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Sard's theorem

From Wikipedia, the free encyclopedia
Theorem in mathematical analysis

Inmathematics,Sard's theorem, also known asSard's lemma or theMorse–Sard theorem, is a result inmathematical analysis that asserts that the set ofcritical values (that is, theimage of the set ofcritical points) of asmooth functionf from oneEuclidean space ormanifold to another is anull set, i.e., it hasLebesgue measure 0. This makes the set of critical values "small" in the sense of ageneric property. The theorem is named forAnthony Morse andArthur Sard.

Statement

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More explicitly,[1] let

f:RnRm{\displaystyle f\colon \mathbb {R} ^{n}\rightarrow \mathbb {R} ^{m}}

beCk{\displaystyle C^{k}}, (that is,k{\displaystyle k} timescontinuously differentiable), wherekmax{nm+1,1}{\displaystyle k\geq \max\{n-m+1,1\}}. LetXRn{\displaystyle X\subset \mathbb {R} ^{n}} denote thecritical set off,{\displaystyle f,} which is the set of pointsxRn{\displaystyle x\in \mathbb {R} ^{n}} at which theJacobian matrix off{\displaystyle f} hasrank<m{\displaystyle <m}. Then theimagef(X){\displaystyle f(X)} has Lebesgue measure 0 inRm{\displaystyle \mathbb {R} ^{m}}.

Intuitively speaking, this means that althoughX{\displaystyle X} may be large, its image must be small in the sense of Lebesgue measure: whilef{\displaystyle f} may have many criticalpoints in the domainRn{\displaystyle \mathbb {R} ^{n}}, it must have few criticalvalues in the imageRm{\displaystyle \mathbb {R} ^{m}}.

More generally, the result also holds for mappings betweendifferentiable manifoldsM{\displaystyle M} andN{\displaystyle N} of dimensionsm{\displaystyle m} andn{\displaystyle n}, respectively. The critical setX{\displaystyle X} of aCk{\displaystyle C^{k}} function

f:NM{\displaystyle f:N\rightarrow M}

consists of those points at which thedifferential

df:TNTM{\displaystyle df:TN\rightarrow TM}

has rank less thanm{\displaystyle m} as a linear transformation. Ifkmax{nm+1,1}{\displaystyle k\geq \max\{n-m+1,1\}}, then Sard's theorem asserts that the image ofX{\displaystyle X} has measure zero as a subset ofM{\displaystyle M}. This formulation of the result follows from the version for Euclidean spaces by taking acountable set of coordinate patches. The conclusion of the theorem is a local statement, since a countable union of sets of measure zero is a set of measure zero, and the property of a subset of a coordinate patch having zero measure is invariant underdiffeomorphism.

Variants

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There are many variants of this lemma, which plays a basic role insingularity theory among other fields. The casem=1{\displaystyle m=1} was proven byAnthony P. Morse in 1939,[2] and the general case byArthur Sard in 1942.[1]

A version for infinite-dimensionalBanach manifolds was proven byStephen Smale.[3]

The statement is quite powerful, and the proof involves analysis. Intopology it is often quoted — as in theBrouwer fixed-point theorem and some applications inMorse theory — in order to prove the weaker corollary that “a non-constant smooth map hasat least one regular value”.

In 1965 Sard further generalized his theorem to state that iff:NM{\displaystyle f:N\rightarrow M} isC{\displaystyle C^{\infty }} and ifArN{\displaystyle A_{r}\subseteq N} is the set of pointsxN{\displaystyle x\in N} such thatdfx{\displaystyle df_{x}} has rank less or equal thanr{\displaystyle r}, then theHausdorff dimension off(Ar){\displaystyle f(A_{r})} is at mostr{\displaystyle r}.[4][5]

See also

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References

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  1. ^abSard, Arthur (1942),"The measure of the critical values of differentiable maps",Bulletin of the American Mathematical Society,48 (12):883–890,doi:10.1090/S0002-9904-1942-07811-6,MR 0007523,Zbl 0063.06720.
  2. ^Morse, Anthony P. (January 1939), "The behaviour of a function on its critical set",Annals of Mathematics,40 (1):62–70,Bibcode:1939AnMat..40...62M,doi:10.2307/1968544,JSTOR 1968544,MR 1503449.
  3. ^Smale, Stephen (1965), "An Infinite Dimensional Version of Sard's Theorem",American Journal of Mathematics,87 (4):861–866,doi:10.2307/2373250,JSTOR 2373250,MR 0185604,Zbl 0143.35301.
  4. ^Sard, Arthur (1965), "Hausdorff Measure of Critical Images on Banach Manifolds",American Journal of Mathematics,87 (1):158–174,doi:10.2307/2373229,JSTOR 2373229,MR 0173748,Zbl 0137.42501 and alsoSard, Arthur (1965), "Errata toHausdorff measures of critical images on Banach manifolds",American Journal of Mathematics,87 (3):158–174,doi:10.2307/2373229,JSTOR 2373074,MR 0180649,Zbl 0137.42501.
  5. ^"Show thatf(C) has Hausdorff dimension at most zero",Stack Exchange, July 18, 2013

Further reading

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