Thedoctrine of lapse was a policy ofannexation initiated by theEast India Company in theIndian subcontinent for theprincely states, and applied until the year 1858, the year afterCompany rule was succeeded by theBritish Raj under theBritish Crown.
The policy is associated withJames Broun-Ramsay, 1st Marquess of Dalhousie.
Elements of the doctrine of lapse continued to be applied by the post-independenceIndian government to derecognise individual princely families until 1971, when the recognition of former ruling families was discontinued under the 25th amendment to the Indian constitution by theIndira Gandhi government.
According to the doctrine, any Indian princely state under thesuzerainty of the East India Company, the dominant imperial power in the Indian system ofsubsidiary alliances, would have its princely status abolished, and therefore be annexed into directly ruled British India, if the ruler was either "manifestly incompetent or died without a male heir".[1] This supplanted the long-established right of an Indian sovereign without an heir to choose a successor.[2]
The policy is most commonly associated withDalhousie, who was the East India Company'sGovernor-General of India ofBritish India between 1848 and 1856. However, the doctrine was articulated by the Court of Directors of the Company as early as 1834, and several smaller states had already been annexed under this doctrine before Dalhousie took over the post of Governor-General.[3]
By the use of the doctrine of lapse, the Company took over the princely states ofSatara (1848),Jaitpur andSambalpur (1849),Baghal (1850), Udaipur (Chhattisgarh State) (1852),Jhansi (1854),Nagpur (1854),Tanjore andArcot (1855).Awadh (1856) is widely believed to have been annexed under the doctrine, but in fact was annexed by Dalhousie under the pretext of mis-governance. Mostly claiming that the ruler was not ruling properly, the Company added about four million pounds sterling to its annual revenue by this doctrine.[4] However, Udaipur State would later have local princely rule reinstated in 1860.
With the increasing power of the East India Company, discontent simmered among many sections of Indian society, includeddisbanded soldiers; these rallied behind the deposed dynasties during theIndian Rebellion of 1857, also known as the Sepoy Mutiny. Following the rebellion, in 1858, the new British Viceroy of India, whose rule replaced that of the East India Company, renounced the doctrine.[5]
Dalhousie vigorously applied the lapse doctrine for annexing Indian princely states, but the policy was not solely his invention.[6]
The princely state ofKittur, ruled byKittur Chennamma (the queen at the time), was taken over by the East India Company in 1824, when after the death of her husband and son she adopted a new son and attempted to make him heir to the throne, which the British refused to accept. This development has similarities with the later 'doctrine of lapse', which theCourt of Directors of the East India Company articulated early in 1834.[6] As per this policy, the Company annexedMandvi in 1839,Colaba andJalaun in 1840, andSurat in 1842.
The doctrine of lapse was widely considered illegitimate by many Indians. By 1848, the British had immense power in India, since they were thede facto direct rulers of territories such as theMadras,Bombay, andBengal Presidencies,Assam,Mysore, and thePunjab, as well as the indirect rulers of princely states ofRajputana,Sindh,Patiala, theCarnatic, and many others.[7]
Most of the rulers of the remaining states which had not yet been annexed by the British were in a weak position against their mighty forces. Not willing to spend huge amounts of money and soldiers, the Indian rulers had little option but to give in to this policy. This caused increased resentment against the British Empire in India, and was one of the causes of theUprising of 1857.[8]
| Princely state | Year annexed |
|---|---|
| Angul | 1848 |
| Arcot | 1855 |
| Awadh | 1856 |
| Assam | 1838 |
| Banda | 1858 |
| Guler | 1813 |
| Jaintia | 1803 |
| Jaitpur | 1849 |
| Jalaun | 1840 |
| Jaswan | 1849 |
| Jhansi | 1853 |
| Kachar | 1830 |
| Kangra | 1846 |
| Kannanur | 1819 |
| Kittur | 1824 |
| Ballabhgarh | 1858 |
| Kullu | 1846 |
| Kurnool | 1839 |
| Kutlehar | 1825 |
| Nagpur | 1853 |
| Punjab | 1849 |
| Ramgarh | 1858 |
| Sambalpur | 1849 |
| Satara | 1848 |
| Surat | 1842 |
| Siba | 1849 |
| Tanjore | 1855 |
| Tulsipur | 1854 |
| Udaipur | 1852 |
In late 1964, MaharajaRajendra Prakash of Sirmur, the last recognized former ruler ofSirmur State, died without either leaving male issue or adopting an heir before his death, although his senior widow subsequently adopted her daughter's son as the successor to the family headship. The Indian government, however, decided that in consequence of the ruler's death, the constitutional status of the family had lapsed. The doctrine of lapse was likewise invoked the following year when the last recognized ruler ofAkkalkot State died in similar circumstances.[9]