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AUnited Nations Secretary-General selection was held in October 2016 to choose the ninthsecretary-general of theUnited Nations to succeedBan Ki-moon from 1 January 2017. Sixstraw polls were held in theSecurity Council from 21 July 2016 to 5 October 2016.António Guterres of Portugal led the polling in every round, finishing the last round with 13 'encourage' votes, 0 'discourage' votes, and 2 abstentions.[1] On 6 October 2016, the Security Council unanimously recommended Guterres to theGeneral Assembly,[2] which formally selected him by acclamation on 13 October 2016.[3]
The 2016 selection was much more open than previous selections, with public nominations being sought and candidates participating in televised debates. Women and Eastern Europeans were favoured, as no woman had ever served as secretary-general, and theEastern European Group was the only one of theUN Regional Groups never to have held the office.[4]
Article 97 of theUnited Nations Charter, states "The Secretary-General shall be appointed by the General Assembly upon the recommendation of the Security Council". As a result, the selection is subject to the veto of any of the five permanent members of theSecurity Council.[5] The Charter's minimal language has since been supplemented by other procedural rules and accepted practices.[6]
Secretary-GeneralBan Ki-moon would be completing his second term on 31 December 2016, after which he would step down due to the informal two-term limit. Under the principle of regional rotation, candidates from Asia were ineligible to succeed Ban. TheEastern European Group was favored in the 2016 selection, as it was the only one of theUnited Nations Regional Groups never to have held the office of secretary-general, however tensions between Russia and the three Western European permanent members over theRusso-Ukrainian War raised the possibility of deadlock over an Eastern European nominee.[7] As a result, the 2016 selection was the most diverse since 1981. Candidates from three regional groups were considered for the position: theEastern European Group, theWestern European and Others Group, and theLatin American and Caribbean Group.
No woman has ever been selected as secretary-general, and thus in December 2015, General Assembly PresidentMogens Lykketoft and Security Council PresidentSamantha Power wrote a joint letter to all member states, encouraging them to nominate female candidates as well as men.[6][8]Equality Now launched a campaign to elect a female Secretary-General with the title "Time for a Woman: United Nations—it’s been over 70 years, elect a female Secretary-General".[9] Seven female candidates were nominated in 2016, more than in any previous selection.[10]
Historically, the process of selecting a secretary-general has been so secretive that it has been compared to apapal conclave.[11][7] Diplomats advanced their own candidacies by lobbying members of the Security Council. Straw polls were taken by secret ballot in theSecurity Council consultation room, and the voting results were not revealed publicly. All reported information came in the form ofleaks.[4]
There has been criticism of the opacity of the process. Writing in Singapore'sStraits Times,Simon Chesterman has argued that, for an organisation as important as the United Nations, "having its leader chosen by the lowest common denominator of what theP5 finds acceptable is not good enough".[12] NGOs such as the1 for 7 Billion campaign andThe Elders also favored a more transparent process.
The Security Council and General Assembly took steps to make the selection process more transparent and open in 2016.General Assembly PresidentMogens Lykketoft and Security Council PresidentSamantha Power sent out a joint letter soliciting candidates from member countries.[13][14] Candidates also participated in televised debates, where they answered questions about their goals.[15]
When the Security Council met to conduct its firststraw poll, it voted in private, as it had donein all selections since 1981. The President of the General Assembly was officially informed that a straw poll had been taken, but the results of the poll were not disclosed. Lykketoft realized that "the outcome of this and future informal straw polls will not be communicated" and complained that it "does not live up to the expectations of the membershipand the new standard of openness and transparency".[16] All further straw polls were also taken in private.
At the time of the final straw poll on 5 October 2016, there were ten candidates for the post. Portugal's former Prime Minister and former United Nations High Commissioner for RefugeesAntónio Guterres led in all six straw polls. Deputy Speaker of theCroatian ParliamentVesna Pusić withdrew on 4 August after the first straw poll, in which she came in last position with 11 "discourage" votes, followed by the withdrawal of Montenegro'sForeign Affairs MinisterIgor Lukšić on 24 August and the withdrawal ofChristiana Figueres on 12 September.Kristalina Georgieva entered the race on 28 September; although the Prime Minister of Bulgaria nominatedKristalina Georgieva as its new sole candidate for the secretary-general's position, the decision to withdraw from the race can only be done by the candidates; therefore,Irina Bokova decided to continue in the race, leaving Bulgaria with two candidates.[17][18]
| Withdrawn candidates | ||||||
|---|---|---|---|---|---|---|
| Image | Name | Prior experience | Nominator | Nominated | Withdrawn | Regional group |
| Vesna Pusić | Minister of Foreign and European Affairs of Croatia(2011–2016) | 14 January 2016 | 4 August 2016[25][26] | Eastern European Group (EEG) | ||
| Igor Lukšić | Prime Minister of Montenegro(2010–2012) Minister of Foreign Affairs of Montenegro(2012–2016) | 15 January 2016 | 23 August 2016[27][28] | Eastern European Group (EEG) | ||
| Christiana Figueres | Executive Secretary of theUnited Nations Framework Convention on Climate Change(2010–2016) | 7 July 2016 | 12 September 2016[29][30] | Latin American and Caribbean Group (GRULAC) | ||
In July 2016, it was revealed that formerLabor Prime Minister of AustraliaKevin Rudd asked theGovernment of Australia (thena government of theLiberal/NationalCoalition) to nominate him for secretary-general in April 2016.[31][32][33] At its meeting on 28 July, theCabinet was divided on his suitability for the role and, on that basis, Prime MinisterMalcolm Turnbull decided to decline the request the next day; since nomination by the Australian government was considered a necessary prerequisite for candidacy, Turnbull's decision essentially ended Rudd's campaign;[34] Rudd later confirmed as much.[35][36][37]

TheSecurity Council held a series of six straw polls in theconsultation room. Security Council members were asked to indicate whether they "encouraged", "discouraged" or had "no opinion" regarding the candidates.[38][39] The initial five straw polls took place on 21 July, 5 August, 29 August, 9 September, and 26 September.[40][41]
During the sixth straw poll, the fivepermanent members voted on red-coloured ballots to reveal whether any of them intended to veto a candidate, while the rotating members voted on white ballots. SinceAntónio Guterres was the only candidate who received the necessary nineencouraged votes and had nodiscouraged votes from permanent members, Guterres was declared by the Security Council as the "clear favourite".[42]
| Candidate | 21 July[43][44] | 5 August[45][46] | 29 August[47][48] | 9 September[49][50] | 26 September[50][51] | 5 October[1][52] | Final Vote[53][54] | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| E | D | N | E | D | N | E | D | N | E | D | N | E | D | N | E | D | N | ||
| 9 | 4 | 2 | 7 | 7 | 1 | 7 | 5 | 3 | 7 | 5 | 3 | 6 | 7 | 2 | 7 (3P) | 7 (2P) | 1 | Withdrawn | |
| 8 | 5 | 2 | 6 | 8 | 1 | 6 | 8 | 1 | 6 | 7 | 2 | 6 | 9 | 0 | 6 (1P) | 8 (3P) | 1 (1P) | Withdrawn | |
| 5 | 5 | 5 | 5 | 8 | 2 | 2 | 12 | 1 | 5 | 10 | 0 | Withdrawn[55] | |||||||
| Not yet nominated | 5 (2P) | 8 (2P) | 2 (1P) | Withdrawn | |||||||||||||||
| 4 | 4 | 7 | 3 | 10 | 2 | 2 | 12 | 1 | 3 | 11 | 1 | 3 | 11 | 1 | 3 (1P) | 11 (3P) | 1 (1P) | Withdrawn | |
| 12 | 0 | 3 | 11 | 2 | 2 | 11 | 3 | 1 | 12 | 2 | 1 | 12 | 2 | 1 | 13 (4P) | 0 | 2 (1P) | Acclaimed | |
| 9 | 5 | 1 | 8 | 4 | 3 | 7 | 5 | 3 | 9 | 4 | 2 | 8 | 6 | 1 | 7 (2P) | 6 (3P) | 2 | Withdrawn | |
| 9 | 5 | 1 | 6 | 7 | 2 | 6 | 7 | 2 | 8 | 7 | 0 | 6 | 9 | 0 | 5 (2P) | 9 (3P) | 1 | Withdrawn | |
| 7 | 3 | 5 | 2 | 6 | 7 | 9 | 5 | 1 | 10 | 4 | 1 | 8 | 7 | 0 | 7 (2P) | 6 (2P) | 2 (1P) | Withdrawn | |
| 3 | 7 | 5 | 2 | 9 | 4 | Withdrawn[56] | |||||||||||||
| 7 | 4 | 4 | 8 | 6 | 1 | 7 | 7 | 1 | 7 | 7 | 1 | 7 | 7 | 1 | 5 (2P) | 7 (1P) | 3 (2P) | Withdrawn | |
| 2 | 11 | 2 | Withdrawn[57] | ||||||||||||||||
| 11 | 2 | 2 | 7 | 5 | 3 | 5 | 6 | 4 | 7 | 6 | 2 | 7 | 7 | 1 | 5 (1P) | 8 (4P) | 2 | Withdrawn | |
| Candidate received at least one"encouraged" from a veto-wielding P5 member | |
| Candidate received at least one"discouraged" from a veto-wielding P5 member |
On 6 October 2016, the Security Council voted by acclamation to recommend António Guterres inSecurity Council Resolution 2311.[2][53] On 13 October 2016, theseventy-first session of the United Nations General Assembly ratified the Security Council's choice by acclamation, formally appointing Guterres as the next Secretary-General for a five-year term beginning on 1 January 2017.[3]