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Cox Report

From Wikipedia, the free encyclopedia
This article is about the 1990s report on the People's Republic of China's covert operations within the United States. For the 1952 investigation into non profits, seeCox Committee Investigation.
1999 report on Chinese covert operations in the United States in the 1980s and 90s

U.S. Representative Chris Cox (Republican-California) chaired the Committee that produced the report.

TheReport of the Select Committee on U.S. National Security and Military/Commercial Concerns with the People's Republic of China, commonly known as theCox Report afterRepresentativeChristopher Cox, is aclassifiedU.S. government document reporting on thePeople's Republic of China'sespionage operations within the United States during the 1980s and 1990s. The redacted version of the report was released to the public on May 25, 1999. The release of the redacted report was preceded by an intelligence community report which was more conservative in its allegations.

TheChinese government responded that the allegations were "groundless" and that it had already developed the necessary technologies prior to the alleged thefts. As part of its rebuttal, the Chinese government revealed that it had developed aneutron bomb in the 1980s.

Various academic critiques of the Cox Report exist. A group ofStanford University scientists analyzed the report, concluding that it was inflammatory, groundless in some instances, and had some important relevant facts wrong. Other academic analyses have noted that the chronology of China's development of comparable warheads contributes to refuting the Cox Report allegations or that alleged stolen secrets were in fact fairly basic information.

Committee created by the U.S. House of Representatives

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The report was the work product of the Select Committee on U.S. National Security and Military/Commercial Concerns with the People's Republic of China. This special committee, created by a 409–10 vote of theU.S. House of Representatives on June 18, 1998, was tasked with the responsibility of investigating whether technology or information was transferred to the People's Republic of China that may have contributed to the enhancement of the nuclear-armedintercontinental ballistic missiles or to the manufacture ofweapons of mass destruction.

The committee released a classified version of its report in January 1999.[1]: 164 

In anticipation of the forthcoming unclassified version of the Cox Report, United States PresidentBill Clinton ordered the United States intelligence bodies to review potentialChinese nuclear espionage.[1]: 164  In April 1999, the USA released an unclassified version of the intelligence bodies' Damage Assessment Report.[1]: 164  As academic Hui Zhang writes, the intelligence report was more cautious and nuanced than the Cox Report.[1]: 164  Unlike the Cox Report, which alleged that China had stolen "weapons design information," the Damage Assessment Report asserted that China had taken "weapons design concepts", but acknowledged that the intelligence bodies "cannot determine the full extent of weapon information obtained.[1]: 164  For example, we do not know whether any weapon design documentation or blueprints were acquired."[1]: 164 

A similar investigation had already begun in theU.S. Senate under the leadership ofSenatorFred Thompson (Republican-Tennessee). Thompson had opened his hearings on China's influence in America's 1996 presidential and congressional elections 11 months earlier (on July 8, 1997).

MajorityMinority

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TheChairman of the committee wasRepublican Rep. Christopher Cox ofCalifornia, whose name became synonymous with the committee's final report. Four other Republicans and Democrats served on the panel, including RepresentativeNorm Dicks, who served as therankingDemocratic member. The committee's final report was approved unanimously by all 9 members. Theredacted version of the report was released to the public May 25, 1999.[1]: 164 

Major allegations

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The Cox Report alleged that China had "stolen design information on the United States' most advanced thermonuclear weapons[,]" the W-88, W-87, W-78, W-76, W-70, W-62, and W-56.[1]: 164  It focused particularly on the question of the W-88 and the W-70 (the neutron bomb).[1]: 164 

Regarding theW-88, the allegations were primarily based on information provided by a Chinesewalk-in to theAmerican Institute in Taiwan.[1]: 205  The walk-in was described as having provided a classified PRC document with classified design information related to the W-88 and technical information related to other warheads.[1]: 205  According to theCIA, the walk-in had been directed to provide the documents by PRC intelligence.[1]: 205  Writing in 2025, academic Hui Zhang states that the walk-in's intentions have never explained.[1]: 205  According to the Cox Report, the alleged theft of W-88 information occurred between 1984 and 1992.[1]: 205 

The Cox Report contended that the theft of information regarding the W-62, W-76, W-78, and W-87 occurred prior to 1995.[1]: 205 

Reactions

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U.S. Government

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The Cox Report's release prompted majorlegislative andadministrative reforms. More than two dozen of the Select Committee's recommendations were enacted into law, including the creation of a newNational Nuclear Security Administration to take over the nuclear weapons security responsibilities of theUnited States Department of Energy. At the same time, no person has ever beenconvicted of providing nuclear information to the PRC, and the one case that was brought in connection to these charges, that ofWen Ho Lee, fell apart.[3] Some U.S. intelligence agents believed that Lee, an employee of Los Alamos National Laboratory, had leaked information to China, but years of investigation failed to connect Lee to any espionage.[1]: 205  Lee pleaded guilty to mishandling restricted data but was then exonerated and the judge apologized to Lee for the unfair way in which he had been treated.[1]: 205 

In response to the allegations contained in the report, theCIA appointed retired U.S. Navy AdmiralDavid E. Jeremiah to review and assess the report's findings. In April 1999, Admiral Jeremiah released a report backing up the Cox Report's main allegation that stolen information had been used to develop or modernize Chinese missiles and/or warheads.[4]

China

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TheChinese government called all allegations "groundless."[5] It stated:[1]: 204 

The structure, size, weight, shape, and circular error probability, as well as the service time, of seven U.S. nuclear warheads, including the W-88, listed in the Cox Report, in fact, can be found in many open documents and on the Internet. They are not at all secret. People with general scientific knowledge understand that nuclear weapons cannot developed simply by relying on such data.

As part of its rebuttal to the claim that it had stolen information on an Americanneutron bomb, China revealed that it had already fully developed neutron bomb technology in the 1980s, having started its neutron bomb program in 1977.[1]: 141 

Director of the China Academy of Engineering Physics (CAEP) Hu Side stated, "With regard to the level of our nuclear weapon development, we do not need anything from the U.S. What the U.S. did for us and the whole world was to prove that atomic and thermonuclear weapons worked. That is what you gave us and everyone else. That was the main secret you gave away. Everything else we did on our own."[1]: 204  According to Hu,[1]: 204–205 

We did not come to the idea of those sophisticated primaries from [the U.S.]. This was the only logical way to reduce the diameter of a nuclear weapon to fit it into smaller diameter reentry vehicles for the next generation of nuclear warheads as well as third-generation weapons in particular.

Academia

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An assessment report that was published by Stanford University'sCenter for International Security and Cooperation said that the language of the Cox report "was inflammatory and some allegations did not seem to be well supported."[6][1]: 164  The Stanford Report noted that in the Cox Report, "[s]ome important and relevant facts are wrong," among them the assertion that China had stolen classified design information for a neutron bomb, which no nation had yet deployed.[1]: 164  In fact, the United States had produced neutron bombs and they were stockpiled at the time of the report.[1]: 164 W.K.F. Panofsky observed the United States had discontinued such weapons "after it was broadly determined that such systems lacked military utility."[1]: 164  More broadly, Panofsky wrote, "Essentially all nations in the world operate intelligence agencies whose goal is, among others, to collect information from other nations which those nations wish to protect from disclosure. The United States supports by far the largest intelligence-collection effort among the countries of the world."[1]: 206  According to Panofsky:[1]: 207 

It is extremely improbable that a foreign country would or even could copy a specific design for which partial information was obtained through espionage but where no actual drawings or prints were acquired. Rather, it is plausible that, if motivated, China could improve its existing design by employing similar basic design ideas and principles with this information.

Richard L. Garwin remarked that stolen information regarding the W-70 and W-88 warhead would not appear to directly impair U.S. national security since to develop weapons based on this technology would require a massive investment in resources and not be in their best strategic interests with regard to their nuclear program.[7]

A group ofLos Alamos National Laboratory scientists re-examined the documents brought by a Chinese walk-in to the American Institute in Taiwan.[1]: 205  The walk-in's documents had been the major basis of the Cox Report's contentions regarding the W-88.[1]: 205  The group that re-examined the documents concluded that they were "specifications intended for the manufactures of re-entry vehicles, not weapons designers" and that the alleged "secrets" therein were in fact "fairly basic."[1]: 205 

Comparing the history of comparable Chinese warheads, academic Hui Zhang concludes that the chronology of the development of Chinese warheads 535 and 5X5 and the comparable American warheads "goes a long way toward a refutation of the Cox Report".[1]: 205–206  For example, the idea of a gas-boosted primary had been mastered by Chinese scientists years before the alleged theft of such data from the United States, and had been proposed as a concept byEdward Teller in 1947.[1]: 206  Additionally, he writes thatYu Min had determined the technical approach to neutron design by 1978 (predating what the Cox Report had regarded as key evidence) based on information collected through news reports and had already planned an approach to its neutron bomb development.[1]: 165  Zhang also concludes:[1]: 206–207 

[I]n the end, based on publicly-available information, we cannot determine which ideas, if any, China may have acquired from intelligence collected on U.S. programs. It does seem clear, however, that even if some ideas came from abroad, Chinese experts had to do the majority of the calculations and engineering themselves.

Related prosecutions

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Two of the U.S. companies named in the report –Loral Space and Communications Corp. andHughes Electronics Corp. – were later successfully prosecuted by the federal government for violations of U.S. export control law, resulting in the two largestfines in the history of theArms Export Control Act. Loral paid a $14 million fine in 2002,[8] and Hughes paid a $32 million fine in 2003.[9]

Timeline

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Main article:Timeline of Cox Report controversy
  • June 1995, "Walk-in" agent gives CIA officers classified Chinese document detailing American nuclear designs.
  • July 1995, CIA director, Energy Secretary, and chief of staff learn of nuclear espionage for first time.
  • October 31, 1995, FBI agents learn of nuclear thefts.
  • November 1995, National Security Advisor to the President learns of Chinese nuclear espionage.
  • Late 1995, Energy Dept. agents discover theft of nuclear designs while analyzing nuclear tests by China.
  • April 1996, Assist. National Security Advisor, Defense Sec., Attorney General, FBI director learn of nuclear thefts.
  • July 1997, President learns of Chinese nuclear espionage from National Security Advisor.
  • December 1999, four Stanford University professors release a report rebutting the Cox Commission, noting that "...facts are wrong and a number of conclusions are, in our view, unwarranted."

References

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  1. ^abcdefghijklmnopqrstuvwxyzaaabacadaeafagahZhang, Hui (2025).The Untold Story of China's Nuclear Weapon Development and Testing: A Technical History.Belfer Center Studies in International Security. Cambridge, Massachusetts:The MIT Press.ISBN 978-0-262-05182-8.
  2. ^"Appendices".U.S. House of Representatives. Archived fromthe original on March 9, 2014. RetrievedDecember 10, 2014.
  3. ^Sam Chu Lin (September 28, 2000)."Wen Ho Lee to Be Released".AsianWeek. Archived fromthe original on June 4, 2011. RetrievedJuly 27, 2009.
  4. ^"DCI Statement on Damage Assessment", Central Intelligence Agency, April 21, 1999
  5. ^"China rejects nuclear spying charge".BBC News. RetrievedFebruary 5, 2026.
  6. ^M.M. May, Editor, Alastair Johnston, W.K.H. Panofsky, Marco Di Capua, and Lewis Franklin,The Cox Committee Report: An Assessment, Stanford University's Center for International Security and Cooperation (CISAC), December 1999.
  7. ^"Arms Control Association: Arms Control Today: Why China Won't Build U.S. Warheads". Archived fromthe original on November 5, 2005. RetrievedFebruary 7, 2016. Richard Garwin, "Why China Won't Build U.S. Warheads,Arms Control Today, April–May 1999.
  8. ^Mintz, John,"LORAL AND U.S. GOVERNMENT SETTLE 1996 CHINESE LAUNCH MATTER"Archived 2008-06-21 at theWayback Machine,Loral Press Center, Jan. 1, 2003
  9. ^GERTH, JEFF (March 6, 2003)."2 Companies Pay Penalties For Improving China Rockets".www.nytimes.com. Archived fromthe original on October 2, 2009. RetrievedApril 24, 2025.
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