restated as: is partitioned by and its dual
For any if then (a filter with this property is called aprime filter).
This property extends to any finite union of two or more sets.
is amaximal filter on; meaning that if is a filter on such that then necessarily (this equality may be replaced by).
If is upward closed then So this characterization of ultrafilters as maximal filters can be restated as:
Because subordination is for filters the analog of "is a subnet/subsequence of" (specifically, "subnet" should mean "AA-subnet," which is defined below), this characterization of an ultrafilter as being a "maximally subordinate filter" suggests that an ultrafilter can be interpreted as being analogous to some sort of "maximally deep net" (which could, for instance, mean that "when viewed only from" in some sense, it is indistinguishable from its subnets, as is the case with any net valued in a singleton set for example),[note 5] which is an idea that is actually made rigorous byultranets. Theultrafilter lemma is then the statement that every filter ("net") has some subordinate filter ("subnet") that is "maximally subordinate" ("maximally deep").
A consequence of the ultrafilter lemma is that every filter is equal to the intersection of all ultrafilters containing it.[30] Assuming the axioms ofZermelo–Fraenkel (ZF), the ultrafilter lemma follows from theAxiom of choice (in particular fromZorn's lemma) but is strictly weaker than it. The ultrafilter lemma implies the Axiom of choice for finite sets. Ifonly dealing withHausdorff spaces, then most basic results (as encountered in introductory courses) in Topology (such asTychonoff's theorem for compact Hausdorff spaces and theAlexander subbase theorem) and infunctional analysis (such as theHahn–Banach theorem) can be proven using only the ultrafilter lemma; the full strength of the axiom of choice might not be needed.
The kernel is useful in classifying properties of prefilters and other families of sets.
Thekernel[6] of a family of sets is the intersection of all sets that are elements of
If then and this set is also equal to the kernel of theπ-system that is generated by In particular, if is a filter subbase then the kernels of all of the following sets are equal:
(1) (2) theπ-system generated by and (3) the filter generated by
If is a map then Equivalent families have equal kernels. Two principal families are equivalent if and only if their kernels are equal.
Theprincipal filter at is the filter A filter is principal at if and only if
Countably deep if whenever is a countable subset then[21]
If is a principal filter on then and and is also the smallest prefilter that generates
Family of examples: For any non-empty the family is free but it is a filter subbase if and only if no finite union of the form covers in which case the filter that it generates will also be free. In particular, is a filter subbase if is countable (for example, the primes), ameager set in a set of finite measure, or a bounded subset of If is a singleton set then is a subbase for the Fréchet filter on
If a family of sets is fixed (that is,) then is ultra if and only if some element of is a singleton set, in which case will necessarily be a prefilter. Every principal prefilter is fixed, so a principal prefilter is ultra if and only if is a singleton set.
Every filter on that is principal at a single point is an ultrafilter, and if in addition is finite, then there are no ultrafilters on other than these.[7]
The next theorem shows that every ultrafilter falls into one of two categories: either it is free or else it is a principal filter generated by a single point.
Proposition—If is an ultrafilter on then the following are equivalent:
is fixed, or equivalently, not free, meaning
is principal, meaning
Some element of is a finite set.
Some element of is a singleton set.
is principal at some point of which means for some
The preorder that is defined below is of fundamental importance for the use of prefilters (and filters) in topology. For instance, this preorder is used to define the prefilter equivalent of "subsequence",[27] where "" can be interpreted as " is a subsequence of" (so "subordinate to" is the prefilter equivalent of "subsequence of"). It is also used to define prefilter convergence in a topological space. The definition of meshes with which is closely related to the preorder is used in topology to definecluster points.
Two families of setsmesh[8] and arecompatible, indicated by writing if If do not mesh then they aredissociated. If then are said tomesh if mesh, or equivalently, if thetrace of which is the family does not contain the empty set, where the trace is also called therestriction of
Declare that stated as iscoarser than and isfiner than (orsubordinate to)[30][11][12][9][21] if any of the following equivalent conditions hold:
Definition: Everyincludes some Explicitly, this means that for every there is some such that (thus holds).
Said more briefly in plain English, if every set in islarger than some set in Here, a "larger set" means a superset.
In words, states exactly that is larger than some set in The equivalence of (a) and (b) follows immediately.
which is equivalent to;
;
which is equivalent to;
and if in addition is upward closed, which means that then this list can be extended to include:
So in this case, this definition of " isfiner than" would be identical to thetopological definition of "finer" had been topologies on
If an upward closed family is finer than (that is,) but then is said to bestrictly finer than and isstrictly coarser than
Two families arecomparable if one of them is finer than the other.[30]
Example: If is asubsequence of then is subordinate to in symbols: and also Stated in plain English, the prefilter of tails of a subsequence is always subordinate to that of the original sequence. To see this, let be arbitrary (or equivalently, let be arbitrary) and it remains to show that this set contains some For the set to contain it is sufficient to have Since are strictly increasing integers, there exists such that and so holds, as desired. Consequently, The left hand side will be astrict/proper subset of the right hand side if (for instance) every point of is unique (that is, when is injective) and is the even-indexed subsequence because under these conditions, every tail (for every) of the subsequence will belong to the right hand side filter but not to the left hand side filter.
For another example, if is any family then always holds and furthermore,
A non-empty family that is coarser than a filter subbase must itself be a filter subbase.[9] Every filter subbase is coarser than both theπ-system that it generates and the filter that it generates.[9]
If are families such that the family is ultra, and then is necessarily ultra. It follows that any family that is equivalent to an ultra family will necessarilybe ultra. In particular, if is a prefilter then either both and the filter it generates are ultra or neither one is ultra.
The preorder induces its canonicalequivalence relation on where for all isequivalent to if any of the following equivalent conditions hold:[9][6]
The upward closures of are equal.
Two upward closed (in) subsets of are equivalent if and only if they are equal.[9] If then necessarily and is equivalent to Everyequivalence class other than contains a unique representative (that is, element of the equivalence class) that is upward closed in[9]
Properties preserved between equivalent families
Let be arbitrary and let be any family of sets. If are equivalent (which implies that) then for each of the statements/properties listed below, either it is true ofboth or else it is false ofboth:[32]
Not empty
Proper (that is, is not an element)
Moreover, any two degenerate families are necessarily equivalent.
Filter subbase
Prefilter
In which case generate the same filter on (that is, their upward closures in are equal).
Free
Principal
Ultra
Is equal to the trivial filter
In words, this means that the only subset of that is equivalent to the trivial filteris the trivial filter. In general, this conclusion of equality does not extend to non−trivial filters (one exception is when both families are filters).
Meshes with
Is finer than
Is coarser than
Is equivalent to
Missing from the above list is the word "filter" because this property isnot preserved by equivalence. However, if are filters on then they are equivalent if and only if they are equal; this characterization doesnot extend to prefilters.
Equivalence of prefilters and filter subbases
If is a prefilter on then the following families are always equivalent to each other:
;
theπ-system generated by;
the filter on generated by;
and moreover, these three families all generate the same filter on (that is, the upward closures in of these families are equal).
In particular, every prefilter is equivalent to the filter that it generates. By transitivity, two prefilters are equivalent if and only if they generate the same filter.[9] Every prefilter is equivalent to exactly one filter on which is the filter that it generates (that is, the prefilter's upward closure). Said differently, every equivalence class of prefilters contains exactly one representative that is a filter. In this way, filters can be considered as just being distinguished elements of these equivalence classes of prefilters.[9]
A filter subbase that isnot also a prefilter cannot be equivalent to the prefilter (or filter) that it generates. In contrast, every prefilter is equivalent to the filter that it generates. This is why prefilters can, by and large, be used interchangeably with the filters that they generate while filter subbases cannot.
Set theoretic properties and constructions relevant to topology
If is a prefilter (resp. filter) on then the trace of which is the family is a prefilter (resp. a filter) if and only if mesh (that is,[30]), in which case the trace of is said to beinduced by. The trace is always finer than the original family; that is,If is ultra and if mesh then the trace is ultra. If is an ultrafilter on then the trace of is a filter on if and only if
For example, suppose that is a filter on is such that Then mesh and generates a filter on that is strictly finer than[30]
When prefilters mesh
Given non-empty families the familysatisfies and If is proper (resp. a prefilter, a filter subbase) then this is also true of both In order to make any meaningful deductions about from needs to be proper (that is, which is the motivation for the definition of "mesh". In this case, is a prefilter (resp. filter subbase) if and only if this is true of both Said differently, if are prefilters then they mesh if and only if is a prefilter. Generalizing gives a well known characterization of "mesh" entirely in terms of subordination (that is,):
Two prefilters (resp. filter subbases) mesh if and only if there exists a prefilter (resp. filter subbase) such that and
If the least upper bound of two filters exists in then this least upper bound is equal to[33]
Let Many of the properties that may have are preserved under images of maps; notable exceptions include being upward closed, being closed under finite intersections, and being a filter, which are not necessarily preserved.
Explicitly, if one of the following properties is true of then it will necessarily also be true of (although possibly not on the codomain unless is surjective):[30][13][34][35][36][29] ultra, ultrafilter, filter, prefilter, filter subbase, dual ideal, upward closed, proper/non-degenerate, ideal, closed under finite unions, downward closed, directed upward. Moreover, if is a prefilter then so are both[30] The image under a map of an ultra set is again ultra and if is an ultra prefilter then so is
If is a filter then is a filter on the range but it is a filter on the codomain if and only if is surjective.[34] Otherwise it is just a prefilter on and its upward closure must be taken in to obtain a filter. The upward closure of iswhere if is upward closed in (that is, a filter) then this simplifies to:
If then taking to be the inclusion map shows that any prefilter (resp. ultra prefilter, filter subbase) on is also a prefilter (resp. ultra prefilter, filter subbase) on[30]
is a prefilter (resp. filter subbase,π-system, closed under finite unions, proper) if and only if this is true of
However, if is an ultrafilter on then even if is surjective (which would make a prefilter), it is nevertheless still possible for the prefilter to be neither ultra nor a filter on[35]
If is not surjective then denote the trace of by where in this case particular case the trace satisfies:and consequently also:
This last equality and the fact that the trace is a family of sets over means that to draw conclusions about the trace can be used in place of and thesurjection can be used in place of For example:[13][30][36]
is a prefilter (resp. filter subbase,π-system, proper) if and only if this is true of
In this way, the case where is not (necessarily) surjective can be reduced down to the case of a surjective function (which is a case that was described at the start of this subsection).
Even if is an ultrafilter on if is not surjective then it is nevertheless possible that which would make degenerate as well. The next characterization shows that degeneracy is the only obstacle. If is a prefilter then the following are equivalent:[13][30][36]
is a prefilter;
is a prefilter;
;
meshes with
and moreover, if is a prefilter then so is[13][30]
If and if denotes the inclusion map then the trace of is equal to[30] This observation allows the results in this subsection to be applied to investigating the trace on a set.
Subordination is preserved by images and preimages
Suppose is a family of one or more non-empty sets, whose product will be denoted by and for every index letdenote the canonical projection. Let be non−empty families, also indexed by such that for each Theproduct of the families[30] is defined identically to how the basic open subsets of theproduct topology are defined (had all of these been topologies). That is, both the notationsdenote the family of allcylinder subsets such that for all but finitely many and where for any one of these finitely many exceptions (that is, for any such that necessarily). When every is a filter subbase then the family is a filter subbase for the filter on generated by[30] If is a filter subbase then the filter on that it generates is called thefilter generated by.[30] If every is a prefilter on then will be a prefilter on and moreover, this prefilter is equal to the coarsest prefilter such that for every[30] However, may fail to be a filter on even if every is a filter on[30]
With respect to maps and subsets, the property of being a prefilter is in general more well behaved and better preserved than the property of being a filter. For instance, the image of a prefilter under some map is again a prefilter; but the image of a filter under a non-surjective map isnever a filter on the codomain, although it will be a prefilter. The situation is the same with preimages under non-injective maps (even if the map is surjective). If is a proper subset then any filter on will not be a filter on although it will be a prefilter.
One advantage that filters have is that they are distinguished representatives of their equivalence class (relative to), meaning that any equivalence class of prefilters contains a unique filter. This property may be useful when dealing with equivalence classes of prefilters (for instance, they are useful in the construction of completions ofuniform spaces via Cauchy filters). The many properties that characterize ultrafilters are also often useful. They are used to, for example, construct theStone–Čech compactification. The use of ultrafilters generally requires that the ultrafilter lemma be assumed. But in the many fields where theaxiom of choice (or theHahn–Banach theorem) is assumed, the ultrafilter lemma necessarily holds and does not require an addition assumption.
A note on intuition
Suppose that is a non-principal filter on an infinite set has one "upward" property (that of being closed upward) and one "downward" property (that of being directed downward). Starting with any there always exists some that is aproper subset of; this may be continued ad infinitum to get a sequence of sets in with each being aproper subset of The same isnot true going "upward", for if then there is no set in that contains as a proper subset. Thus when it comes to limiting behavior (which is a topic central to the field of topology), going "upward" leads to adead end, while going "downward" is typically fruitful. So to gain understanding and intuition about how filters (and prefilter) relate to concepts in topology, the "downward" property is usually the one to concentrate on. This is also why so many topological properties can be described by using only prefilters, rather than requiring filters (which only differ from prefilters in that they are also upward closed). The "upward" property of filters is less important for topological intuition but it is sometimes useful to have for technical reasons. For example, with respect to every filter subbase is contained in a unique smallest filter but there may not exist a unique smallest prefilter containing it.
A family is said toconverge in to a point of[8] if Explicitly, means that every neighborhood contains some as a subset (that is,); thus the following then holds: In words, a family converges to a point or subset if and only if it isfiner than the neighborhood filter at A family converging to a point may be indicated by writing[37] and saying that is alimit of if this limit is a point (and not a subset), then is also called alimit point.[38]As usual, is defined to mean that and is theonly limit point of that is, if also[37] (If the notation "" did not also require that the limit point be unique then theequals sign = would no longer be guaranteed to betransitive). The set of all limit points of is denoted by[8]
In the above definitions, it suffices to check that is finer than some (or equivalently, finer than every)neighborhood base in of the point (for example, such as or when).
Examples
If isEuclidean space and denotes theEuclidean norm (which is the distance from the origin, defined as usual), then all of the following families converge to the origin:
the prefilter of all open balls centered at the origin, where
the prefilter of all closed balls centered at the origin, where This prefilter is equivalent to the one above.
the prefilter where is a union of spheres centered at the origin having progressively smaller radii. This family consists of the sets as ranges over the positive integers.
any of the families above but with the radius ranging over (or over any other positive decreasing sequence) instead of over all positive reals.
Drawing or imagining any one of thesesequences of sets when has dimension suggests that intuitively, these sets "should" converge to the origin (and indeed they do). This is the intuition that the above definition of a "convergent prefilter" make rigorous.
Although was assumed to be theEuclidean norm, the example above remains valid for any othernorm on
The one and only limit point in of the free prefilter is since every open ball around the origin contains some open interval of this form. The fixed prefilter does not converges in to anypoint and so although does converge to theset since However, not every fixed prefilter converges to its kernel. For instance, the fixed prefilter also has kernel but does not converges (in) to it.
The free prefilter of intervals does not converge (in) to any point. The same is also true of the prefilter because it isequivalent to and equivalent families have the same limits. In fact, if is any prefilter in any topological space then for every More generally, because the only neighborhood of is itself (that is,), every non-empty family (including every filter subbase) converges to
For any point its neighborhood filter always converges to More generally, anyneighborhood basis at converges to A point is always a limit point of the principle ultra prefilter and of the ultrafilter that it generates. The empty family does not converge to any point.
Basic properties
If converges to a point then the same is true of any family finer than This has many important consequences. One consequence is that the limit points of a family are the same as the limit points of its upward closure: In particular, the limit points of a prefilter are the same as the limit points of the filter that it generates. Another consequence is that if a family converges to a point then the same is true of the family's trace/restriction to any given subset ofIf is a prefilter and then converges to a point of if and only if this is true of the trace[39]If a filter subbase converges to a point then so do the filter and theπ-system that it generates, although the converse is not guaranteed. For example, the filter subbase does not converge to in although the filter that it generates—which is equal to the principal filter generated by—does.
Given the following are equivalent for a prefilter
converges to
converges to
There exists a family equivalent to that converges to
Because subordination is transitive, if and moreover, for every both and the maximal/ultrafilter converge to Thus every topological space induces a canonicalconvergence defined by At the other extreme, the neighborhood filter is the smallest (that is, coarsest) filter on that converges to that is, any filter converging to must contain as a subset. Said differently, the family of filters that converge to consists exactly of those filter on that contain as a subset. Consequently, the finer the topology on then thefewer prefilters exist that have any limit points in
A family is said tocluster at a point of if it meshes with the neighborhood filter of that is, if Explicitly, this means that and every neighborhood of In particular, a point is acluster point or anaccumulation point of a family[8] if meshes with the neighborhood filter at The set of all cluster points of is denoted by where the subscript may be dropped if not needed.
In the above definitions, it suffices to check that meshes with some (or equivalently, meshes with every)neighborhood base in of When is a prefilter then the definition of " mesh" can be characterized entirely in terms of the subordination preorder
Two equivalent families of sets have the exact same limit points and also the same cluster points. No matter the topology, for every both and the principal ultrafilter cluster at If clusters to a point then the same is true of any family coarser than Consequently, the cluster points of a family are the same as the cluster points of its upward closure: In particular, the cluster points of a prefilter are the same as the cluster points of the filter that it generates.
Given the following are equivalent for a prefilter:
clusters at
The family generated by clusters at
There exists a family equivalent to that clusters at
There exists a prefilter subordinate to (that is,) that converges to
This is the filter equivalent of " is a cluster point of a sequence if and only if there exists asubsequence converging to
In particular, if is a cluster point of a prefilter then is a prefilter subordinate to that converges to
The set of all cluster points of a prefilter satisfiesConsequently, the set of all cluster points ofany prefilter is a closed subset of[41][8] This also justifies the notation for the set of cluster points.[8] In particular, if is non-empty (so that is a prefilter) then since both sides are equal to
Just like sequences and nets, it is possible for a prefilter on a topological space of infinite cardinality to not haveany cluster points or limit points.[41]
If is a limit point of then is necessarily a limit point of any familyfiner than (that is, if then).[41] In contrast, if is a cluster point of then is necessarily a cluster point of any familycoarser than (that is, if mesh and then mesh).
Equivalent families and subordination
Any two equivalent families can be usedinterchangeably in the definitions of "limit of" and "cluster at" because their equivalency guarantees that if and only if and also that if and only if In essence, the preorder is incapable of distinguishing between equivalent families. Given two prefilters, whether or not they mesh can be characterized entirely in terms of subordination. Thus the two most fundamental concepts related to (pre)filters toTopology (that is, limit and cluster points) can both be definedentirely in terms of the subordination relation. This is why the preorder is of such great importance in applying (pre)filters to Topology.
Limit and cluster point relationships and sufficient conditions
Every limit point of a non-degenerate family is also a cluster point; in symbols:This is because if is a limit point of then mesh,[20][41] which makes a cluster point of[8] But in general, a cluster point need not be a limit point. For instance, every point in any given non-empty subset is a cluster point of the principle prefilter (no matter what topology is on) but if is Hausdorff and has more than one point then this prefilter has no limit points; the same is true of the filter that this prefilter generates.
However, every cluster point of anultra prefilter is a limit point. Consequently, the limit points of anultra prefilter are the same as its cluster points: that is to say, a given point is a cluster point of an ultra prefilter if and only if converges to that point.[28][42] Although a cluster point of a filter need not be a limit point, there will always exist a finer filter that does converge to it; in particular, if clusters at then is a filter subbase whose generated filter converges to
If is a filter subbase such that then In particular, any limit point of a filter subbase subordinate to is necessarily also a cluster point of If is a cluster point of a prefilter then is a prefilter subordinate to that converges to
If and if is a prefilter on then every cluster point of belongs to and any point in is a limit point of a filter on[41]
Primitive sets
A subset is calledprimitive[43] if it is the set of limit points of some ultrafilter (or equivalently, some ultra prefilter). That is, if there exists an ultrafilter such that is equal to which recall denotes the set of limit points of Since limit points are the same as cluster points for ultra prefilters, a subset is primitive if and only if it is equal to the set of cluster points of some ultra prefilter For example, every closed singleton subset is primitive.[43] The image of a primitive subset of under a continuous map is contained in a primitive subset of[43]
Assume that are two primitive subset of If is an open subset of that intersects then for any ultrafilter such that[43] In addition, if are distinct then there exists some and some ultrafilters such that and[43]
is a convergent prefilterif and only if its limit inferior and limit superior agree; in this case, the value on which they agree is the limit of the prefilter.
Limits of functions defined as limits of prefilters
Suppose is a map from a set into a topological space and If is a limit point (respectively, a cluster point) of then is called alimit point orlimit (respectively, acluster point)of with respect to[41] Explicitly, is a limit of with respect to if and only if which can be written as (bydefinition of this notation) and stated astend to along[44] If the limit is unique then the arrow may be replaced with an equals sign[37] The neighborhood filter can be replaced with any family equivalent to it and the same is true of
The definition of aconvergent net is a special case of the above definition of a limit of a function. Specifically, if is a net thenwhere the left hand side states that is alimitof the net while the right hand side states that is a limitof the function with respect to (as just defined above).
The table below shows how various types of limits encountered in analysis and topology can be defined in terms of the convergence of images (under) of particular prefilters on the domain This shows that prefilters provide a general framework into which many of the various definitions of limits fit.[39] The limits in the left-most column are defined in their usual way with their obvious definitions.
Throughout, let be a map between topological spaces, If is Hausdorff then all arrows"" in the table may be replaced with equal signs"" and"" may be replaced with"".[37]
By defining different prefilters, many other notions of limits can be defined; for example,
Divergence to infinity
Divergence of a real-valued function to infinity can be defined/characterized by using the prefilterswhere along if and only if and similarly, along if and only if The family can be replaced by any family equivalent to it, such as for instance (in real analysis, this would correspond to replacing the strict inequality"" in the definition with""), and the same is true of and
So for example, if then if and only if holds. Similarly, if and only if or equivalently, if and only if
More generally, if is valued in (or some otherseminormed vector space) and if then if and only if holds, where
This section will describe the relationships between prefilters and nets in great detail because of how important these details are applying filters to topology − particularly in switching from utilizing nets to utilizing filters and vice verse.
In the definitions below, the first statement is the standard definition of a limit point of a net (respectively, a cluster point of a net) and it is gradually reworded until the corresponding filter concept is reached.
A net is said toconverge in to a point written and is called alimit orlimit point of[45] if any of the following equivalent conditions hold:
Definition: For every there exists some such that if
For every there exists some such that the tail of starting at is contained in (that is, such that).
For every there exists some such that
that is, the prefilter converges to
As usual, is defined to mean that and is theonly limit point of that is, if also[45]
A point is called acluster oraccumulation point of a net if any of the following equivalent conditions hold:
Definition: For every and every there exists some such that
For every and every the tail of starting atintersects (that is,).
Apointed set is a pair consisting of a non-empty set and an element For any family let
Define a canonicalpreorder on pointed sets by declaring
There is a canonical map defined by If then the tail of the assignment starting at is
Although is not, in general, a partially ordered set, it is adirected set if (and only if) is a prefilter. So the most immediate choice for the definition of "the net in induced by a prefilter" is the assignment from into
If is a prefilter on then thenet associated with is the map
that is,
If is a prefilter on is a net in and the prefilter associated with is; that is:[note 6]This would not necessarily be true had been defined on a proper subset ofFor example, suppose has at least two distinct elements, is the indiscrete filter, and is arbitrary. Had instead been defined on the singleton set where the restriction of to will temporarily be denote by then the prefilter of tails associated with would be the principal prefilter rather than the original filter; this means that the equality isfalse, so unlike the prefilter cannot be recovered from Worse still, while is the uniqueminimal filter on the prefilter instead generates amaximal filter (that is, an ultrafilter) on
If is a net in then it isnot in general true that is equal to because, for example, the domain of may be of a completely different cardinality than that of (since unlike the domain of the domain of an arbitrary net in could haveany cardinality).
Proposition—If is a prefilter on and then
is a cluster point of if and only if is a cluster point of
Proof
Recall that and that if is a net in then (1) and (2) is a cluster point of if and only if is a cluster point of By using it follows that It also follows that is a cluster point of if and only if is a cluster point of if and only if is a cluster point of
Ultranets and ultra prefilters
A net is called anultranet oruniversal net in if for every subset iseventually in or it is eventually in; this happens if and only if is an ultra prefilter. A prefilter is an ultra prefilter if and only if is an ultranet in
Partially ordered net
The domain of the canonical net is in general not partially ordered. However, in 1955 Bruns and Schmidt discovered[46] a construction that allows for the canonical net to have a domain that is both partially ordered and directed; this was independently rediscovered byAlbert Wilansky in 1970.[3] It begins with the construction of astrict partial order (meaning a transitive andirreflexive relation) on a subset of that is similar to thelexicographical order on of the strict partial orders For any in declare that if and only ifor equivalently, if and only if
Thenon−strict partial order associated with denoted by is defined by declaring that Unwinding these definitions gives the following characterization:
if and only if and also
which shows that is just thelexicographical order on induced by where is partially ordered by equality[note 7] Both areserial and neither possesses agreatest element or amaximal element; this remains true if they are each restricted to the subset of defined bywhere it will henceforth be assumed that they are. Denote the assignment from this subset by:If then just as with before, the tail of the starting at is equal to If is a prefilter on then is a net in whose domain is a partially ordered set and moreover,[3] Because the tails of are identical (since both are equal to the prefilter), there is typically nothing lost by assuming that the domain of the net associated with a prefilter is both directedand partially ordered.[3] If the set is replaced with the positive rational numbers then the strict partial order will also be adense order.
The notion of " is subordinate to" (written) is for filters and prefilters what " is asubsequence of" is for sequences.[27] For example, if denotes the set of tails of and if denotes the set of tails of the subsequence (where) then (which by definition means) is true but is in general false. If is a net in a topological space and if is theneighborhood filter at a point then
If is an surjective open map, and is a prefilter on that converges to then there exist a prefilter on such that and is equivalent to (that is,).[47]
Subordination analogs of results involving subsequences
The following results are the prefilter analogs of statements involving subsequences.[48] The condition "" which is also written is the analog of " is a subsequence of" So "finer than" and "subordinate to" is the prefilter analog of "subsequence of." Some people prefer saying "subordinate to" instead of "finer than" because it is more reminiscent of "subsequence of."
This is the analog of "if a sequenceconverges to then so does every subsequence."
If is a cluster point of then is a cluster point of
This is the analog of "if is a cluster point of some subsequence, then is a cluster point of the original sequence."
if and only if for any finer prefilter there exists some even more fine prefilter such that[41]
This is the analog of "a sequence converges to if and only if every subsequence has a sub-subsequence that converges to"
is a cluster point of if and only if there exists some finer prefilter such that
This is the analog of the followingfalse statement: " is a cluster point of a sequence if and only if it has a subsequence that converges to" (that is, if and only if is asubsequential limit).
The analog for sequences is false since there is a Hausdorff topology on and a sequence in this space (both defined here[note 8][49]) that clusters at but that also does not have any subsequence that converges to[50]
Non-equivalence of subnets and subordinate filters
Subnets in the sense of Willard andsubnets in the sense of Kelley are the most commonly used definitions of "subnet."[51] The first definition of a subnet ("Kelley-subnet") was introduced byJohn L. Kelley in 1955.[51] Stephen Willard introduced in 1970 his own variant ("Willard-subnet") of Kelley's definition of subnet.[51] AA-subnets were introduced independently by Smiley (1957), Aarnes and Andenaes (1972), and Murdeshwar (1983); AA-subnets were studied in great detail by Aarnes and Andenaes but they are not often used.[51]
A subset of apreordered space isfrequent orcofinal in if for every there exists some such that If contains a tail of then is said to beeventual in; explicitly, this means that there exists some such that (that is, for all satisfying). A subset is eventual if and only if its complement is not frequent (which is termedinfrequent).[51] A map between two preordered sets isorder-preserving if whenever satisfy then
Kelley did not require the map to be order preserving while the definition of an AA-subnet does away entirely with any map between the two nets' domains and instead focuses entirely on − the nets' common codomain. Every Willard-subnet is a Kelley-subnet and both are AA-subnets.[51] In particular, if is a Willard-subnet or a Kelley-subnet of then
Example: Let and let be a constant sequence, say Let and so that is a net on Then is an AA-subnet of because But is not a Willard-subnet of because there does not exist any map whose image is a cofinal subset of Nor is a Kelley-subnet of because if is any map then is a cofinal subset of but is not eventually in
AA-subnets have a defining characterization that immediately shows that they are fully interchangeable with sub(ordinate)filters.[51][52] Explicitly, what is meant is that the following statement is true for AA-subnets:
If are prefilters then if and only if is an AA-subnet of
If "AA-subnet" is replaced by "Willard-subnet" or "Kelley-subnet" then the above statement becomesfalse. In particular, asthis counter-example demonstrates, the problem is that the following statement is in general false:
False statement: If are prefilters such that is a Kelley-subnet of
Since every Willard-subnet is a Kelley-subnet, this statement thus remains false if the word "Kelley-subnet" is replaced with "Willard-subnet".
Counter example: For all let Let which is a properπ–system, and let where both families are prefilters on thenatural numbers Because is to as a subsequence is to a sequence. So ideally, should be a subnet of Let be the domain of so contains a cofinal subset that is order isomorphic to and consequently contains neither a maximal nor greatest element. Let is both a maximal and greatest element of The directed set also contains a subset that is order isomorphic to (because it contains which contains such a subset) but no such subset can be cofinal in because of the maximal element Consequently, any order–preserving map must be eventually constant (with value) where is then a greatest element of the range Because of this, there can be no order preserving map that satisfies the conditions required for to be a Willard–subnet of (because the range of such a map cannot be cofinal in). Suppose for the sake of contradiction that there exists a map such that iseventually in for all Because there exist such that For every because is eventually in it is necessary that In particular, if then which by definition is equivalent to which is false. Consequently, is not a Kelley–subnet of[52]
If "subnet" is defined to mean Willard-subnet or Kelley-subnet then nets and filters are not completely interchangeable because there exists a filter–sub(ordinate)filter relationships that cannot be expressed in terms of a net–subnet relationship between the two induced nets. In particular, the problem is that Kelley-subnets and Willard-subnets arenot fully interchangeable with subordinate filters. If the notion of "subnet" is not used or if "subnet" is defined to mean AA-subnet, then this ceases to be a problem and so it becomes correct to say that nets and filters are interchangeable. Despite the fact that AA-subnets do not have the problem that Willard and Kelley subnets have, they are not widely used or known about.[51][52]
Let be a family of sets that covers and define for every The definition of abase for some topology can be immediately reworded as: is a base for some topology on if and only if is a filter base for every If is a topology on and then the definitions of is abasis (resp.subbase) for can be reworded as:
is a base (resp. subbase) for if and only if for every is a filter base (resp. filter subbase) that generates the neighborhood filter of at
Neighborhood filters
The archetypical example of a filter is the set of all neighborhoods of a point in a topological space. Anyneighborhood basis of a point in (or of a subset of) a topological space is a prefilter. In fact, the definition of aneighborhood base can be equivalently restated as: "a neighborhood base is any prefilter that is equivalent the neighborhood filter."
Neighborhood bases at points are examples of prefilters that are fixed but may or may not be principal. If has its usual topology and if then any neighborhood filter base of is fixed by (in fact, it is even true that) but isnot principal sinceIn contrast, a topological space has thediscrete topology if and only if the neighborhood filter of every point is a principal filter generated by exactly one point. This shows that a non-principal filter on an infinite set is not necessarily free.
The neighborhood filter of every point in topological space is fixed since its kernel contains (and possibly other points if, for instance, is not aT1 space). This is also true of any neighborhood basis at For any point in aT1 space (for example, aHausdorff space), the kernel of the neighborhood filter of is equal to the singleton set
However, it is possible for a neighborhood filter at a point to be principal butnot discrete (that is, not principal at asingle point). A neighborhood basis of a point in a topological space is principal if and only if the kernel of is an open set. If in addition the space isT1 then so that this basis is principal if and only if is an open set.
Generating topologies from filters and prefilters
Suppose is not empty (and). If is a filter on then is a topology on but the converse is in general false. This shows that in a sense, filters arealmost topologies. Topologies of the form where is anultrafilter on are an even more specialized subclass of such topologies; they have the property thatevery proper subset iseither open or closed, but (unlike thediscrete topology) never both. These spaces are, in particular, examples ofdoor spaces.
If is a prefilter (resp. filter subbase,π-system, proper) on then the same is true of both and the set of all possible unions of one or more elements of If is closed under finite intersections then the set is a topology on with both beingbases for it. If theπ-system covers then both are also bases for If is a topology on then is a prefilter (or equivalently, aπ-system) if and only if it has the finite intersection property (that is, it is a filter subbase), in which case a subset will be a basis for if and only if is equivalent to in which case will be a prefilter.
The neighborhood filter of a nonempty subset in a topological space is equal to the intersection of all neighborhood filters of all points in[53] A subset is open in if and only if whenever is a filter on and then
Suppose are topologies on Then is finer than (that is,) if and only if whenever is a filter on if then[43] Consequently, if and only if for every filter and every if and only if[37] However, it is possible that while also for every filter converges tosome point of if and only if converges tosome point of[37]
Closure
If is a prefilter on a subset then every cluster point of belongs to[42]
If is a non-empty subset, then the following are equivalent:
is a limit point of a prefilter on Explicitly: there exists a prefilter such that[48]
Every ultrafilter on converges to at least one point in[54]
That this condition implies compactness can be proven by using only the ultrafilter lemma. That compactness implies this condition can be proven without the ultrafilter lemma (or even the axiom of choice).
The above statement but with the word "ultrafilter" replaced by "ultra prefilter".[8]
For every filter there exists a filter such that and converges to some point of
The above statement but with each instance of the word "filter" replaced by: prefilter.
Every filter on has at least one cluster point in[54]
That this condition is equivalent to compactness can be proven by using only the ultrafilter lemma.
The above statement but with the word "filter" replaced by "prefilter".[8]
That this condition is equivalent to compactness can be proven by using only the ultrafilter lemma.
If is the set of all complements of compact subsets of a given topological space then is a filter on if and only if isnot compact.
Theorem[55]—If is a filter on a compact space and is the set of cluster points of then every neighborhood of belongs to Thus a filter on a compact Hausdorff space converges if and only if it has a single cluster point.
If is a limit point of a prefilter then is a limit point of
Any one of the above two statements but with the word "prefilter" replaced by "filter".
If is a prefilter on is a cluster point of is continuous, then is a cluster point in of the prefilter[43]
A subset of a topological space isdense in if and only if for every the trace of the neighborhood filter along does not contain the empty set (in which case it will be a filter on).
Suppose is a continuous map into a Hausdorffregular space and that is a dense subset of a topological space Then has acontinuous extension if and only if for every the prefilter converges to some point in Furthermore, this continuous extension will be unique whenever it exists.[56]
Products
Suppose is a non-empty family of non-empty topological spaces and that is a family of prefilters where each is a prefilter on Then the product of these prefilters (defined above) is a prefilter on the product space which as usual, is endowed with theproduct topology.
If then if and only if
Suppose are topological spaces, is a prefilter on having as a cluster point, and is a prefilter on having as a cluster point. Then is a cluster point of in the product space[43] However, if then there exist sequences such that both of these sequences have a cluster point in but the sequence doesnot have a cluster point in[43]
Example application: The ultrafilter lemma along with the axioms ofZF implyTychonoff's theorem for compact Hausdorff spaces:
Proof
Let be compactHausdorff topological spaces. Assume that the ultrafilter lemma holds (because of the Hausdorff assumption, this proof doesnot need the full strength of theaxiom of choice; the ultrafilter lemma suffices). Let be given the product topology (which makes a Hausdorff space) and for every let denote this product's projections. If then is compact and the proof is complete so assume Despite the fact that because the axiom of choice is not assumed, the projection maps are not guaranteed to be surjective.
Let be an ultrafilter on and for every let denote the ultrafilter on generated by the ultra prefilter Because is compact and Hausdorff, the ultrafilter converges to a unique limit point (because of's uniqueness, this definition does not require the axiom of choice). Let where satisfies for every The characterization of convergence in the product topology that was given above implies that Thus every ultrafilter on converges to some point of which implies that is compact (recall that this implication's proof only required the ultrafilter lemma).
Auniform space is a set equipped with a filter on that has certain properties. Abase orfundamental system of entourages is a prefilter on whose upward closure is a uniform space. A prefilter on a uniform space with uniformity is called aCauchy prefilter if for every entourage there exists some that is-small, which means that Aminimal Cauchy filter is aminimal element (with respect to or equivalently, to) of the set of all Cauchy filters on Examples of minimal Cauchy filters include the neighborhood filter of any point Every convergent filter on a uniform space is Cauchy. Moreover, every cluster point of a Cauchy filter is a limit point.
A uniform space is calledcomplete (resp.sequentially complete) if every Cauchy prefilter (resp. every elementary Cauchy prefilter) on converges to at least one point of (replacing all instance of the word "prefilter" with "filter" results in equivalent statement).Every compact uniform space is complete because any Cauchy filter has a cluster point (by compactness), which is necessarily also a limit point (since the filter is Cauchy).
Uniform spaces were the result of attempts to generalize notions such as "uniform continuity" and "uniform convergence" that are present in metric spaces. Everytopological vector space, and more generally, everytopological group can be made into a uniform space in a canonical way. Every uniformity also generates a canonical induced topology. Filters and prefilters play an important role in the theory of uniform spaces. For example, the completion of a Hausdorff uniform space (even if it is notmetrizable) is typically constructed by using minimal Cauchy filters. Nets are less ideal for this construction because their domains are extremely varied (for example, the class of all Cauchy nets is not a set); sequences cannot be used in the general case because the topology might not be metrizable,first-countable, or evensequential. The set of allminimal Cauchy filters on a Hausdorfftopological vector space (TVS) can made into a vector space and topologized in such a way that it becomes acompletion of (with the assignment becoming alinear topological embedding that identifies as a dense vector subspace of this completion).
More generally, aCauchy space is a pair consisting of a set together a family of (proper) filters, whose members are declared to be "Cauchy filters", having all of the following properties:
For each the discrete ultrafilter at is an element of
If is a subset of a proper filter then
If and if each member of intersects each member of then
The set of all Cauchy filters on a uniform space forms a Cauchy space. Every Cauchy space is also aconvergence space. A map between two Cauchy spaces is calledCauchy continuous if the image of every Cauchy filter in is a Cauchy filter in Unlike thecategory of topological spaces, thecategory of Cauchy spaces and Cauchy continuous maps isCartesian closed, and contains the category ofproximity spaces.
Starting with nothing more than a set it is possible to topologize the setof all filter bases on with theStone topology, which is named afterMarshall Harvey Stone.
To reduce confusion, this article will adhere to the following notational conventions:
Lower case letters for elements
Upper case letters for subsets
Upper case calligraphy letters for subsets (or equivalently, for elements such as prefilters).
Upper case double-struck letters for subsets
For every letwhere[note 9] These sets will be the basic open subsets of the Stone topology. If then
From this inclusion, it is possible to deduce all of the subset inclusions displayed below with the exception of[note 10] For allwhere in particular, the equality shows that the family is a-system that forms abasis for a topology on called theStone topology. It is henceforth assumed that carries this topology and that any subset of carries the inducedsubspace topology.
In contrast to most other general constructions of topologies (for example, theproduct,quotient,subspace topologies, etc.), this topology on was defined without using anything other than the set there wereno preexistingstructures or assumptions on so this topology is completely independent of everything other than (and its subsets).
The following criteria can be used for checking forpoints of closure and neighborhoods. If then:
Closure in: belongs to the closure of if and only if
Neighborhoods in: is a neighborhood of if and only if there exists some such that (that is, such that for all).
It will be henceforth assumed that because otherwise and the topology is which is uninteresting.
Subspace of ultrafilters
The set of ultrafilters on (with the subspace topology) is aStone space, meaning that it is compact, Hausdorff, andtotally disconnected. If has the discrete topology then the map defined by sending to the principal ultrafilter at is a topological embedding whose image is a dense subset of (see the articleStone–Čech compactification for more details).
Relationships between topologies on and the Stone topology on
Every induces a canonical map defined by which sends to the neighborhood filter of If then if and only if Thus every topology can be identified with the canonical map which allows to be canonically identified as a subset of (as a side note, it is now possible to place on and thus also on thetopology of pointwise convergence on so that it now makes sense to talk about things such as sequences of topologies on converging pointwise). For every the surjection is always continuous,closed, and open, but it is injective if and only if (that is, aKolmogorov space). In particular, for every topology the map is atopological embedding (said differently, every Kolmogorov space is a topological subspace of the space of prefilters).
In addition, if is a map such that (which is true of for instance), then for every the set is a neighborhood (in the subspace topology) of
^Sequences and nets in a space are maps fromdirected sets like thenatural numbers, which in general maybe entirely unrelated to the set and so they, and consequently also their notions of convergence, are not intrinsic to
^Technically, any infinite subfamily of this set of tails is enough to characterize this sequence's convergence. But in general, unless indicated otherwise, the set ofall tails is taken unless there is some reason to do otherwise.
^Indeed, net convergence is defined using neighborhood filters while (pre)filters are directed sets with respect to so it is difficult to keep these notions completely separate.
^abThe terms "Filter base" and "Filter" are used if and only if
^For instance, one sense in which a net could be interpreted as being "maximally deep" is if all important properties related to (such as convergence for example) of any subnet is completely determined by in all topologies on In this case and its subnet become effectively indistinguishable (at least topologically) if one's information about them is limited to only that which can be described in solely in terms of and directly related sets (such as its subsets).
^The set equality holds more generally: if the family of sets then the family of tails of the map (defined by) is equal to
^Explicitly, the partial order on induced by equality refers to the diagonal which is ahomogeneous relation on that makes into apartially ordered set. If this partial order is denoted by the more familiar symbol (that is, define) then for any which shows that (and thus also) is nothing more than a new symbol for equality on that is, The notation is used because it avoids the unnecessary introduction of a new symbol for the diagonal.
^The topology on is defined as follows: Every subset of is open in this topology and the neighborhoods of are all those subsets containing for which there exists some positive integer such that for every integer contains all but at most finitely many points of For example, the set is a neighborhood of Anydiagonal enumeration of furnishes a sequence that clusters at but possess not convergent subsequence. An explicit example is the inverse of the bijectiveHopcroft and Ullman pairing function which is defined by
^As a side note, had the definitions of "filter" and "prefilter" not required propriety then the degenerate dual ideal would have been a prefilter on so that in particular, with
^This is because the inclusion is the only one in the sequence below whose proof uses the defining assumption that
Proofs
^By definition, if and only if Since and transitivity implies
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