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Analytic capacity

From Wikipedia, the free encyclopedia

In the mathematical discipline ofcomplex analysis, theanalytic capacity of acompact subsetK of thecomplex plane is a number that denotes "how big" aboundedanalytic function onC \ K can become. Roughly speaking,γ(K) measures the size of theunit ball of the space of bounded analytic functions outsideK.

It was first introduced byLars Ahlfors in the 1940s while studying the removability ofsingularities of bounded analytic functions.

Definition

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LetKC becompact. Then its analytic capacity is defined to be

γ(K)=sup{|f()|; fH(CK), f1, f()=0}{\displaystyle \gamma (K)=\sup\{|f'(\infty )|;\ f\in {\mathcal {H}}^{\infty }(\mathbf {C} \setminus K),\ \|f\|_{\infty }\leq 1,\ f(\infty )=0\}}

Here,H(U){\displaystyle {\mathcal {H}}^{\infty }(U)} denotes the set ofbounded analyticfunctionsUC, wheneverU is anopen subset of thecomplex plane. Further,

f():=limzz(f(z)f()){\displaystyle f'(\infty ):=\lim _{z\to \infty }z\left(f(z)-f(\infty )\right)}
f():=limzf(z){\displaystyle f(\infty ):=\lim _{z\to \infty }f(z)}

Note thatf()=g(0){\displaystyle f'(\infty )=g'(0)}, whereg(z)=f(1/z){\displaystyle g(z)=f(1/z)}. However, usuallyf()limzf(z){\displaystyle f'(\infty )\neq \lim _{z\to \infty }f'(z)}.

Equivalently, the analytic capacity may be defined as[1]

γ(K)=sup|12πCf(z)dz|{\displaystyle \gamma (K)=\sup \left|{\frac {1}{2\pi }}\int _{C}f(z)dz\right|}

whereC is a contour enclosingK and the supremum is taken overf satisfying the same conditions as above:f is bounded analytic outsideK, the bound is one, andf()=0.{\displaystyle f(\infty )=0.}

IfAC is an arbitrary set, then we define

γ(A)=sup{γ(K):KA,K compact}.{\displaystyle \gamma (A)=\sup\{\gamma (K):K\subset A,\,K{\text{ compact}}\}.}

Removable sets and Painlevé's problem

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The compact setK is calledremovable if, whenever Ω is an open set containingK, every function which is bounded and holomorphic on the set Ω \ K has an analytic extension to all of Ω. ByRiemann's theorem for removable singularities, everysingleton is removable. This motivated Painlevé to pose a more general question in 1880: "Which subsets ofC are removable?"

It is easy to see thatK is removable if and only ifγ(K) = 0. However, analytic capacity is a purely complex-analytic concept, and much more work needs to be done in order to obtain a more geometric characterization.

Ahlfors function

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For each compactKC, there exists a unique extremal function, i.e.fH(CK){\displaystyle f\in {\mathcal {H}}^{\infty }(\mathbf {C} \setminus K)} such thatf1{\displaystyle \|f\|\leq 1},f(∞) = 0 andf′(∞) =γ(K). This function is called theAhlfors function ofK. Its existence can be proved by using a normal family argument involvingMontel's theorem.

Analytic capacity in terms of Hausdorff dimension

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Let dimH denoteHausdorff dimension andH1 denote 1-dimensionalHausdorff measure. ThenH1(K) = 0 impliesγ(K) = 0 while dimH(K) > 1 guaranteesγ(K) > 0. However, the case when dimH(K) = 1 andH1(K) ∈ (0, ∞] is more difficult.

Positive length but zero analytic capacity

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Given the partial correspondence between the 1-dimensional Hausdorff measure of a compact subset ofC and its analytic capacity, it might be conjectured thatγ(K) = 0 impliesH1(K) = 0. However, this conjecture is false. A counterexample was first given byA. G. Vitushkin, and a much simpler one byJohn B. Garnett in his 1970 paper. This latter example is thelinear four corners Cantor set, constructed as follows:

LetK0 := [0, 1] × [0, 1] be the unit square. Then,K1 is the union of 4 squares of side length 1/4 and these squares are located in the corners ofK0. In general,Kn is the union of 4n squares (denoted byQnj{\displaystyle Q_{n}^{j}}) of side length 4n, eachQnj{\displaystyle Q_{n}^{j}} being in the corner of someQn1k{\displaystyle Q_{n-1}^{k}}. TakeK to be the intersection of allKn thenH1(K)=2{\displaystyle H^{1}(K)={\sqrt {2}}} butγ(K) = 0.

Vitushkin's conjecture

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LetKC be a compact set. Vitushkin's conjecture states that

γ(K)=0  0πH1(projθ(K))dθ=0{\displaystyle \gamma (K)=0\ \iff \ \int _{0}^{\pi }{\mathcal {H}}^{1}(\operatorname {proj} _{\theta }(K))\,d\theta =0}

whereprojθ(x,y):=xcosθ+ysinθ{\displaystyle \operatorname {proj} _{\theta }(x,y):=x\cos \theta +y\sin \theta } denotes the orthogonal projection in direction θ. By the results described above, Vitushkin's conjecture is true when dimHK ≠ 1.

Guy David published a proof in 1998 of Vitushkin's conjecture for the case dimHK = 1 andH1(K) < ∞. In 2002,Xavier Tolsa proved that analytic capacity is countably semiadditive. That is, there exists an absolute constantC > 0 such that ifKC is a compact set andK=i=1Ki{\displaystyle K=\bigcup _{i=1}^{\infty }K_{i}}, where eachKi is a Borel set, thenγ(K)Ci=1γ(Ki){\displaystyle \gamma (K)\leq C\sum _{i=1}^{\infty }\gamma (K_{i})}.

David's and Tolsa's theorems together imply that Vitushkin's conjecture is true whenK isH1-sigma-finite.

In the nonH1-sigma-finite case, Pertti Mattila proved in 1986[2] that the conjecture is false, but his proof did not specify which implication of the conjecture fails. Subsequent work by Jones and Muray[3] produced an example of a set with zero Favard length and positive analytic capacity, explicitly disproving one of the directions of the conjecture. As of 2023 it is not known whether the other implication holds but some progress has been made towards a positive answer by Chang and Tolsa.[4]

See also

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References

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  1. ^Solomentsev, E. D. (2001) [1994],"Capacity",Encyclopedia of Mathematics,EMS Press
  2. ^Mattila, Pertti (1986)."Smooth Maps, Null-Sets for Integralgeometric Measure and Analytic Capacity".Annals of Mathematics.123 (2):303–309.doi:10.2307/1971273.ISSN 0003-486X.JSTOR 1971273.
  3. ^Jones, Peter W.; Murai, Takafumi (1988)."Positive analytic capacity but zero Buffon needle probability"(PDF).Pacific Journal of Mathematics.133 (1):99–114.doi:10.2140/pjm.1988.133.99.
  4. ^Chang, Alan; Tolsa, Xavier (2020-10-05)."Analytic capacity and projections".Journal of the European Mathematical Society.22 (12):4121–4159.arXiv:1712.00594.doi:10.4171/JEMS/1004.ISSN 1435-9855.
  • Mattila, Pertti (1995).Geometry of sets and measures in Euclidean spaces. Cambridge University Press.ISBN 0-521-65595-1.
  • Pajot, Hervé (2002).Analytic Capacity, Rectifiability, Menger Curvature and the Cauchy Integral. Lecture Notes in Mathematics. Springer-Verlag.
  • J. Garnett, Positive length but zero analytic capacity,Proc. Amer. Math. Soc.21 (1970), 696–699
  • G. David, Unrectifiable 1-sets have vanishing analytic capacity,Rev. Math. Iberoam.14 (1998) 269–479
  • Dudziak, James J. (2010).Vitushkin's Conjecture for Removable Sets. Universitext. Springer-Verlag.ISBN 978-14419-6708-4.
  • Tolsa, Xavier (2014).Analytic Capacity, the Cauchy Transform, and Non-homogeneous Calderón–Zygmund Theory. Progress in Mathematics. Birkhäuser Basel.ISBN 978-3-319-00595-9.
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