 | |
| Formation | February 28, 1900; 125 years ago (1900-02-28)[1] |
|---|---|
| Founded at | Chicago, Illinois, U.S. |
| Type | 501(c)(3)nonprofit organization[2] |
| 52-1945674[2] | |
| Headquarters | William T. Golden Center for Science and Engineering,Washington, D.C., U.S. |
| Location |
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| Coordinates | 38°54′01″N77°01′42″W / 38.90028°N 77.02833°W /38.90028; -77.02833 |
| Membership | 71 |
President | Barbara Snyder[3] |
Chair | Robert J. Jones[4] |
| Website | aau |
TheAssociation of American Universities (AAU) is an organization of predominantly Americanresearch universities devoted to maintaining a strong system of academicresearch and education. Founded in 1900, it consists of 69public andprivate universities in theUnited States as well as 2 universities inCanada. AAU membership is by invitation only and requires an affirmative vote of three-quarters of current members.
The AAU was founded on February 28, 1900, by a group of 14Doctor of Philosophy degree-granting universities[a] in the United States to strengthen and standardize American doctoral programs.[1] American universities—starting with University of Michigan and Johns Hopkins University in 1876—were adopting the research-intensive German model of higher education. Lack of standardization damaged European universities' opinions of their American counterparts and many American students attendedgraduate school in Europe instead of staying in the U.S. The presidents ofHarvard University,Columbia University,Johns Hopkins University, theUniversity of Chicago, and theUniversity of California sent a letter of invitation to nine other universities—Clark University,Catholic University of America,Cornell University, theUniversity of Michigan,Princeton University, theUniversity of Pennsylvania,Stanford University, theUniversity of Wisconsin, andYale University—to meet in Chicago in February 1900 to promote and raise standards.[5] The AAU's founding members elected Harvard'sCharles William Eliot as the association's first president[1] and Stanford'sDavid Starr Jordan as its first chairman.[6]
In 1914, the AAU beganaccrediting undergraduate education at its member and other schools. German universities used the "AAU Accepted List" to determine whether a college's graduates were qualified for graduate programs.Regional accreditation agencies existed in the U.S. by the 1920s, and the AAU ended accrediting schools in 1948.[7]
For its first six decades, the AAU functioned as a club for the presidents and deans of elite research universities to informally discuss educational matters, and its day-to-day operations were managed by an executive secretary.[8] In the 1970s, the AAU shifted to a role of active advocacy on behalf of its members' interests; dues were raised, more staff members were hired, and its chief executive was given the title of president and the duty of becoming far more publicly visible than his predecessors.[9]
Today, the AAU consists of 71 U.S. and Canadian universities of varying sizes and missions that share a commitment to research. The six newest members, added in 2023, are:Arizona State University;George Washington University; theUniversity of California, Riverside; theUniversity of Miami; theUniversity of Notre Dame; and theUniversity of South Florida. The organization's primary purpose is to provide a forum for the development and implementation of institutional and national policies in order to strengthen programs in academic research, scholarship, and education at the undergraduate, graduate, and professional levels.[10]
The largest attraction of the AAU for many schools, especially nonmembers, is prestige. Since the AAU's founding, it has "been a grouping of the elite in the American university world", and "[n]ew presidents of nonmember universities often list gaining admission to the AAU as a goal of their administration."[8] For example, in 2010 the chancellor of nonmemberNorth Carolina State University described it as "the pre-eminent research-intensive membership group. To be a part of that organization is something N.C. State aspires to."[11] A spokesman for nonmemberUniversity of Connecticut called it "perhaps the most elite organization in higher education. You'd probably be hard-pressed to find a major research university that didn't want to be a member of the AAU."[12] In 2012, the newly elected chancellor ofUniversity of Massachusetts Amherst, a nonmember of AAU, reaffirmed the objective of elevating the campus to AAU standards and the hope of becoming a member in the near future, and called it a distinctive status.[13] Because of the lengthy and difficult entrance process,boards of trustees, state legislators, and donors often see membership as evidence of the quality of a university.[11]
The AAU acts as alobbyist at its headquarters inWashington, D.C., for research and higher education funding and for policy and regulatory issues affecting research universities. The association holds two meetings annually, both in Washington. Separate meetings are held foruniversity presidents,provosts, and other officials. Because the meetings are private, they offer the opportunity for discussion without media coverage. Prominent government officials, business leaders, and others often speak to the groups.[11]
| Executive | Term |
|---|---|
| Thomas A. Bartlett | 1977–1982 |
| Robert M. Rosenzweig | 1983–1993 |
| Cornelius J. Pings | 1993–1998 |
| Nils Hasselmo | 1998–2006 |
| Robert M. Berdahl | 2006–2011 |
| Hunter R. Rawlings III | 2011–2016 |
| Mary Sue Coleman | 2016–2020 |
| Barbara Snyder | 2020–present |
As of 2004[update], AAU members accounted for 58 percent[b] of U.S. universities' research grants and contract income and 52 percent of alldoctorates awarded in the United States. Since 1999, 43 percent of allNobel Prize winners and 74 percent of winners at U.S. institutions have been affiliated with an AAU university. Approximately two-thirds of theAmerican Academy of Arts and Sciences 2006 Class of Fellows are affiliated with an AAU university.[14]
| Category | Number | National percentage |
|---|---|---|
| Undergraduate students | 1,044,759 | 7% |
| Undergraduate degrees awarded | 235,328 | 17% |
| Graduate students | 418,066 | 20% |
| Non professional master's degrees awarded | 106,971 | 19% |
| Professional doctorate and masters degrees awarded | 20,859 | 25% |
| Research doctorates awarded | 22,747 | 52% |
| Postdoctoral fellows | 30,430 | 67% |
| National Merit/Achievement Scholars | 5,434 | 63% |
| Members of theUnited States National Academies | 2,993 | 82% |
| Students studying abroad | 57,205 | |
| Faculty | 72,000 |
AAU membership is by invitation only, which requires an affirmative vote of three-fourths of current members. Invitations are considered periodically, based in part on an assessment of the breadth and quality of university programs of research and graduate education, as well as undergraduate education. The association ranks its members using four criteria: research spending, the percentage of faculty who are members of the National Academies, faculty awards, andcitations. Non-member universities whose research and education profile exceeds that of a number of current members may be invited to join the association; current members whose research and education profile falls significantly below that of other current members or below the criteria for admission of new members will be subject to further review and possible discontinuation of membership.[15] A vote by two-thirds of the member institutions can revoke membership for poor rankings.[16][17] As of 2022[update] annual dues are $139,500.[18] All 71 U.S. members of the AAU are also classified asHighest Research Activity (R1) Universities by theCarnegie Classification of Institutions of Higher Education, as are four of the five former AAU members.[citation needed]
| Institution[19] | State or province | Control | Established | Year joined | Total students | Medical school[20][21] (LCME accredited) | Engineering program[22] (ABET accredited) | Land-Grant Institution[23] (NIFA) | Federally funded FY23 R&D exp.[24] (Dollars in thousands) |
|---|---|---|---|---|---|---|---|---|---|
| Arizona State University | Arizona | Public | 1885 | 2023 | 144,800 |  N |  Y | N | 340,880 |
| Boston University | Massachusetts | Private | 1839 | 2012 | 36,729 | Y | Y | N | 409,551 |
| Brandeis University | Massachusetts | Private | 1948 | 1985 | 5,808 | N | N | N | 46,654 |
| Brown University | Rhode Island | Private | 1764 | 1933 | 8,619 | Y | Y | N | 239,744 |
| California Institute of Technology | California | Private | 1891 | 1934 | 2,231 | N | Y | N | 310,519 |
| Carnegie Mellon University | Pennsylvania | Private | 1900 | 1982 | 12,908 | N | Y | N | 279,954 |
| Case Western Reserve University | Ohio | Private | 1826 | 1969 | 12,201 | Y | Y | N | 431,736 |
| Columbia University | New York | Private | 1754 | 1900 | 29,250 | Y | Y | N | 988,670 |
| Cornell University | New York | Private | 1865 | 1900 | 21,904 | Y | Y | Y | 705,132 |
| Dartmouth College | New Hampshire | Private | 1769 | 2019[25] | 6,571 | Y | Y | N | 168,740 |
| Duke University | North Carolina | Private | 1838 | 1938 | 14,600 | Y | Y | N | 974,202 |
| Emory University | Georgia | Private | 1836 | 1995 | 14,513 | Y | N[c] | N | 664,370 |
| George Washington University | District of Columbia | Private | 1821 | 2023 | 26,457 | Y | Y | N | 162,892 |
| Georgia Tech | Georgia | Public | 1885 | 2010 | 29,370 | N | Y | N | 1,083,903 |
| Harvard University | Massachusetts | Private | 1636 | 1900 | 21,000 | Y | Y | N | 639,953 |
| Indiana University Bloomington | Indiana | Public | 1820 | 1909 | 42,731 | N[d] | Y[27] | N | 432,223 |
| Johns Hopkins University | Maryland | Private | 1876 | 1900 | 23,073 | Y | Y | N | 3,324,551 |
| Massachusetts Institute of Technology | Massachusetts | Private | 1861 | 1934 | 11,319 | N | Y | Y[e] | 559,766 |
| McGill University | Quebec | Public | 1821 | 1926 | 36,904 | Y | Y | N | N/A |
| Michigan State University | Michigan | Public | 1855 | 1964 | 51,316 | Y | Y | Y | 435,564 |
| New York University | New York | Private | 1831 | 1950 | 61,950 | Y | Y | N | 787,204 |
| Northwestern University | Illinois | Private | 1851 | 1917 | 21,208 | Y | Y | N | 678,062 |
| Ohio State University | Ohio | Public | 1870 | 1916 | 60,540 | Y | Y | Y | 694,647 |
| Pennsylvania State University | Pennsylvania | Quasi-public[f] | 1855 | 1958 | 45,518 | Y | Y | Y | 781,303 |
| Princeton University | New Jersey | Private | 1746 | 1900 | 8,010 | N | Y | N | 219,600 |
| Purdue University | Indiana | Public | 1869 | 1958 | 52,211 | N | Y | Y | 385,738 |
| Rice University | Texas | Private | 1912 | 1985 | 8,212 | N | Y | N | 119,853 |
| Rutgers University–New Brunswick | New Jersey | Public | 1766 | 1989 | 41,565 | Y[29] | Y | Y | 400,930 |
| Stanford University | California | Private | 1891 | 1900 | 15,877 | Y | Y | N | 943,669 |
| Stony Brook University | New York | Public | 1957 | 2001 | 26,814 | Y | Y | N | 192,448 |
| Texas A&M University | Texas | Public | 1876 | 2001 | 77,491 | Y | Y | Y | 546,481 |
| Tufts University | Massachusetts | Private | 1852 | 2021 | 11,024 | Y | Y | N | 154,458 |
| Tulane University | Louisiana | Private | 1834 | 1958 | 13,462 | Y | Y | N | 152,468 |
| University at Buffalo | New York | Public | 1846 | 1989 | 30,183 | Y | Y | N | 257,857 |
| University of Arizona | Arizona | Public | 1885 | 1985 | 40,223 | Y | Y | Y | 434,700 |
| University of California, Berkeley | California | Public | 1868 | 1900 | 36,204 | N[g] | Y | Y | 496,298 |
| University of California, Davis | California | Public | 1905 | 1996 | 34,175 | Y | Y | Y | 494,847 |
| University of California, Irvine | California | Public | 1965 | 1996 | 29,588 | Y | Y | Y | 335,393 |
| University of California, Los Angeles | California | Public | 1919 | 1974 | 42,163 | Y | Y | Y | 878,571 |
| University of California, Riverside | California | Public | 1954 | 2023 | 26,809 | Y | Y | Y | 120,524 |
| University of California, San Diego | California | Public | 1960 | 1982 | 30,310 | Y | Y | Y | 1,083,790 |
| University of California, Santa Barbara | California | Public | 1944 | 1995 | 25,057 | N | Y | Y | 179,896 |
| University of California, Santa Cruz | California | Public | 1965 | 2019[30] | 19,457 | N | Y | Y | 112,847 |
| University of Chicago | Illinois | Private | 1890 | 1900 | 14,954 | Y | Y | N | 476,689 |
| University of Colorado Boulder | Colorado | Public | 1876 | 1966 | 32,775 | Y[h][31] | Y | N | 538,715 |
| University of Florida | Florida | Public | 1853 | 1985 | 55,781 | Y | Y | Y | 529,391 |
| University of Illinois Urbana-Champaign | Illinois | Public | 1867 | 1908 | 44,520 | Y | Y | Y | 460,491 |
| University of Iowa | Iowa | Public | 1847 | 1909 | 31,065 | Y | Y | N | 331,824 |
| University of Kansas | Kansas | Public | 1865 | 1909 | 27,983 | Y | Y | N | 211,111 |
| University of Maryland, College Park | Maryland | Public | 1856 | 1969 | 37,631 | N | Y | Y | 825,546 |
| University of Miami | Florida | Private | 1925 | 2023 | 19,402 | Y | Y | N | 291,783 |
| University of Michigan | Michigan | Public | 1817 | 1900 | 43,426 | Y | Y | N | 1,041,430 |
| University of Minnesota, Twin Cities | Minnesota | Public | 1851 | 1908 | 52,376 | Y | Y | Y | 702,483 |
| University of Missouri | Missouri | Public | 1839 | 1908 | 35,441 | Y | Y | Y | 217,091 |
| University of North Carolina at Chapel Hill | North Carolina | Public | 1789 | 1922 | 29,390 | Y | N[i] | N | 907,710 |
| University of Notre Dame | Indiana | Private | 1842 | 2023 | 12,809 | N | Y | N | 147,985 |
| University of Oregon | Oregon | Public | 1876 | 1969 | 22,980 | N | N | N | 100,265 |
| University of Pennsylvania | Pennsylvania | Private | 1740 | 1900 | 24,630 | Y | Y | N | 936,469 |
| University of Pittsburgh | Pennsylvania | Quasi-public[f] | 1787 | 1974 | 28,649 | Y | Y | N | 916,735 |
| University of Rochester | New York | Private | 1850 | 1941 | 10,290 | Y | Y | N | 368,190 |
| University of South Florida | Florida | Public | 1956 | 2023 | 49,766 | Y | Y | N | 242,224 |
| University of Southern California | California | Private | 1880 | 1969 | 48,500 | Y | Y | N | 683,819 |
| University of Texas at Austin | Texas | Public | 1883 | 1929 | 51,913 | Y | Y | N | 621,223 |
| University of Toronto | Ontario | Public | 1827 | 1926 | 97,678 | Y | Y | N | N/A |
| University of Utah | Utah | Public | 1850 | 2019[33][34] | 32,994 | Y | Y | N | 416,079 |
| University of Virginia | Virginia | Public | 1819 | 1904 | 24,360 | Y | Y | N | 354,748 |
| University of Washington | Washington | Public | 1861 | 1950 | 43,762 | Y | Y | N | 1,188,836 |
| University of Wisconsin–Madison | Wisconsin | Public | 1848 | 1900 | 43,275 | Y | Y | Y | 816,814 |
| Vanderbilt University | Tennessee | Private | 1873 | 1950 | 12,795 | Y | Y | N | 751,019 |
| Washington University in St. Louis | Missouri | Private | 1853 | 1923 | 14,117 | Y | Y | N | 758,464 |
| Yale University | Connecticut | Private | 1701 | 1900 | 13,609 | Y | Y | N | 741,198 |
| State or province | Control | Established | Year joined | Year left | Total students | |
|---|---|---|---|---|---|---|
| Catholic University of America[j][35] | Washington, D.C. | Private | 1887 | 1900 | 2002 | 5,771 |
| Clark University[k][36] | Massachusetts | Private | 1887 | 1900 | 1999 | 3,498 (2019) |
| Iowa State University[l][37][38] | Iowa | Public | 1858 | 1958 | 2022 | 30,708 (2021) |
| Syracuse University[m][39] | New York | Private | 1870 | 1966 | 2011 | 21,322 (2020) |
| University of Nebraska–Lincoln[n][40] | Nebraska | Public | 1869 | 1909 | 2011 | 25,820 (Fall 2018) |
In 2014, the AAU supported the proposedResearch and Development Efficiency Act arguing that the legislation "can lead to a long-needed reduction in the regulatory burden currently imposed on universities and their faculty members who conduct research on behalf of the federal government."[41] According to the AAU, "too often federal requirements" for accounting for federal grant money "are ill-conceived, ineffective, and/or duplicative."[41] This wastes the researchers' times and "reduces the time they can devote to discovery and innovation and increases institutional compliance costs."[41]
Similar organizations around the world include theRussell Group (United Kingdom),U15 (Germany),League of European Research Universities (Europe),BRICS Universities League (BRICS),Association of East Asian Research Universities (mainland China, Japan, South Korea, Hong Kong, and Taiwan),C9 League (China),Group of Eight (Australia),RU11 (Japan), and theU15 Group of Canadian Research Universities (Canada).[citation needed]
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| Other | |