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Thenon-aggression principle[a] (NAP) is a concept in which "aggression" – defined as initiating or threatening any forceful interference with an individual, their property[b] or their agreements (contracts) – is illegitimate and should be prohibited.[1][2] Interpretations of the NAP vary, particularly concerning issues likeintellectual property,force, andabortion.
Like theGolden Rule, the Non-Aggression Principle follows anethics of reciprocity, in the sense that whether a person's action is permissible, depends upon the preceding actions of others.
The non-aggression principle is considered by some to be a, or even the, defining principle oflibertarianism. It is a common principle among libertarians of bothminarchist andanarchist beliefs.[3][4][5][6][7][non-primary source needed]
The non-aggression principle has existed in various forms. A number of authors have created their own formulation of theharm principle which NAP supporters argue as a form of non-aggression principle as shown in the table below.
| Year | Author | Formulation |
|---|---|---|
| 1689 | John Locke | Locke states: "Being all equal and independent, no one ought to harm another in his life, health, liberty, or possessions."[8] |
| 1819 | Thomas Jefferson | In a letter to Isaac Tiffany, Jefferson argues: "Rightful liberty is unobstructed action according to our will within limits drawn around us by the equal rights of others. I do not add 'within the limits of the law', because law is often but the tyrant's will, and always so when it violates the rights of the individual. [...] No man has a natural right to commit aggression on the equal rights of another, and this is all from which the laws ought to restrain him."[9][10] |
| 1851 | Herbert Spencer | Spencer formulates the following: "Every man is free to do that which he wills, provided he infringes not the equal freedom of any other man."[11] |
| 1859 | John Stuart Mill | In his bookOn Liberty, Mill states that "the only purpose for which power can be rightfully exercised over any member of a civilized community, against his will, is to prevent harm to others."[12] |
| 1923 | Albert Jay Nock | In the second chapter of his bookOur Enemy, the State, Nock refers to the legendary king Pausole, who stated only two laws, namely "hurt no man" and "then do as you please."[13] |
| 1961 | Ayn Rand | In an essay called "Man's Rights" in the bookThe Virtue of Selfishness, she formulated: "The precondition of a civilized society is the barring of physical force from social relationships. [...] In a civilized society, force may be used only in retaliation and only against those who initiate its use."[14][15][16] |
| 1963 | Murray Rothbard | In "War, Peace, and the State" (1963) which appeared inEgalitarianism as a Revolt Against Nature and Other Essays, Rothbard states: "No one may threaten or commit violence ('aggress') against another man's person or property. Violence may be employed only against the man who commits such violence; that is, only defensively against the aggressive violence of another. In short, no violence may be employed against a nonaggressor. Here is the fundamental rule from which can be deduced the entire corpus of libertarian theory."[17] |
The principle has been derived through various philosophical approaches, including:
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Propertarians/Right-libertarians who are pro-life and pro-choice both justify their position on NAP grounds. One question to determine whether or not abortion is consistent with the NAP is at what stage of development a fertilized human egg cell can be considered ahuman being with the status and rights attributed topersonhood. Some supporters of the NAP argue this occurs at the moment of conception while others argue that since the fetus lackssentience until a certain stage of development, it does not qualify as a human being and may be considered property of the mother. On the other hand,opponents of abortion state that sentience is not a qualifying factor. They refer to theanimal rights discussion and point out theargument from marginal cases that concludes the NAP also applies to non-sentient (i.e. mentally handicapped) humans.[25]
Another question is whether an unwelcome fetus should be considered to be an unauthorized trespasser in its mother's body.[26] The non-aggression principle does not protect trespassers from the owners of the property on which they are trespassing.[27]
Objectivist philosopherLeonard Peikoff has argued that a fetus has no right to life inside the womb because it is not an "independently existing, biologically formed organism, let alone a person".[28]Pro-choice propertarian/right-libertarianMurray Rothbard held the same stance, maintaining that abortion is justified at any time during pregnancy if the fetus is no longer welcome inside its mother.[29] Similarly, other pro-choice supporters base their argument on criminal trespass.[30] In that case, they claim that the NAP is not violated when the fetus is forcibly removed, with deadly force if need be, from the mother's body, just as the NAP is not violated when an owner removes from the owner's property an unwanted visitor who is not willing to leave voluntarily. Libertarian theoristWalter Block follows this line of argument with his theory ofevictionism, but he makes a distinction between evicting the fetus prematurely so that it dies and actively killing it. On the other hand, the theory ofdeparturism[31] permits only the non-lethal eviction of the trespassing fetus during a normal pregnancy.[32]
Pro-life libertarians such asLibertarians for Life argue that because the parents were actively involved in creating a new human life and that life has not consented to their own existence, that life is in the womb by necessity and no parasitism or trespassing in the form of legalnecessity is involved. They state that as the parents are responsible for that life's position, the NAP would be violated when that life is killed with abortive techniques.[33]
The NAP is applicable to any unauthorized actions towards a person's physical property. Supporters of the NAP disagree on whether it should apply tointellectual property rights as well as physical property rights.[34] Some argue that because intellectual concepts are non-rivalrous, intellectual property rights are unnecessary[35] while others argue that intellectual property rights are as valid and important as physical ones.[36]
Although the NAP is meant to guarantee an individual's sovereignty, propertarians/right-libertarians greatly differ on the conditions under which the NAP applies. Especially unsolicited intervention by others, either to prevent society from being harmed by the individual's actions or to prevent an incompetent individual from being harmed by his own actions or inactions, is an important issue.[to whom?][37] The debate centers on topics such as theage of consent for children,[38][39][40]intervention counseling (i.e. for addicted persons, or in case of domestic violence),[41][42]involuntary commitment andinvoluntary treatment with regards tomental illness,[43]medical assistance (i.e. prolonged life support vs euthanasia in general and for the senile or comatose in particular),[44][45]human organ trade,[46][47][48]state paternalism (includingeconomic interventionism)[49][50][51] andforeign intervention by states.[52][53] Other discussion topics on whether intervention is in line with the NAP includenuclear weapons proliferation,[54][55]human trafficking andimmigration.[56][57][58]
Objectivist author Ronald Merill criticizes the anarcho-capitalist view of force. He states that the use of force is subjective, saying: "There's no objective basis for controlling the use of force. Your belief that you're using force to protect yourself is just an opinion; what if it is my opinion that you are violating my rights?"[59]
Prominent propertarian/right-libertarian thinkers such asMurray Rothbard considered pollution an act of aggression, mostly focusing onair pollution, though in absolute termslight pollution, sound, and anything that crosses a boundary into someone's property or person can constitute aggression. In order to avoid having mere existence violate the non-aggression principle, Rothbard, Nozick, and others proposed less strict positions. Nozick suggested that boundary-crossing is permissible up to a certain range as long as it is socially beneficial and compensation is paid for it. Rothbard suggested that a causal connection of objective harm needs to be demonstrated beyond reasonable doubt before prohibiting pollution. These approachesappear to contradict the non-aggression principle by enabling a permissible amount of harm.[2]
Some propertarians/right-libertarians justify the existence of aminimalstate on the grounds thatanarcho-capitalism implies that the non-aggression principle is optional because the enforcement of laws is open to competition.[60]
Anarcho-capitalists usually respond to this argument that this presumed outcome of what they call "coercive competition" (e.g.,private military companies orprivate defense agencies that enforcelocal law) is not likely because of the very high cost, in lives and economically, of war. They claim that war drains those involved and leaves non-combatant parties as the most powerful, economically and militarily, ready to take over.[61][62][63] Therefore, anarcho-capitalists claim that in practice, and in more advanced societies with large institutions that have a responsibility to protect their vested interests, disputes are most likely to be settled peacefully.[64][65] Anarcho-capitalists also point out that a state monopoly of law enforcement does not necessarily make NAP present throughout society ascorruption andcorporatism, as well aslobby groupclientelism indemocracies, favor only certain people or organizations. Anarcho-capitalists aligned with theRothbardian philosophy generally contend that the state violates the non-aggression principle by its very nature because, it is argued, governments necessarily use force against those who have notstolen private property,vandalized private property,assaulted anyone, orcommitted fraud.[64][66][67]
Some proponents of the NAP seetaxes as aviolation of the NAP, while critics of the NAP argue that because of thefree-rider problem in case security is apublic good, enough funds would not be obtainable by voluntary means to protect individuals from aggression of a greater severity.Geolibertarians, who following theclassical economists andGeorgists adhere to theLockeanlabor theory of property, argue that private ownership of land violates the NAP, and thereforeland value taxation is fully compatible with the NAP.
Anarcho-capitalists argue that the protection of individuals against aggression is self-sustaining like any other valuable service, and that it can be supplied without coercion by thefree market much more effectively and efficiently than by agovernment monopoly.[68] Their approach, based onproportionality in justice anddamagecompensation, argues that full restitution is compatible with bothretributivism and a utilitarian degree ofdeterrence while consistently maintaining NAP in a society.[62][69][70] They extend their argument to all public goods and services traditionally funded through taxation, like security offered by dikes.[71]
Supporters of the NAP often appeal to it in order to argue for the immorality oftheft,vandalism,sexual assault,assault, andfraud. Compared tononviolence, the non-aggression principle does not preclude violence used inself-defense or defense of others.[72] Many supporters argue that NAP opposes such policies asvictimless crime laws,taxation, andmilitary drafts. The NAP is the foundation of propertarian/right-libertarian philosophy.[22]
The NAP faces two kinds of criticism: the first holds that the principle is immoral, and the second argues that it is impossible to apply consistently in practice; respectively,consequentialist ordeontological criticisms, andinconsistency criticisms. Propertarian/Right-libertarian academic philosophers have noted the implausible results consistently applying the principle yields: for example, Professor Matt Zwolinski notes that, because pollution necessarily violates the NAP by encroaching (even if slightly) on other people's property, consistently applying the NAP would prohibit driving, starting a fire, and other activities necessary to the maintenance of industrial society.[73][2]
The NAP also faces definitional issues regarding what is understood as forceful interference and property, and under which conditions it applies.[74][75][76][77][78][79][80] The NAP has been criticized ascircular reasoning and a rhetorical obfuscation of the coercive nature ofpropertarian/right-libertarian property law enforcement because the principle redefines aggression in their own terms.[81]
PhilosopherJason Brennan has written a critique citing Walter Block's definition of the non-aggression principle, arguing that the words alone do not seem to provide libertarians with a clear argument for freedom:[82]
The difference between libertarians and non-libertarians is not about whether aggression is permissible. Instead, it’s about what counts as aggression, or about just who has a right to what.
Brennan argued that the non-aggression principle is a simple moral slogan and therefore difficult to persuade people. He pointed out that this principle can be interpreted in various ways depending on how the concepts of ownership and rights implied in it are defined,[83] and that it is actually used in various ways among people in reality. Therefore, he argued that it is difficult to function as a clear guideline or implementation strategy for realizing an ideal liberty society.[82]
Critics argue that the non-aggression principle is not ethical because it opposes the initiation of force even when they would consider the results of such initiation to be morally superior to the alternatives that they have identified. In arguing against the NAP, philosopher Matt Zwolinski has proposed the following scenario: "Suppose that by imposing a very, very small tax on billionaires, I could provide life-saving vaccination for tens of thousands of desperately poor children. Even if we grant that taxation is aggression, and that aggression is generally wrong, is it really so obvious that the relatively minor aggression involved in these examples is wrong, given the tremendous benefit it produces?"[73]
Zwolinski also notes that the NAP is incompatible with any practice that produces any pollution, because pollution encroaches on the property rights of others. Therefore, the NAP prohibits both driving and starting fires. CitingDavid D. Friedman, Zwolinski notes that the NAP is unable to place a sensible limitation on risk-creating behavior, arguing:
Of course, almost everything we do imposes some risk of harm on innocent persons. We run this risk when we drive on the highway (what if we suffer a heart attack, or become distracted), or when we fly airplanes over populated areas. Most of us think that some of these risks are justifiable, while others are not, and that the difference between them has something to do with the size and likelihood of the risked harm, the importance of the risky activity, and the availability and cost of less risky activities. But considerations like this carry zero weight in the NAP's absolute prohibition on aggression. That principle seems compatible with only two possible rules: either all risks are permissible (because they are not really aggression until they actually result in a harm), or none are (because they are). And neither of these seems sensible.[73]
Some supporters argue that no one initiates force if their only option for self-defense is to use force against a greater number of people as long as they were not responsible for being in the position they are in.Murray Rothbard's andWalter Block's formulations of NAP avoid these objections by either specifying that the NAP applies only to a civilized context (and not "lifeboat situations") or that it applies only to legal rights (as opposed to general morality). Thus a starving man may, in consonance with general morality, break into a hunting cabin and steal food, but nevertheless he is aggressing, i.e., violating the NAP, and (by most rectification theories) should pay compensation.[84] Critics argue that the legal rights approach might allow people who can afford to pay asufficiently large amount ofcompensation to get away with murder. They point out that local law may vary from proportional compensation to capital punishment to no compensation at all.[62]
Other critics state that the NAP is unethical because it does not provide for the violent prohibition of, and thereby supposedly legitimizes, several forms of aggression that do not involve intrusion on property rights such as verbalsexual harassment,defamation,boycotting, noninvasivestriking etc. If a victim thus provoked would turn to physical violence, they would be labeled an aggressor according to the NAP. However, supporters of the NAP state that boycotting[85][86] and defamation[87][88] both constitutefreedoms of speech and that boycotting,[85][86] noninvasive striking[86][89] and noninvasive discrimination[90] all constitutefreedoms of association and that both freedoms of association and of speech are nonaggressive. Supporters also point out that prohibiting physical retaliation against an action is not itselfcondonement of said action,[91] and that generally there are other, nonphysical means by which one can combat social ills (e.g., discrimination) that do not violate the NAP.[86][90] Some supporters also state that while most of the time individuals choose voluntarily to engage in situations that may cause some degree of mental battering, this mental battering begins to constitute unauthorized physical overload of the senses (i.e., eardrum and retina) when it cannot be avoided and that the NAP at that point does apply.[33]
Many supporters consider verbal and written threats of imminent physical violence sufficient justification for a defensive response in a physical manner.[92][93] Those threats would then constitute a legitimate limit to permissible speech. Because freedom of association entails the right of owners to choose who is permitted to enter or remain on their premises, legitimate property owners may also impose limitation on speech. The owner of a theatre wishing to avoid a stampede may prohibit those on her property from calling 'fire!' without just cause.[94] However, the owner of a bank may not prohibit anyone from urging the general public to abank run, except insofar as this occurs on the property of said owner.[85]
In a 1948 interview with Donald H. Kirkley for theLibrary of Congress,H. L. Mencken, a writer who influenced many libertarians, puts an ethical limit on the freedom of speech:
I believe there is a limit beyond which free speech cannot go, but it's a limit that's very seldom mentioned. It's the point where free speech begins to collide with the right to privacy. I do not think there are any other conditions to free speech. I've got a right to say and believe anything I please, but I have not got a right to press it on anybody else. [...] Nobody's got a right to be a nuisance to his neighbors.[95]
Supporters also consider physical threats of imminent physical violence (e.g. pointing a firearm at innocent people, or stocking up nuclear weapons that cannot be used discriminately against specific individual aggressors) sufficient justification for a defensive response in a physical manner. Those threats would then constitute a legitimate limit to permissible action.[96][97][93]
Critics argue it is not possible to uphold NAP when protecting theenvironment as mostpollution can never be traced back to the party that caused it. They therefore claim that only general broad government regulations will be able to protect the environment. Supporters cite the theoretical "tragedy of the commons"[clarification needed] and argue thatfree-market environmentalism will be much more effective in conserving nature.[98][99]Political theoristHillel Steiner emphasizes that all things made come from natural resources and that the validity of any rights to those made things depends on the validity of the rights to the natural resources.[100] If land was stolen then anyone buying produce from that land would not be the legitimate owner of the goods. Also, if natural resources cannot be privately owned but are, and always will be, the property of all of mankind then NAP would be violated if such a resource would be used without everybody's consent (see theLockean proviso andfree-market anarchism).[101] Libertarian philosopher Roderick Long suggests that, as natural resources are required not only for the production of goods but for the production of the human body as well, the very concept ofself-ownership can only exist if the land itself is privately owned.[102]
Consequentialist libertarianDavid D. Friedman, who believes that the NAP should be understood as a relative rather than absolute principle, defends his view by using asorites argument. Friedman begins by stating what he considers obvious: a neighbor aiming his flashlight at someone's property is not aggression, or if it is, it is only aggression in a trivial technical sense. However, aiming at the same property with a gigawatt laser is certainly aggression by any reasonable definition. Yet both flashlight and laser shine photons onto the property, so there must be some cutoff point of how many photons one is permitted to shine upon a property before it is considered aggression. However, the cutoff point cannot be found by deduction alone because of thesorites paradox, so the non-aggression principle is necessarily ambiguous. Friedman points out the difficulty of undertaking any activity that poses a certain amount of risk to third parties (e.g., flying) if the permission of thousands of people that might be affected by the activity is required.[103]
...except in response to the initiation ... of similar forcible interference ....
{{cite web}}: CS1 maint: multiple names: authors list (link) CS1 maint: numeric names: authors list (link)[Departurism was intentionally devised] to have as much in common with evictionism as possible... in an attempt to recruit libertarians who may appreciate the foundations of evictionism but balk at its conclusions (p. iii).
It is only the lethal (or otherwise debilitating) eviction of a fetus during a normal pregnancy that departurism views as discordant with gentleness and, thus, a violation of the NAP.
{{cite web}}: CS1 maint: multiple names: authors list (link)This progression of ideas must be at least temporarily embarrassed by the obvious fact that the holders of large amounts of property have great power to dictate the terms upon which others work for them and thus in effect the power to "force" others to be resources for them. I place quotation marks around the word "force" since much hinges on whether this power should count as force in the sense used above in the first principle of libertarianism.
Cf., pp. 25, 77, 79, 98 (note 2), 100–101, 107, 121, 124 (note 2), 127, 131–133, 136, 138, 142, 146, 151–153, 173–174, 220, 222."Right" has cogently and trenchantly been defined by Professor Sadowsky:
When we say that one has the right to do certain things we mean this and only this, that it would be immoral for another, alone or in combination, to stop him from doing this by the use of physical force or the threat thereof. We donot mean that any use a man makes of his property within the limits set forth is necessarily amoral use?
Sadowsky's definition highlights the crucial distinction we shall make throughout this work between a man'sright and the morality or immorality of his exercise of that right. We will contend that it is a man's right to do whatever he wishes with his person; it is his right not to be molested or interfered with by violence from exercising that right. But what may be the moral or immoral ways of exercising that right is a question of personal ethics rather than of political philosophy—which is concerned solely with matters of right, and of the proper or improper exercise of physical violence in human relations. The importance of this crucial distinction cannot be overemphasized. Or, as Elisha Hurlbut concisely put it: "The exercise of a faculty by an individual is its only use. The manner of its exercise is one thing;that involves a question of morals. Theright to its exercise is another thing."