Subset of a preorder that contains all larger elements
AHasse diagram of thedivisors of, ordered by the relationis divisor of, with the upper set colored green. The white sets form the lower set
Inmathematics, anupper set (also called anupward closed set, anupset, or anisotone set inX)[1] of apartially ordered set is a subset with the following property: ifs is inS and ifx inX is larger thans (that is, if), thenx is inS. In other words, this means that anyx element ofX that is to some element ofS is necessarily also an element ofS. The termlower set (also called adownward closed set,down set,decreasing set,initial segment, orsemi-ideal) is defined similarly as being a subsetS ofX with the property that any elementx ofX that is to some element ofS is necessarily also an element ofS.
Let be apreordered set. Anupper set in (also called anupward closed set, anupset, or anisotone set)[1] is a subset that is "closed under going up", in the sense that
for all and all if then
Thedual notion is alower set (also called adownward closed set,down set,decreasing set,initial segment, orsemi-ideal), which is a subset that is "closed under going down", in the sense that
for all and all if then
The termsorder ideal orideal are sometimes used as synonyms for lower set.[2][3][4] This choice of terminology fails to reflect the notion of an ideal of alattice because a lower set of a lattice is not necessarily a sublattice.[2]
Every partially ordered set is an upper set of itself.
Theintersection and theunion of any family of upper sets is again an upper set.
Thecomplement of any upper set is a lower set, and vice versa.
Given a partially ordered set the family of upper sets of ordered with theinclusion relation is acomplete lattice, theupper set lattice.
Given an arbitrary subset of a partially ordered set the smallest upper set containing is denoted using an up arrow as (seeupper closure and lower closure).
Dually, the smallest lower set containing is denoted using a down arrow as
A lower set is calledprincipal if it is of the form where is an element of
Every lower set of a finite partially ordered set is equal to the smallest lower set containing allmaximal elements of
where denotes the set containing the maximal elements of
For partial orders satisfying thedescending chain condition, antichains and upper sets are in one-to-one correspondence via the followingbijections: map each antichain to its upper closure (see below); conversely, map each upper set to the set of its minimal elements. This correspondence does not hold for more general partial orders; for example the sets ofreal numbers and are both mapped to the empty antichain.
Given an element of a partially ordered set theupper closure orupward closure of denoted by or is defined bywhile thelower closure ordownward closure of, denoted by or is defined by
The sets and are, respectively, the smallest upper and lower sets containing as an element. More generally, given a subset define theupper/upward closure and thelower/downward closure of denoted by and respectively, asand
In this way, and where upper sets and lower sets of this form are calledprincipal. The upper closure and lower closure of a set are, respectively, the smallest upper set and lower set containing it.
The upper and lower closures, when viewed as functions from the power set of to itself, are examples ofclosure operators since they satisfy all of theKuratowski closure axioms. As a result, the upper closure of a set is equal to the intersection of all upper sets containing it, and similarly for lower sets. (Indeed, this is a general phenomenon of closure operators. For example, thetopological closure of a set is the intersection of allclosed sets containing it; thespan of a set of vectors is the intersection of allsubspaces containing it; thesubgroup generated by a subset of agroup is the intersection of all subgroups containing it; theideal generated by a subset of aring is the intersection of all ideals containing it; and so on.)
Anordinal number is usually identified with the set of all smaller ordinal numbers. Thus each ordinal number forms a lower set in the class of all ordinal numbers, which are totally ordered by set inclusion.