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Diffeomorphism

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(Redirected fromDiffeomorphisms)
Isomorphism of differentiable manifolds
"Diffeo" redirects here. For the company, seeDiffeo (company).

Inmathematics, adiffeomorphism is anisomorphism ofdifferentiable manifolds. It is aninvertible function that maps one differentiable manifold to another such that both the function and its inverse arecontinuously differentiable.

Theimage of a rectangular grid on a square under a diffeomorphism from the square onto itself.

Definition

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Given two differentiable manifoldsM{\displaystyle M} andN{\displaystyle N}, adifferentiable mapf:MN{\displaystyle f\colon M\rightarrow N} is adiffeomorphism if it is abijection and its inversef1:NM{\displaystyle f^{-1}\colon N\rightarrow M} is differentiable as well. If these functions arer{\displaystyle r} times continuously differentiable,f{\displaystyle f} is called aCr{\displaystyle C^{r}}-diffeomorphism.

Two manifoldsM{\displaystyle M} andN{\displaystyle N} arediffeomorphic (usually denotedMN{\displaystyle M\simeq N}) if there is a diffeomorphismf{\displaystyle f} fromM{\displaystyle M} toN{\displaystyle N}. TwoCr{\displaystyle C^{r}}-differentiable manifolds areCr{\displaystyle C^{r}}-diffeomorphic if there is anr{\displaystyle r} times continuously differentiable bijective map between them whose inverse is alsor{\displaystyle r} times continuously differentiable.

Diffeomorphisms of subsets of manifolds

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Given asubsetX{\displaystyle X} of a manifoldM{\displaystyle M} and a subsetY{\displaystyle Y} of a manifoldN{\displaystyle N}, a functionf:XY{\displaystyle f:X\to Y} is said to be smooth if for allp{\displaystyle p} inX{\displaystyle X} there is aneighborhoodUM{\displaystyle U\subset M} ofp{\displaystyle p} and a smooth functiong:UN{\displaystyle g:U\to N} such that therestrictions agree:g|UX=f|UX{\displaystyle g_{|U\cap X}=f_{|U\cap X}} (note thatg{\displaystyle g} is an extension off{\displaystyle f}). The functionf{\displaystyle f} is said to be a diffeomorphism if it is bijective, smooth and its inverse is smooth.

Local description

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Testing whether a differentiable map is a diffeomorphism can be made locally under some mild restrictions. This is the Hadamard-Caccioppoli theorem:[1]

IfU{\displaystyle U},V{\displaystyle V} areconnectedopen subsets ofRn{\displaystyle \mathbb {R} ^{n}} such thatV{\displaystyle V} issimply connected, a differentiable mapf:UV{\displaystyle f:U\to V} is a diffeomorphism if it isproper and if thedifferentialDfx:RnRn{\displaystyle Df_{x}:\mathbb {R} ^{n}\to \mathbb {R} ^{n}} is bijective (and hence alinear isomorphism) at each pointx{\displaystyle x} inU{\displaystyle U}.

Some remarks:

It is essential forV{\displaystyle V} to besimply connected for the functionf{\displaystyle f} to be globally invertible (under the sole condition that its derivative be a bijective map at each point). For example, consider the "realification" of thecomplex square function

{f:R2{(0,0)}R2{(0,0)}(x,y)(x2y2,2xy).{\displaystyle {\begin{cases}f:\mathbb {R} ^{2}\setminus \{(0,0)\}\to \mathbb {R} ^{2}\setminus \{(0,0)\}\\(x,y)\mapsto (x^{2}-y^{2},2xy).\end{cases}}}

Thenf{\displaystyle f} issurjective and it satisfies

detDfx=4(x2+y2)0.{\displaystyle \det Df_{x}=4(x^{2}+y^{2})\neq 0.}

Thus, thoughDfx{\displaystyle Df_{x}} is bijective at each point,f{\displaystyle f} is not invertible because it fails to beinjective (e.g.f(1,0)=(1,0)=f(1,0){\displaystyle f(1,0)=(1,0)=f(-1,0)}).

Since the differential at a point (for a differentiable function)

Dfx:TxUTf(x)V{\displaystyle Df_{x}:T_{x}U\to T_{f(x)}V}

is alinear map, it has a well-defined inverse if and only ifDfx{\displaystyle Df_{x}} is a bijection. Thematrix representation ofDfx{\displaystyle Df_{x}} is then×n{\displaystyle n\times n} matrix of first-orderpartial derivatives whose entry in thei{\displaystyle i}-th row andj{\displaystyle j}-th column isfi/xj{\displaystyle \partial f_{i}/\partial x_{j}}. This so-calledJacobian matrix is often used for explicit computations.

Diffeomorphisms are necessarily between manifolds of the samedimension. Imaginef{\displaystyle f} going from dimensionn{\displaystyle n} to dimensionk{\displaystyle k}. Ifn<k{\displaystyle n<k} thenDfx{\displaystyle Df_{x}} could never be surjective, and ifn>k{\displaystyle n>k} thenDfx{\displaystyle Df_{x}} could never be injective. In both cases, therefore,Dfx{\displaystyle Df_{x}} fails to be a bijection.

IfDfx{\displaystyle Df_{x}} is a bijection atx{\displaystyle x} thenf{\displaystyle f} is said to be alocal diffeomorphism (since, by continuity,Dfy{\displaystyle Df_{y}} will also be bijective for ally{\displaystyle y} sufficiently close tox{\displaystyle x}).

Given a smooth map from dimensionn{\displaystyle n} to dimensionk{\displaystyle k}, ifDf{\displaystyle Df} (or, locally,Dfx{\displaystyle Df_{x}}) is surjective,f{\displaystyle f} is said to be asubmersion (or, locally, a "local submersion"); and ifDf{\displaystyle Df} (or, locally,Dfx{\displaystyle Df_{x}}) is injective,f{\displaystyle f} is said to be animmersion (or, locally, a "local immersion").

A differentiable bijection isnot necessarily a diffeomorphism.f(x)=x3{\displaystyle f(x)=x^{3}}, for example, is not a diffeomorphism fromR{\displaystyle \mathbb {R} } to itself because its derivative vanishes at 0 (and hence its inverse is not differentiable at 0). This is an example of ahomeomorphism that is not a diffeomorphism.

Whenf{\displaystyle f} is a map between differentiable manifolds, a diffeomorphicf{\displaystyle f} is a stronger condition than a homeomorphicf{\displaystyle f}. For a diffeomorphism,f{\displaystyle f} and its inverse need to bedifferentiable; for a homeomorphism,f{\displaystyle f} and its inverse need only becontinuous. Every diffeomorphism is a homeomorphism, but not every homeomorphism is a diffeomorphism.

f:MN{\displaystyle f:M\to N} is a diffeomorphism if, incoordinate charts, it satisfies the definition above. More precisely: Pick any cover ofM{\displaystyle M} by compatiblecoordinate charts and do the same forN{\displaystyle N}. Letϕ{\displaystyle \phi } andψ{\displaystyle \psi } be charts on, respectively,M{\displaystyle M} andN{\displaystyle N}, withU{\displaystyle U} andV{\displaystyle V} as, respectively, the images ofϕ{\displaystyle \phi } andψ{\displaystyle \psi }. The mapψfϕ1:UV{\displaystyle \psi f\phi ^{-1}:U\to V} is then a diffeomorphism as in the definition above, wheneverf(ϕ1(U))ψ1(V){\displaystyle f(\phi ^{-1}(U))\subseteq \psi ^{-1}(V)}.

Examples

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Since any manifold can be locally parametrised, we can consider some explicit maps fromR2{\displaystyle \mathbb {R} ^{2}} intoR2{\displaystyle \mathbb {R} ^{2}}.

  • Let
f(x,y)=(x2+y3,x2y3).{\displaystyle f(x,y)=\left(x^{2}+y^{3},x^{2}-y^{3}\right).}
We can calculate the Jacobian matrix:
Jf=(2x3y22x3y2).{\displaystyle J_{f}={\begin{pmatrix}2x&3y^{2}\\2x&-3y^{2}\end{pmatrix}}.}
The Jacobian matrix has zerodeterminant if and only ifxy=0{\displaystyle xy=0}. We see thatf{\displaystyle f} could only be a diffeomorphism away from thex{\displaystyle x}-axis and they{\displaystyle y}-axis. However,f{\displaystyle f} is not bijective sincef(x,y)=f(x,y){\displaystyle f(x,y)=f(-x,y)}, and thus it cannot be a diffeomorphism.
  • Let
g(x,y)=(a0+a1,0x+a0,1y+, b0+b1,0x+b0,1y+){\displaystyle g(x,y)=\left(a_{0}+a_{1,0}x+a_{0,1}y+\cdots ,\ b_{0}+b_{1,0}x+b_{0,1}y+\cdots \right)}
where theai,j{\displaystyle a_{i,j}} andbi,j{\displaystyle b_{i,j}} are arbitraryreal numbers, and the omitted terms are of degree at least two inx andy. We can calculate the Jacobian matrix at0:
Jg(0,0)=(a1,0a0,1b1,0b0,1).{\displaystyle J_{g}(0,0)={\begin{pmatrix}a_{1,0}&a_{0,1}\\b_{1,0}&b_{0,1}\end{pmatrix}}.}
We see thatg is a local diffeomorphism at0 if, and only if,
a1,0b0,1a0,1b1,00,{\displaystyle a_{1,0}b_{0,1}-a_{0,1}b_{1,0}\neq 0,}
i.e. the linear terms in the components ofg arelinearly independent aspolynomials.
  • Let
h(x,y)=(sin(x2+y2),cos(x2+y2)).{\displaystyle h(x,y)=\left(\sin(x^{2}+y^{2}),\cos(x^{2}+y^{2})\right).}
We can calculate the Jacobian matrix:
Jh=(2xcos(x2+y2)2ycos(x2+y2)2xsin(x2+y2)2ysin(x2+y2)).{\displaystyle J_{h}={\begin{pmatrix}2x\cos(x^{2}+y^{2})&2y\cos(x^{2}+y^{2})\\-2x\sin(x^{2}+y^{2})&-2y\sin(x^{2}+y^{2})\end{pmatrix}}.}
The Jacobian matrix has zero determinant everywhere! In fact we see that the image ofh is theunit circle.

Surface deformations

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Inmechanics, a stress-induced transformation is called adeformation and may be described by a diffeomorphism.A diffeomorphismf:UV{\displaystyle f:U\to V} between twosurfacesU{\displaystyle U} andV{\displaystyle V} has a Jacobian matrixDf{\displaystyle Df} that is aninvertible matrix. In fact, it is required that forp{\displaystyle p} inU{\displaystyle U}, there is aneighborhood ofp{\displaystyle p} in which the JacobianDf{\displaystyle Df} staysnon-singular. Suppose that in a chart of the surface,f(x,y)=(u,v).{\displaystyle f(x,y)=(u,v).}

Thetotal differential ofu is

du=uxdx+uydy{\displaystyle du={\frac {\partial u}{\partial x}}dx+{\frac {\partial u}{\partial y}}dy}, and similarly forv.

Then the image(du,dv)=(dx,dy)Df{\displaystyle (du,dv)=(dx,dy)Df} is alinear transformation, fixing the origin, and expressible as the action of a complex number of a particular type. When (dx, dy) is also interpreted as that type of complex number, the action is of complex multiplication in the appropriate complex number plane. As such, there is a type of angle (Euclidean,hyperbolic, orslope) that is preserved in such a multiplication. Due toDf being invertible, the type of complex number is uniform over the surface. Consequently, a surface deformation or diffeomorphism of surfaces has theconformal property of preserving (the appropriate type of) angles.

Diffeomorphism group

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LetM{\displaystyle M} be a differentiable manifold that issecond-countable andHausdorff. Thediffeomorphism group ofM{\displaystyle M} is thegroup of allCr{\displaystyle C^{r}} diffeomorphisms ofM{\displaystyle M} to itself, denoted byDiffr(M){\displaystyle {\text{Diff}}^{r}(M)} or, whenr{\displaystyle r} is understood,Diff(M){\displaystyle {\text{Diff}}(M)}. This is a "large" group, in the sense that—providedM{\displaystyle M} is not zero-dimensional—it is notlocally compact.

Topology

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The diffeomorphism group has two naturaltopologies:weak andstrong (Hirsch 1997). When the manifold iscompact, these two topologies agree. The weak topology is alwaysmetrizable. When the manifold is not compact, the strong topology captures the behavior of functions "at infinity" and is not metrizable. It is, however, stillBaire.

Fixing aRiemannian metric onM{\displaystyle M}, the weak topology is the topology induced by the family of metrics

dK(f,g)=supxKd(f(x),g(x))+1prsupxKDpf(x)Dpg(x){\displaystyle d_{K}(f,g)=\sup \nolimits _{x\in K}d(f(x),g(x))+\sum \nolimits _{1\leq p\leq r}\sup \nolimits _{x\in K}\left\|D^{p}f(x)-D^{p}g(x)\right\|}

asK{\displaystyle K} varies over compact subsets ofM{\displaystyle M}. Indeed, sinceM{\displaystyle M} isσ{\displaystyle \sigma }-compact, there is a sequence of compact subsetsKn{\displaystyle K_{n}} whoseunion isM{\displaystyle M}. Then:

d(f,g)=n2ndKn(f,g)1+dKn(f,g).{\displaystyle d(f,g)=\sum \nolimits _{n}2^{-n}{\frac {d_{K_{n}}(f,g)}{1+d_{K_{n}}(f,g)}}.}

The diffeomorphism group equipped with its weak topology is locally homeomorphic to the space ofCr{\displaystyle C^{r}} vector fields (Leslie 1967). Over a compact subset ofM{\displaystyle M}, this follows by fixing a Riemannian metric onM{\displaystyle M} and using theexponential map for that metric. Ifr{\displaystyle r} is finite and the manifold is compact, the space of vector fields is aBanach space. Moreover, the transition maps from one chart of this atlas to another are smooth, making the diffeomorphism group into aBanach manifold with smooth right translations; left translations and inversion are only continuous. Ifr={\displaystyle r=\infty }, the space of vector fields is aFréchet space. Moreover, the transition maps are smooth, making the diffeomorphism group into aFréchet manifold and even into aregular Fréchet Lie group. If the manifold isσ{\displaystyle \sigma }-compact and not compact the full diffeomorphism group is not locally contractible for any of the two topologies. One has to restrict the group by controlling the deviation from the identity near infinity to obtain a diffeomorphism group which is a manifold; see (Michor & Mumford 2013).

Lie algebra

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TheLie algebra of the diffeomorphism group ofM{\displaystyle M} consists of allvector fields onM{\displaystyle M} equipped with theLie bracket of vector fields. Somewhat formally, this is seen by making a small change to the coordinatex{\displaystyle x} at each point in space:

xμxμ+εhμ(x){\displaystyle x^{\mu }\mapsto x^{\mu }+\varepsilon h^{\mu }(x)}

so the infinitesimal generators are the vector fields

Lh=hμ(x)xμ.{\displaystyle L_{h}=h^{\mu }(x){\frac {\partial }{\partial x^{\mu }}}.}

Examples

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Transitivity

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For a connected manifoldM{\displaystyle M}, the diffeomorphism groupactstransitively onM{\displaystyle M}. More generally, the diffeomorphism group acts transitively on theconfiguration spaceCkM{\displaystyle C_{k}M}. IfM{\displaystyle M} is at least two-dimensional, the diffeomorphism group acts transitively on the configuration spaceFkM{\displaystyle F_{k}M} and the action onM{\displaystyle M} ismultiply transitive (Banyaga 1997, p. 29).

Extensions of diffeomorphisms

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In 1926,Tibor Radó asked whether theharmonic extension of any homeomorphism or diffeomorphism of the unit circle to theunit disc yields a diffeomorphism on the open disc. An elegant proof was provided shortly afterwards byHellmuth Kneser. In 1945,Gustave Choquet, apparently unaware of this result, produced a completely different proof.

The (orientation-preserving) diffeomorphism group of the circle is pathwise connected. This can be seen by noting that any such diffeomorphism can be lifted to a diffeomorphismf{\displaystyle f} of the reals satisfying[f(x+1)=f(x)+1]{\displaystyle [f(x+1)=f(x)+1]}; this space is convex and hence path-connected. A smooth, eventually constant path to the identity gives a second more elementary way of extending a diffeomorphism from the circle to the open unit disc (a special case of theAlexander trick). Moreover, the diffeomorphism group of the circle has the homotopy-type of theorthogonal groupO(2){\displaystyle O(2)}.

The corresponding extension problem for diffeomorphisms of higher-dimensional spheresSn1{\displaystyle S^{n-1}} was much studied in the 1950s and 1960s, with notable contributions fromRené Thom,John Milnor andStephen Smale. An obstruction to such extensions is given by the finiteabelian groupΓn{\displaystyle \Gamma _{n}}, the "group of twisted spheres", defined as thequotient of the abeliancomponent group of the diffeomorphism group by the subgroup of classes extending to diffeomorphisms of the ballBn{\displaystyle B^{n}}.

Connectedness

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For manifolds, the diffeomorphism group is usually not connected. Its component group is called themapping class group. In dimension 2 (i.e.surfaces), the mapping class group is afinitely presented group generated byDehn twists; this has been proved byMax Dehn,W. B. R. Lickorish, andAllen Hatcher).[citation needed] Max Dehn andJakob Nielsen showed that it can be identified with theouter automorphism group of thefundamental group of the surface.

William Thurston refined this analysis byclassifying elements of the mapping class group into three types: those equivalent to aperiodic diffeomorphism; those equivalent to a diffeomorphism leaving a simple closed curve invariant; and those equivalent topseudo-Anosov diffeomorphisms. In the case of thetorusS1×S1=R2/Z2{\displaystyle S^{1}\times S^{1}=\mathbb {R} ^{2}/\mathbb {Z} ^{2}}, the mapping class group is simply themodular groupSL(2,Z){\displaystyle {\text{SL}}(2,\mathbb {Z} )} and the classification becomes classical in terms ofelliptic,parabolic andhyperbolic matrices. Thurston accomplished his classification by observing that the mapping class group acted naturally on acompactification ofTeichmüller space; as this enlarged space was homeomorphic to a closed ball, theBrouwer fixed-point theorem became applicable. Smaleconjectured that ifM{\displaystyle M} is anoriented smooth closed manifold, theidentity component of the group of orientation-preserving diffeomorphisms issimple. This had first been proved for a product of circles byMichel Herman; it was proved in full generality by Thurston.

Homotopy types

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Homeomorphism and diffeomorphism

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Since every diffeomorphism is a homeomorphism, given a pair of manifolds which are diffeomorphic to each other they are in particularhomeomorphic to each other. The converse is not true in general.

While it is easy to find homeomorphisms that are not diffeomorphisms, it is more difficult to find a pair of homeomorphic manifolds that are not diffeomorphic. In dimensions 1, 2 and 3, any pair of homeomorphic smooth manifolds are diffeomorphic. In dimension 4 or greater, examples of homeomorphic but not diffeomorphic pairs exist. The first such example was constructed byJohn Milnor in dimension 7. He constructed a smooth 7-dimensional manifold (called nowMilnor's sphere) that is homeomorphic to the standard 7-sphere but not diffeomorphic to it. There are, in fact, 28 oriented diffeomorphism classes of manifolds homeomorphic to the 7-sphere (each of them is the total space of afiber bundle over the 4-sphere with the3-sphere as the fiber).

More unusual phenomena occur for4-manifolds. In the early 1980s, a combination of results due toSimon Donaldson andMichael Freedman led to the discovery ofexoticR4{\displaystyle \mathbb {R} ^{4}}: there areuncountably many pairwise non-diffeomorphic open subsets ofR4{\displaystyle \mathbb {R} ^{4}} each of which is homeomorphic toR4{\displaystyle \mathbb {R} ^{4}}, and also there are uncountably many pairwise non-diffeomorphic differentiable manifolds homeomorphic toR4{\displaystyle \mathbb {R} ^{4}} that do notembed smoothly inR4{\displaystyle \mathbb {R} ^{4}}.

See also

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Notes

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  1. ^Steven G. Krantz; Harold R. Parks (2013).The implicit function theorem: history, theory, and applications. Springer. p. Theorem 6.2.4.ISBN 978-1-4614-5980-4.
  2. ^Smale (1959)."Diffeomorphisms of the 2-sphere".Proc. Amer. Math. Soc.10 (4):621–626.doi:10.1090/s0002-9939-1959-0112149-8.

References

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Basic concepts
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